4/10/17 15:41  | 4/6/17  | JSD | Nuveen Short Duration Credit Opportunities Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IL | H | Trustee | P | 49 | 17.99 | 1 | 3 | New | 3 | I | 20 | 28 | 13 | 4 | -2 | -1 | 0 | 1 | 1 | 1 | 2 |  |  |  | 
4/10/17 15:39  | 4/6/17  | JRO | Nuveen Floating Rate Income Opportunity Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IA | H | other | P | 50 | 11.73 | 2 | 4 | New | 4 | I | 16 | 27 | 10 | -4 | -5 | -2 | -2 | 0 | 1 | 2 | 2 |  |  |  | 
12/31/13 15:01  | 12/30/13  | JRO | Nuveen Floating Rate Income Opportunity Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IA | H | other | P | 36 | 12.06 | 3 | 3 | New | 3 | D | 26 | 6 | -4 | 0 | 2 | 4 | 3 | 1 | 0 | 1 | 0 | 2 | 5 | -3 | 
12/31/13 15:00  | 12/30/13  | JSD | Nuveen Short Duration Credit Opportunities Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IL | H | Trustee | P | 37 | 18.73 | 1 | 2 | New | 2 | D | 31 | 3 | 0 | 2 | 2 | 5 | 4 | 1 | 1 | 1 | 1 | 0 | 2 | -5 | 
12/31/13 14:58  | 12/30/13  | JPI | Nuveen Preferred & Income Term Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IL | H | Trustee | P | 22 | 21.96 | 3 | 1 | New | 1 | D |  | -1 | -3 | 1 | 1 | 3 | 1 | -1 | 1 | 2 | 4 | 6 | 12 | 11 | 
12/31/13 14:57  | 12/30/13  | JTP | Nuveen Quality Preferred Income Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IA | D |  | P | 35 | 7.69 | 2 | 5 | New | 5 | D | 18 | -2 | -3 | 4 | 2 | 3 | 2 | 0 | 0 | 0 | 2 | 8 | 15 | 15 | 
11/19/12 17:39  | 11/16/12  | UFCS | United Fire Group Inc |  | Insur | Insur | Fire, Marine & Casualty Insur | Evans Jack | IA | D |  | P | 78 | 19.46 | 2 | 4 | 12 | 36 | D | 4 | 12 | -5 | -11 | -23 | -21 | -8 | -1 | 1 | 2 | 12 | 22 | 40 | 40 | 
7/9/12 16:49  | 7/5/12  | JSN | Nuveen Equity Premium Opportunity Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IA | H | other | P | 18 | 12.21 | 0 | 2 | New | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/5/12 15:49  | 6/5/12  | UFCS | United Fire Group Inc |  | Insur | Insur | Fire, Marine & Casualty Insur | Evans Jack | IA | D |  | P | 42 | 21.08 | 2 | 2 | 7 | 32 | I | 11 | 19 | 11 | 8 | 31 | 1 | 1 | 0 | 0 | 0 | 7 | 6 | -3 | 40 | 
8/19/11 09:42  | 8/18/11  | UFCS | United Fire & Casualty Co | IA | Insur | Insur | Fire, Marine & Casualty Insur | Evans Jack | IA | D |  | P | 32 | 16.23 | 1 | 2 | 7 | 30 | I | -15 | -16 | -19 | -16 | -10 | -7 | -4 | -4 | -1 | 3 | 8 | 12 | 23 | 45 | 
5/5/11 10:26  | 5/4/11  | UFCS | United Fire & Casualty Co | IA | Insur | Insur | Fire, Marine & Casualty Insur | Evans Jack | IA | D |  | P | 19 | 19.25 | 1 | 1 | 4 | 28 | I | 9 | -11 | -5 | -3 | 0 | -7 | 0 | -3 | 0 | 1 | -4 | -7 | -10 | -9 | 
8/20/10 09:43  | 8/19/10  | UFCS | United Fire & Casualty Co | IA | Insur | Insur | Fire, Marine & Casualty Insur | Evans Jack | IA | D |  | P | 20 | 19.80 | 1 | 1 | 4 | 27 | D | -31 | 2 | 18 | -7 | -3 | -8 | -4 | -3 | 1 | 3 | 16 | 3 | 3 | -16 | 
8/11/10 16:30  | 8/11/10  | UFCS | United Fire & Casualty Co | IA | Insur | Insur | Fire, Marine & Casualty Insur | Evans Jack | IA | D |  | P | 20 | 19.90 | 1 | 1 | 4 | 26 | D | -25 | 19 | 24 | -8 | 1 | 7 | -5 | -4 | 1 | 3 | 9 | 6 | 5 | -13 | 
6/16/09 14:44  | 6/16/09  | UFCS | United Fire & Casualty Co | IA | Insur | Insur | Fire, Marine & Casualty Insur | Evans Jack | IA | D |  | P | 35 | 17.25 | 3 | 2 | 9 | 24 | D | -49 | -41 | -21 | -8 | -10 | -5 | -14 | -8 | -1 | -1 | 7 | 18 | 6 | 33 | 
12/27/06 16:02  | 12/26/06  | NSL | Nuveen Senior Income Fund | MA | Fund | CEF | Closed-End Funds | Evans Jack | IA | D |  | P | 43 | 8.55 | 1 | 5 | 100 | 10 | I | 7 | 21 | 10 | 5 | 4 | 2 | 2 | 2 | 0 | 1 | 4 | 7 | 8 | -9 | 
12/21/05 12:20  | 12/20/05  | JFR | Nuveen Floating Rate Income Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IA | H | Trustee | P | 20 | 12.33 | 3 | 2 | New | 2 | I |  | -4 | -4 | -6 | -1 | 1 | -2 | 0 | 0 | 1 | 5 | 9 | 11 | 18 | 
1/19/05 16:31  | 8/26/04  | JRS | Nuveen Real Estate Income Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IA | D |  | P.a | 20 | 17.90 | 1 | 1 | New | 1 | I | 48 | 12 | 15 | -1 | -7 | -6 | 0 | 2 | 0 | -1 | 6 | -2 | 11 | 16 | 
1/19/05 16:24  | 8/26/04  | NSL | Nuveen Senior Income Fund | MA | Fund | CEF | Closed-End Funds | Evans Jack | IA | D |  | P | 50 | 9.99 | 1 | 5 | New | 5 | I | 35 | 8 | -1 | 0 | 8 | 1 | 1 | -1 | 1 | 3 | 3 | -2 | -4 | -10 | 
12/16/04 11:23  | 8/26/04  | JRS | Nuveen Real Estate Income Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IA | D |  | P | 18 | 17.90 | 1 | 1 | New | 1 | I | 64 | 26 | 34 | 13 | 3 | 4 | 0 | -1 | 0 | -1 | -7 | -6 | 1 | 4 | 
12/16/04 11:20  | 12/19/02  | JPS | Nuveen Quality Preferred Income Fund 2 |  | Fund | CEF | Closed-End Funds | Evans Jack | IA | D |  | P | 55 | 14.81 | 4 | 4 | New | 4 | I | 17 | 1 | 10 | -2 | -5 | -4 | -2 | -2 | -1 | 0 | 3 | -3 | 3 | -2 | 
12/16/04 11:18  | 7/18/03  | JPC | Nuveen Preferred Convertible Income Fund |  | Fund | CEF | Closed-End Funds | Evans Jack | IA | H | Trustee | P | 30 | 15.07 | 3 | 2 | New | 2 | I |  | 3 | 13 | -1 | -5 | -2 | -2 | -2 | 0 | 0 | 3 | -3 | -1 | -8 |