| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 2 | 1 | 6 | 2 | 1 | 3 | -2 | -8 | -34 | -7 | 
| P | %wins | 83 | 50 | 67 | 50 | 50 | 20 | 53 | 
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 8/16/16 15:02 | 8/16/16 | AINV | Apollo Investment Corp | Fund | CEF | Closed-End Funds | Puleo Frank C | NY | D | P | 25 | 6.01 | 6 | 4 | 17 | 29 | D | -11 | 3 | 42 | 9 | 8 | 5 | 5 | 3 | 1 | 1 | 0 | 2 | 8 | |||
| 8/10/15 16:54 | 8/7/15 | AINV | Apollo Investment Corp | Fund | CEF | Closed-End Funds | Puleo Frank C | NY | D | P | 68 | 6.84 | 9 | 10 | 67 | 25 | D | 5 | -11 | -4 | -9 | -6 | -4 | -1 | 0 | 0 | -2 | -5 | -15 | -21 | -6 | ||
| 6/5/15 16:15 | 5/22/15 | AINV | Apollo Investment Corp | Fund | CEF | Closed-End Funds | Puleo Frank C | NY | D | P | 11 | 7.70 | 9 | 1 | 11 | 15 | D | 20 | 5 | 3 | 4 | 0 | 2 | 1 | 0 | -1 | -2 | -6 | -16 | -16 | -23 | ||
| 5/28/14 13:33 | 5/27/14 | AINV | Apollo Investment Corp | Fund | CEF | Closed-End Funds | Puleo Frank C | NY | D | P | 26 | 8.38 | 20 | 3 | 29 | 14 | D | 48 | 7 | -2 | -1 | 2 | 5 | 5 | 2 | 0 | 0 | 3 | 8 | 4 | 4 | ||
| 5/2/08 12:27 | 5/2/08 | SLM | Slm Corp | DE | Financ | Loan | Personal Credit Institutions | Puleo Frank C | VA | D | P | 315 | 21.00 | 33 | 15 | New | 15 | D | -61 | -63 | -58 | -7 | 27 | 12 | 13 | 15 | 9 | 12 | 12 | -14 | -49 | -74 | |
| 3/4/08 13:36 | 3/3/08 | AINV | Apollo Investment Corp | Fund | CEF | Closed-End Funds | Puleo Frank C | NY | D | P | 108 | 15.09 | 21 | 7 | New | 7 | D | -4 | -24 | -26 | -13 | 4 | -1 | -2 | -7 | 0 | -4 | 13 | 22 | 26 | -72 | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |