9/19/25 15:29  | 9/17/25  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 7 | 2.79 | 0 | 3 | 4 | 60 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/30/25 17:10  | 7/30/25  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 10 | 56.92 | 0 | 0 | 0 | 136 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/22/25 14:48  | 5/22/25  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 25 | 24.80 | 0 | 1 | 1 | 115 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/7/25 16:50  | 3/7/25  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 124 | 24.70 | 0 | 5 | 4 | 134 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/6/25 17:42  | 3/6/25  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 63 | 25.00 | 0 | 3 | 2 | 129 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/31/24 10:32  | 12/30/24  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 13 | 25.00 | 0 | 1 | 0 | 117 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/19/24 16:01  | 9/17/24  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 14 | 5.50 | 0 | 3 | 5 | 58 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/17/24 10:20  | 6/14/24  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 49 | 24.76 | 0 | 2 | 2 | 117 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/30/24 16:55  | 5/29/24  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 12 | 45.32 | 0 | 0 | 0 | 115 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/10/24 16:44  | 4/10/24  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 63 | 25.00 | 0 | 3 | 2 | 115 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/28/23 12:46  | 9/28/23  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 61 | 24.40 | 0 | 3 | 2 | 105 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/22/23 11:49  | 9/21/23  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 10 | 41.00 | 0 | 0 | 0 | 103 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/13/23 16:09  | 9/11/23  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 18 | 6.00 | 0 | 3 | 6 | 55 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/16/23 17:06  | 8/16/23  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 11 | 41.10 | 0 | 0 | 0 | 102 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/28/22 16:05  | 9/26/22  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 13 | 6.55 | 0 | 2 | 4 | 52 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/9/22 16:01  | 9/7/22  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 15 | 7.35 | 0 | 2 | 4 | 50 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/14/21 16:03  | 5/12/21  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 16 | 7.78 | 0 | 2 | 4 | 48 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/1/20 16:28  | 8/28/20  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 13 | 5.10 | 0 | 3 | 6 | 46 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/12/19 16:19  | 12/10/19  | PRIFA | Priority Income Fund, Inc. |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 50 | 24.90 | 0 | 2 | 100 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/12/19 16:10  | 12/10/19  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 7 | 6.52 | 0 | 1 | 2 | 44 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/24/19 16:22  | 6/20/19  | PRIFA | Priority Income Fund, Inc. |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 16 | 24.95 | 0 | 1 | 45 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/20/19 16:06  | 6/18/19  | PRIFA | Priority Income Fund, Inc. |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 12 | 24.95 | 0 | 1 | 57 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/19/19 16:02  | 6/17/19  | PRIFA | Priority Income Fund, Inc. |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 12 | 24.95 | 0 | 1 | 133 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/18/19 16:02  | 6/14/19  | PRIFA | Priority Income Fund, Inc. |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 9 | 24.90 | 0 | 0 | New | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/27/18 16:31  | 12/24/18  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 14 | 5.75 | 0 | 3 | 6 | 43 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/11/18 16:01  | 12/7/18  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 7 | 6.72 | 0 | 1 | 3 | 40 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/26/18 09:58  | 11/23/18  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 15 | 30.69 | 0 | 1 | 1 | 72 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/21/18 16:05  | 3/19/18  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 7 | 6.50 | 0 | 1 | 3 | 39 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/26/17 16:32  | 12/26/17  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 16 | 26.35 | 0 | 1 | 1 | 65 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/22/17 16:42  | 12/22/17  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 24 | 26.35 | 0 | 1 | 1 | 65 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/21/17 17:04  | 12/21/17  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 13 | 26.31 | 0 | 1 | 1 | 64 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/18/17 15:25  | 12/15/17  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 24 | 33.88 | 0 | 1 | 1 | 63 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/1/17 16:01  | 8/30/17  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 7 | 6.75 | 0 | 1 | 3 | 38 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/7/17 15:19  | 8/7/17  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 26 | 26.35 | 0 | 1 | 2 | 63 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/3/17 11:43  | 6/30/17  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 27 | 26.60 | 0 | 1 | 2 | 62 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/15/17 16:04  | 5/11/17  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 16 | 8.15 | 26 | 2 | 6 | 37 | D | 27 | 20 | 12 | -10 | -11 | -14 | -13 | -12 |  |  |  |  |  |  | 
3/13/17 16:01  | 3/9/17  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 9 | 8.95 | 31 | 1 | 3 | 35 | D | 37 | 48 | 13 | 15 | 5 | -4 | -4 | -4 | 0 | 2 | 1 |  |  |  | 
3/3/17 16:00  | 3/3/17  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 26 | 25.79 | 2 | 1 | 2 | 61 | M | 6 | 26 | 13 | 9 | 6 | 2 | 0 | 0 | 0 | -1 | 0 |  |  |  | 
11/14/16 16:00  | 11/10/16  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 8 | 7.65 | 16 | 1 | 3 | 34 | D | 5 | 23 | 10 | -5 | -3 | -4 | 4 | 4 | 1 | 3 | 7 | 24 |  |  | 
9/22/16 12:26  | 9/21/16  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P.m | 27 | 26.50 | 2 | 1 | 2 | 54 | M | -2 | 4 | 6 | 5 | 0 | -1 | 0 | 1 | 1 | 0 | -3 | 7 | 13 |  | 
9/7/16 10:10  | 9/6/16  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 20 | 26.80 | 2 | 1 | 1 | 53 | D | -3 | 7 | 11 | 5 | 3 | 1 | 1 | 1 | 0 | -3 | -2 | 3 | 11 |  | 
9/6/16 16:01  | 9/1/16  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 17 | 8.40 | 16 | 2 | 6 | 33 | D | 8 | 27 | 23 | 14 | 4 | 2 | 2 | -2 | -1 | -6 | -5 | -4 | 17 |  | 
6/22/16 17:22  | 6/22/16  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 7 | 26.32 | 2 | 0 | 0 | 52 | I | -6 | -11 | 1 | 1 | 1 | -1 | -1 | 1 | 1 | -3 | 4 | 4 | 12 |  | 
5/18/16 16:22  | 5/17/16  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P.m | 27 | 26.74 | 1 | 1 | 2 | 52 | M | -4 | -14 | -2 | 7 | -2 | -5 | -1 | -1 | 0 | 1 | 1 | 9 | 10 |  | 
5/16/16 16:03  | 5/12/16  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 7 | 7.45 | 15 | 1 | 3 | 31 | D | 0 | 6 | 12 | 27 | 7 | 0 | 2 | 2 | 0 | -1 | 0 | 14 | 9 |  | 
12/7/15 10:41  | 12/4/15  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 26 | 26.25 | 2 | 1 | 2 | 46 | M | 4 | -8 | -8 | 3 | -5 | 3 | 0 | -1 | -1 | -5 | -4 | -6 | -1 | 7 | 
11/13/15 07:00  | 11/11/15  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 7 | 7.30 | 14 | 1 | 3 | 30 | D | -18 | -15 | -6 | 1 | 0 | -1 | -2 | -3 | 1 | 3 | -13 | -8 | 12 | 23 | 
9/3/15 07:00  | 9/1/15  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 7 | 7.47 | 22 | 1 | 4 | 29 | D | -12 | -16 | -8 | 1 | 6 | 4 | 10 | -2 | 2 | 5 | -2 | 1 | 4 | 28 | 
8/21/15 16:24  | 8/21/15  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 16 | 32.67 | 2 | 1 | 1 | 45 | D | 19 | -3 | -6 | -7 | -3 | -3 | -3 | -2 | -5 | -2 | -1 | -1 | -11 | 2 | 
7/2/15 16:44  | 7/2/15  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 15 | 34.72 | 2 | 0 | 1 | 45 | D | 28 | 4 | -1 | 1 | -3 | -1 | -2 | -1 | 0 | -1 | -1 | -11 | -7 | -10 | 
6/30/15 11:42  | 6/29/15  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 37 | 36.64 | 2 | 1 | 2 | 45 | D | 26 | 4 | -1 | -1 | -3 | -1 | -3 | -3 | 0 | 0 | -1 | -12 | -7 | -12 | 
6/10/15 15:38  | 6/10/15  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 26 | 26.14 | 2 | 1 | 2 | 44 | M | 26 | 6 | 0 | 0 | -2 | -3 | -1 | -1 | 1 | 1 | -2 | -10 | -8 | -8 | 
5/12/15 07:03  | 5/8/15  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 16 | 8.00 | 26 | 2 | 8 | 28 | D | -5 | -10 | -9 | -5 | -4 | -6 | -4 | 3 | 1 | 3 | -8 | -6 | 0 | 6 | 
3/10/15 15:36  | 3/10/15  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 24 | 26.15 | 1 | 1 | 2 | 43 | D | 34 | 11 | 2 | 0 | 2 | 0 | -1 | 0 | -1 | -1 | -1 | -1 | -11 | -14 | 
2/13/15 08:01  | 2/11/15  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 9 | 8.50 | 25 | 1 | 4 | 26 | D | -3 | -13 | -14 | -7 | 5 | 2 | 2 | 0 | 1 | 2 | 0 | -2 | -9 | -18 | 
12/15/14 08:00  | 12/12/14  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 33 | 8.20 | 33 | 4 | 19 | 25 | D | -3 | -17 | -16 | -17 | -14 | -15 | -11 | -3 | 1 | 7 | 6 | 8 | 1 | -13 | 
12/11/14 10:34  | 12/9/14  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 8 | 25.75 | 2 | 0 | 1 | 37 | I | 42 | 10 | 4 | 0 | 3 | -1 | -1 | -2 | 0 | -1 | -1 | 2 | 3 | -8 | 
11/12/14 08:00  | 11/10/14  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 14 | 9.40 | 33 | 2 | 8 | 21 | D | 17 | -4 | 3 | -8 | -2 | 0 | 0 | 3 | 1 | 1 | -14 | -7 | -9 | -13 | 
8/29/14 15:00  | 8/27/14  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P.m | 41 | 10.32 | 33 | 4 | 26 | 19 | D | 12 | 4 | -1 | 6 | -2 | -3 | -5 | -6 | 0 | 1 | -2 | -5 | -10 | -14 | 
6/16/14 16:01  | 6/12/14  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 10 | 10.27 | 33 | 1 | 7 | 15 | D | 17 | 12 | -3 | -3 | -5 | 2 | 6 | 4 | 1 | 1 | 5 | 2 | -15 | -16 | 
2/10/14 16:00  | 2/6/14  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 11 | 11.10 | 33 | 1 | 7 | 14 | D | 31 | 11 | 9 | 2 | 0 | 1 | 3 | 1 | 1 | 2 | -3 | -7 | 2 | -12 | 
10/10/13 16:17  | 10/10/13  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 30 | 25.25 | 1 | 1 | 4 | 33 | M | 53 | 20 | 6 | 1 | 2 | -4 | -2 | -2 | 0 | 2 | 4 | 6 | 8 | 13 | 
8/27/13 15:00  | 8/23/13  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 6 | 11.25 | 27 | 1 | 4 | 13 | D | 66 | 9 | 8 | 8 | 4 | 4 | 4 | 3 | -1 | -1 | 2 | 4 | 3 | 5 | 
8/23/13 10:49  | 8/22/13  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 15 | 25.40 | 1 | 1 | 2 | 32 | D | 49 | 22 | 10 | 1 | 0 | -2 | -1 | 1 | 0 | -1 | 4 | 10 | 11 | 22 | 
5/9/13 09:00  | 5/8/13  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 5 | 10.88 | 32 | 1 | 4 | 13 | D | 16 | 13 | 6 | -2 | 0 | 5 | -1 | -2 | 0 | 0 | -5 | 3 | 10 | 5 | 
11/16/12 16:05  | 11/14/12  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 5 | 10.00 | 33 | 1 | 4 | 12 | D | 24 | 20 | -3 | -8 | -11 | -14 | -6 | -4 | 2 | 3 | 6 | 13 | 12 | 25 | 
8/14/12 16:17  | 8/14/12  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | S | -26 | 26.01 | 1 | -1 | -4 | 23 | D | 30 | 16 | 0 | 2 | 3 | 5 | 3 | 0 | 0 | 1 | 2 | -1 | 13 | 23 | 
8/8/12 09:43  | 8/7/12  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | S | -26 | 26.05 | 1 | -1 | -4 | 24 | D | 23 | 24 | 0 | 0 | 6 | 2 | 2 | 3 | 0 | 0 | 2 | 1 | 14 | 25 | 
5/17/12 16:00  | 5/15/12  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 5 | 10.85 | 14 | 1 | 4 | 12 | D | 31 | 11 | 23 | 3 | 0 | 0 | 1 | 0 | -1 | 2 | 7 | 8 | -1 | 13 | 
3/19/12 09:47  | 3/16/12  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 5 | 25.40 | 1 | 0 | 1 | 25 | D | 20 | 10 | 18 | 19 | 4 | 1 | 3 | 0 | 0 | -1 | -1 | -7 | 2 | 14 | 
11/18/11 16:01  | 11/16/11  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 5 | 9.45 | 11 | 1 | 5 | 11 | D | 8 | 4 | -14 | 19 | 10 | -6 | -4 | -2 | -1 | -4 | -2 | 24 | 22 | 25 | 
10/31/11 11:14  | 10/27/11  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P.m | 20 | 25.39 | 1 | 1 | 4 | 22 | M | 17 | 7 | -9 | -4 | 5 | 9 | 7 | 5 | -2 | -2 | -7 | 4 | 13 | 11 | 
9/2/11 16:05  | 8/31/11  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 18 | 8.75 | 20 | 2 | 24 | 10 | D | 14 | 1 | -26 | -22 | -14 | 2 | 0 | -6 | 1 | 3 | -2 | 15 | 37 | 54 | 
5/12/11 15:37  | 5/12/11  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 12 | 11.89 | 13 | 1 | 14 | 8 | D | 52 | 20 | 19 | 4 | -2 | 3 | -1 | 0 | 0 | -4 | -7 | -33 | -14 | 2 | 
9/3/10 12:53  | 9/1/10  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 9 | 9.23 | 8 | 1 | 17 | 7 | D | -10 | 13 | -17 | -3 | -2 | 1 | 3 | 1 | 3 | 4 | 4 | 8 | 38 | 1 | 
8/9/10 09:44  | 8/6/10  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP Admin | P | 11 | 25.13 | 1 | 0 | 2 | 19 | D | -21 | 12 | 7 | 2 | 4 | 6 | 1 | 0 | 0 | -5 | -3 | 10 | 20 | 8 | 
5/14/10 10:38  | 5/12/10  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 6 | 11.00 | 11 | 1 | 9 | 6 | D | -3 | 32 | 11 | 6 | -11 | -9 | -4 | -1 | -3 | -8 | -3 | -11 | 2 | 21 | 
2/16/10 17:19  | 2/12/10  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 5 | 10.50 | 11 | 1 | 11 | 5 | D | -4 | 39 | 17 | 11 | -8 | -14 | -3 | 0 | 1 | 4 | 12 | -3 | -11 | 17 | 
11/12/09 16:15  | 11/11/09  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 5 | 10.25 | 6 | 1 | 12 | 5 | D | -3 | 15 | 13 | 6 | -2 | -4 | 1 | -1 | -2 | 6 | 9 | 11 | 11 | 15 | 
9/29/09 16:10  | 9/25/09  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 10 | 10.10 | 8 | 1 | 35 | 4 | D | -21 | -10 | 29 | 11 | 8 | 5 | 4 | -4 | 2 | 7 | 2 | 21 | 28 | 7 | 
2/12/09 14:17  | 2/11/09  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 5 | 9.75 | 2 | 1 | 25 | 3 |  |  |  |  |  |  |  |  |  | -6 | -12 | -20 | 4 | 13 | 29 | 
11/14/08 16:08  | 11/12/08  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 5 | 10.14 | 2 | 1 | 33 | 2 | D | -25 | -19 | -29 | -18 | -13 | -2 | -17 | -1 | 0 | -10 | 9 | -11 | 7 | 16 | 
10/10/08 10:38  | 10/9/08  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | Vice-P,A | P | 9 | 18.01 | 2 | 1 | 4 | 13 | D | -39 | -50 | -44 | -40 | -42 | -37 | -30 | -18 | -3 | 4 | 2 | 2 | -5 | 35 | 
9/15/08 17:45  | 9/11/08  | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | D |  | P | 7 | 13.10 | 2 | 1 | 50 | 2 | D | -2 | -14 | 0 | -8 | 5 | -6 | -6 | -1 | 1 | -2 | 1 | -12 | -34 | -5 | 
7/23/08 09:21  | 7/22/08  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | Vice-P,A | P | 23 | 22.50 | 1 | 1 | 9 | 12 | D | 11 | -13 | 5 | -7 | -10 | -4 | 2 | 2 | 1 | -2 | -1 | -34 | -45 | -35 | 
7/22/08 12:50  | 7/21/08  | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | Stark Eugene S | NY | O | VP,Admin | P | 15 | 30.54 | 1 | 1 | 5 | 11 | D | 8 | -14 | 0 | -10 | -11 | -6 | 0 | 2 | 2 | -2 | 0 | -36 | -46 | -33 | 
2/18/05 12:59  | 2/16/05  | PSEC | Prospect Energy Corp |  | Fund | CEF | Closed-End Funds | Stark Eugene S | NJ | O | CFO | P | 13 | 13.40 | 1 | 1 | New | 1 | D |  |  | -7 | -4 | 20 | 27 | 14 | 1 | 0 | -3 | -6 | -6 | -10 | 25 |