| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 1 | 1 | 3 | 2 | 6 | 4 | 7 | -6 | -28 | -3 | 
| P | %wins | 100 | 67 | 67 | 67 | 33 | 0 | 56 | 
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 7/2/08 12:13 | 7/1/08 | NOVL | Novell Inc | DE | Tech | Softw | Prepackaged Software | Malone Claudine B/ca | UT | D | P | 43 | 5.84 | 0 | 7 | 17 | 50 | I | |||||||||||||||
| 6/26/08 11:25 | 6/24/08 | NOVL | Novell Inc | DE | Tech | Softw | Prepackaged Software | Malone Claudine B/ca | UT | D | P | 61 | 6.06 | 0 | 10 | 31 | 43 | I | |||||||||||||||
| 2/20/08 15:46 | 2/19/08 | AINV | Apollo Investment Corp | Fund | CEF | Closed-End Funds | Malone Claudine B/ca | NY | D | P | 66 | 15.06 | 22 | 4 | 77 | 10 | D | -6 | -30 | -25 | -17 | -7 | 1 | 0 | -2 | 3 | 6 | 14 | 25 | 20 | -66 | ||
| 8/16/07 15:48 | 8/15/07 | AINV | Apollo Investment Corp | Fund | CEF | Closed-End Funds | Malone Claudine B/ca | NY | D | P | 39 | 19.51 | 33 | 2 | 57 | 6 | D | 21 | 10 | -13 | -10 | -11 | -2 | -3 | -12 | 3 | 13 | 5 | 1 | -19 | -3 | ||
| 6/1/07 09:56 | 5/30/07 | AINV | Apollo Investment Corp | Fund | CEF | Closed-End Funds | Malone Claudine B/ca | NY | D | P | 81 | 23.04 | 19 | 4 | New | 4 | D | 72 | 38 | 12 | 8 | 8 | 6 | 6 | 7 | 1 | -2 | -7 | -6 | -19 | -14 | ||
| 4/13/06 12:23 | 4/12/06 | NOVL | Novell Inc | DE | Tech | Softw | Prepackaged Software | Malone Claudine B/ca | UT | D | P | 15 | 7.47 | 0 | 2 | 40 | 7 | B | |||||||||||||||
| 6/8/04 16:08 | 6/4/04 | NOVL | Novell Inc | DE | Tech | Softw | Prepackaged Software | Malone Claudine B/ca | UT | D | P | 42 | 8.39 | 0 | 5 | New | 5 | I | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |