3/15/22 17:17  | 3/14/22  | GDV.K | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 84 | 21.05 | 0 | 4 | New | 4 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/22/20 20:46  | 12/18/20  | GRX.C | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 100 | 20.00 | 0 | 5 | New | 5 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/28/20 15:50  | 1/24/20  | GLU.B | Gabelli Global Utility & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -47 | 51.70 | 0 | -1 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/20/19 12:59  | 12/20/19  | GGT.G | Gabelli Multimedia Trust Inc. |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 75 | 25.00 | 0 | 3 | New | 3 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/20/19 12:02  | 12/16/19  | GAB.K | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 110 | 25.00 | 0 | 4 | New | 4 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/5/19 10:32  | 9/3/19  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -23 | 25.32 | 0 | -1 | -8 | 10 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/19/19 10:50  | 8/15/19  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -3 | 25.25 | 0 | 0 | -1 | 11 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/19/19 10:38  | 8/15/19  | GAB.G | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -60 | 25.15 | 0 | -2 | -32 | 5 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/12/19 10:19  | 7/10/19  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -10 | 25.03 | 0 | 0 | -3 | 11 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/10/19 14:44  | 6/7/19  | GDV.H | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 50 | 25.00 | 0 | 2 | New | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/8/19 16:10  | 5/7/19  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -14 | 24.70 | 0 | -1 | -5 | 11 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/31/18 11:32  | 12/27/18  | GGZ | Gabelli Global Small & Mid Cap Value Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 10 | 9.58 | 0 | 1 | 20 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/8/17 12:10  | 11/6/17  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -5 | 25.20 | 0 | 0 | -2 | 12 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/30/17 11:54  | 10/26/17  | GNT.A | Gamco Natural Resources, Gold & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 60 | 25.00 | 0 | 2 | New | 2 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/27/17 13:56  | 9/26/17  | GGT.E | Gabelli Multimedia Trust Inc. |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 100 | 25.00 | 0 | 4 | New | 4 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/21/17 11:34  | 7/19/17  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S.m | -115 | 24.99 | 0 | -5 | -28 | 12 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/20/17 11:29  | 7/18/17  | GAB.G | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -9 | 24.94 | 0 | 0 | -5 | 7 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/18/17 12:16  | 7/14/17  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -9 | 24.98 | 0 | 0 | -2 | 17 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/13/17 10:53  | 7/11/17  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S.m | -42 | 24.98 | 0 | -2 | -9 | 17 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/13/17 10:43  | 7/11/17  | GAB.G | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -32 | 24.95 | 0 | -1 | -14 | 8 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/29/17 10:56  | 6/27/17  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -12 | 25.01 | 0 | 0 | -3 | 19 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/21/17 11:36  | 6/19/17  | GAB.G | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S.m | -21 | 24.97 | 0 | -1 | -9 | 9 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/19/17 14:52  | 6/15/17  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -45 | 24.95 | 0 | -2 | -9 | 19 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/19/17 14:46  | 6/15/17  | GAB.G | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -27 | 24.90 | 0 | -1 | -10 | 10 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/5/16 11:42  | 7/1/16  | GDV.G | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 38 | 25.00 | 0 | 2 | New | 2 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/1/16 11:21  | 5/31/16  | GUT.C | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 68 | 25.00 | 0 | 3 | New | 3 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/11/16 16:02  | 5/10/16  | GGZ.A | Gabelli Global Small & Mid Cap Value Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 100 | 25.00 | 0 | 4 | New | 4 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/4/16 18:19  | 3/31/16  | GAB.J | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 200 | 25.00 | 0 | 8 | New | 8 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/1/15 11:03  | 4/30/15  | GRX | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | H | Executiv | P | 22 | 11.24 | 1 | 2 | 199 | 3 | D | 37 | 18 | 15 | 6 | 0 | -3 | -3 | -2 | 0 | -1 | 1 | 2 | -6 | -5 | 
5/1/15 10:47  | 4/30/15  | GDV | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 43 | 21.46 | 3 | 2 | 100 | 4 | D | 30 | 7 | 5 | 4 | 1 | 0 | -1 | -1 | 1 | 0 | 0 | -3 | -7 | -6 | 
10/7/14 10:43  | 10/3/14  | GGZ | Gabelli Global Small & Mid Cap Value Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 12 | 10.15 | 1 | 1 | 54 | 3 | D |  |  |  | -5 | -3 | -1 | 0 | 1 | -1 | -3 | 1 | 0 | 6 | -1 | 
9/29/14 12:01  | 9/24/14  | GRX.B | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | H | Executiv | P | 200 | 25.00 | 0 | 8 | New | 8 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/22/14 11:14  | 9/19/14  | GGZ | Gabelli Global Small & Mid Cap Value Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 10 | 10.38 | 1 | 1 | 83 | 2 | D |  |  |  |  | 0 | -1 | 0 | 1 | -1 | -1 | -4 | 0 | 3 | -1 | 
8/11/14 15:14  | 8/7/14  | GLU.A | Gabelli Global Utility & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -8 | 50.38 | 0 | 0 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/7/14 10:39  | 8/6/14  | GGZ | Gabelli Global Small & Mid Cap Value Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 10 | 10.33 | 1 | 1 | 500 | 1 | D |  |  |  |  |  | -1 | -3 | -1 | 0 | 1 | 2 | 0 | 1 | 1 | 
7/31/14 10:23  | 7/29/14  | GLU.A | Gabelli Global Utility & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S.m | -102 | 50.41 | 0 | -2 | -93 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/12/14 09:57  | 6/10/14  | GDV | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P.m | 43 | 22.89 | 4 | 2 | 999% | 2 | D | 71 | 22 | 11 | 6 | 3 | 4 | 0 | 1 | -1 | 0 | 1 | 1 | 2 | 4 | 
9/30/13 12:12  | 9/26/13  | GRX | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Secretar | P | 5 | 9.87 | 0 | 1 | 450 | 1 | D | 63 | 18 | 5 | 2 | 0 | 1 | -4 | 0 | 3 | -1 | 4 | 13 | 12 | 14 | 
8/6/13 11:28  | 8/2/13  | GNT | Gamco Natural Resources, Gold & Income Trust by Gabelli |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -12 | 11.51 | 1 | -1 | -100 | 0 | D | -21 | -14 | -17 | -10 | 11 | 3 | -2 | -1 | -3 | 3 | 7 | 2 | -7 | 10 | 
6/18/13 11:39  | 6/14/13  | GDL.B | Gdl Fund |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -96 | 50.60 | 0 | -2 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/4/13 11:09  | 5/31/13  | GDL.B | Gdl Fund |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -25 | 50.70 | 0 | -1 | -21 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/23/13 17:12  | 5/23/13  | GDL.B | Gdl Fund |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -10 | 50.76 | 0 | 0 | -8 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/2/12 11:18  | 9/28/12  | GAB.H | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 525 | 25.00 | 0 | 21 | New | 21 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/14/11 10:05  | 12/12/11  | GRX.A | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Secretar | S | -41 | 27.97 | 0 | -1 | -100 | 0 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/9/11 12:33  | 12/7/11  | GRX.A | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Secretar | S | -62 | 27.85 | 0 | -2 | -60 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/28/11 10:44  | 10/27/11  | GRX.A | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Secretar | S | -14 | 27.90 | 0 | -1 | -12 | 4 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/19/11 11:11  | 10/18/11  | GRX.A | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Secretar | S | -21 | 27.45 | 0 | -1 | -15 | 4 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/17/11 14:28  | 10/14/11  | GRX.A | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Secretar | S | -29 | 27.38 | 0 | -1 | -18 | 5 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/14/11 13:51  | 10/13/11  | GRX.A | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Secretar | S | -73 | 27.30 | 0 | -3 | -31 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/27/11 14:26  | 9/26/11  | GRX.A | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Secretar | S | -54 | 27.15 | 0 | -2 | -19 | 9 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/23/11 14:34  | 9/21/11  | GRX.A | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Secretar | S | -3 | 27.07 | 0 | 0 | -1 | 11 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/15/11 12:09  | 9/13/11  | GRX.A | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Secretar | S | -3 | 27.25 | 0 | 0 | -1 | 11 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/19/11 11:26  | 4/15/11  | GDL.B | Gdl Fund |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 130 | 50.00 | 0 | 3 | New | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/28/11 14:33  | 1/26/11  | GNT | Gabelli Natural Resources, Gold & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 20 | 20.00 | 13 | 1 | New | 1 | D |  |  |  |  |  |  |  |  | 5 | 3 | 4 | 0 | -6 | -15 | 
1/3/11 11:45  | 12/31/10  | GBL | Gamco Investors, Inc. Et Al | NY | Financ | FinTrd | Security Brokers, Dealers & F | Alpert Bruce N | NY | O | SVP | S | -14 | 48.25 | 1 | 0 | -2 | 14 | D | 89 | 2 | 39 | 24 | 15 | -6 | -3 | -3 | 3 | -2 | -2 | -2 | -2 | -7 | 
1/3/11 10:29  | 12/31/10  | GDL | Gabelli Global Deal Fund |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -13 | 13.40 | 1 | -1 | -100 | 0 | D | 22 | 2 | 5 | -2 | -1 | -2 | 0 | 1 | 0 | 0 | 0 | 4 | 6 | -2 | 
12/10/10 10:35  | 12/9/10  | GBL | Gamco Investors, Inc. Et Al | NY | Financ | FinTrd | Security Brokers, Dealers & F | Alpert Bruce N | NY | O | SVP | M.d | 58 | 29.00 | 1 | 2 | 17 | 14 | D | 99 | 12 | 33 | 34 | 17 | 18 | 12 | 4 | 3 | 1 | -6 | -13 | -10 | -5 | 
8/24/10 12:38  | 8/20/10  | GRX.A | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | Acting P | P | 272 | 25.00 | 0 | 11 | New | 11 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/09 11:29  | 11/24/09  | GDV | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -5 | 12.70 | 3 | 0 | -80 | 0 | D | -23 | 53 | 30 | 10 | 0 | 6 | 1 | 0 | 1 | 1 | 5 | 5 | 3 | 24 | 
11/25/09 09:15  | 11/24/09  | GDL | Gabelli Global Deal Fund |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -7 | 14.30 | 1 | -1 | -33 | 1 | D | 6 | 26 | 12 | -1 | -3 | 1 | 0 | 1 | 0 | 1 | 4 | 2 | 0 | 7 | 
5/21/09 14:39  | 5/19/09  | GBL | Gamco Investors, Inc. Et Al | NY | Financ | FinTrd | Security Brokers, Dealers & F | Alpert Bruce N | NY | O | SVP | S.d | -11 | 55.25 | 7 | 0 | -2 | 12 | D | 7 | 0 | 98 | 68 | 37 | -1 | -7 | -4 | 2 | 6 | 0 | -10 | 3 | -12 | 
5/14/09 16:45  | 5/12/09  | GBL | Gamco Investors, Inc. Et Al | NY | Financ | FinTrd | Security Brokers, Dealers & F | Alpert Bruce N | NY | O | SVP | S.dm | -191 | 50.31 | 6 | -4 | -24 | 12 | D | 5 | -2 | 58 | 41 | 40 | 17 | -7 | -9 | 2 | -2 | -1 | -10 | -5 | -5 | 
5/11/09 16:20  | 5/7/09  | GBL | Gamco Investors, Inc. Et Al | NY | Financ | FinTrd | Security Brokers, Dealers & F | Alpert Bruce N | NY | O | SVP | S.dm | -903 | 51.57 | 6 | -18 | -53 | 16 | D | 18 | 14 | 59 | 50 | 56 | 32 | 9 | 3 | -3 | -3 | 0 | -14 | -15 | -13 | 
3/20/09 12:59  | 10/11/07  | GGN | Gabelli Global Gold, Natural Resources & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 30 | 25.00 | 1 | 1 | 150 | 2 | B |  |  |  |  |  |  |  |  | -5 | -1 | -18 | -9 | 6 | 24 | 
2/18/09 11:18  | 2/17/09  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -11 | 7.30 | 0 | -2 | -100 | 0 | D | -10 | -10 | -16 | 24 | 21 | 9 | 4 | 4 | -14 | -27 | -30 | -14 | -3 | 14 | 
2/13/09 14:32  | 2/11/09  | GDL | Gabelli Global Deal Fund |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 78 | 50.00 | 1 | 2 | New | 2 |  |  |  |  |  |  |  |  |  | -4 | -9 | -8 | -3 | 12 | 12 | 
2/6/09 09:15  | 2/4/09  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -6 | 7.00 | 0 | -1 | -37 | 2 | D | -13 | -17 | -19 | -3 | 22 | 12 | 4 | 10 | -3 | 0 | -39 | -14 | 5 | 14 | 
1/21/09 12:09  | 1/21/09  | GAB | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 91 | 22.66 | 1 | 4 | 143 | 7 | B |  |  |  |  |  |  |  |  | -2 | -3 | -18 | 1 | 38 | 68 | 
12/22/08 09:56  | 12/19/08  | GDV | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -20 | 10.10 | 4 | -2 | -80 | 1 | I | -43 | -45 | -41 | -29 | -6 | 17 | 7 | 5 | -4 | -5 | -8 | -14 | 3 | 39 | 
11/3/08 10:59  | 10/30/08  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -9 | 8.08 | 1 | -1 | -31 | 2 | D | -8 | -11 | -14 | -16 | -19 | 23 | 2 | 9 | -3 | -16 | -20 | -7 | -14 | 5 | 
10/8/08 12:59  | 10/8/08  | GDV.A | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 38 | 18.75 | 0 | 2 | 43 | 7 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/1/08 16:34  | 9/29/08  | GDV.A | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 51 | 19.71 | 0 | 3 | 130 | 5 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/25/08 11:14  | 9/23/08  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S.m | -2 | 9.51 | 0 | 0 | -5 | 4 | D | 20 | 8 | 6 | 3 | 2 | 1 | -1 | 0 | -1 | -4 | -24 | -35 | -32 | -12 | 
7/21/08 10:57  | 7/18/08  | GDV.A | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 44 | 21.90 | 0 | 2 | New | 2 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/2/08 10:32  | 12/28/07  | GDV.D | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 2 | 22.26 | 0 | 0 | New | 0 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/5/07 16:19  | 12/4/07  | GAB.D | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -26 | 23.50 | 0 | -1 | -30 | 3 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/4/07 11:24  | 11/30/07  | GAB.D | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S | -7 | 23.35 | 0 | 0 | -7 | 4 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/27/07 16:20  | 11/26/07  | GUT.A | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | S.m | -88 | 21.98 | 0 | -4 | -80 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/2/07 10:02  | 10/1/07  | GDL | Gabelli Global Deal Fund |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 17 | 17.05 | 1 | 1 | 200 | 2 | D |  |  |  | -6 | 1 | 0 | 1 | -1 | 2 | 3 | -2 | -4 | -2 | -9 | 
1/29/07 15:55  | 1/26/07  | GDL | Gabelli Global Deal Fund |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 10 | 20.00 | 0 | 1 | New | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/9/06 15:13  | 11/8/06  | GAB | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 70 | 25.00 | 2 | 3 | 65 | 7 | M | 26 | 23 | 12 | 14 | 5 | 3 | 2 | 2 | 0 | 1 | 7 | 10 | 16 | 13 | 
12/9/05 10:10  | 12/8/05  | GDV | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 18 | 17.70 | 4 | 1 | 67 | 3 | I | -3 | 4 | -3 | -5 | 1 | 1 | 1 | -1 | 0 | 1 | 5 | 4 | 5 | 25 | 
11/4/05 11:28  | 11/2/05  | GAB | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P,Treasu | P | 1 | 7.00 | 4 | 0 | 13 | 1 | D | 26 | 4 | -1 | -7 | -7 | 5 | 5 | 1 | 0 | 1 | 4 | 5 | 10 | 21 | 
10/28/05 10:34  | 10/26/05  | GAB | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P,Treasu | P.d | 1 | 7.00 | 4 | 0 | 14 | 1 | D | 22 | 3 | -5 | -11 | -15 | -2 | 2 | 1 | 2 | 4 | 7 | 10 | 13 | 26 | 
10/20/05 12:57  | 10/19/05  | GDV | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | OH | P | P | 18 | 17.50 | 4 | 1 | 200 | 2 | I |  | 6 | -1 | -4 | -5 | -3 | -1 | 1 | -1 | 0 | -1 | 5 | 8 | 19 | 
7/15/05 15:05  | 7/14/05  | GCV.B | Gabelli Convertible & Income Securities Fund Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | OH | P | S | -20 | 25.60 | 0 | -1 | -100 | 0 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/15/05 14:12  | 7/13/05  | GCV.B | Gabelli Convertible & Income Securities Fund Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | H | Spouse | S | -5 | 25.40 | 0 | 0 | -20 | 1 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/22/04 11:06  | 11/26/04  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P.ad | 5 | 7.00 | 1 | 1 | 25 | 3 | D | 28 | 5 | 5 | -2 | 2 | -1 | 2 | 0 | 0 | 0 | 5 | 1 | 14 | 9 | 
12/14/04 14:24  | 11/26/04  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 2 | 7.00 | 1 | 0 | 9 | 4 | D | 27 | 4 | 2 | -3 | 4 | -1 | -1 | 0 | 0 | 1 | 5 | 10 | 13 | 10 | 
11/30/04 12:32  | 11/26/04  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P.d | 5 | 7.00 | 1 | 1 | 25 | 3 | D | 29 | 10 | 5 | -3 | 3 | 4 | -2 | 0 | 1 | 1 | 0 | 9 | 10 | 8 | 
5/26/04 15:45  | 5/25/04  | GLU | Gabelli Global Utility & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 10 | 20.00 | 0 | 1 | New | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/1/04 12:15  | 10/3/03  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 7 | 7.00 | 0 | 1 | 62 | 3 | D | 28 | 23 | 29 | 5 | 2 | 1 | 2 | -1 | -1 | -1 | -10 | -5 | 3 | 4 | 
11/25/03 15:26  | 11/24/03  | GDV | Gabelli Dividend & Income Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 10 | 20.00 | 0 | 1 | New | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/7/03 15:19  | 10/2/03  | GAB | Gabelli Equity Trust Inc |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 100 | 25.00 | 1 | 4 | 395 | 5 | I | -11 | 16 | 7 | -2 | 0 | 0 | 0 | 1 | 1 | 3 | 3 | 13 | 18 | 23 | 
9/30/03 13:46  | 9/25/03  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P.ad | 3 | 7.00 | 1 | 0 | 33 | 2 | D | 18 | 5 | -2 | -11 | -2 | -3 | -6 | -1 | -1 | 4 | 12 | 22 | 28 | 30 | 
9/29/03 11:29  | 9/26/03  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P.d | 3 | 7.00 | 1 | 0 | 33 | 2 | D | 16 | 3 | -4 | -12 | -7 | -5 | -6 | -6 | 2 | 2 | 13 | 22 | 31 | 32 | 
7/30/03 16:20  | 7/28/03  | GUT | Gabelli Utility Trust |  | Fund | CEF | Closed-End Funds | Alpert Bruce N | NY | O | P | P | 100 | 25.00 | 0 | 4 | New | 4 | I | 27 | 27 | 15 | 8 | 2 | -3 | -2 | 2 | 1 | -2 | -9 | -4 | 8 | 8 |