11/21/18 13:49  | 11/20/18  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | NY | DO | MD-Head  | S | -50 | 11.02 | 0 | -5 | -9 | 45 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/8/17 12:24  | 12/7/17  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | NY | DO | P,CEO | S | -55 | 11.01 | 0 | -5 | -9 | 49 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/29/17 16:19  | 8/25/17  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | NY | DO | P,CEO | S | -41 | 13.65 | 0 | -3 | -5 | 54 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/23/15 16:42  | 12/21/15  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | NY | DO | P,CEO | S | -93 | 11.11 | 0 | -8 | -13 | 57 | D | -9 | 7 | -16 | -6 | -1 | -5 | -6 | -1 | 0 | 1 | -6 | 7 | 20 | 32 | 
12/15/15 14:21  | 12/14/15  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | NY | DO | P,CEO | P | 110 | 11.00 | 0 | 10 | 18 | 66 | D | -10 | 7 | -19 | -9 | -6 | -7 | -7 | -9 | 6 | 3 | 5 | 6 | 27 | 37 | 
12/7/15 16:05  | 12/3/15  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | NY | DO | P,CEO | P | 119 | 11.95 | 0 | 10 | 22 | 56 | D | -1 | 9 | -11 | 3 | -1 | 1 | 1 | -1 | 1 | 2 | 1 | -11 | 16 | 24 | 
8/28/15 17:46  | 8/27/15  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | NY | DO | P,CEO | P | 122 | 12.02 | 0 | 10 | 28 | 46 | D | 1 | -2 | 3 | -11 | -13 | 2 | 0 | 1 | -1 | -2 | 1 | 1 | -9 | 15 | 
5/19/14 11:50  | 5/16/14  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | NY | DO | P,CEO | P | 211 | 14.07 | 0 | 15 | 73 | 36 | D |  | 2 | 1 | -6 | -3 | -3 | -2 | -2 | 2 | 1 | 5 | 2 | -11 | 13 | 
11/24/08 15:01  | 11/21/08  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | CT | DO | P,CEO | P | 2 | 1.91 | 0 | 1 | 1 | 137 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/14/08 17:03  | 11/14/08  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | CT | DO | P,CEO | P | 6 | 2.50 | 0 | 2 | 2 | 136 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/14/08 10:24  | 11/13/08  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | CT | DO | P,CEO | P | 30 | 2.36 | 0 | 13 | 10 | 134 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/15/08 15:11  | 8/15/08  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | CT | DO | P,CEO | P | 37 | 7.40 | 0 | 5 | 8 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/14/07 20:04  | 5/11/07  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | CT | DO | P,CEO | P.m | 14 | 14.43 | 0 | 1 | 2 | 61 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/20/06 16:18  | 6/20/06  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | CT | DO | P,CEO | P | 3 | 10.85 | 0 | 0 | 0 | 54 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/19/06 10:41  | 6/16/06  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | CT | DO | P,CEO | P | 22 | 10.95 | 0 | 2 | 4 | 54 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/2/05 16:52  | 12/2/05  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Buckanavage Richard Paul | CT | DO | P,CEO | P | 11 | 11.08 | 0 | 1 | 2 | 49 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |