| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 3/8/21 16:28 | 3/5/21 | ROCRU | Roth Ch Acquisition III Co | DE | Financ | AcqCo | Blank Checks | Hartfiel Rick | CA | O | Co-P | P.d | 111 | 10.00 | 0 | 11 | 14 | 90 | D | ||||||||||||||
| 5/28/20 17:48 | 5/26/20 | ROCHU | Roth Ch Acquisition I Co | DE | Financ | AcqCo | Blank Checks | Hartfiel Rick | CA | O | Co-P | P.d | 1 | 10.00 | 0 | 0 | 0 | 76 | D | ||||||||||||||
| 5/28/20 17:28 | 5/7/20 | ROCHU | Roth Ch Acquisition I Co | DE | Financ | AcqCo | Blank Checks | Hartfiel Rick | CA | O | Co-P | P.ad | 91 | 10.00 | 0 | 9 | 12 | 85 | D | ||||||||||||||
| 5/11/20 17:39 | 5/7/20 | ROCHU | Roth Ch Acquisition I Co | DE | Financ | AcqCo | Blank Checks | Hartfiel Rick | CA | O | Co-P | P.d | 100 | 10.00 | 0 | 10 | 13 | 86 | D | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |