| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 1 | 1 | 1 | 3 | 1 | 1 | -6 | 26 | 0 | 5 | 
| P | %wins | 100 | 100 | 100 | 0 | 100 | 80 | 
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2/10/23 16:06 | 2/8/23 | RILY | B. Riley Financial, Inc. | DE | Financ | InvAdv | Investment Advice | Forman Alan N | CA | O | EVP,GC,S | M.d | 0 | 0.00 | 0 | 30 | 31 | 127 | D | ||||||||||||||
| 12/7/20 21:55 | 12/3/20 | RILY | B. Riley Financial, Inc. | DE | BizSv | BizSv | Business Services | Forman Alan N | CA | O | EVP,GC,S | M.d | 0 | 0.00 | 0 | 50 | 69 | 123 | D | ||||||||||||||
| 3/13/20 10:00 | 3/11/20 | RILY | B. Riley Financial, Inc. | DE | BizSv | BizSv | Business Services | Forman Alan N | CA | O | EVP,GC,S | P | 81 | 20.19 | 0 | 4 | 7 | 65 | D | ||||||||||||||
| 5/9/16 14:54 | 5/5/16 | RILY | B. Riley Financial, Inc. | DE | BizSv | BizSv | Business Services | Forman Alan N | CA | O | EVP,GC,S | P | 29 | 9.50 | 0 | 3 | 21 | 17 | D | 137 | -5 | 0 | 3 | 0 | -6 | -16 | -3 | 3 | 1 | 1 | -6 | 26 | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |