Ricketts J Joe - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	10	2	2	2	-1	2	1	1
P	%wins				50	90	50	50	80	40	60
S	%ret	1	1	28	0	0	5	7	6	11	5
S	%wins				64	46	25	29	46	36	41

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/27/13 16:50	6/25/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S	-57,874	24.00	33	-2,411	-4	51,602	M	35	51	44	18	7	3	0	2	-1	1	11	8	28	32
6/24/13 16:40	6/20/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S	-35,265	24.03	33	-1,468	-3	54,108	D	33	43	41	15	8	2	0	-2	1	3	15	13	32	37
6/19/13 19:45	6/17/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S.m	-84,335	24.06	33	-3,505	-6	55,576	D	37	50	50	16	15	1	0	1	-1	-1	9	17	26	35
6/13/13 19:27	6/11/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S	-12,814	24.00	33	-534	-1	59,080	D	32	47	50	11	23	5	2	-2	-1	1	9	17	25	31
6/10/13 20:57	6/7/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S.m	-58,675	24.01	33	-2,444	-4	59,614	D	31	52	54	16	23	5	1	4	-1	-2	10	11	22	34
6/3/13 21:09	5/30/13	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S.m	-9,320	24.00	33	-388	-1	62,058	D	18	40	49	23	22	7	5	-1	-1	3	6	13	28	35
12/5/12 18:49	12/4/12	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S	-24,330	16.22	33	-1,500	-2	62,447	D	-9	2	0	-5	3	4	2	0	0	2	14	30	49	89
4/4/12 19:12	4/2/12	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S.m	-10,541	20.04	33	-526	-1	63,946	D	2	-6	43	26	14	1	0	3	0	-2	-5	-12	-19	5
3/30/12 18:41	3/28/12	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		S	-1,814	20.05	33	-90	0	64,472	D	4	-5	34	29	11	3	-4	-5	1	-1	-5	-16	-22	5
11/16/11 18:38	11/14/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	T		M.d	0	0.00	33	77	0	63,510	D	-18	0	-19	13	13	7	0	1	-2	-5	-7	7	5	-5
10/5/11 18:45	10/3/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		M.d	0	0.00	33	1	0	63,433	D	-25	-10	-31	-24	0	1	1	-3	3	5	11	6	32	6
3/30/11 17:43	3/28/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S	-28,712	20.70	33	-1,387	-2	64,827	D	59	7	27	9	-3	-6	1	-1	0	3	5	-8	-27	-3
1/7/11 16:37	1/5/11	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-21,535	19.46	33	-1,107	-2	66,143	D	47	5	30	21	15	5	5	5	1	6	6	8	-3	-15
1/4/11 18:38	12/31/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-13,787	19.03	33	-725	-1	67,250	D	33	-6	26	17	8	1	-1	0	2	6	11	15	5	-14
12/28/10 18:28	12/23/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S	-250	19.00	33	-13	0	67,975	D	50	-2	17	17	10	4	2	1	0	-1	7	9	-1	-17
12/21/10 18:21	12/17/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-2,957	19.00	33	-156	0	67,988	D	45	2	12	15	6	11	1	0	1	1	9	10	1	-20
12/14/10 19:43	12/10/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-3,706	18.50	33	-200	0	68,143	D	44	1	5	20	9	9	2	0	0	0	9	11	2	-13
12/9/10 20:05	11/14/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		M.d	0	0.00	33	31	0	68,344	D	48	-1	2	22	10	8	9	3	0	0	6	17	3	-10
12/9/10 20:05	12/7/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.dm	-14,828	18.54	33	-800	-1	68,344	D	48	-1	2	22	10	8	9	3	0	0	6	17	3	-10
6/23/10 17:51	6/21/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S	-14,968	16.97	33	-882	-1	69,112	D	-12	0	-9	-10	-13	-8	-8	-2	-2	-9	-7	-3	12	15
5/5/10 17:39	5/3/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S	-4,859	20.52	33	-237	0	69,994	D	5	19	3	13	7	-1	-2	-2	-5	-3	-7	-20	-13	10
4/28/10 18:14	4/26/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S	-871	20.50	33	-43	0	70,231	D	6	22	0	10	4	-4	-3	-4	3	1	-11	-20	-16	12
4/22/10 18:29	4/20/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-13,404	20.50	33	-654	-1	70,273	D	18	22	0	9	8	8	2	2	0	-3	-14	-26	-18	7
4/19/10 18:04	4/15/10	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S	-5,876	20.51	33	-287	0	70,927	D	14	21	-4	10	11	5	0	0	1	2	-7	-21	-19	9
11/17/09 21:30	11/15/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		M.d	0	0.00	33	21	0	70,970	D	10	71	23	13	6	9	6	1	0	-5	-13	-17	-14	-19
8/27/09 20:42	8/25/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-31,788	18.42	33	-1,726	-2	70,958	I	2	-8	46	5	1	-5	-2	-3	0	3	5	8	-6	-21
8/24/09 20:24	8/20/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-42,709	18.63	33	-2,293	-3	72,684	I	9	-7	57	9	6	1	-5	0	1	1	8	14	-5	-15
8/19/09 20:18	8/17/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-46,247	18.64	33	-2,481	-3	74,977	I	14	-6	48	10	11	2	-5	-5	0	0	5	13	-5	-13
5/7/09 18:47	5/5/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.m	-15,669	16.55	33	-947	-1	77,238	D	-8	-10	29	35	19	1	5	4	4	-3	15	15	18	15
5/4/09 20:24	4/30/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		M.dm	17,709	7.25	33	2,442	3	78,184	D	-8	-15	36	43	27	0	-1	0	-1	1	7	11	18	23
5/4/09 20:24	4/30/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	CO	DT		S.dm	-48,908	16.29	33	-3,002	-4	78,184	D	-8	-15	36	43	27	0	-1	0	-1	1	7	11	18	23
2/24/09 20:10	2/20/09	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DT		S	-177,750	11.85	33	-15,000	-16	78,744	I	-29	-34	-41	19	-9	5	-8	-5	-1	-10	7	38	51	40
11/13/07 17:11	11/8/07	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	M.d	1,894	1.64	33	1,155	1	110,186	D	14	18	9	18	2	-2	1	3	0	-3	3	-5	-7	-36
8/9/06 19:08	8/8/06	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	P	19,586	18.37	33	1,066	1	108,343	D	129	22	-5	-3	25	16	11	11	-2	3	-2	-3	3	-5
8/9/06 19:08	8/8/06	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	P	57,496	18.04	33	3,187	4	79,890	D	129	22	-5	-3	25	16	11	11	-2	3	-2	-3	3	-5
8/9/06 19:07	8/7/06	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	P	19,582	17.28	33	1,133	2	75,289	D	129	22	-5	-3	25	16	11	11	-2	3	-2	-3	3	-5
8/9/06 19:07	8/7/06	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	P.m	25,040	17.71	33	1,414	2	76,703	D	129	22	-5	-3	25	16	11	11	-2	3	-2	-3	3	-5
7/24/06 19:52	7/21/06	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	P	262	15.87	33	17	0	101,543	D	92	5	-19	-26	1	7	12	8	6	5	13	6	11	17
7/24/06 19:51	7/21/06	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	P	32,099	15.70	33	2,045	3	74,139	D	92	5	-19	-26	1	7	12	8	6	5	13	6	11	17
7/24/06 19:51	7/21/06	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	P	36,368	15.49	33	2,348	3	72,094	D	92	5	-19	-26	1	7	12	8	6	5	13	6	11	17
7/24/06 19:50	7/20/06	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	P.m	45,087	15.66	33	2,879	4	69,746	D	92	5	-19	-26	1	7	12	8	6	5	13	6	11	17
4/19/06 20:00	4/17/06	AMTD	Td Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	P	32,000	20.63	33	1,552	2	94,255	B									-1	-13	-26	-35	-24	-31
11/22/05 20:40	11/18/05	AMTD	Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	P	45,000	22.69	33	1,984	2	92,291	I	105	66	64	13	13	10	7	5	2	1	1	11	-8	-5
11/21/03 17:37	11/19/03	AMTD	Ameritrade Holding Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ricketts J Joe	NE	DOT	CB	S	-33,520	12.51	33	-2,679	-3	91,129	D			58	11	-19	-18	-9	-2	1	8	15	31	-7	20

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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