2/13/17 17:35  | 2/13/17  | FSFR | Fifth Street Senior Floating Rate Corp. |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | CT | D |  | P | 9 | 8.68 | 4 | 1 | 25 | 5 | D | 4 | 48 | 12 | 4 | 3 | -5 | -11 | -12 | 2 | 3 | 2 | -11 |  |  | 
2/13/17 17:33  | 2/13/17  | FSC | Fifth Street Finance Corp. |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | CT | D |  | P | 18 | 4.57 | 7 | 4 | 20 | 24 | D | -16 | 11 | -16 | -14 | -14 | -17 | -17 | -19 | 2 | 2 | 0 | -4 |  |  | 
12/7/16 18:04  | 12/6/16  | FSC | Fifth Street Finance Corp. |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | CT | D |  | P | 28 | 5.53 | 5 | 5 | 34 | 20 | D | -18 | 0 | 19 | -8 | -2 | -2 | -6 | 3 | 1 | 1 | 3 | -17 |  |  | 
12/17/15 18:58  | 12/16/15  | FSFR | Fifth Street Senior Floating Rate Corp. |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | CT | D |  | P | 8 | 7.90 | 1 | 1 | 33 | 4 | D | -29 | -11 | -18 | -10 | -9 | -9 | -4 | 1 | -1 | 9 | -11 | -1 | 9 | 25 | 
9/18/15 12:20  | 9/18/15  | FSFR | Fifth Street Senior Floating Rate Corp. |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | CT | D |  | P | 9 | 8.89 | 1 | 1 | 50 | 3 | D | -23 | -17 | -11 | -10 | -2 | 1 | 1 | 1 | 0 | 1 | 2 | -10 | -10 | 7 | 
9/26/14 16:58  | 9/25/14  | FSFR | Fifth Street Senior Floating Rate Corp. |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | CT | D |  | P | 12 | 11.50 | 7 | 1 | 100 | 2 | D |  | -9 | -17 | -17 | -2 | -3 | -1 | -3 | 0 | -1 | -6 | -10 | -4 | -15 | 
12/3/13 18:38  | 12/2/13  | FSC | Fifth Street Finance Corp. |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | NY | D |  | P | 2 | 9.35 | 20 | 0 | 2 | 11 | D | 26 | -3 | -5 | -7 | -7 | -7 | -7 | -3 | 2 | 1 | 0 | 6 | 4 | 1 | 
7/19/13 18:22  | 7/19/13  | FSFR | Fifth Street Senior Floating Rate Corp. |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | NY | D |  | P | 14 | 14.29 | 9 | 1 | New | 1 | D |  |  |  |  |  |  |  | -1 | 1 | 0 | -5 | -4 | -5 | 3 | 
5/16/13 12:40  | 5/15/13  | FSC | Fifth Street Finance Corp |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | NY | D |  | P | 43 | 10.79 | 18 | 4 | 69 | 10 | D | 7 | 25 | 8 | 1 | 0 | -1 | -1 | 0 | 1 | -2 | -3 | 0 | 0 | -5 | 
3/13/12 18:10  | 3/12/12  | FSC | Fifth Street Finance Corp |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | NY | D |  | P | 30 | 9.95 | 11 | 3 | 127 | 5 | D | 0 | -15 | 15 | 4 | 3 | -2 | 1 | 2 | 0 | 0 | -4 | -1 | 16 | 23 | 
8/11/11 13:17  | 8/9/11  | FSC | Fifth Street Finance Corp |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | NY | D |  | P | 11 | 8.80 | 16 | 1 | 120 | 2 | D | 5 | -5 | -31 | -29 | -25 | -25 | -20 | -9 | 6 | 16 | 7 | 20 | 28 | 35 | 
3/17/10 13:48  | 3/15/10  | FSC | Fifth Street Finance Corp |  | Fund | CEF | Closed-End Funds | Dutkiewicz Richard P | NY | D |  | P | 10 | 12.00 | 5 | 1 | 400 | 1 | D |  | 86 | 18 | 18 | 10 | 7 | 2 | -3 | 0 | -2 | 13 | 6 | -8 | 21 | 
3/11/08 13:19  | 3/10/08  | BAGL | Einstein Noah Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | M.d | 6 | 3.90 | 1 | 2 | 21 | 9 | D |  |  | -36 | -45 | -44 | -22 | -32 | -20 | 0 | -10 | -10 | 22 | 38 | -49 | 
12/26/07 17:51  | 12/21/07  | BAGL | Einstein Noah Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | S.m | -35 | 17.37 | 1 | -2 | -22 | 7 | D |  |  | 7 | -9 | -20 | -11 | -12 | 5 | 3 | 4 | 2 | -49 | -33 | -73 | 
12/20/07 16:58  | 12/19/07  | BAGL | Einstein Noah Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | S.m | -33 | 16.63 | 1 | -2 | -18 | 9 | D |  |  | 1 | -6 | -27 | -5 | -20 | -15 | 0 | 7 | 4 | -47 | -30 | -73 | 
12/18/07 18:12  | 12/17/07  | BAGL | Einstein Noah Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | S.m | -35 | 17.41 | 1 | -2 | -15 | 11 | D |  |  | 7 | 10 | -24 | -12 | -6 | -9 | 0 | 5 | 9 | -40 | -23 | -55 | 
12/17/07 11:37  | 12/13/07  | BAGL | Einstein Noah Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | S.m | -38 | 19.12 | 1 | -2 | -13 | 13 | D |  |  | 12 | 13 | -20 | -8 | -2 | -1 | -5 | -11 | -7 | -51 | -33 | -72 | 
12/12/07 14:15  | 12/11/07  | BAGL | Einstein Noah Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | S.m | -38 | 19.25 | 1 | -2 | -12 | 15 | D |  |  | 8 | 15 | -19 | -8 | 8 | 0 | 4 | -16 | -11 | -45 | -36 | -67 | 
12/11/07 13:31  | 12/7/07  | BAGL | Einstein Noah Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | S.m | -41 | 19.46 | 1 | -2 | -11 | 17 | D |  |  | 13 | 22 | -13 | -7 | 19 | 5 | -5 | -11 | -12 | -48 | -39 | -70 | 
12/7/07 18:11  | 12/7/07  | BAGL | Einstein Noah Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | M.d | 28 | 2.30 | 1 | 12 | 173 | 19 | D |  |  | 6 | 17 | -11 | -9 | -7 | 4 | 1 | -4 | -15 | -50 | -38 | -78 | 
5/1/06 16:06  | 4/27/06  | NWRG | New World Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | M.d | 14 | 2.30 | 0 | 6 | 693 | 7 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/9/05 16:18  | 9/7/05  | NWRG | New World Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | P | 0 | 2.50 | 0 | 0 | 8 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/7/05 12:08  | 9/6/05  | NWRG | New World Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | P | 1 | 2.50 | 0 | 1 | 100 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/29/05 10:21  | 8/25/05  | NWRG | New World Restaurant Group Inc | DE | Retail | Dining | Eating Places | Dutkiewicz Richard P | CO | O | CFO | P | 1 | 2.50 | 0 | 1 | New | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |