11/12/14 17:57  | 10/10/14  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 242 | 8.07 | 0 | 30 | 1 | 2,559 | D | 104 | -2 | -9 | 3 | 17 | 20 | 6 | 2 | 1 | 5 | 9 | 23 | 12 | 16 | 
11/7/14 19:37  | 10/6/14  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 54 | 7.91 | 0 | 7 | 0 | 2,529 | D | 103 | -1 | -7 | -4 | 12 | 9 | 20 | 2 | 1 | 1 | 5 | 21 | 14 | 6 | 
9/5/14 17:58  | 9/3/14  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.am | 67 | 7.99 | 0 | 8 | 0 | 2,530 | D | 148 | 34 | -14 | -6 | 3 | 1 | 0 | 0 | 1 | 3 | -9 | 6 | 33 | -14 | 
9/5/14 17:26  | 9/3/14  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 67 | 7.99 | 0 | 8 | 0 | 2,530 | D | 148 | 34 | -14 | -6 | 3 | 1 | 0 | 0 | 1 | 3 | -9 | 6 | 33 | -14 | 
9/3/14 17:14  | 8/27/14  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.am | 34 | 7.92 | 0 | 4 | 0 | 2,522 | D | 150 | 31 | -12 | -6 | 3 | -3 | 2 | 1 | 0 | 1 | -13 | 3 | 35 | -18 | 
8/29/14 18:18  | 8/27/14  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 34 | 7.92 | 0 | 4 | 0 | 2,522 | D | 150 | 29 | -16 | -10 | 2 | -5 | -1 | -1 | -1 | -1 | -11 | 4 | 31 | -14 | 
6/9/14 16:44  | 6/6/14  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P | 61 | 8.32 | 0 | 7 | 0 | 2,518 | D | 123 | 48 | -18 | -10 | -4 | -6 | -4 | -1 | 0 | -3 | -5 | -3 | 2 | 6 | 
12/26/12 11:35  | 12/20/12  | DEAG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 18 | 1.00 | 0 | 18 | 1 | 3,227 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/27/12 17:42  | 9/25/12  | DEAG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 27 | 1.22 | 0 | 22 | 1 | 3,209 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/14/12 18:28  | 9/12/12  | DEAG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P | 22 | 1.04 | 0 | 22 | 1 | 3,187 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/16/12 17:13  | 8/13/12  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | T |  | P.am | 194 | 3.19 | 0 | 61 | 2 | 2,606 | D | 4 | -12 | -19 | -22 | -7 | -2 | -14 | -10 | -1 | 4 | 17 | 26 | 49 | 90 | 
8/15/12 17:50  | 8/13/12  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | T |  | P.m | 194 | 3.19 | 0 | 61 | 2 | 2,606 | D | 16 | -8 | -16 | -18 | -8 | 2 | -10 | -6 | -3 | 2 | 18 | 22 | 42 | 78 | 
4/2/12 13:20  | 3/29/12  | DAEG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P | 21 | 1.66 | 0 | 13 | 0 | 3,166 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/28/12 17:30  | 3/26/12  | DAEG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 27 | 1.52 | 0 | 18 | 1 | 3,153 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/30/11 17:18  | 12/23/11  | DAEG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 38 | 1.76 | 0 | 22 | 1 | 3,135 | D | -41 | -40 | -8 | -18 | -8 | -11 | -3 | -7 | -1 | 1 | 2 |  |  |  | 
12/20/11 17:05  | 12/16/11  | DAEG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 76 | 1.75 | 0 | 44 | 1 | 3,114 | D | -38 | -41 | 5 | -13 | -6 | -11 | -8 | -3 | 3 | -6 | 11 |  |  |  | 
9/30/11 17:42  | 9/28/11  | DAEG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 70 | 2.10 | 0 | 33 | 1 | 3,070 | D | -22 | -36 | -24 | 13 | 5 | 2 | 3 | 5 | -5 | -1 | 0 | -21 |  |  | 
9/26/11 18:00  | 9/22/11  | DAEG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 53 | 1.89 | 0 | 28 | 1 | 3,037 | D | -27 | -39 | -25 | -12 | -11 | -7 | -9 | -6 | 4 | 8 | 3 | -7 |  |  | 
9/21/11 18:21  | 9/19/11  | DAEG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 49 | 1.99 | 0 | 25 | 1 | 3,009 | D | -27 | -35 | -18 | 20 | -5 | 0 | 0 | -4 | -7 | 4 | 5 | -10 |  |  | 
7/29/11 17:36  | 7/27/11  | DAEG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 154 | 2.20 | 0 | 70 | 2 | 2,984 | D | -31 | -25 | -31 | -20 | 12 | 13 | 0 | 0 | 4 | 0 | -9 | -11 | -19 |  | 
7/18/11 17:37  | 7/14/11  | DAEG | Daegis Inc. | DE | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 72 | 2.10 | 0 | 34 | 1 | 2,904 | D | -33 | -26 | -28 | -12 | -10 | 0 | 8 | -2 | 8 | 5 | 3 | 0 | -4 |  | 
7/13/11 17:49  | 7/11/11  | UNFY | Unify Corp |  | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | DT |  | P.m | 122 | 1.96 | 0 | 62 | 2 | 2,870 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/13/11 18:21  | 5/11/11  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | T |  | P.m | 24 | 3.68 | 0 | 7 | 0 | 2,537 | D | 124 | -4 | 3 | 7 | -15 | -5 | -2 | 8 | -4 | -4 | -3 | -6 | -15 | 5 | 
3/31/11 18:32  | 3/29/11  | UNFY | Unify Corp |  | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | D |  | P.m | 121 | 2.62 | 0 | 46 | 4 | 1,141 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/25/11 18:19  | 3/24/11  | UNFY | Unify Corp |  | Tech | Softw | Prepackaged Software | Blueline Catalyst Fund Ix, L.P. | CA | D |  | P.m | 192 | 2.53 | 0 | 76 | 7 | 1,095 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/22/10 17:53  | 10/20/10  | INMD | Integramed America Inc | DE | Health | Health | Offices & Clinics of Doctors  | Blueline Catalyst Fund Ix, L.P. | CA | T |  | P.m | 75 | 8.21 | 0 | 9 | 1 | 1,322 | D | 61 | -4 | -6 | 3 | -11 | -1 | -4 | -2 | 0 | 2 | 1 | 8 | 26 | -6 | 
10/5/10 18:37  | 10/1/10  | INMD | Integramed America Inc | DE | Health | Health | Offices & Clinics of Doctors  | Blueline Catalyst Fund Ix, L.P. | CA | T |  | P.m | 152 | 8.29 | 0 | 18 | 1 | 1,313 | D | 22 | -7 | -7 | 4 | -18 | -12 | -13 | -13 | 1 | 3 | 1 | 6 | 24 | -7 | 
9/30/10 17:26  | 9/28/10  | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Blueline Catalyst Fund Ix, L.P. | CA | T |  | P.m | 72 | 3.25 | 0 | 22 | 1 | 2,530 | D | 0 | 37 | -23 | -11 | 7 | 12 | 7 | 5 | 2 | 1 | -2 | 8 | 31 | 9 | 
9/22/10 19:07  | 9/20/10  | INMD | Integramed America Inc | DE | Health | Health | Offices & Clinics of Doctors  | Blueline Catalyst Fund Ix, L.P. | CA | T |  | P | 76 | 9.03 | 0 | 8 | 1 | 1,283 | D | 32 | -1 | 8 | 14 | 5 | 2 | 3 | 4 | -1 | -1 | -12 | -3 | 9 | -14 | 
8/5/10 17:19  | 8/3/10  | INMD | Integramed America Inc | DE | Health | Health | Offices & Clinics of Doctors  | Blueline Catalyst Fund Ix, L.P. | CA | T |  | P.m | 105 | 8.21 | 0 | 13 | 1 | 1,251 | D | 26 | 4 | -1 | -5 | -1 | 8 | 8 | 1 | 1 | 7 | 13 | 0 | 13 | 14 | 
8/2/10 18:03  | 7/29/10  | INMD | Integramed America Inc | DE | Health | Health | Offices & Clinics of Doctors  | Blueline Catalyst Fund Ix, L.P. | CA | T |  | P.m | 514 | 8.16 | 0 | 63 | 5 | 1,238 | D | 33 | 6 | 1 | -4 | -3 | 6 | 4 | 4 | 2 | 2 | 19 | 3 | 19 | 12 |