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10/5/26 21:02
10/1/26
SIRISirius Xm Holdings Inc.DEInsurInsurFire, Marine & Casualty InsurBerkshire Hathaway IncNET5P.m701,74955.99012,5339153,813I
10/5/26 19:41
10/1/26
NXRTNexpoint Residential Trust, Inc.MDRlEstREITReal Estate Investment TrustsMcGraner MattTXOSee Rema5P.m35721.300173500D
10/5/26 19:24
10/1/26
OMOutset Medical, Inc.DEHealthElcMdElectromedical & ElectrotheraLeonard Braden MichaelINT1P.m8703.550245102,765I
10/5/26 19:13
9/11/26
ALPAlpha Compute CorpD8FinancLoanFinance ServicesMitin YuryOSee Rema1P.dm514.0701327817M
10/5/26 18:51
9/16/26
DLPNDolphin Entertainment, Inc.FLPerSvPerSvPersonal ServicesO'Dowd William IVFLDOCEO82P.e4971.270393134686D
10/5/26 18:46
7/31/25
SNWVSanuwave Health, Inc.NVHealthMdEqSurgical & Medical InstrumentOpaleye Management Inc.MAT61P.m26,1216.0304,3312323,368I
10/5/26 18:06
10/1/26
BHMBluerock Homes Trust, Inc.MDRlEstREITReal Estate Investment TrustsKamfar RaminNYDOCB,CEO8P.m15,32812.4201,234999%1,235I
10/5/26 18:05
10/2/26
WVVIWillamette Valley Vineyards IncORFdBevBevBeveragesVoorhies Gregory WilliamORD1P.m121.92062530D
10/5/26 18:01
7/31/26
CVNACarvana Co.DERetailAutoStAuto Dealers & Gasoline StatiMaroone Michael EAZD3P3,09261.840505975D
10/5/26 18:00
10/2/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsMacdonald Ryan SNYD3P45812.0903885442D
10/5/26 17:29
10/1/26
INLXIntellinetics, Inc.NVTechSoftwPrepackaged SoftwareSeid PaulOHD5P.m175.17032194D
10/5/26 17:20
10/1/26
PALIPalisade Bio, Inc.DEHealthBioPrdBiological Products, (No DiagWilliams Donald AllenCOD3P.m471.5503021,593D
10/5/26 17:18
10/1/26
GGROUGolden Growers CooperativeMNAgAgAgricultural ServicesJohnson Chris ANDD2P1305.000265871M
10/5/26 17:11
10/1/26
RLYBRallybio CorpDEHealthDrugPharmaceutical PreparationsAdar1 Capital Management, LLCTXT13P.m11,6392.9503,949779,108I
10/5/26 17:00
10/1/26
SUNBSunbelt Rentals Holdings, Inc.DEBizSvLeaseEquipment Rental & LeasingHorgan KyleSCOEVP,Spec1P274.5200095D
10/5/26 16:45
10/1/26
CRBGCorebridge Financial, Inc.DEInsurLfInsLife InsuranceNippon Life Insurance CoT16P145,81634.3004,2513126,417D
10/5/26 16:27
9/30/26
LNDBrasilagro - Brazilian Agricultural Real Estate CoD5AgAgCropsElsztain Alejandro GustavoD7P.m1,2105.450222131,970D
10/5/26 16:26
10/2/26
AIRGAirgain IncElectrTvEqRadio & Tv Broadcasting & ComMemmen Stephan DCAD1P.d74.5502356D
10/5/26 16:24
9/30/26
EPEmpire Petroleum CorpDEEnergyOilPrdCrude Petroleum & Natural GasMulacek Phil ETXDT11P.dm1,3933.770369311,558I
10/5/26 16:20
10/1/26
IVYIXInstitutional Investment Strategy FundFundCEFClosed-End FundsGhodoosi ArashCAOPrincipa24P.m411.9300063D
10/5/26 16:01
10/1/26
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FConkling Lori ACTD8P.m2080.4800113D
10/5/26 14:07
10/2/26
CZNCCitizens & Northern CorpPAFinancStBnkState Commercial BanksShattuck Katherine WPAD17P621.0300311D
10/5/26 14:03
10/2/26
CZNCCitizens & Northern CorpPAFinancStBnkState Commercial BanksPellegrino Frank GPAD17P7721.5704752D
10/5/26 13:14
10/2/26
MKCMcCormick & Co IncMDFdBevFoodMiscellaneous Food PreparatioHattersley GavinMDD2P15150.19032294D
10/5/26 12:12
8/25/26
BBDBank BradescoFinancStBnkState Commercial BanksAlvarez Denise AguiarD3P41,68717.1902,4261914,968I
10/5/26 12:02
10/2/26
WVVIWillamette Valley Vineyards IncORFdBevBevBeveragesOsborn Michael JordanOROCEO3P.m362.4301510030D
10/5/26 11:12
10/1/26
EVMEaton Vance California Municipal Bond FundFundCEFClosed-End FundsSaba Capital Management, L.P.NYT301P.m190,69923.9007,9811272,980I
10/5/26 09:08
10/2/26
SKYHSky Harbour Group CorpDERlEstRlEstReal EstateGonzalez FranciscoNYOCFO5P.d859.53091719D
10/5/26 09:00
10/2/26
UXINUxin LtdE9BizSvBizSvBusiness ServicesDai KunDOCEO4P411.3303131I
10/5/26 08:56
10/2/26
ESEAEuroseas Ltd.TransShipTrDeep Sea Foreign TransportatiPittas Aristeidis PD7P25149.06053158I
10/5/26 06:10
9/30/26
VCIGVci Global LtdN8BizSvBizSvFacilities Support ManagementHoo Voon HimDOTCEO,Dir3P2,0831.0202,047999%2,226D
10/2/26 20:24
9/29/26
XAIRBeyond Air, Inc.DEHealthMdEqSurgical & Medical InstrumentLin Yi-ChienCAT1P.m572.7802016145D
10/2/26 19:20
6/13/25
PROPPrairie Operating Co.DEEnergyOilPrdCrude Petroleum & Natural GasFrommer Richard N.TXD6P.m1231.06011754333D
10/2/26 18:49
8/18/26
ZSQRZ Squared Inc.DEFinancLoanFinance ServicesSchadel Christopher RyanFLOCMO2P.d83.9202924D
10/2/26 18:44
9/30/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksO'Donnell ShannonALOSVP6P.d425.950092D
10/2/26 18:44
9/30/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksHousel David EALD11P2325.4901119D
10/2/26 18:43
4/14/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksBarrett J TuttALD6P1226.0000318D
10/2/26 18:43
9/30/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksHam William F JrALD6P926.0000311D
10/2/26 18:16
9/30/26
JCTCJewett Cameron Trading Co LtdORRetailBldStLumber & Other Building MaterAjb Investment Fund Ii, LPNCT19P.am4062.73014940518I
10/2/26 17:42
10/1/26
CINTCi&T IncE9TechSwSvComputer Programming ServicesMartins Fernando Matt BorgesDT1P133.1804586I
10/2/26 17:19
7/1/26
BBASXAmg Bbh Asset-Backed Credit Fund, LLCFundCEFClosed-End FundsHohmann Neil MartinNYHPortfoli1P909.98095I
10/2/26 16:57
10/2/26
GMEGamestop Corp.DERetailRetailComputer & Computer Software Cohen RyanFLDOP,CEO,CB5P.m95,77722.2704,3011241,649D
10/2/26 16:57
5/18/26
LEEEFLeef Brands Inc.A1HealthMdCmMedicinal Chemicals & BotanicMendola Robert James JrD1P890.25000358358D
10/2/26 16:36
9/28/26
PAMPampa Energy Inc.C1UtilityElcPwrElectric ServicesMindlin Damian MiguelOViceP1P5,5653.8901,4321114,650D
10/2/26 16:30
9/30/26
PORT.Southport Acquisition Corp. IIE9FinancAcqCoBlank ChecksSouthport Acquisition Sponsor II LLCCTT1P5,00010.000500500D
10/2/26 16:30
9/30/26
QVCGQvc Group, Inc.DERetaileComCatalog & Mail-Order HousesGoldentree Asset Management LPNYT11P.m51,10116.0203,1904011,078I
10/2/26 16:30
9/29/26
HEPAHepion Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsFisher DaninaNJD1P.d100.05000200200D
10/2/26 16:30
9/30/26
PORT.Southport Acquisition Corp. IIE9FinancAcqCoBlank ChecksSpencer Jeb S.CTDOTCEO,CFO1P5,00010.000500500I
10/2/26 16:27
9/30/26
CRLCharles River Laboratories International, Inc.HealthBiolabCommercial Physical & BiologiColeman GlennMAOEVP,CFO1P3297.4000028D
10/2/26 16:14
9/25/26
WVVIWillamette Valley Vineyards IncORFdBevBevBeveragesRiccardi ChrisFLD2P.m111.85061492D
10/2/26 16:14
9/30/26
FGF&G Annuities & Life, Inc.DEInsurLfInsLife InsuranceMurphy ConorIAOCEO,P1P521.71000197D
10/2/26 16:11
9/30/26
FGBIFirst Guaranty Bancshares, Inc.LAFinancSvBnkSavings Institution, FederallSmith Edgar R. IIILADT9P.m6,3777.680830175,613I
10/2/26 16:03
10/1/26
BUKSButler National CorpDEPerSvEntertMiscellaneous Amusement & RecDaly Joseph PatrickOHDT18P.m5092.58019728,925D
10/2/26 14:29
9/29/26
MXFMexico Fund IncFundCEFClosed-End FundsGarcia Cuellar Maria ReginaD2P.m3119.92022D
10/2/26 13:33
10/1/26
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiOliver Lawrence T.VAOSVP,Secr17P.d422.2200130D
10/2/26 13:32
10/1/26
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiMiles Christen BrookeVAOVP,HR17P.d221.4300110D
10/2/26 13:16
9/22/26
LCULion Copper Corp.A1MiningIndMnMetal MiningSharman Mark BradyFLD1P.dm125.69021344D
10/2/26 13:10
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksMowery Theodore WPAD6P1231.4700168D
10/2/26 13:06
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksFrank Joel L.PAD6P1531.4700413D
10/2/26 13:04
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksEvans Albert J.PAD6P6031.4702445D
10/2/26 13:01
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksDe Soto Matthew GPAD10P28429.510108126D
10/2/26 12:58
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksBrumbaugh Kimberly JPAD6P1531.4700316D
10/2/26 12:56
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksAbel Robert APAD6P331.4900039D
10/2/26 10:10
10/1/26
DLHCDlh Holdings Corp.NJBizSvStaffHelp Supply ServicesMink Brook Asset Management LLCFLT75P.m5,0865.0501,007542,882I
10/2/26 08:36
9/30/26
NYAXNayax Ltd.L3TechSoftwPrepackaged SoftwareNechmad YairOCEO,Co F3P.m8,82745.13019637,525D
10/2/26 08:35
10/1/26
PYXSPyxis Oncology, Inc.DEHealthDrugPharmaceutical PreparationsGordonmd Global Investments LPCAT1P.d00.0005,5175515,542I
10/2/26 08:00
10/1/26
CMPXCompass Therapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagLerner NeilMAOCHIEF AC3P.a501.3203810420D
10/1/26 20:55
10/1/26
GMEGamestop Corp.DERetailRetailComputer & Computer Software Turner NatTXD1P25524.3301010D
10/1/26 20:28
9/29/26
LPCNLipocine Inc.DEHealthDrugPharmaceutical PreparationsHiguchi John W.UTD4P.m4162.070201492241D
10/1/26 20:13
9/29/26
HELPHelus Pharma Inc.A1HealthDrugPharmaceutical PreparationsCavers GregOCFO1P3912.91032129I
10/1/26 20:09
9/30/26
AVRAnteris Technologies Global Corp.DEHealthOrthopOrthopedic, Prosthetic & SurgL1 Capital Pty LtdT3P.dm60,5285.82010,39736813,220I
10/1/26 19:33
10/1/26
WVVIWillamette Valley Vineyards IncORFdBevBevBeveragesBernau James WORDOP2P202.100103380D
10/1/26 19:28
9/28/26
ARBEArbe Robotics Ltd.L3TechSoftwComputer Integrated Systems DCrist Eugene ScottD1P00.60000001,354D
10/1/26 19:04
10/1/26
CSWCCapital Southwest CorpFundCEFClosed-End FundsThomas William R IIITXD2P16723.29071601D
10/1/26 18:58
9/29/26
VENUVenu Holding CorpCOPerSvEntertAmusement & Recreation ServicFinke Thomas MCOD7P6851.930355999%380D
10/1/26 18:37
9/29/26
SBMTSilver Bow Mining Corp.A1MiningGoldGold & Silver OresNickerson Phillip AnsonMTOVP of Ex1P48.8601223D
10/1/26 17:55
9/29/26
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior P7P9,1498.6901,053716,053M
10/1/26 17:52
9/30/26
ASPIAsp Isotopes Inc.DEChemChemMiscellaneous Chemical ProducRyan Robert John AndrewTXD2P622.690234675D
10/1/26 17:50
9/30/26
PRHIPresurance Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurSarafa Joseph DMID1P746.750112261D
10/1/26 17:47
9/30/26
PRHIPresurance Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurO'Hanlon IsoldeMID1P496.7507999%8D
10/1/26 17:43
9/30/26
PRHIPresurance Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurSmith James GrantMID2P.m672.1003211161D
10/1/26 17:42
9/29/26
ORCLOracle CorpTechSoftwPrepackaged SoftwareRusckowski Stephen HNVD1P3,484139.35025999%25I
10/1/26 17:37
9/30/26
PRHIPresurance Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurRoney Brian JMIOCEO2P1221.14010827510D
10/1/26 17:33
9/30/26
PRHIPresurance Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurMeloche Harold JMIOCFO,Trea1P266.38044014D
10/1/26 17:30
9/30/26
UUUUniversal Safety Products, Inc.MDElectrWhElcElectronic Parts & EquipmentAult Milton C IIINVD90P.edm13,8420.6425021,54316,224I
10/1/26 17:29
9/30/26
PODCPodcastone, Inc.DETechSoftwComputer Programming, Data PrMerriman D JonathanCAD18P.m4072.39017136641I
10/1/26 17:29
9/29/26
CINTCi&T IncE9TechSwSvComputer Programming ServicesGon Cesar NivaldoDOTCEO1P.m203.0107982I
10/1/26 17:26
9/29/26
CINTCi&T IncE9TechSwSvComputer Programming ServicesGuicardi Neto BrunoNJOTP of N. 4P.m453.1101417100D
10/1/26 17:15
9/30/26
RDGLVivos IncDEHealthMdEqSurgical & Medical InstrumentKorenko Michael KWADOCEO8P1620.135201,2001111,635D
10/1/26 16:58
9/30/26
DKSDick'S Sporting Goods, Inc.DERetailRetailMiscellaneous Shopping Goods Barnes MatthewPAOP - Foot1P500136.39044412D
10/1/26 16:58
9/30/26
RGTRoyce Global Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHP11P43313.5903220188D
10/1/26 16:46
9/30/26
GTLBGitlab Inc.DETechSoftwPrepackaged SoftwareStaples WilliamDEDOCEO4P50131.010162759D
10/1/26 16:34
9/30/26
TRCKTrack Group, Inc.DEElectrCommCommunications EquipmentJcp Investment Management, LLCTXT1P2300.60000384217,248I
10/1/26 16:30
9/29/26
SLBTSl Science Holding LtdE9HealthBioPrdBiological Products, (No DiagWang Ching-DongDOTCEO1P2,147,484472.4604,5451333,832I
10/1/26 16:16
9/30/26
PCGPg&E CorpCAUtilityDivUtilElectric & Other Services ComLarsen John OCAD2P21114.080156937D
10/1/26 16:09
10/1/26
CTMCastellum, Inc.NVBizSvConsltManagement Consulting ServiceMartin Tammy LVAOGC ,Secr2P10.5708031916D
10/1/26 16:09
10/1/26
CTMCastellum, Inc.NVBizSvConsltManagement Consulting ServiceBell David TVAOHCFO2P10.5708031619D
10/1/26 16:08
3/27/26
CTMCastellum, Inc.NVBizSvConsltManagement Consulting ServiceMerriman AndrewVAOCOO5P360.627405811590D
10/1/26 16:08
3/27/26
CTMCastellum, Inc.NVBizSvConsltManagement Consulting ServiceIves Glen RVADOHP4P.d100.63910158203D
10/1/26 16:06
9/29/26
TKLFTokyo Lifestyle Co., Ltd.M0RetailRetailRetail StoresKanayama MeiDOTRepresen3P.m4560.318401,431434,467M
10/1/26 16:05
5/22/26
GLIBKLiberty Capital Corp/NvNVMediaPayTvCable & Other Pay Television Malone John CCODT30P.m177,96410.49016,9596443,554M
10/1/26 15:34
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsRoe PeggyIND6P95190.630078D
10/1/26 15:34
9/29/26
GBRNew Concept Energy, Inc.NVEnergyOilPrdCrude Petroleum & Natural GasRealty Advisors IncTXT1P2,0001.0002,0005002,400D
10/1/26 15:34
9/29/26
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYT396P.m3865.9106514,463D
10/1/26 15:31
8/14/25
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsStewart Marta RIND7P228188.9001718D
10/1/26 15:28
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsSmith Daniel C.IND6P406190.1402735D
10/1/26 15:27
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsSelig Stefan MIND6P238190.3101434D
10/1/26 15:22
6/30/25
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsRodkin Gary MIND6P269190.5101721D
10/1/26 15:21
6/30/25
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsLewis Randall JIND8P273184.3301267D
10/1/26 15:17
6/30/25
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsLeibowitz Reuben SIND6P560190.0703473D
10/1/26 15:15
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsJones Nina PIND6P44191.490064D
10/1/26 15:12
6/30/25
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsGlasscock Larry CIND6P428190.2602546D
10/1/26 15:11
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsCicco Martin JIND2P6213.000021D
10/1/26 15:09
6/30/25
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsAeppel GlynIND6P256190.5101721D
10/1/26 14:11
9/29/26
BBASXAmg Bbh Asset-Backed Credit Fund, LLCFundCEFClosed-End FundsAmg New York Holdings Corp.MAT5P6,78210.830626521,842D
10/1/26 14:04
9/29/26
FULFuller H B CoMNChemChemAdhesives & SealantsHappe Michael JMND1P.d9949.63021493D
10/1/26 14:04
9/30/26
FULFuller H B CoMNChemChemAdhesives & SealantsMartin Celine ChristineMND1P.d2349.46000D
10/1/26 11:05
9/29/26
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsEnglish Christopher T.NJHPortfoli2P15010.0101512227D
10/1/26 09:34
9/30/26
MFMAberdeen Municipal Income FundFundCEFClosed-End FundsBaird Gordon APAD3P.m1114.11017451D
10/1/26 09:20
9/30/26
XENEXenon Pharmaceuticals Inc.A1HealthDrugPharmaceutical PreparationsKelly Thomas PatrickOCFO1P56037.3201515D
10/1/26 09:19
9/30/26
XENEXenon Pharmaceuticals Inc.A1HealthDrugPharmaceutical PreparationsMortimer IanDOP,CEO1P1,12137.380308864D
10/1/26 07:57
9/29/26
FLNAFilana Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsBarry RichardTXDOP,CEO6P.m1,5231.7508681851,338I
9/30/26 20:46
9/28/26
GPIGroup 1 Automotive IncDERetailAutoStAuto Dealers & Gasoline StatiConifer Management, L.L.C.NYT5P.m178,979259.420690561,912I
9/30/26 20:30
9/28/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsRuddy Jordan B.NYOP1P.m6012.54054216D
9/30/26 18:51
9/29/26
BCDABiocardia, Inc.DEHealthBioPrdBiological Products, (No DiagAltman PeterCADOP,CEO29P.dm1861.28014560385D
9/30/26 17:51
9/28/26
CLPRClipper Realty Inc.MDRlEstREITReal Estate Investment TrustsBistricer JacobNYOCOO1P2463.35074117137M
9/30/26 17:34
11/24/25
KWYKingsway CorpDEInsurInsurFire, Marine & Casualty InsurHorowitz JoshuaCTD7P.dm6396.4209991,165M
9/30/26 17:29
9/28/26
ADRXAdarx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsChimovits ErezCAD2P.d35,96617.9702,002269,565I
9/30/26 17:25
9/28/26
BLSMBlossomhill Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsGordon Carl LCAD4P.d61,15015.6503,9081566,410I
9/30/26 17:23
9/28/26
QTTBQ32 Bio Inc.DEHealthDrugPharmaceutical PreparationsOrbimed Advisors LLCNYDT10P.d135,0406.02022,44318,635I
9/30/26 17:10
9/29/26
PRTAProthena Corp Public Ltd CoL2HealthDrugPharmaceutical PreparationsScully William PFLT11P7,2558.7908251641,328I
9/30/26 17:00
9/28/26
UTIUniversal Technical Institute IncDEPerSvEduSvEducational ServicesDevincenzi Robert ThomasAZD7P58925.6002318153D
9/30/26 16:58
7/15/25
KWYKingsway CorpDEInsurInsurFire, Marine & Casualty InsurFitzgerald John Taylor MaloneyILDOP,CEO33P8311.960701,592D
9/30/26 16:57
7/15/25
KWYKingsway CorpDEInsurInsurFire, Marine & Casualty InsurHansen Kent AILOCFO,EVP32P4911.94043137D
9/30/26 16:47
9/29/26
ARRArmour Residential Reit, Inc.RlEstREITReal Estate Investment TrustsLosyev SergeyFLOCo-Chief1P1013.9101810D
9/30/26 16:42
9/28/26
BBDBank BradescoFinancStBnkState Commercial BanksDi Marcello FrancescoOExec Off1P.m1,00917.6505734226D
9/30/26 16:37
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsHartt Steven KnutCAHConsulta2P2016.0401999%1D
9/30/26 16:33
1/5/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDT52P.m22,2235.8303,8124512,281D
9/30/26 16:31
9/28/26
CELCCelcuity Inc.DEHealthHealthMedical LaboratoriesBaker Bros. Advisors LPNYT11P.dm491,43563.3707,7542341,998I
9/30/26 16:30
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsSamson Ethan IsaacORHDirector3P3618.57022D
9/30/26 16:30
9/30/26
GPUSHyperscale Data, Inc.DEEnergyOilMchOil & Gas Field Machinery & EHorne William B.NVDOCEO7P.m2310.34700666506D
9/30/26 16:21
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsWoolley Peter ScottMAHCO-CEO o3P25018.1801414D
9/30/26 16:15
9/28/26
DTILPrecision Biosciences IncDEHealthBioPrdBiological Products, (No DiagFrankel StanleyNCD3P325.02061841D
9/30/26 16:13
9/29/26
BBASXAmg Bbh Asset-Backed Credit Fund, LLCFundCEFClosed-End FundsBrown Brothers Harriman & CoNYTHSee Foot1P80011.4007018461D
9/30/26 16:08
5/28/25
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsRobo James LTXD6P.m13,29213.640974642,505I
9/30/26 16:01
9/28/26
PHIOPhio Pharmaceuticals Corp.DEHealthDrugPharmaceutical PreparationsPlott Ronald ToddPAD2P.m271.1002514742D
9/30/26 16:00
9/28/26
SWZTotal Return Securities FundFundCEFClosed-End FundsSell Moritz AOHD15P.m1676.0302842934D
9/30/26 14:19
9/28/26
TPYTXTcw Private Asset Income FundFundCEFClosed-End FundsSwell MichaelCAD1P159.9502258D
9/30/26 13:38
9/28/26
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsShuman Gregory M.NJHPortfoli1P209.62022118D
9/30/26 11:38
9/29/26
TSITcw Strategic Income Fund IncFundCEFClosed-End FundsHaden Patrick CCAD1P2674.2406323D
9/30/26 11:35
9/28/26
TPYTXTcw Private Asset Income FundFundCEFClosed-End FundsTarica AndrewCAD1P139.9501259D
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsHandley Thomas WMND1P.d9949.41021483I
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsFlorness Daniel LMND1P.d10049.34021503D
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsRasmussen Trangsrud Teresa JMND2P.ad16654.51031275I
9/30/26 11:15
9/29/26
FULFuller H B CoMNChemChemAdhesives & SealantsLauber Charles TMND1P.d10049.87021483D
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsZaheer SrilataMND1P.dm10049.08021523D
9/30/26 10:25
9/30/26
ANIXAnixa Biosciences IncDEHealthDrugPharmaceutical PreparationsCatelani MichaelCAOP,COO,CF1P162.84061250D
9/30/26 09:59
9/28/26
BFSSaul Centers, Inc.MDRlEstREITReal Estate Investment TrustsFriedman Joel AlbertMDOEVP,CAO,1P.d418.5300124D
9/30/26 09:53
7/1/25
CULPCulp IncNCHshldTxtlBroadwoven Fabric Mills, CottCulp Robert George IVNCDOP,CEO8P.m1683.7404511458D
9/30/26 08:15
9/28/26
PARABanzai International, Inc.DETechSoftwPrepackaged SoftwareDavy Joseph P.WADOTCEO1P00.000116343150D
9/30/26 06:11
5/27/25
FBLGFibrobiologics, Inc.DEHealthDrugPharmaceutical PreparationsO'Heeron PeteTXDOCEO3P.dm2600.076203,414609,149D
9/30/26 06:01
9/29/26
MNSOMiniso Group Holding LtdE9RetailVrtyStVariety StoresZhang Jingjing EasonOVP,CFO1P3402.26015162394D
9/29/26 21:45
9/28/26
ODTXOdyssey Therapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagSr One Capital Management, LLCCAT4P.d49,60017.4802,8371522,078I
9/29/26 21:43
9/28/26
CRSPCrispr Therapeutics AGV8HealthBioPrdBiological Products, (No DiagGeorge SimeonPAD2P.d78,70030.3902,5902811,975I
9/29/26 18:40
9/25/26
RFLRafael Holdings, Inc.DEHealthDrugPharmaceutical PreparationsJonas Howard SNJDOTExec CB,2P.d16,7431.09015,29988217,034I
9/29/26 18:31
3/10/22
ASXLight & Wonder, Inc.NVTechSoftwComputer Integrated Systems DMcLennan HamishNVD2P46064.51071748I
9/29/26 17:33
9/25/26
VRAVera Bradley, Inc.FashApprlLeather & Leather ProductsBrockman IvanIND1P104.00031028I
9/29/26 17:26
9/25/26
COURCoursera, Inc.DETechSoftwPrepackaged SoftwarePale Fire Capital SeT3P.m40,1257.7005,2111637,731I
9/29/26 17:07
9/28/26
SNESSenestech, Inc.DEChemAgCmAgricultural ChemicalsEdell MichaelAZDOCEO7P.m131.1901111D
9/29/26 16:27
9/25/26
MONIXMonachil Credit Income FundFundCEFClosed-End FundsMeli AliCTDOTP,CEO3P49010.0204941,210D
9/29/26 16:10
9/10/26
NUTXNutex Health Inc.DEBizSvBizSvBusiness ServicesHosseinion WarrenTXDOP2P.d345.38061642D
9/29/26 16:07
9/22/26
AMFNAmerican Fusion, Inc.TXUtilityElcPwrElectric ServicesRossa Alexander WilliamTXHChief Re1P860.10200843393,000D
9/29/26 16:06
9/28/26
XRNChiron Real Estate Inc.MDRlEstREITReal Estate Investment TrustsWittman LoriMDD2P.d11719.76066D
9/29/26 16:05
9/25/26
SWZTotal Return Securities FundFundCEFClosed-End FundsDakos AndrewNJDOHP,CEO16P.m9905.980166650191D
9/29/26 16:00
9/25/26
HGBLHeritage Global Inc.FLBizSvBizSvBusiness ServicesBurnham William LNVD1P3991.330300429370I
9/29/26 15:37
9/25/26
PAMPampa Energy Inc.C1UtilityElcPwrElectric ServicesMariani GustavoOViceP2P.m6,01780.2307551,616D
9/29/26 13:49
9/28/26
QTEXQtrex Quantum Ltd.L3HealthMdEqSurgical & Medical InstrumentBen-Noon Dagi ShaharDOCEO1P1200.7078016953,646D
9/29/26 12:42
9/25/26
QNBCQnb Corp.PAFinancStBnkState Commercial BanksBimes Randy S.PAD9P.m17435.53052269D
9/29/26 11:47
9/28/26
OVLYOak Valley BancorpCAFinancStBnkState Commercial BanksLeonard Daniel JCAD5P5129.3902363D
9/29/26 11:25
9/22/26
NYAXNayax Ltd.L3TechSoftwPrepackaged SoftwareBen-Avi DavidDOCTO,Co F3P.m26843.150606,593D
9/29/26 11:22
9/28/26
FTHYFirst Trust High Yield Opportunities 2027 Term FundFundCEFClosed-End FundsHousey William A JrILHOfficer 3P16512.9101311024D
9/29/26 10:42
9/25/26
CRAFXCascade Real Assets FundFundCEFClosed-End FundsWilliams Paul JayWID1P30010.0003030D
9/29/26 10:22
9/22/26
CTTHCtt Pharmaceutical Holdings, Inc.FLHealthDrugPharmaceutical PreparationsCtt Pharmaceutical Holdings, Inc.FLDOCEO24P260.0408062979,430D
9/29/26 09:15
9/25/26
GAIAGaia, IncCOPerSvEntertMotion Picture & Video Tape PSutherland Paul HowardCOD23P2951.93015341525D
9/29/26 07:00
9/25/26
DTILPrecision Biosciences IncDEHealthBioPrdBiological Products, (No DiagBrown MelindaNCD4P284.96061445D
9/29/26 07:00
9/25/26
ENTXEntera Bio Ltd.L3HealthBioPrdBiological Products, (No DiagGermano Geno JL3D4P861.8904610987D
9/28/26 21:57
12/17/25
CFNDC1 Fund Inc.FundCEFClosed-End FundsHan Elliot JinCAOChief In2P484.810104532M
9/28/26 19:38
9/24/26
PDIPimco Dynamic Income FundFundCEFClosed-End FundsRappaport AlanCAD3P13513.1001010320D
9/28/26 19:22
9/16/26
CBKCommercial Bancgroup, Inc.TNFinancStBnkState Commercial BanksRobertson John AdamTNDOExec Cha2P927.550002,254D
9/28/26 18:51
9/17/26
CBDSDogecoin Cash, Inc.NVPerSvPerSvPersonal ServicesTobias DavidNVDOTCEO1P10.00800125123,191D
9/28/26 18:01
9/24/26
INRInfinity Natural Resources, Inc.DEEnergyOilPrdCrude Petroleum & Natural GasBaetz Cary DWVOEVP,CFO1P.m30013.4402222D
9/28/26 17:55
9/25/26
FNWDFinward BancorpINFinancSvBnkSavings Institution, FederallScheub Todd M.INOEVP4P637.8400119I
9/28/26 17:47
9/25/26
INBXInhibrx Biosciences, Inc.DEHealthBioPrdBiological Products, (No DiagLappe MarkCADOCEO2P.m3,644104.120354960I
9/28/26 17:24
9/25/26
AOMRAngel Oak Mortgage Reit, Inc.MDRlEstRlEstReal EstateFierman MichaelGADT3P.m5089.2005511546D
9/28/26 17:12
9/25/26
FNWDFinward BancorpINFinancSvBnkSavings Institution, FederallPuntillo AnthonyIND2P038.920006D
9/28/26 17:10
9/25/26
FNWDFinward BancorpINFinancSvBnkSavings Institution, FederallBochnowski Benjamin JINDOP,CEO5P.m1230.1000133I
9/28/26 17:08
9/25/26
FNWDFinward BancorpINFinancSvBnkSavings Institution, FederallLowry Robert TINOEVP4P737.5300130I
9/28/26 17:01
9/24/26
ATCHAtlasclear Holdings, Inc.DEFinancLoanFinance ServicesSchaible John MartinFLDOExec CB1P.am200.19640100101,087D
9/28/26 17:01
9/24/26
ATCHAtlasclear Holdings, Inc.DEFinancLoanFinance ServicesRidenhour David CraigFLDOP1P.am190.19400100101,087D
9/28/26 17:01
9/24/26
ATCHAtlasclear Holdings, Inc.DEFinancLoanFinance ServicesPatel Sandip IFLDOCFO,GC1P.am210.2074010012905D

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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