Brookfield Public Securities Group LLC - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	3	1	8	0	0	1	2	7	14	4
P	%wins				88	63	63	63	71	67	69
S	%ret	2	1	4	-1	-1	2	0	0	0	0
S	%wins				100	75	25				67

Filing Date	T Date	Ticker	Issuer	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
3/9/21 11:45	3/9/21	RA	Brookfield Real Assets Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Public Securities Group LLC	NY	H	Fund's A	S	-208	20.78	0	-10	-9	101	D
6/4/20 10:25	6/3/20	RA	Brookfield Real Assets Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Public Securities Group LLC	NY	H	Fund's A	S	-691	17.27	0	-40	-29	100	D
6/2/20 18:36	6/1/20	RA	Brookfield Real Assets Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Public Securities Group LLC	NY	H	Fund's A	S.m	-1,124	16.77	0	-67	-32	140	D
3/24/20 14:53	3/3/20	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund	Fund	CEF	Closed-End Funds	Brookfield Public Securities Group LLC	NY	H	Fund's A	P.m	402	4.90	0	82	294	110	D
10/15/18 17:05	10/12/18	RA	Brookfield Real Assets Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	S.m	-272	22.29	0	-12	-16	63	D
10/15/18 16:44	10/12/18	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	P.m	102	11.84	0	9	5	190	D
7/17/18 15:39	7/11/18	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	P	491	12.38	0	40	29	178	D
7/17/18 15:27	7/11/18	RA	Brookfield Real Assets Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	P	533	23.00	0	23	46	74	D
7/17/18 15:18	7/11/18	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	P	3	9.06	0	0	3	13	D
3/5/18 11:09	3/1/18	RA	Brookfield Real Assets Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	S	-225	21.93	0	-10	-17	51	D
3/5/18 10:56	3/1/18	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	S	-197	12.01	0	-16	-14	98	D
3/5/18 10:40	3/1/18	CEN	Center Coast Brookfield Mlp & Energy Infrastructure Fund	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	P	116	9.47	0	12	New	12	D
6/9/17 11:20	6/9/17	RA	Brookfield Real Assets Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	P	105	23.72	0	4	9	55	D
6/7/17 15:26	6/1/17	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	P.m	144	14.01	0	10	8	143	D
3/10/17 15:44	3/7/17	RA	Brookfield Real Assets Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	S.a	-12	23.09	3	-1	-1	51	D					2	0	0	-1	0	0	1
3/10/17 15:33	3/7/17	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	S.a	-129	13.19	2	-10	-7	133	D	-22	35	-1	10	-6	-8	-7	-3	0	1	5
3/8/17 16:14	3/7/17	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	S	-129	13.19	2	-10	-7	130	D	-20	35	3	14	-1	-5	-6	-4	-1	-2	3
3/8/17 16:04	3/7/17	RA	Brookfield Real Assets Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	S	-12	23.09	3	-1	-1	51	D					3	0	0	0	-1	-1	0
8/8/16 15:58	8/5/16	HHY	Brookfield High Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Adviser	P	433	7.44	1	58	494	70	D	-7	7	23	5	4	-1	-1	1	0	1	2	-4
5/4/16 17:17	5/2/16	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Adviser	P.m	363	11.94	1	30	28	140	D	-33	-31	-9	23	10	4	1	0	1	2	6	16	7
3/3/16 11:00	3/1/16	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Adviser	P	755	10.26	1	74	205	109	D	-37	-45	-22	-17	20	15	4	4	2	3	8	23	38	49
10/7/15 16:15	10/5/15	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Adviser	P.m	300	13.68	1	22	166	35	D	-15	-32	-29	-12	9	2	4	8	1	1	4	-16	-15	8
5/29/15 11:24	5/22/15	INF.R	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Adviser	P	55	17.20	0	3	33	13	D
7/24/14 16:21	7/22/14	BOI	Brookfield Mortgage Opportunity Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Investme	P	411	17.52	1	23	448	29	D		8	7	5	1	1	0	0	0	0	0	0	0	-3
7/24/14 16:08	7/22/14	HHY	Brookfield High Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Investme	P.m	123	10.46	0	12	New	12	D	23	22	11	5	2	1	1	2	0	-1	-5	-7	-11	-16
10/22/13 08:26	10/18/13	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's A	P.a	39	19.29	2	2	33	8	D	46	12	-5	-8	-5	4	2	1	-1	-2	-4	1	15	25
10/21/13 10:32	10/18/13	INF	Brookfield Global Listed Infrastructure Income Fund Inc.	Fund	CEF	Closed-End Funds	Brookfield Investment Management Inc.	NY	H	Fund's I	P	39	19.29	2	2	33	8	D	49	11	-4	-8	-3	4	4	2	0	-3	-4	0	15	21

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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