3/19/26 16:20 | 3/18/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DOH | Secretar | P | 60 | 5.98 | 0 | 10 | 10 | 113 | D | | | | | | | | | | | | | | |
3/19/26 16:05 | 3/18/26 | PCF | High Income Securities Fund | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DH | Affiliat | P | 98 | 5.46 | 0 | 18 | 76 | 41 | D | | | | | | | | | | | | | | |
3/9/26 16:05 | 3/5/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DOH | Secretar | P | 60 | 5.99 | 0 | 10 | 11 | 103 | D | | | | | | | | | | | | | | |
3/5/26 16:11 | 3/3/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DOH | Secretar | P | 30 | 6.01 | 0 | 5 | 6 | 93 | D | | | | | | | | | | | | | | |
2/25/26 16:26 | 2/23/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | P | 31 | 6.13 | 0 | 5 | 6 | 88 | D | | | | | | | | | | | | | | |
2/10/26 16:05 | 2/6/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | P | 61 | 6.07 | 0 | 10 | 14 | 83 | D | | | | | | | | | | | | | | |
2/4/26 17:01 | 2/2/26 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DH | Affiliat | P.m | 106 | 6.05 | 0 | 18 | 295 | 23 | D | | | | | | | | | | | | | | |
2/3/26 16:00 | 1/30/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | P | 59 | 5.92 | 0 | 10 | 16 | 73 | D | | | | | | | | | | | | | | |
12/18/25 17:01 | 12/16/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | P.m | 35 | 6.02 | 0 | 6 | 999% | 6 | D | | | | | | | | | | | | | | |
12/12/25 17:04 | 12/11/25 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | M | 492 | 6.07 | 0 | 81 | 661 | 93 | D | | | | | | | | | | | | | | |
4/8/25 17:02 | 4/4/25 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | P | 41 | 13.80 | 0 | 3 | 9 | 35 | D | | | | | | | | | | | | | | |
2/26/25 17:01 | 2/24/25 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | S.m | -180 | 6.85 | 0 | -26 | -99 | 0 | D | | | | | | | | | | | | | | |
1/21/25 16:14 | 1/17/25 | SWZ | Swiss Helvetia Fund, Inc. | | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | S | -38 | 8.45 | 0 | -5 | -27 | 12 | D | | | | | | | | | | | | | | |
8/19/24 17:03 | 8/16/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | M | 1,619 | 6.48 | 0 | 250 | 999% | 260 | D | | | | | | | | | | | | | | |
7/1/24 17:01 | 6/28/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | S | -624 | 6.93 | 0 | -90 | -90 | 10 | D | | | | | | | | | | | | | | |
6/28/24 17:00 | 6/26/24 | PCF | High Income Securities Fund | MA | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | D | | S.m | -991 | 6.85 | 0 | -145 | -59 | 100 | D | | | | | | | | | | | | | | |
1/2/24 15:53 | 12/28/23 | SPE | Special Opportunities Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Goldstein Phillip | NY | DO | CB,Secre | P.d | 16 | 11.78 | 0 | 1 | 4 | 32 | D | | | | | | | | | | | | | | |