| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|---|---|---|---|---|---|---|---|---|---|---|
| S | %ret | 1 | 1 | 1 | 1 | -3 | 4 | 6 | 13 | 16 | 6 | 
| S | %wins | 0 | 100 | 0 | 0 | 0 | 0 | 17 | 
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 6/14/13 15:57 | 9/8/09 | AINV | Apollo Investment Corp | Fund | CEF | Closed-End Funds | Spielvogel Carl | NY | D | S | -48 | 9.30 | 27 | -5 | -100 | 0 | D | -2 | 17 | 2 | -7 | -8 | -7 | 1 | -1 | 1 | -3 | 4 | 6 | 13 | 16 | ||
| 4/30/09 11:49 | 4/28/09 | IDC | Interactive Data Corp/ma/ | DE | Financ | FinTrd | Security & Commodity Brokers, | Spielvogel Carl | MA | D | S.d | -512 | 22.76 | 0 | -23 | -28 | 57 | D | |||||||||||||||
| 11/17/08 16:41 | 11/13/08 | IDC | Interactive Data Corp/ma/ | DE | Financ | FinTrd | Security & Commodity Brokers, | Spielvogel Carl | MA | D | S | -205 | 20.52 | 0 | -10 | -13 | 67 | I | |||||||||||||||
| 11/3/08 14:04 | 10/30/08 | IDC | Interactive Data Corp/ma/ | DE | Financ | FinTrd | Security & Commodity Brokers, | Spielvogel Carl | MA | D | S.d | -220 | 22.01 | 0 | -10 | -11 | 77 | D | |||||||||||||||
| 9/5/08 14:02 | 9/3/08 | IDC | Interactive Data Corp/ma/ | DE | Financ | FinTrd | Security & Commodity Brokers, | Spielvogel Carl | MA | D | S.d | -293 | 29.26 | 0 | -10 | -11 | 77 | D | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |