TC | 
Stat | 
Stk | 
Ins | 
Fil | 
+d | 
+w | 
+m | 
+q | 
+h | 
+y | 
avg | 
				
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 1 | 1 | 2 | -1 | 1 | 4 | 6 | 1 | 22 | 5 | 
| P | %wins | 50 | 100 | 100 | 50 | 50 | 100 | 75 | |||
| S | %ret | 1 | 1 | 7 | 1 | 1 | 1 | 9 | 15 | -1 | 4 | 
| S | %wins | 43 | 43 | 43 | 43 | 43 | 57 | 45 | 
Filing Date | 
					T Date | 
					Ticker | 
					Issuer | Inc | 					Sector | 
					Ind | Industry |  
						Owner | 
						oSt | 
						Rel | 
						Title | 
					 
					T | 
					TVal | 
					Price | 
					L | 
					Qty | 
					oc | 
					Own | 
					H | 
					r2y | 
					r1y | 
					r6m | 
					r3m | 
					r6w | 
					r3w | 
					r7d | 
					r3d | 
					f1d | 
					f1w | 
					f1m | 
					f3m | 
					f6m | 
					f1y | 
				
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
8/4/09 15:52  | 8/3/09  | EQS | Equus Total Return, Inc. | Fund | CEF | Closed-End Funds | Moore Anthony R | UT | T | S | -1,781 | 3.35 | 0 | -532 | -60 | 357 | I | -54 | -49 | -21 | 38 | 3 | 20 | 4 | 7 | 0 | -1 | -3 | 6 | 1 | -30 | ||
5/4/09 17:07  | 4/24/09  | EQS | Equus Total Return, Inc. | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | T | S.a | -81 | 3.69 | 0 | -22 | -1 | 2,686 | I | -69 | -62 | -52 | -45 | -25 | 2 | 7 | 1 | 2 | 2 | 10 | 33 | 48 | 32 | ||
5/1/09 14:47  | 4/24/09  | EQS | Equus Total Return, Inc. | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | T | S.a | -81 | 3.69 | 0 | -22 | -1 | 1,791 | I | -68 | -61 | -51 | -43 | -26 | 5 | 12 | 0 | -2 | 1 | 8 | 35 | 46 | 30 | ||
4/29/09 11:21  | 4/24/09  | EQS | Equus Total Return, Inc. | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | T | S | -81 | 3.69 | 0 | -22 | -1 | 1,703 | I | -69 | -63 | -54 | -44 | -25 | 4 | 4 | 4 | 3 | 6 | 12 | 33 | 61 | 35 | ||
8/6/08 12:33  | 8/1/08  | EQS | Equus Total Return, Inc. | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | DT | S | -3,014 | 7.11 | 0 | -424 | -33 | 849 | I | 16 | -6 | 26 | 7 | 3 | 6 | 4 | 3 | -1 | 2 | 4 | -14 | -36 | -50 | ||
10/2/07 11:30  | 9/27/07  | EQS | Equus Total Return, Inc. | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | DT | S.a | -1,468 | 7.74 | 0 | -190 | -13 | 1,273 | I | 25 | 9 | -11 | -10 | 4 | -1 | 1 | 1 | 1 | -2 | -14 | -16 | -8 | -12 | ||
10/1/07 12:42  | 9/27/07  | EQS | Equus Total Return, Inc. | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | DT | S | -2,147,484 | 1,266,360 | 0 | -190 | -13 | 1,273 | I | 25 | 8 | -10 | -13 | 7 | -2 | -1 | -1 | 1 | 0 | -12 | -17 | -8 | -9 | ||
2/24/06 13:44  | 2/23/06  | EQS | Equus II Inc | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | D | P | 2,230 | 7.08 | 0 | 315 | 27 | 1,463 | B | 0 | 1 | 1 | -1 | -3 | 19 | ||||||||||
1/4/06 17:30  | 12/30/05  | EQS | Equus II Inc | Fund | CEF | Closed-End Funds | Moore Anthony R | TX | DO | Co-CB,P | P | 6,601 | 9.90 | 0 | 667 | 60 | 1,778 | B | -1 | 0 | 6 | 12 | 4 | 25 | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |