3/19/20 13:59  | 3/18/20  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | NY | D |  | P | 21 | 4.24 | 0 | 5 | 52 | 15 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/23/15 16:42  | 11/12/15  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | NY | D |  | P.a | 30 | 11.92 | 0 | 3 | 35 | 10 | D | -9 | 7 | -16 | -6 | -1 | -5 | -6 | -1 | 0 | 1 | -6 | 7 | 20 | 32 | 
8/18/14 17:21  | 8/15/14  | HCAP | Harvest Capital Credit Corp |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | NY | D |  | P | 102 | 14.40 | 0 | 7 | New | 7 | D |  | 4 | -4 | 2 | -5 | -4 | -2 | 0 | 0 | -1 | 1 | -13 | -7 | -2 | 
11/13/08 13:50  | 11/12/08  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | CT | D |  | P | 20 | 2.53 | 0 | 8 | 84 | 17 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/15/08 15:10  | 8/14/08  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | CT | D |  | P | 10 | 7.32 | 0 | 1 | 17 | 9 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/14/07 11:22  | 12/13/07  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | CT | D |  | P | 11 | 10.72 | 0 | 1 | 14 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/16/07 15:25  | 11/14/07  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | CT | D |  | P | 10 | 11.86 | 0 | 1 | 13 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/14/07 10:22  | 8/13/07  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | CT | D |  | P | 10 | 13.23 | 0 | 1 | 13 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/12/07 14:21  | 3/9/07  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | CT | D |  | P | 10 | 13.81 | 0 | 1 | 15 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/27/06 14:29  | 11/22/06  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | CT | D |  | P | 14 | 13.90 | 0 | 1 | 26 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/22/06 12:49  | 8/16/06  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | CT | D |  | P | 10 | 12.24 | 0 | 1 | 28 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/21/06 12:01  | 6/20/06  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | CT | D |  | P | 13 | 10.89 | 0 | 1 | 67 | 3 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/21/05 15:15  | 11/21/05  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Sebastiao Richard Anthony | CT | D |  | P | 20 | 11.15 | 0 | 2 | New | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |