12/14/15 15:08  | 12/14/15  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 11 | 10.99 | 4 | 1 | 0 | 1,841 | D | -22 | -19 | -3 | -1 | 0 | -1 | -7 | -7 | 2 | 7 | 2 | 8 | 16 | 37 | 
6/19/15 13:52  | 6/19/15  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 53 | 11.78 | 5 | 5 | 0 | 1,921 | D | 4 | -18 | -12 | -11 | -9 | -8 | -5 | 1 | -1 | 0 | -2 | -3 | 1 | 14 | 
9/11/13 15:18  | 9/10/13  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 72 | 14.32 | 6 | 5 | 0 | 1,736 | D | 91 | 41 | 25 | 13 | 9 | 0 | 1 | 0 | 0 | 1 | 1 | 16 | 7 | 12 | 
12/12/11 19:06  | 12/12/11  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 46 | 9.12 | 2 | 5 | 0 | 1,217 | D | 13 | -3 | -6 | 8 | -4 | 2 | -1 | -2 | 1 | 2 | 11 |  |  |  | 
11/10/11 12:30  | 11/9/11  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P.m | 64 | 9.14 | 3 | 7 | 1 | 1,214 | D | 6 | -3 | -10 | 4 | 2 | 1 | -5 | -6 | 0 | 2 | 4 | 16 |  |  | 
10/5/11 10:11  | 10/4/11  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 59 | 8.40 | 2 | 7 | 1 | 1,209 | D | 0 | -11 | -21 | -18 | -8 | -9 | -2 | -7 | 1 | 8 | 15 | 17 |  |  | 
9/26/11 16:05  | 9/26/11  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 22 | 8.65 | 2 | 3 | 0 | 1,202 | D | 5 | -5 | -18 | -14 | -4 | -2 | -7 | -5 | 2 | -4 | 8 | 10 |  |  | 
9/26/11 13:45  | 9/26/11  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 44 | 8.75 | 2 | 5 | 0 | 1,200 | D | 5 | -5 | -18 | -14 | -4 | -2 | -7 | -5 | 3 | -1 | 11 | 13 |  |  | 
8/9/11 13:20  | 8/9/11  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 61 | 8.78 | 3 | 7 | 1 | 1,199 | D | 11 | -11 | -18 | -17 | -19 | -18 | -12 | -11 | 10 | 11 | 11 | 19 | 31 |  | 
6/2/10 10:21  | 6/1/10  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 5 | 8.64 | 3 | 1 | 0 | 1,031 | D | 13 | 18 | -8 | -11 | -22 | -10 | -2 | 0 | 6 | 2 | 7 | 9 | 22 | 37 | 
5/27/10 10:20  | 5/26/10  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 17 | 8.64 | 3 | 2 | 0 | 1,031 | D | 12 | 28 | -10 | -9 | -22 | -8 | -9 | -2 | 5 | 8 | 10 | 11 | 19 | 31 | 
3/13/09 10:22  | 3/12/09  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 13 | 3.74 | 2 | 4 | 1 | 657 |  |  |  |  |  |  |  |  |  | 6 | 13 | 70 | 126 | 174 | 206 | 
3/4/09 10:24  | 3/3/09  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 15 | 3.86 | 2 | 4 | 1 | 654 |  |  |  |  |  |  |  |  |  | -5 | 2 | 42 | 134 | 165 | 200 | 
2/25/09 13:23  | 2/25/09  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 9 | 4.27 | 2 | 2 | 0 | 650 |  |  |  |  |  |  |  |  |  | 7 | -11 | 29 | 89 | 144 | 160 | 
2/19/09 10:43  | 2/18/09  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 44 | 4.40 | 2 | 10 | 2 | 648 |  |  |  |  |  |  |  |  |  | 7 | 15 | 8 | 111 | 150 | 164 | 
11/24/08 10:43  | 11/21/08  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 2 | 4.99 | 2 | 1 | 0 | 638 | D | -54 | -50 | -48 | -48 | -41 | -40 | -21 | -17 | 20 | 21 | 53 | -1 | 69 | 140 | 
11/18/08 12:16  | 11/17/08  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 6 | 5.96 | 2 | 1 | 0 | 637 | D | -44 | -42 | -35 | -39 | -29 | -27 | -22 | -5 | 1 | 0 | 27 | -25 | 50 | 104 | 
11/12/08 10:34  | 11/11/08  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 24 | 6.85 | 2 | 4 | 1 | 636 | D | -40 | -37 | -31 | -35 | -32 | -13 | -22 | -16 | -1 | -6 | 9 | -9 | 47 | 88 | 
6/12/08 11:21  | 6/11/08  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 20 | 9.90 | 2 | 2 | 0 | 633 | D | -1 | -18 | -12 | -12 | 0 | -2 | -5 | -3 | 1 | 5 | -14 | 4 | -21 | 2 | 
6/11/08 11:05  | 6/10/08  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 10 | 9.86 | 3 | 1 | 0 | 631 | D | 2 | -18 | -8 | -11 | 3 | 0 | -3 | -2 | -2 | 2 | -15 | 0 | -20 | 1 | 
5/21/08 13:45  | 5/20/08  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 10 | 10.00 | 4 | 1 | 0 | 630 | D | 0 | -22 | -10 | -14 | -3 | 2 | 0 | -1 | 0 | 3 | 3 | 6 | -35 | -3 | 
5/14/08 15:26  | 5/13/08  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P.m | 15 | 10.12 | 3 | 2 | 0 | 629 | D | 3 | -21 | -8 | -14 | -7 | 0 | 1 | -2 | 0 | 0 | -1 | 8 | -27 | -2 | 
11/20/07 16:13  | 11/20/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 23 | 11.33 | 2 | 2 | 0 | 571 | I | 27 | -5 | -16 | -2 | -11 | -9 | 0 | -3 | 0 | -1 | 2 | 8 | -6 | -38 | 
11/19/07 14:29  | 11/19/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 12 | 11.52 | 2 | 1 | 0 | 569 | I | 27 | -4 | -14 | -1 | -9 | -7 | -1 | -2 | -2 | -4 | -2 | 5 | -10 | -42 | 
9/11/07 15:35  | 9/11/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 4 | 11.71 | 4 | 0 | 0 | 568 | D | 7 | 9 | -9 | -11 | -3 | -3 | -2 | -4 | 0 | 3 | 13 | 1 | 4 | -7 | 
9/4/07 11:29  | 8/31/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P.m | 136 | 11.83 | 4 | 12 | 2 | 568 | D | 7 | 9 | -8 | -13 | -12 | -7 | -5 | -3 | 4 | 0 | 14 | 3 | 3 | -2 | 
8/17/07 15:54  | 8/16/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 2 | 12.00 | 4 | 0 | 0 | 556 | D | 2 | 11 | -10 | -13 | -11 | 1 | -2 | -4 | 1 | 2 | 1 | 2 | 4 | -3 | 
3/5/07 16:10  | 3/5/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 27 | 13.28 | 1 | 2 | 0 | 556 | D |  | 37 | 22 | 4 | 1 | 3 | -1 | 1 | 3 | 1 | 2 | 9 | -7 | -5 | 
11/10/05 15:12  | 11/9/05  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DOT | P,CEO | P | 11 | 11.00 | 1 | 1 | 0 | 343 | D |  |  |  | -23 | -15 | 6 | -4 | -8 | 0 | 3 | 5 | 5 | 20 | 40 | 
11/3/05 15:04  | 11/1/05  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DOT | P,CEO | P | 2 | 11.09 | 1 | 0 | 0 | 342 | D |  |  |  | -11 | -5 | 18 | 13 | 9 | -2 | -11 | 1 | -6 | 7 | 23 | 
10/31/05 15:48  | 10/27/05  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Henriquez Manuel A | CA | DO | P,CEO | P | 95 | 10.51 | 1 | 9 | 3 | 342 | D |  |  |  | -16 | -13 | -1 | 9 | 1 | 1 | 5 | 2 | 4 | 7 | 36 |