1/10/25 17:41  | 1/8/25  | AVGO | Broadcom Inc. |  | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S | -919 | 229.64 | 0 | -4 | -8 | 48 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/22/24 17:16  | 5/20/24  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | M.d | 179 | 2.91 | 0 | 62 | 38 | 222 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/14/24 17:37  | 3/12/24  | AVGO | Broadcom Inc. |  | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S | -4,065 | 1,290.3 | 0 | -3 | -38 | 5 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/22/23 19:30  | 12/20/23  | AVGO | Broadcom Inc. |  | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S | -912 | 1,140.3 | 0 | -1 | -9 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/14/23 16:45  | 9/12/23  | AVGO | Broadcom Inc. |  | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S | -1,284 | 855.68 | 0 | -2 | -14 | 10 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/23/23 16:39  | 5/22/23  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | M.d | 160 | 3.27 | 0 | 49 | 40 | 170 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/16/23 16:57  | 3/14/23  | AVGO | Broadcom Inc. |  | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S | -1,984 | 625.02 | 0 | -3 | -23 | 11 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/14/22 16:28  | 2/11/22  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | M.d | 147 | 1.91 | 0 | 77 | 128 | 137 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/14/22 16:28  | 2/11/22  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | S.d | -334 | 6.24 | 0 | -53 | -28 | 137 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/27/21 16:49  | 9/23/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S | -2,281 | 504.92 | 0 | -5 | -24 | 14 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/14/21 17:09  | 9/10/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S | -2,401 | 499.12 | 0 | -5 | -21 | 19 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/10/21 16:52  | 6/8/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -493 | 465.11 | 0 | -1 | -4 | 23 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/20/21 17:24  | 5/18/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -464 | 437.27 | 0 | -1 | -4 | 24 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/6/21 17:11  | 5/4/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -472 | 444.86 | 0 | -1 | -4 | 25 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/22/21 17:08  | 4/20/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -484 | 456.91 | 0 | -1 | -4 | 27 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/8/21 18:53  | 4/6/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -512 | 482.67 | 0 | -1 | -4 | 28 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/25/21 16:29  | 3/23/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -494 | 466.46 | 0 | -1 | -4 | 28 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/11/21 17:11  | 3/9/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -468 | 441.30 | 0 | -1 | -3 | 29 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/25/21 17:19  | 2/23/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -495 | 466.75 | 0 | -1 | -3 | 30 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/16/21 16:02  | 2/12/21  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | M.d | 136 | 2.28 | 0 | 60 | 121 | 109 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/16/21 16:02  | 2/12/21  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | S.d | -229 | 6.10 | 0 | -38 | -26 | 109 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/11/21 16:59  | 2/9/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -500 | 471.95 | 0 | -1 | -3 | 31 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/28/21 17:49  | 1/26/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -484 | 456.91 | 0 | -1 | -3 | 32 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/14/21 16:45  | 1/12/21  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -477 | 450.27 | 0 | -1 | -3 | 33 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/31/20 16:35  | 12/29/20  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -460 | 433.75 | 0 | -1 | -3 | 35 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/17/20 17:00  | 12/15/20  | AVGO | Broadcom Inc. | DE | Tech | Semicn | Semiconductors & Related Devi | Hartenstein Eddy W | CA | D |  | S.m | -442 | 416.73 | 0 | -1 | -3 | 36 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/7/20 17:25  | 2/5/20  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | M.d | 97 | 0.9494 | 0 | 102 |  | 82 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/7/20 17:25  | 2/5/20  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | S.d | -640 | 7.22 | 0 | -89 | -52 | 82 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/5/17 16:06  | 12/4/17  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | M.d | 91 | 0.3382 | 0 | 268 |  | 26 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/5/17 16:06  | 12/4/17  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | S.d | -1,428 | 5.66 | 0 | -252 | -91 | 26 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/17/17 16:02  | 8/16/17  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | M.d | 36 | 0.0900 | 0 | 400 |  | 26 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/17/17 16:02  | 8/16/17  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | S.d | -2,199 | 5.59 | 0 | -394 | -94 | 26 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/14/17 16:14  | 8/11/17  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | M.d | 41 | 0.0900 | 0 | 450 |  | 26 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/14/17 16:14  | 8/11/17  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | S.d | -2,471 | 5.58 | 0 | -443 | -94 | 26 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/6/17 15:39  | 6/2/17  | TRNC | Tronc, Inc. | DE | Media | Print | Newspapers: Publishing or Pub | Hartenstein Eddy W | IL | D |  | M.d | 0 | 0.00 | 0 | 15 | 25 | 74 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/3/17 18:28  | 3/1/17  | TRNC | Tronc, Inc. | DE | Media | Print | Newspapers: Publishing or Pub | Hartenstein Eddy W | IL | D |  | M.d | 0 | 0.00 | 2 | 9 | 18 | 59 | D | -26 | 53 | -18 | 9 | 8 | 1 | 0 | -4 | 0 | -3 | 2 |  |  |  | 
3/1/17 16:04  | 2/27/17  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | M.d | 112 | 2.44 | 33 | 46 |  | 13 | D | 31 | 37 | 23 | 11 | 12 | 8 | 4 | 0 | -1 | -1 | -1 |  |  |  | 
3/1/17 16:04  | 2/27/17  | SIRI | Sirius Xm Holdings Inc. |  | Media | Radio | Radio Broadcasting Stations | Hartenstein Eddy W | NY | D |  | S.d | -124 | 5.13 | 33 | -24 | -66 | 13 | D | 31 | 37 | 23 | 11 | 12 | 8 | 4 | 0 | -1 | -1 | -1 |  |  |  | 
6/1/16 17:06  | 5/27/16  | TPUB | Tribune Publishing Co | DE | Media | Print | Newspapers: Publishing or Pub | Hartenstein Eddy W | IL | D |  | M.d | 0 | 0.00 | 7 | 12 | 31 | 50 | D |  | -21 | 29 | 38 | 55 | 1 | -16 | -3 | -2 | 13 |  |  |  |  | 
3/3/16 18:21  | 3/1/16  | TPUB | Tribune Publishing Co | DE | Media | Print | Newspapers: Publishing or Pub | Hartenstein Eddy W | IL | D |  | M.d | 0 | 0.00 | 1 | 9 | 32 | 38 | D |  | -52 | -19 | -8 | 19 | 62 | 25 | 21 | -1 | -5 | -14 | 26 |  |  | 
5/28/15 17:25  | 5/26/15  | TPUB | Tribune Publishing Co | DE | Media | Print | Newspapers: Publishing or Pub | Hartenstein Eddy W | IL | D |  | M.d | 0 | 0.00 | 3 | 7 | 31 | 29 | D |  |  | -27 | -31 | -24 | -8 | -9 | -6 | 1 | 9 | 12 | -22 | -45 | -14 | 
3/3/15 16:41  | 3/1/15  | TPUB | Tribune Publishing Co | DE | Media | Print | Newspapers: Publishing or Pub | Hartenstein Eddy W | IL | D |  | M.d | 0 | 0.00 | 2 | 9 | 72 | 22 | D |  |  | 13 | 4 | -1 | 6 | 11 | 0 | -3 | -13 | -4 | -21 | -38 | -52 | 
11/12/14 14:17  | 11/11/14  | TPUB | Tribune Publishing Co | DE | Media | Print | Newspapers: Publishing or Pub | Hartenstein Eddy W | IL | D |  | P | 213 | 17.02 | 5 | 13 | 999% | 13 | D |  |  |  | -13 | -15 | -12 | -11 | 8 | 6 | 15 | 39 | 17 | -2 | -43 | 
10/31/13 21:20  | 10/29/13  | SNDK | Sandisk Corp | DE | Tech | CStrg | Computer Storage Devices | Hartenstein Eddy W | CA | D |  | M.d | 1,029 | 32.92 | 33 | 31 |  | 25 | D | 35 | 66 | 33 | 20 | 16 | 12 | 0 | 1 | -1 | -2 | -2 | 0 | 24 | 32 | 
10/31/13 21:20  | 10/29/13  | SNDK | Sandisk Corp | DE | Tech | CStrg | Computer Storage Devices | Hartenstein Eddy W | CA | D |  | S.d | -2,193 | 70.19 | 33 | -31 | -55 | 25 | D | 35 | 66 | 33 | 20 | 16 | 12 | 0 | 1 | -1 | -2 | -2 | 0 | 24 | 32 | 
5/20/04 16:40  | 5/19/04  | DTV | Directv Group Inc | DE | Telco | Telco | Communications Services | Hartenstein Eddy W | CA | DO | Vice CB | S | -343 | 17.15 | 33 | -20 | -22 | 73 | D |  |  |  | 0 | 6 | -1 | 1 | 2 | 1 | 7 | -1 | -1 | -5 | -13 | 
5/11/04 18:38  | 5/11/04  | DTV | Directv Group Inc | DE | Telco | Telco | Communications Services | Hartenstein Eddy W | CA | DO | Vice CB | M.d | 294 | 7.08 | 33 | 42 | New | 42 | D |  |  |  | -1 | 11 | -3 | -2 | -6 | 0 | -3 | 1 | -7 | -6 | -15 |