9/22/25 19:17  | 9/18/25  | RKLB | Rocket Lab Corp |  | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | M.d | 2,036 | 1.09 | 0 | 1,867 | 981 | 2,058 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/22/25 19:17  | 9/19/25  | RKLB | Rocket Lab Corp |  | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S.d | -41,985 | 48.01 | 0 | -875 | -30 | 2,058 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/18/25 19:20  | 9/16/25  | RKLB | Rocket Lab Corp |  | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -3,342 | 48.97 | 0 | -68 | -6 | 1,065 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/3/25 20:09  | 5/30/25  | RKLB | Rocket Lab Corp |  | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -1,691 | 26.66 | 0 | -63 | -5 | 1,133 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/18/25 20:35  | 3/14/25  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -1,143 | 18.18 | 0 | -63 | -5 | 1,197 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/27/24 16:50  | 11/25/24  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -1,509 | 24.15 | 0 | -63 | -5 | 1,260 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/26/24 20:03  | 8/22/24  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -435 | 6.96 | 0 | -63 | -5 | 1,321 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/28/24 18:30  | 5/24/24  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -268 | 4.22 | 0 | -64 | -4 | 1,384 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/7/24 19:50  | 3/5/24  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -286 | 4.25 | 0 | -67 | -4 | 1,442 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/30/23 19:49  | 11/29/23  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -258 | 4.46 | 0 | -58 | -4 | 1,509 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/29/23 17:40  | 8/25/23  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -353 | 5.74 | 0 | -61 | -4 | 1,566 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/31/23 18:57  | 5/26/23  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -299 | 4.50 | 0 | -67 | -4 | 1,620 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/13/23 21:35  | 3/9/23  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -272 | 4.23 | 0 | -64 | -4 | 1,686 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/29/22 16:56  | 11/25/22  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -193 | 4.22 | 0 | -46 | -3 | 1,750 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/26/22 18:19  | 8/24/22  | RKLB | Rocket Lab Usa, Inc. | DE | Aero | Aero | Guided Missiles & Space Vehic | Spice Adam C. | CA | O | CFO | S | -218 | 5.25 | 0 | -42 | -2 | 1,796 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/23/18 20:37  | 5/21/18  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 0 | 6 | 2 | 355 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/28/18 21:25  | 2/26/18  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 0 | 6 | 2 | 339 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/22/17 16:09  | 11/20/17  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 0 | 7 | 2 | 329 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/23/17 20:25  | 8/21/17  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 0 | 10 | 3 | 323 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/24/17 16:21  | 5/22/17  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 0 | 9 | 3 | 314 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/23/17 18:32  | 2/21/17  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 25 | 4 | 1 | 299 | D | 224 | 77 | 46 | 20 | 17 | 4 | -2 | 0 | 1 | -1 | -1 |  |  |  | 
11/22/16 18:09  | 11/21/16  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 22 | 5 | 2 | 290 | D | 202 | 33 | 10 | 18 | 7 | 18 | 6 | 4 | -1 | -4 | 1 | 19 |  |  | 
8/23/16 17:53  | 8/22/16  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 33 | 5 | 2 | 285 | D | 88 | 88 | 21 | -6 | -11 | -14 | 4 | 1 | -2 | 3 | 7 | 21 | 45 |  | 
5/24/16 18:18  | 5/20/16  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 23 | 12 | 5 | 275 | D | 129 | 98 | 20 | 29 | 10 | 15 | 11 | 0 | 1 | 4 | -5 | -8 | 12 |  | 
2/23/16 20:10  | 2/22/16  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 13 | 4 | 2 | 251 | D | 58 | 88 | 58 | -6 | 5 | 2 | 13 | 6 | 4 | 6 | 22 | 27 | 19 | 76 | 
11/23/15 17:33  | 11/20/15  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 19 | 3 | 1 | 244 | D | 105 | 128 | 70 | 81 | 29 | 26 | -2 | 3 | 2 | 5 | -7 | -5 | 20 | 32 | 
8/24/15 18:57  | 8/20/15  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 5 | 4 | 2 | 240 | D | 24 | 0 | 18 | -1 | -19 | -10 | -5 | -4 | 2 | 9 | 31 | 73 | 61 | 94 | 
5/21/15 21:15  | 5/20/15  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 4 | 30 | 15 | 231 | D | 48 | 21 | 40 | 16 | 19 | 18 | 11 | 8 | -1 | 0 | 32 | 2 | 61 | 90 | 
2/23/15 21:25  | 2/20/15  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 3 | 2 | 1 | 170 | D | 40 | -16 | -15 | 15 | 8 | 4 | 1 | 1 | 3 | 0 | 0 | 20 | 20 | 89 | 
11/24/14 18:59  | 11/20/14  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 1 | 2 | 1 | 168 | D | 45 | -11 | -14 | -25 | 15 | 2 | 0 | 0 | -1 | -2 | 2 | 16 | 37 | 129 | 
8/21/14 19:31  | 8/20/14  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 2 | 2 | 1 | 165 | D | 76 | 24 | -2 | 13 | -5 | 4 | 3 | 3 | -1 | -5 | -25 | -26 | -14 | 2 | 
5/21/14 21:02  | 5/20/14  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 2 | 29 | 22 | 163 | D | 93 | 23 | 4 | -14 | -7 | 6 | -5 | -4 | -2 | 3 | 15 | 14 | -18 | 16 | 
2/21/14 20:04  | 2/20/14  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 2 | 1 | 1 | 100 | D | 81 | 66 | 26 | 24 | -3 | -6 | 6 | 1 | -2 | -1 | 2 | -10 | 2 | -13 | 
11/21/13 20:06  | 11/20/13  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 1 | 1 | 1 | 99 | D | 64 | 62 | 26 | 3 | -1 | -7 | -1 | 1 | -1 | 1 | 19 | 15 | 6 | -11 | 
8/21/13 19:11  | 8/20/13  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 1 | 1 | 1 | 96 | D | 39 | 41 | 32 | 18 | 11 | 14 | -3 | 0 | 0 | -2 | 8 | 2 | 27 | 25 | 
5/21/13 21:32  | 5/20/13  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 1 | 26 | 38 | 95 | D | -23 | 58 | 46 | 13 | 18 | 9 | 11 | -2 | -3 | -3 | 1 | 18 | 20 | 24 | 
2/21/13 19:09  | 2/20/13  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 0 | 1 | 3 | 29 | D | -47 | 9 | 7 | 29 | 17 | 15 | 1 | 1 | -2 | 3 | 6 | 16 | 36 | 70 | 
11/29/12 18:50  | 11/20/12  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.ad | 0 | 0.00 | 1 | 1 | 2 | 28 | D | -49 | 11 | 25 | -10 | -10 | 4 | 13 | 3 | 1 | -3 | -5 | 16 | 19 | 56 | 
11/21/12 20:15  | 11/21/12  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 1 | 1 | 2 | 28 | D | -51 | 2 | 21 | -11 | -24 | -12 | -1 | 8 | 3 | 5 | 8 | 12 | 29 | 62 | 
5/22/12 17:44  | 5/21/12  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | M.d | 0 | 0.00 | 0 | 1 | 6 | 25 | D | -73 | -54 | -16 | -24 | -19 | -12 | -14 | -4 | 0 | 2 | 21 | 36 | 21 | 56 | 
8/15/11 14:27  | 8/12/11  | MXL | Maxlinear Inc |  | Tech | Semicn | Semiconductors & Related Devi | Spice Adam C. | CA | O | VP,CFO | P | 105 | 5.23 | 1 | 20 | New | 20 | D |  | -48 | -55 | -43 | -45 | -30 | -12 | 2 | 12 | 3 | 27 | -5 | 13 | 8 |