Chen Herbert - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	22	1	5	17	6	-2	-26	0
P	%wins				50	68	68	55	68	10	53
S	%ret	1	1	3	1	8	2	11	-16	-33	-4
S	%wins				67	0	33	67	33	100	50

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
5/20/13 16:10	5/17/13	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	M.d	0	0.00	0	31	1	2,329	D
3/6/13 16:04	3/4/13	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	S.m	-47	0.7900	0	-60	-3	2,300	I
12/17/12 14:38	12/15/12	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	M.d	0	0.00	0	5	0	2,360	D
8/30/12 17:25	8/28/12	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	S.m	-37	0.8780	0	-42	-2	2,355	I
8/23/12 20:45	8/21/12	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	S.m	-14	0.8954	0	-15	-1	2,548	I
5/22/12 13:55	5/21/12	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	M.d	0	0.00	0	17	1	2,564	D
3/15/12 16:09	3/14/12	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	M.d	0	0.00	0	1	0	2,546	D	-16	-1	0	-3	-6	-9	-4	9
12/12/11 13:11	12/10/11	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	M.d	0	0.00	0	5	0	2,720	D	17	28	-12	6	20	18	5	-4	7	0	12
8/19/11 14:23	8/17/11	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	M.d	0	0.00	1	1	0	2,715	D	-38	-21	-6	-25	-21	-21	-1	-11	-2	3	17	0	27
5/23/11 13:30	5/20/11	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	M.d	0	0.00	1	21	1	2,714	D	27	33	47	29	-37	-22	-8	3	-3	1	-1	-26	-24
5/17/11 14:53	5/17/11	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	P	420	2.80	1	150	6	2,693	D	18	47	50	48	-34	-24	-10	-4	-7	-8	-5	-19	-36
3/15/11 16:07	3/11/11	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	P	67	2.67	0	25	1	2,543	D	64	-17	-6	20	25	11	-1	-6	-1	-2	89	22	1
3/14/11 11:58	3/10/11	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	M.d	0	0.00	0	2	0	2,518	D	52	-15	-7	22	28	9	1	-6	-1	-3	106	25	3
3/7/11 16:45	3/3/11	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	P.m	273	2.73	0	100	4	2,516	D	32	9	-10	23	18	29	7	0	5	-2	87	24	2	-6
2/28/11 17:10	2/24/11	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	DT	P.m	191	2.55	0	75	2	3,918	I	9	9	-6	21	15	22	7	10	1	0	64	17	-7	10
2/15/11 16:29	2/14/11	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	P.m	263	2.42	0	109	5	2,341	D	-18	37	-19	1	1	9	7	12	4	-3	7	38	9	25
12/14/10 13:23	12/9/10	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	D	M.ad	0	0.00	0	4	0	2,233	D	-6	-10	-10	-22	5	2	2	0	4	1	3	21	44	38
10/4/10 16:09	9/30/10	OCNW	Occam Networks Inc/de	DE	Tech	CNtwk	Computer Communications Equip	Chen Herbert	NY	T	S	-232	7.75	0	-30	-5	590	I
8/24/10 16:08	8/20/10	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	DT	M.d	0	0.00	0	0	0	2,228	D	-54	-24	3	23	30	10	5	-4	1	4	6	-21	-12	-8
6/7/10 10:08	6/3/10	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	DT	M.d	1,014	2.40	0	423	17	2,918	M	-64	-3	3	3	-6	8	10	9	-9	-10	-16	17	-14	35
5/24/10 16:07	5/21/10	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	DT	M.d	0	0.00	0	16	1	2,496	D	-59	-4	-13	-9	-18	-8	1	7	-3	4	2	24	-8	35
6/16/08 12:43	6/12/08	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	DT	P	975	0.7800	0	1,250	7	19,837	I	-56	-52	-9	19	15	9	-5	2	0	7	-6	-14	-65	-54
6/16/08 12:43	6/12/08	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	DT	S	-975	0.7800	0	-1,250	-6	19,837	I	-56	-52	-9	19	15	9	-5	2	0	7	-6	-14	-65	-54
1/19/07 10:02	1/17/07	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P.m	435	1.48	0	294	2	19,758	M	8	-26	-13	-8	-12	-2	0	-6	4	1	-5	16	28	-54
1/17/07 16:26	1/16/07	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P	419	1.48	0	283	1	19,464	I	13	-20	-10	3	-4	13	6	5	-3	-1	-8	9	21	-52
1/4/07 12:48	12/29/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P	42	1.40	0	30	0	19,181	I	-10	-24	-33	1	-17	-11	-1	-4	4	4	-3	11	28	-37
11/2/06 11:03	10/31/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P	292	1.46	0	200	1	19,151	I	40	-2	-30	-13	-8	-1	2	1	-1	16	10	-8	1	-28
11/2/06 11:00	5/3/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P.a	990	1.98	0	500	3	18,951	I	40	-2	-30	-13	-8	-1	2	1	-1	16	10	-8	1	-28
11/2/06 10:56	2/28/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P.a	1,830	1.83	0	1,000	6	18,451	I	40	-2	-30	-13	-8	-1	2	1	-1	16	10	-8	1	-28
11/2/06 10:46	2/28/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P.a	5,460	1.52	0	3,600	24	18,451	I	40	-2	-30	-13	-8	-1	2	1	-1	16	10	-8	1	-28
11/2/06 10:38	2/9/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P.a	1,314	1.88	0	699	5	13,851	I	40	-2	-30	-13	-8	-1	2	1	-1	16	10	-8	1	-28
11/2/06 10:34	2/7/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P.a	420	1.68	0	250	2	13,152	I	40	-2	-30	-13	-8	-1	2	1	-1	16	10	-8	1	-28
11/2/06 10:18	1/4/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P.am	6,064	1.73	0	3,506	28	16,182	M	40	-2	-30	-13	-8	-1	2	1	-1	16	10	-8	1	-28
11/2/06 10:18	12/30/05	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	S.am	-3,074	1.70	0	-1,811	-10	16,182	M	40	-2	-30	-13	-8	-1	2	1	-1	16	10	-8	1	-28
5/4/06 16:02	5/3/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P	990	1.98	0	500	3	18,951	F									4	-6	-3	-20	-30	-29
3/6/06 15:23	3/3/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P	1,830	1.83	0	1,000	6	18,451	F									-5	-7	39	10	-3	-33
3/1/06 09:59	2/28/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P	5,460	1.52	0	3,600	26	17,451	F									1	2	41	11	4	-22
2/14/06 19:21	2/9/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P	1,314	1.88	0	699	5	13,851	P									4	2	5	8	-7	-27
2/8/06 11:44	2/7/06	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P	420	1.68	0	250	2	13,152	F									9	2	-2	18	-6	-21
1/4/06 16:13	12/29/05	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	P.m	6,064	1.73	0	3,506	37	12,902	F									3	1	3	55	17	-17
1/4/06 16:13	12/30/05	TXCC	Transwitch Corp /de	DE	Tech	Semicn	Semiconductors & Related Devi	Chen Herbert	NY	T	S.m	-3,074	1.70	0	-1,811	-12	12,902	F									3	1	3	55	17	-17

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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