3/1/21 17:36  | 2/25/21  | THQ | Tekla Healthcare Opportunities Fund |  | Fund | CEF | Closed-End Funds | Reardon William S | MA | D |  | P | 25 | 20.85 | 0 | 1 | New | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/1/21 17:34  | 2/25/21  | THW | Tekla World Healthcare Fund |  | Fund | CEF | Closed-End Funds | Reardon William S | MA | D |  | P | 25 | 17.14 | 0 | 1 | New | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/1/14 17:13  | 6/30/14  | HQL | H&q Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Reardon William S | MA | D |  | P | 4 | 19.75 | 3 | 0 | 14 | 2 | D | 71 | 25 | 3 | -3 | 0 | 0 | 0 | 1 | 1 | -2 | 2 | 7 | 24 | 45 | 
11/15/13 18:01  | 11/13/13  | SNTA | Synta Pharmaceuticals Corp |  | Health | Drug | Pharmaceutical Preparations | Reardon William S | MA | D |  | P | 50 | 3.75 | 10 | 13 | 57 | 37 | D | 18 | -45 | -47 | -31 | -39 | -38 | -8 | -2 | 15 | 15 | 7 | 56 | -1 | -26 | 
9/17/13 17:21  | 9/16/13  | IDRA | Idera Pharmaceuticals, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Reardon William S | MA | D |  | P | 25 | 1.82 | 1 | 14 | 259 | 19 | D | 17 | 57 | 179 | 122 | 8 | -21 | -26 | -24 | -4 | -17 | 25 | 78 | 294 | 45 | 
3/12/12 13:37  | 3/9/12  | HQH | H&q Healthcare Investors | MA | Fund | CEF | Closed-End Funds | Reardon William S | MA | D |  | P | 10 | 15.86 | 1 | 1 | New | 1 | D | 47 | 21 | 23 | 16 | 6 | 0 | 0 | 3 | 0 | 1 | 1 | 4 | 17 | 35 | 
3/12/12 13:20  | 3/9/12  | HQL | H&q Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | Reardon William S | MA | D |  | P | 10 | 13.27 | 1 | 1 | New | 1 | D | 52 | 25 | 27 | 16 | 5 | 0 | 0 | 3 | 0 | 1 | 1 | 6 | 20 | 34 | 
1/4/08 14:13  | 1/2/08  | IDRA | Idera Pharmaceuticals, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Reardon William S | MA | D |  | P | 2 | 11.29 | 1 | 0 | 4 | 4 | D | 172 | 152 | 103 | 46 | 18 | 15 | 25 | 7 | -1 | -2 | -22 | -6 | -2 | -40 | 
10/3/07 14:25  | 10/1/07  | IDP | Idera Pharmaceuticals, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Reardon William S | MA | D |  | P | 2 | 7.61 | 0 | 0 | 6 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/5/07 16:44  | 7/2/07  | IDP | Idera Pharmaceuticals, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Reardon William S | MA | D |  | P | 3 | 5.58 | 0 | 0 | 13 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/5/07 12:46  | 4/3/07  | IDP | Idera Pharmaceuticals, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Reardon William S | MA | D |  | P | 4 | 7.65 | 0 | 0 | 16 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/7/06 13:22  | 7/6/06  | IDP | Idera Pharmaceuticals, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Reardon William S | MA | D |  | P | 3 | 3.36 | 0 | 1 | 35 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/4/05 16:31  | 4/1/05  | HBY | Hybridon Inc | DE | Health | BioPrd | Biological Products, (No Diag | Reardon William S | MA | D |  | P.d | 3 | 0.5100 | 0 | 6 | 53 | 17 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/15/04 18:41  | 12/13/04  | OSCI | Oscient Pharmaceuticals Corp | MA | Health | Diagn | In Vitro & In Vivo Diagnostic | Reardon William S | MA | D |  | M.d | 9 | 0.6780 | 0 | 13 | New | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/12/04 13:49  | 7/8/04  | HBY | Hybridon Inc | DE | Health | BioPrd | Biological Products, (No Diag | Reardon William S | MA | D |  | P | 3 | 0.5440 | 0 | 6 | 116 | 11 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/7/04 17:12  | 1/6/04  | HBY | Hybridon Inc | DE | Health | BioPrd | Biological Products, (No Diag | Reardon William S | MA | D |  | P | 5 | 0.9690 | 0 | 5 | New | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |