Dullum David A R - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	1	17	0	-1	7	2	7	18	6
P	%wins				71	59	88	56	56	73	67

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
8/8/23 16:14	8/7/23	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	67	13.39	0	5	3	151	D
3/15/23 14:22	3/14/23	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	39	12.84	0	3	2	146	D
12/16/22 16:58	12/16/22	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	39	13.06	0	3	2	143	D
6/15/22 13:11	6/14/22	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	51	12.75	0	4	3	140	D
2/24/22 16:57	2/24/22	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	80	14.56	0	6	4	136	D
12/6/21 16:13	12/3/21	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	50	16.54	0	3	2	131	D
3/24/20 16:10	3/23/20	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	17	6.80	0	3	2	128	D
3/19/20 16:52	3/18/20	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	58	7.20	0	8	7	125	D
3/16/20 13:57	3/12/20	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	45	8.99	0	5	4	117	D
3/13/20 09:49	3/11/20	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	105	10.49	0	10	10	112	D
3/3/20 14:46	3/2/20	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	39	11.86	0	3	3	102	D
9/16/19 16:10	9/13/19	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	30	12.44	0	2	2	99	D
6/6/19 16:01	6/4/19	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	22	11.10	0	2	2	97	D
12/12/18 16:14	12/12/18	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	14	9.90	0	1	2	95	D
11/13/18 08:16	11/8/18	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	56	9.94	0	6	6	93	D
3/6/18 16:14	3/5/18	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	48	9.56	0	5	6	88	D
3/13/17 15:46	3/9/17	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P.m	78	8.65	2	9	12	83	D	43	36	2	8	-1	-5	-5	-3	1	5	4
11/8/16 13:16	11/7/16	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	31	7.65	1	4	6	74	D	29	9	18	-9	-12	-13	-11	-9	0	7	8	23	24
2/9/16 10:32	2/8/16	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	O	P	P	33	6.69	1	5	8	70	D	11	-3	-11	-12	-14	-8	-8	-7	-2	-2	6	3	32	50
12/10/14 11:50	12/8/14	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P.m	40	7.01	1	6	10	65	D	22	4	-3	-5	-2	-4	-4	-3	-1	-2	5	7	16	15
3/18/14 16:45	3/14/14	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	125	8.30	2	15	34	59	D	25	21	23	12	7	5	2	0	0	1	-4	-6	-4	-1
11/15/13 16:08	11/13/13	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P.m	57	7.33	2	8	22	44	D	19	18	4	6	9	2	5	1	0	1	7	11	11	10
9/6/11 16:25	9/6/11	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	26	6.40	1	4	12	36	D	50	6	-17	-6	-12	-10	-8	-8	4	5	8	16	24	31
6/2/11 13:26	6/1/11	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	25	7.37	1	3	12	32	D	99	38	-4	-9	-4	-2	4	-1	2	1	0	-1	4	11
2/4/11 16:18	2/4/11	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	23	7.69	1	3	12	29	D	111	78	21	5	-1	-3	6	8	2	2	6	-1	-2	20
11/22/10 12:09	11/19/10	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	12	7.70	0	2	6	26	D	212	85	53	43	9	7	4	4	2	1	0	3	-9	1
3/15/10 16:37	2/24/09	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P.a	12	2.92	0	4	20	24	D	-26	71	26	30	22	15	5	0	2	2	9	-10	11	41
2/25/09 13:47	2/24/09	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	12	2.92	0	4	20	24										14	-1	39	40	67	85
11/17/08 08:38	11/14/08	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	8	3.81	0	2	11	20	D	-69	-62	-56	-51	-34	-15	-23	-19	-3	-6	39	9	22	42
11/12/08 15:35	11/10/08	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	16	5.18	0	3	20	18	D	-61	-54	-45	-40	-30	-3	-17	-6	-15	-22	2	-8	-7	22
9/3/08 13:40	9/2/08	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	DO	P	P	22	7.43	1	3	25	15	D	-37	-34	-24	-12	0	-6	-2	-6	0	-1	-8	-49	-52	-23
8/13/07 16:15	8/13/07	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		P	12	12.42	1	1	12	9	D	-10	-3	-16	-13	-13	-8	-4	-3	1	-4	3	-4	-11	-29
6/28/05 11:35	6/28/05	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	Dullum David A R	VA	D		P	112	13.95	16	8	New	8	M									-1	0	1	0	-9	-5
8/13/03 16:58	8/12/03	GOOD	Gladstone Commercial Corp	MD	RlEst	RlEst	Lessors of Real Property	Dullum David A R	VA	D		P	70	13.95	0	5	New	5	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

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