8/1/13 12:39  | 8/1/13  | GRR | Asia Tigers Fund Inc |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | PA | D |  | P | 5 | 11.50 | 0 | 0 | 60 | 1 | D | -8 | 6 | -8 | -7 | 2 | -4 | -1 | -2 | 1 | -2 | -6 | 5 | -5 | 9 | 
11/20/12 15:51  | 11/19/12  | BWG | Legg Mason Bw Global Income Opportunities Fund Inc. |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 4 | 19.83 | 2 | 0 | New | 0 | D |  |  | 9 | 5 | 0 | 2 | -1 | 3 | 0 | -1 | 2 | 5 | 8 | -9 | 
10/22/12 15:44  | 10/18/12  | RIT | Lmp Real Estate Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 2 | 11.34 | 0 | 0 | New | 0 | D | 34 | 39 | 12 | 7 | -4 | -2 | 0 | -1 | -1 | -2 | -5 | 8 | 41 | 1 | 
4/13/12 08:11  | 4/12/12  | GRR | Asia Tigers Fund Inc |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | PA | D |  | P | 3 | 13.31 | 0 | 0 | 51 | 1 | D | 0 | -12 | 11 | 6 | -3 | 0 | -2 | 1 | -1 | 0 | -2 | -2 | 5 | 9 | 
11/21/11 10:34  | 11/17/11  | MTT | Western Asset Municipal Defined Opportunity Trust Inc. |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 4 | 21.31 | 0 | 0 | 200 | 0 | D | 15 | 9 | 6 | 4 | 3 | 1 | 1 | 1 | 1 | 1 | 2 | 8 | 11 | 21 | 
2/25/11 18:51  | 2/24/11  | EMD | Western Asset Emerging Markets Income Fund Inc. | MD | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 1 | 12.83 | 3 | 0 | 25 | 0 | D | 95 | 14 | 1 | -1 | 2 | 2 | 2 | 0 | 0 | 2 | 2 | 5 | 7 | 18 | 
2/25/11 17:22  | 2/24/11  | MTT | Western Asset Municipal Defined Opportunity Trust Inc. |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 2 | 19.86 | 1 | 0 | New | 0 | D |  | -3 | -8 | -5 | 2 | 2 | 1 | -1 | 0 | 0 | 1 | 3 | 8 | 22 | 
2/25/11 17:19  | 2/24/11  | HIX | Western Asset High Income Fund II Inc. |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 2 | 9.72 | 2 | 0 | 100 | 0 | D | 136 | 16 | 11 | 3 | 3 | 3 | -1 | -1 | 1 | 1 | 3 | 9 | -1 | 16 | 
10/14/10 13:01  | 10/13/10  | TLI | Lmp Corporate Loan Fund Inc. |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 2 | 11.29 | 1 | 0 | New | 0 | D | 76 | 21 | 0 | 4 | 1 | 2 | 0 | 0 | 1 | 1 | 2 | 5 | 14 | 1 | 
5/25/10 20:58  | 5/21/10  | SCD | Lmp Capital & Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 2 | 9.66 | 1 | 0 | 18 | 1 | D | -31 | 29 | 3 | -2 | -10 | -7 | -6 | -3 | 0 | 1 | 4 | 9 | 25 | 50 | 
10/19/09 21:21  | 10/16/09  | MNP | Western Asset Municipal Partners Fund Inc. |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 3 | 13.15 | 0 | 0 | 23 | 1 | D | 12 | 59 | 19 | 7 | -2 | -3 | -6 | -3 | 1 | 1 | -2 | 2 | 7 | 17 | 
6/23/08 11:49  | 6/20/08  | SCD | Lmp Capital & Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 8 | 16.14 | 1 | 1 | 83 | 1 | D | 20 | -6 | -4 | 1 | -1 | -4 | 0 | -1 | 0 | -3 | -5 | -18 | -54 | -42 | 
8/1/07 10:24  | 8/1/07  | SCD | Lmp Capital & Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 4 | 19.40 | 1 | 0 | 50 | 1 | D | 24 | 20 | 7 | 1 | -5 | -4 | -5 | -1 | 0 | 0 | 0 | 4 | 1 | -8 | 
12/13/05 11:30  | 12/13/05  | SCD | Salomon Brothers Capital & Income Fund Inc |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 7 | 16.90 | 2 | 0 | New | 0 | D |  | 6 | 3 | -6 | -1 | -2 | -1 | -1 | 0 | 0 | 5 | 7 | 6 | 19 | 
11/10/04 14:12  | 11/9/04  | EFL | Salomon Brothers Emerging Markets Floating Rate Fund Inc |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 3 | 13.40 | 0 | 0 | 100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/15/04 18:17  | 3/12/04  | MNP | Salomon Brothers Municipal Partners Fund Inc |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 1 | 14.44 | 0 | 0 | 25 | 1 | D | 28 | 13 | 12 | 7 | 2 | 1 | 1 | 1 | 0 | 1 | -5 | -11 | -3 | 1 | 
2/19/04 13:47  | 2/18/04  | MPT | Salomon Brothers Municipal Partners Fund II Inc |  | Fund | CEF | Closed-End Funds | Salacuse Jeswald W | NY | D |  | P | 3 | 14.20 | 0 | 0 | 67 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |