10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Jones Ginger M | OH | D | | P | 180 | 18.00 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Heckes Howard C | OH | D | | P | 90 | 18.00 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Donahue Paul D | OH | D | | P | 126 | 18.00 | 0 | 7 | New | 7 | D | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Jewell Brent C | OH | O | COO | P | 45 | 18.00 | 0 | 3 | 1 | 304 | D | | | | | | | | | | | | | | |
10/5/26 21:12 | 9/15/26 | RIME | Algorhythm Holdings, Inc. | DE | Tech | Softw | Computer Integrated Systems D | Azure Energy, LLC | NC | T | | P | 0 | 0.00 | 0 | 4,098 | | 4,098 | D | | | | | | | | | | | | | | |
10/5/26 21:11 | 9/15/26 | RIME | Algorhythm Holdings, Inc. | DE | Tech | Softw | Computer Integrated Systems D | Thompson Andrew Little | FL | DO | CEO | P | 0 | 0.00 | 0 | 4,098 | 193 | 6,218 | M | | | | | | | | | | | | | | |
10/5/26 21:02 | 10/1/26 | LEN | Lennar Corp /New/ | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | P.m | 192,634 | 79.65 | 0 | 2,419 | 9 | 29,006 | I | | | | | | | | | | | | | | |
10/5/26 19:41 | 10/1/26 | NXRT | Nexpoint Residential Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | McGraner Matt | TX | O | See Rema | P.m | 201 | 18.65 | 0 | 11 | 2 | 500 | D | | | | | | | | | | | | | | |
10/5/26 19:24 | 10/1/26 | OM | Outset Medical, Inc. | DE | Health | ElcMd | Electromedical & Electrothera | Leonard Braden Michael | IN | T | | P.m | 870 | 3.55 | 0 | 245 | 10 | 2,765 | I | | | | | | | | | | | | | | |
10/5/26 19:13 | 9/11/26 | ALP | Alpha Compute Corp | D8 | Financ | Loan | Finance Services | Mitin Yury | | O | See Rema | P.dm | 51 | 4.07 | 0 | 13 | 278 | 17 | M | | | | | | | | | | | | | | |
10/5/26 18:51 | 10/5/26 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DOT | CEO | P | 5 | 1.08 | 0 | 5 | 1 | 686 | D | | | | | | | | | | | | | | |
10/5/26 18:46 | 10/1/26 | GRCE | Grace Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Opaleye Management Inc. | MA | T | | P.m | 124 | 2.05 | 0 | 60 | 2 | 2,859 | I | | | | | | | | | | | | | | |
10/5/26 18:06 | 10/1/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Kamfar Ramin | NY | D | | P.m | 3,408 | 12.66 | 0 | 269 | 30 | 1,176 | I | | | | | | | | | | | | | | |
10/5/26 18:05 | 10/2/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Voorhies Gregory William | OR | D | | P.m | 12 | 1.92 | 0 | 6 | 25 | 30 | D | | | | | | | | | | | | | | |
10/5/26 18:01 | 7/31/26 | CVNA | Carvana Co. | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Maroone Michael E | AZ | D | | P.a | 1,545 | 61.80 | 0 | 25 | 3 | 975 | D | | | | | | | | | | | | | | |
10/5/26 18:00 | 10/2/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Macdonald Ryan S | NY | D | | P | 85 | 12.70 | 0 | 7 | 19 | 42 | D | | | | | | | | | | | | | | |
10/5/26 17:29 | 10/1/26 | INLX | Intellinetics, Inc. | NV | Tech | Softw | Prepackaged Software | Seid Paul | OH | D | | P | 1 | 5.15 | 0 | 0 | 0 | 194 | D | | | | | | | | | | | | | | |
10/5/26 17:20 | 10/1/26 | PALI | Palisade Bio, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Williams Donald Allen | CO | D | | P.m | 29 | 1.44 | 0 | 20 | 1 | 1,593 | D | | | | | | | | | | | | | | |
10/5/26 17:18 | 10/1/26 | GGROU | Golden Growers Cooperative | MN | Ag | Ag | Agricultural Services | Johnson Chris A | ND | D | | P | 50 | 5.00 | 0 | 10 | 16 | 71 | M | | | | | | | | | | | | | | |
10/5/26 17:11 | 10/1/26 | INM | Inmed Pharmaceuticals Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Adar1 Capital Management, LLC | TX | T | | P.m | 57 | 1.33 | 0 | 43 | 5 | 935 | I | | | | | | | | | | | | | | |
10/5/26 17:00 | 10/1/26 | SUNB | Sunbelt Rentals Holdings, Inc. | DE | BizSv | Lease | Equipment Rental & Leasing | Horgan Kyle | SC | O | EVP,Spec | P | 2 | 73.30 | 0 | 0 | 0 | 95 | D | | | | | | | | | | | | | | |
10/5/26 16:45 | 10/1/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 9,002 | 33.07 | 0 | 272 | 0 | 126,417 | D | | | | | | | | | | | | | | |
10/5/26 16:27 | 9/30/26 | LND | Brasilagro - Brazilian Agricultural Real Estate Co | D5 | Ag | Ag | Crops | Elsztain Alejandro Gustavo | | D | | P.m | 200 | 3.52 | 0 | 57 | 8 | 727 | D | | | | | | | | | | | | | | |
10/5/26 16:26 | 10/2/26 | AIRG | Airgain Inc | | Electr | TvEq | Radio & Tv Broadcasting & Com | Memmen Stephan D | CA | D | | P.d | 7 | 4.55 | 0 | 2 | 3 | 56 | D | | | | | | | | | | | | | | |
10/5/26 16:24 | 9/30/26 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Mulacek Phil E | TX | DT | | P | 27 | 2.25 | 0 | 12 | 0 | 11,558 | I | | | | | | | | | | | | | | |
10/5/26 16:20 | 10/1/26 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | O | P,Princi | P | 0 | 13.20 | 0 | 0 | 0 | 42 | D | | | | | | | | | | | | | | |
10/5/26 16:01 | 10/1/26 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Conkling Lori A | CT | D | | P | 2 | 85.42 | 0 | 0 | 1 | 3 | D | | | | | | | | | | | | | | |
10/5/26 14:07 | 10/2/26 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | P | 0 | 25.51 | 0 | 0 | 0 | 11 | D | | | | | | | | | | | | | | |
10/5/26 14:03 | 10/2/26 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | P | 6 | 25.51 | 0 | 0 | 0 | 52 | D | | | | | | | | | | | | | | |
10/5/26 13:14 | 10/2/26 | MKC | McCormick & Co Inc | MD | FdBev | Food | Miscellaneous Food Preparatio | Hattersley Gavin | MD | D | | P | 45 | 44.61 | 0 | 1 | 30 | 4 | D | | | | | | | | | | | | | | |
10/5/26 12:12 | 8/25/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Alvarez Denise Aguiar | | D | | P | 5,757 | 16.69 | 0 | 345 | 3 | 13,018 | I | | | | | | | | | | | | | | |
10/5/26 12:02 | 10/2/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Osborn Michael Jordan | OR | O | CEO | P | 19 | 1.91 | 0 | 10 | 50 | 30 | D | | | | | | | | | | | | | | |
10/5/26 11:12 | 10/1/26 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 389 | 19.98 | 0 | 19 | 1 | 2,368 | I | | | | | | | | | | | | | | |
10/5/26 10:57 | 10/1/26 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 59 | 9.41 | 0 | 6 | 0 | 2,163 | I | | | | | | | | | | | | | | |
10/5/26 10:21 | 8/31/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Alvarez Denise Aguiar | | D | | P | 33,581 | 17.22 | 0 | 1,950 | 15 | 14,968 | I | | | | | | | | | | | | | | |
10/5/26 09:08 | 10/2/26 | SKYH | Sky Harbour Group Corp | DE | RlEst | RlEst | Real Estate | Gonzalez Francisco | NY | O | CFO | P.d | 36 | 9.25 | 0 | 4 | 1 | 719 | D | | | | | | | | | | | | | | |
10/5/26 09:00 | 10/2/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | P | 7 | 1.29 | 0 | 6 | 23 | 31 | I | | | | | | | | | | | | | | |
10/5/26 08:56 | 10/2/26 | ESEA | Euroseas Ltd. | | Trans | ShipTr | Deep Sea Foreign Transportati | Pittas Aristeidis P | | D | | P | 75 | 71.07 | 0 | 1 | 2 | 59 | I | | | | | | | | | | | | | | |
10/5/26 06:10 | 9/30/26 | VCIG | Vci Global Ltd | N8 | BizSv | BizSv | Facilities Support Management | Hoo Voon Him | | DOT | CEO,Dir | P | 313 | 1.62 | 0 | 193 | 130 | 342 | D | | | | | | | | | | | | | | |
10/2/26 20:24 | 9/29/26 | XAIR | Beyond Air, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Lin Yi-Chien | CA | T | | P.m | 57 | 2.77 | 0 | 20 | 16 | 145 | D | | | | | | | | | | | | | | |
10/2/26 19:20 | 9/3/26 | PROP | Prairie Operating Co. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Frommer Richard N. | TX | D | | P | 13 | 0.4500 | 0 | 28 | 9 | 333 | D | | | | | | | | | | | | | | |
10/2/26 18:49 | 8/18/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Schadel Christopher Ryan | FL | O | CMO | P.ad | 4 | 3.92 | 0 | 1 | 32 | 4 | D | | | | | | | | | | | | | | |
10/2/26 18:44 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | P | 1 | 27.53 | 0 | 0 | 1 | 2 | D | | | | | | | | | | | | | | |
10/2/26 18:44 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | P | 1 | 27.49 | 0 | 0 | 1 | 9 | D | | | | | | | | | | | | | | |
10/2/26 18:43 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | P | 2 | 27.50 | 0 | 0 | 0 | 18 | D | | | | | | | | | | | | | | |
10/2/26 18:43 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | P | 1 | 27.41 | 0 | 0 | 1 | 5 | D | | | | | | | | | | | | | | |
10/2/26 18:16 | 9/30/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | P.m | 23 | 2.91 | 0 | 8 | 2 | 518 | I | | | | | | | | | | | | | | |
10/2/26 17:42 | 10/1/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Martins Fernando Matt Borges | | DT | | P | 13 | 3.18 | 0 | 4 | 5 | 86 | I | | | | | | | | | | | | | | |
10/2/26 17:19 | 7/1/26 | BBASX | Amg Bbh Asset-Backed Credit Fund, LLC | | Fund | CEF | Closed-End Funds | Hohmann Neil Martin | NY | H | Portfoli | P | 90 | 9.98 | 0 | 9 | | 5 | I | | | | | | | | | | | | | | |
10/2/26 16:57 | 10/2/26 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Cohen Ryan | FL | DO | P,CEO,CB | P | 17,084 | 24.41 | 0 | 700 | 2 | 41,649 | D | | | | | | | | | | | | | | |
10/2/26 16:57 | 5/18/26 | LEEEF | Leef Brands Inc. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | Mendola Robert James Jr | | D | | P | 89 | 0.2500 | 0 | 358 | New | 358 | D | | | | | | | | | | | | | | |
10/2/26 16:36 | 9/28/26 | PAM | Pampa Energy Inc. | C1 | Utility | ElcPwr | Electric Services | Mindlin Damian Miguel | | O | ViceP | P | 5,565 | 3.89 | 0 | 1,432 | 11 | 14,650 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/30/26 | PORT. | Southport Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Southport Acquisition Sponsor II LLC | CT | T | | P | 5,000 | 10.00 | 0 | 500 | New | 500 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/30/26 | QVCG | Qvc Group, Inc. | DE | Retail | eCom | Catalog & Mail-Order Houses | Goldentree Asset Management LP | NY | T | | P.m | 79 | 13.62 | 0 | 6 | 0 | 11,078 | I | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/29/26 | HEPA | Hepion Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Fisher Danina | NJ | D | | P.d | 10 | 0.0500 | 0 | 200 | New | 200 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/30/26 | PORT. | Southport Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Spencer Jeb S. | CT | DOT | CEO,CFO | P | 5,000 | 10.00 | 0 | 500 | New | 500 | I | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/30/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 11,716 | 33.65 | 0 | 348 | 0 | 126,145 | D | | | | | | | | | | | | | | |
10/2/26 16:27 | 9/30/26 | CRL | Charles River Laboratories International, Inc. | | Health | Biolab | Commercial Physical & Biologi | Coleman Glenn | MA | O | EVP,CFO | P | 3 | 297.43 | 0 | 0 | 0 | 28 | D | | | | | | | | | | | | | | |
10/2/26 16:14 | 9/25/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Riccardi Chris | FL | D | | P.m | 5 | 1.80 | 0 | 3 | 1 | 492 | D | | | | | | | | | | | | | | |
10/2/26 16:14 | 9/30/26 | FG | F&G Annuities & Life, Inc. | DE | Insur | LfIns | Life Insurance | Murphy Conor | IA | O | CEO,P | P | 5 | 21.68 | 0 | 0 | 0 | 197 | D | | | | | | | | | | | | | | |
10/2/26 16:11 | 9/30/26 | FGBI | First Guaranty Bancshares, Inc. | LA | Financ | SvBnk | Savings Institution, Federall | Smith Edgar R. III | LA | DT | | P | 822 | 8.28 | 0 | 99 | 2 | 5,613 | I | | | | | | | | | | | | | | |
10/2/26 16:05 | 10/1/26 | ACOG | Alpha Cognition Inc. | A1 | Health | BioPrd | Biological Products, (No Diag | Opaleye Management Inc. | MA | T | | P | 166 | 8.69 | 0 | 19 | 1 | 3,323 | I | | | | | | | | | | | | | | |
10/2/26 16:03 | 10/1/26 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | P.m | 61 | 4.09 | 0 | 15 | 0 | 8,925 | D | | | | | | | | | | | | | | |
10/2/26 14:29 | 9/29/26 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Garcia Cuellar Maria Regina | | D | | P.m | 17 | 20.51 | 0 | 1 | 114 | 2 | D | | | | | | | | | | | | | | |
10/2/26 13:33 | 10/1/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Oliver Lawrence T. | VA | O | SVP,Secr | P.d | 0 | 21.59 | 0 | 0 | 0 | 30 | D | | | | | | | | | | | | | | |
10/2/26 13:32 | 10/1/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Miles Christen Brooke | VA | O | VP,HR | P.d | 0 | 21.59 | 0 | 0 | 0 | 10 | D | | | | | | | | | | | | | | |
10/2/26 13:16 | 9/22/26 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Sharman Mark Brady | FL | D | | P.dm | 12 | 5.69 | 0 | 2 | 1 | 344 | D | | | | | | | | | | | | | | |
10/2/26 13:10 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | P | 2 | 35.40 | 0 | 0 | 0 | 68 | D | | | | | | | | | | | | | | |
10/2/26 13:06 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | P | 2 | 35.40 | 0 | 0 | 1 | 13 | D | | | | | | | | | | | | | | |
10/2/26 13:04 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | P | 10 | 35.40 | 0 | 0 | 1 | 45 | D | | | | | | | | | | | | | | |
10/2/26 13:01 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | P | 10 | 35.40 | 0 | 0 | 0 | 126 | D | | | | | | | | | | | | | | |
10/2/26 12:58 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | P | 2 | 35.40 | 0 | 0 | 0 | 16 | D | | | | | | | | | | | | | | |
10/2/26 12:56 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | P | 0 | 35.40 | 0 | 0 | 0 | 39 | D | | | | | | | | | | | | | | |
10/2/26 10:10 | 10/1/26 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | P | 737 | 3.70 | 0 | 199 | 7 | 2,882 | I | | | | | | | | | | | | | | |
10/2/26 09:27 | 10/1/26 | SKYH | Sky Harbour Group Corp | DE | RlEst | RlEst | Real Estate | Gonzalez Francisco | NY | O | CFO | P.d | 15 | 9.40 | 0 | 2 | 0 | 715 | D | | | | | | | | | | | | | | |
10/2/26 08:36 | 9/30/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Nechmad Yair | | O | CEO,Co F | P | 2,112 | 47.84 | 0 | 44 | 1 | 7,525 | D | | | | | | | | | | | | | | |
10/2/26 08:35 | 10/1/26 | PYXS | Pyxis Oncology, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gordonmd Global Investments LP | CA | T | | P.d | 0 | 0.00 | 0 | 5,517 | 55 | 15,542 | I | | | | | | | | | | | | | | |
10/2/26 08:00 | 10/1/26 | CMPX | Compass Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lerner Neil | MA | O | CHIEF AC | P | 18 | 0.9200 | 0 | 20 | 5 | 420 | D | | | | | | | | | | | | | | |
10/2/26 07:56 | 10/1/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | P | 13 | 1.42 | 0 | 9 | 57 | 25 | I | | | | | | | | | | | | | | |
10/1/26 20:55 | 10/1/26 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Turner Nat | TX | D | | P | 255 | 24.33 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
10/1/26 20:28 | 9/29/26 | LPCN | Lipocine Inc. | DE | Health | Drug | Pharmaceutical Preparations | Higuchi John W. | UT | D | | P.m | 55 | 2.20 | 0 | 25 | 12 | 241 | D | | | | | | | | | | | | | | |
10/1/26 20:13 | 9/29/26 | HELP | Helus Pharma Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Cavers Greg | | O | CFO | P | 39 | 12.91 | 0 | 3 | 2 | 129 | I | | | | | | | | | | | | | | |
10/1/26 20:09 | 9/30/26 | AVR | Anteris Technologies Global Corp. | DE | Health | Orthop | Orthopedic, Prosthetic & Surg | L1 Capital Pty Ltd | | T | | P.dm | 3,028 | 7.62 | 0 | 397 | 8 | 5,201 | I | | | | | | | | | | | | | | |
10/1/26 19:33 | 10/1/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Bernau James W | OR | DO | P | P | 9 | 1.73 | 0 | 6 | 1 | 380 | D | | | | | | | | | | | | | | |
10/1/26 19:28 | 9/28/26 | ARBE | Arbe Robotics Ltd. | L3 | Tech | Softw | Computer Integrated Systems D | Crist Eugene Scott | | D | | P | 0 | 0.6050 | 0 | 0 | 0 | 1,354 | D | | | | | | | | | | | | | | |
10/1/26 19:04 | 10/1/26 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Thomas William R III | TX | D | | P | 50 | 23.04 | 0 | 2 | 0 | 601 | D | | | | | | | | | | | | | | |
10/1/26 18:58 | 9/29/26 | VENU | Venu Holding Corp | CO | PerSv | Entert | Amusement & Recreation Servic | Finke Thomas M | CO | D | | P | 76 | 1.52 | 0 | 50 | 15 | 380 | D | | | | | | | | | | | | | | |
10/1/26 18:37 | 9/29/26 | SBMT | Silver Bow Mining Corp. | A1 | Mining | Gold | Gold & Silver Ores | Nickerson Phillip Anson | MT | O | VP of Ex | P | 4 | 8.86 | 0 | 1 | 2 | 23 | D | | | | | | | | | | | | | | |
10/1/26 17:55 | 9/29/26 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | P | 1,827 | 10.05 | 0 | 182 | 1 | 14,361 | M | | | | | | | | | | | | | | |
10/1/26 17:52 | 9/30/26 | ASPI | Asp Isotopes Inc. | DE | Chem | Chem | Miscellaneous Chemical Produc | Ryan Robert John Andrew | TX | D | | P | 40 | 2.68 | 0 | 15 | 2 | 675 | D | | | | | | | | | | | | | | |
10/1/26 17:50 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Sarafa Joseph D | MI | D | | P | 74 | 6.75 | 0 | 11 | 22 | 61 | D | | | | | | | | | | | | | | |
10/1/26 17:47 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | O'Hanlon Isolde | MI | D | | P | 49 | 6.75 | 0 | 7 | 999% | 8 | D | | | | | | | | | | | | | | |
10/1/26 17:43 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Smith James Grant | MI | D | | P | 49 | 6.75 | 0 | 7 | 83 | 16 | D | | | | | | | | | | | | | | |
10/1/26 17:42 | 9/29/26 | ORCL | Oracle Corp | | Tech | Softw | Prepackaged Software | Rusckowski Stephen H | NV | D | | P | 3,484 | 139.35 | 0 | 25 | 999% | 25 | I | | | | | | | | | | | | | | |
10/1/26 17:37 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Roney Brian J | MI | O | CEO | P | 51 | 6.75 | 0 | 8 | 10 | 80 | D | | | | | | | | | | | | | | |
10/1/26 17:33 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Meloche Harold J | MI | O | CFO,Trea | P | 26 | 6.38 | 0 | 4 | 40 | 14 | D | | | | | | | | | | | | | | |
10/1/26 17:30 | 9/30/26 | UUU | Universal Safety Products, Inc. | MD | Electr | WhElc | Electronic Parts & Equipment | Ault Milton C III | NV | DT | | P.e | 5 | 0.2852 | 0 | 18 | 2 | 1,206 | I | | | | | | | | | | | | | | |
10/1/26 17:29 | 9/30/26 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Merriman D Jonathan | CA | D | | P | 15 | 2.21 | 0 | 7 | 1 | 641 | I | | | | | | | | | | | | | | |
10/1/26 17:29 | 9/29/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Gon Cesar Nivaldo | | DOT | CEO | P.m | 20 | 3.01 | 0 | 7 | 9 | 82 | I | | | | | | | | | | | | | | |
10/1/26 17:26 | 9/29/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Guicardi Neto Bruno | NJ | OT | P of N. | P.m | 8 | 2.98 | 0 | 3 | 3 | 100 | D | | | | | | | | | | | | | | |
10/1/26 17:15 | 9/30/26 | RDGL | Vivos Inc | DE | Health | MdEq | Surgical & Medical Instrument | Korenko Michael K | WA | DO | CEO | P | 100 | 0.4980 | 0 | 200 | 2 | 11,635 | D | | | | | | | | | | | | | | |
10/1/26 16:58 | 9/30/26 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Barnes Matthew | PA | O | P - Foot | P | 500 | 136.39 | 0 | 4 | 44 | 12 | D | | | | | | | | | | | | | | |
10/1/26 16:58 | 9/30/26 | RGT | Royce Global Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | P | 11 | 14.22 | 0 | 1 | 1 | 57 | D | | | | | | | | | | | | | | |
10/1/26 16:51 | 9/30/26 | RMT | Royce Micro-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | P | 13 | 13.40 | 0 | 1 | 1 | 77 | D | | | | | | | | | | | | | | |
10/1/26 16:46 | 9/30/26 | GTLB | Gitlab Inc. | DE | Tech | Softw | Prepackaged Software | Staples William | DE | DO | CEO | P | 125 | 46.62 | 0 | 3 | 0 | 735 | D | | | | | | | | | | | | | | |
10/1/26 16:34 | 9/30/26 | TRCK | Track Group, Inc. | DE | Electr | Comm | Communications Equipment | Jcp Investment Management, LLC | TX | T | | P | 230 | 0.6000 | 0 | 384 | 2 | 17,248 | I | | | | | | | | | | | | | | |
10/1/26 16:30 | 9/29/26 | GRCE | Grace Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Opaleye Management Inc. | MA | T | | P | 16 | 2.09 | 0 | 8 | 0 | 2,798 | I | | | | | | | | | | | | | | |
10/1/26 16:30 | 9/29/26 | SLBT | Sl Science Holding Ltd | E9 | Health | BioPrd | Biological Products, (No Diag | Wang Ching-Dong | | DOT | CEO | P | 2,147,484 | 2,272,650 | 0 | 4,545 | 1 | 333,832 | I | | | | | | | | | | | | | | |
10/1/26 16:16 | 9/30/26 | PCG | Pg&E Corp | CA | Utility | DivUtil | Electric & Other Services Com | Larsen John O | CA | D | | P | 92 | 12.20 | 0 | 8 | 26 | 37 | D | | | | | | | | | | | | | | |
10/1/26 16:15 | 9/29/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 7,301 | 33.67 | 0 | 217 | 0 | 125,796 | D | | | | | | | | | | | | | | |
10/1/26 16:09 | 10/1/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Martin Tammy L | VA | O | GC ,Secr | P | 1 | 0.5352 | 0 | 1 | 9 | 16 | D | | | | | | | | | | | | | | |
10/1/26 16:09 | 10/1/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Bell David T | VA | OH | CFO | P | 1 | 0.5352 | 0 | 1 | 8 | 19 | D | | | | | | | | | | | | | | |
10/1/26 16:08 | 10/1/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Merriman Andrew | VA | O | COO | P | 1 | 0.5352 | 0 | 1 | 0 | 590 | D | | | | | | | | | | | | | | |
10/1/26 16:08 | 10/1/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Ives Glen R | VA | DOH | P | P | 1 | 0.5352 | 0 | 2 | 1 | 203 | D | | | | | | | | | | | | | | |
10/1/26 16:06 | 9/29/26 | TKLF | Tokyo Lifestyle Co., Ltd. | M0 | Retail | Retail | Retail Stores | Kanayama Mei | | DOT | Represen | P | 383 | 0.2740 | 0 | 1,397 | 4 | 34,467 | M | | | | | | | | | | | | | | |
10/1/26 16:05 | 9/29/26 | LILA | Liberty Latin America Ltd. | D0 | Media | PayTv | Cable & Other Pay Television | Malone John C | CO | TH | Director | P.m | 199 | 9.25 | 0 | 22 | 0 | 7,926 | I | | | | | | | | | | | | | | |
10/1/26 16:05 | 9/21/26 | GRCE | Grace Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Opaleye Management Inc. | MA | T | | P.am | 32 | 2.10 | 0 | 15 | 1 | 2,790 | I | | | | | | | | | | | | | | |
10/1/26 15:54 | 9/30/26 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 25 | 20.39 | 0 | 1 | 0 | 2,348 | I | | | | | | | | | | | | | | |
10/1/26 15:52 | 9/29/26 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P.m | 140 | 10.70 | 0 | 13 | 0 | 3,719 | I | | | | | | | | | | | | | | |
10/1/26 15:50 | 9/30/26 | GRX | Gabelli Healthcare & Wellnessrx Trust | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | P | 5 | 9.52 | 0 | 1 | 0 | 2,157 | I | | | | | | | | | | | | | | |
10/1/26 15:34 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Roe Peggy | IN | D | | P | 18 | 202.78 | 0 | 0 | 1 | 8 | D | | | | | | | | | | | | | | |
10/1/26 15:34 | 9/29/26 | GBR | New Concept Energy, Inc. | NV | Energy | OilPrd | Crude Petroleum & Natural Gas | Realty Advisors Inc | TX | T | | P | 2,000 | 1.00 | 0 | 2,000 | 500 | 2,400 | D | | | | | | | | | | | | | | |
10/1/26 15:34 | 9/29/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | P | 1 | 340.96 | 0 | 0 | 0 | 3,364 | D | | | | | | | | | | | | | | |
10/1/26 15:31 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Stewart Marta R | IN | D | | P | 40 | 202.78 | 0 | 0 | 1 | 18 | D | | | | | | | | | | | | | | |
10/1/26 15:28 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Smith Daniel C. | IN | D | | P | 71 | 202.78 | 0 | 0 | 1 | 35 | D | | | | | | | | | | | | | | |
10/1/26 15:27 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Selig Stefan M | IN | D | | P | 42 | 202.78 | 0 | 0 | 1 | 34 | D | | | | | | | | | | | | | | |
10/1/26 15:22 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Rodkin Gary M | IN | D | | P | 47 | 202.78 | 0 | 0 | 1 | 21 | D | | | | | | | | | | | | | | |
10/1/26 15:21 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Lewis Randall J | IN | D | | P | 13 | 202.78 | 0 | 0 | 1 | 7 | D | | | | | | | | | | | | | | |
10/1/26 15:17 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Leibowitz Reuben S | IN | D | | P | 97 | 202.78 | 0 | 0 | 1 | 73 | D | | | | | | | | | | | | | | |
10/1/26 15:15 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Jones Nina P | IN | D | | P | 9 | 202.78 | 0 | 0 | 1 | 4 | D | | | | | | | | | | | | | | |
10/1/26 15:12 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Glasscock Larry C | IN | D | | P | 74 | 202.78 | 0 | 0 | 1 | 46 | D | | | | | | | | | | | | | | |
10/1/26 15:11 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Cicco Martin J | IN | D | | P | 3 | 202.78 | 0 | 0 | 1 | 1 | D | | | | | | | | | | | | | | |
10/1/26 15:09 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Aeppel Glyn | IN | D | | P | 45 | 202.78 | 0 | 0 | 1 | 21 | D | | | | | | | | | | | | | | |
10/1/26 15:04 | 9/30/26 | CRESY | Cresud Inc | C1 | RlEst | RlEst | Real Estate | Elsztain Alejandro Gustavo | | DO | CEO | P.m | 199 | 11.50 | 0 | 17 | 1 | 1,243 | D | | | | | | | | | | | | | | |
10/1/26 14:11 | 9/29/26 | BBASX | Amg Bbh Asset-Backed Credit Fund, LLC | | Fund | CEF | Closed-End Funds | Amg New York Holdings Corp. | MA | T | | P | 3,200 | 11.40 | 0 | 281 | 18 | 1,822 | D | | | | | | | | | | | | | | |
10/1/26 14:04 | 9/29/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Happe Michael J | MN | D | | P.d | 99 | 49.63 | 0 | 2 | 149 | 3 | D | | | | | | | | | | | | | | |
10/1/26 14:04 | 9/30/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Martin Celine Christine | MN | D | | P.d | 23 | 49.50 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
10/1/26 11:05 | 9/29/26 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | English Christopher T. | NJ | H | Portfoli | P | 50 | 9.59 | 0 | 5 | 24 | 27 | D | | | | | | | | | | | | | | |
10/1/26 10:18 | 9/30/26 | SKYH | Sky Harbour Group Corp | DE | RlEst | RlEst | Real Estate | Gonzalez Francisco | NY | O | CFO | P.d | 15 | 9.69 | 0 | 2 | 0 | 713 | D | | | | | | | | | | | | | | |
10/1/26 09:34 | 9/30/26 | MFM | Aberdeen Municipal Income Fund | | Fund | CEF | Closed-End Funds | Baird Gordon A | PA | D | | P | 1 | 4.89 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
10/1/26 09:20 | 9/30/26 | XENE | Xenon Pharmaceuticals Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Kelly Thomas Patrick | | O | CFO | P | 560 | 37.32 | 0 | 15 | New | 15 | D | | | | | | | | | | | | | | |
10/1/26 09:19 | 9/30/26 | XENE | Xenon Pharmaceuticals Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Mortimer Ian | | DO | P,CEO | P | 1,121 | 37.38 | 0 | 30 | 88 | 64 | D | | | | | | | | | | | | | | |
10/1/26 07:57 | 9/29/26 | FLNA | Filana Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Barry Richard | TX | DO | P,CEO | P.m | 278 | 0.9065 | 0 | 307 | 30 | 1,338 | I | | | | | | | | | | | | | | |
10/1/26 07:55 | 9/30/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | P | 10 | 1.34 | 0 | 7 | 88 | 16 | I | | | | | | | | | | | | | | |
10/1/26 06:29 | 9/29/26 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Ault Milton C III | NV | DOT | Exec CB | P.dm | 5,051 | 0.4898 | 0 | 10,313 | 225 | 14,888 | M | | | | | | | | | | | | | | |
9/30/26 20:46 | 9/28/26 | GPI | Group 1 Automotive Inc | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Conifer Management, L.L.C. | NY | T | | P.m | 66,278 | 242.15 | 0 | 274 | 17 | 1,912 | I | | | | | | | | | | | | | | |
9/30/26 20:38 | 9/28/26 | LPCN | Lipocine Inc. | DE | Health | Drug | Pharmaceutical Preparations | Higuchi John W. | UT | D | | P | 27 | 2.16 | 0 | 13 | 6 | 216 | D | | | | | | | | | | | | | | |
9/30/26 20:33 | 9/28/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Kamfar Ramin | NY | D | | P.m | 5,351 | 12.57 | 0 | 426 | 89 | 906 | I | | | | | | | | | | | | | | |
9/30/26 20:30 | 9/28/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Ruddy Jordan B. | NY | O | P | P.m | 60 | 12.54 | 0 | 5 | 42 | 16 | D | | | | | | | | | | | | | | |
9/30/26 19:52 | 9/28/26 | LEN | Lennar Corp /New/ | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | P.m | 53,883 | 81.59 | 0 | 660 | 3 | 26,587 | I | | | | | | | | | | | | | | |
9/30/26 18:51 | 9/29/26 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | P | 1 | 1.03 | 0 | 1 | 0 | 385 | D | | | | | | | | | | | | | | |
9/30/26 17:51 | 9/28/26 | CLPR | Clipper Realty Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Bistricer Jacob | NY | O | COO | P | 246 | 3.35 | 0 | 74 | 117 | 137 | M | | | | | | | | | | | | | | |
9/30/26 17:47 | 9/30/26 | INLX | Intellinetics, Inc. | NV | Tech | Softw | Prepackaged Software | Seid Paul | OH | D | | P.m | 1 | 5.15 | 0 | 0 | 0 | 193 | D | | | | | | | | | | | | | | |
9/30/26 17:34 | 9/28/26 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Horowitz Joshua | CT | D | | P.dm | 33 | 9.26 | 0 | 4 | 1 | 417 | I | | | | | | | | | | | | | | |
9/30/26 17:29 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Chimovits Erez | CA | D | | P.d | 1,046 | 17.00 | 0 | 62 | 1 | 9,292 | I | | | | | | | | | | | | | | |
9/30/26 17:25 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gordon Carl L | CA | DT | | P.d | 16,150 | 17.00 | 0 | 950 | | 588 | I | | | | | | | | | | | | | | |
9/30/26 17:23 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Orbimed Advisors LLC | NY | DT | | P.d | 16,150 | 17.00 | 0 | 950 | | 588 | I | | | | | | | | | | | | | | |
9/30/26 17:10 | 9/29/26 | PRTA | Prothena Corp Public Ltd Co | L2 | Health | Drug | Pharmaceutical Preparations | Scully William P | FL | T | | P | 1,406 | 8.68 | 0 | 162 | 14 | 1,328 | I | | | | | | | | | | | | | | |
9/30/26 17:00 | 9/28/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | P | 27,520 | 34.15 | 0 | 806 | 1 | 125,580 | D | | | | | | | | | | | | | | |
9/30/26 17:00 | 9/28/26 | UTI | Universal Technical Institute Inc | DE | PerSv | EduSv | Educational Services | Devincenzi Robert Thomas | AZ | D | | P | 20 | 19.68 | 0 | 1 | 1 | 153 | D | | | | | | | | | | | | | | |
9/30/26 16:58 | 9/30/26 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | P | 3 | 9.30 | 0 | 0 | 0 | 1,515 | D | | | | | | | | | | | | | | |
9/30/26 16:57 | 9/30/26 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | P | 2 | 9.30 | 0 | 0 | 0 | 137 | D | | | | | | | | | | | | | | |
9/30/26 16:55 | 9/30/26 | RVT | Royce Small-Cap Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | P | 20 | 17.06 | 0 | 1 | 2 | 54 | D | | | | | | | | | | | | | | |
9/30/26 16:47 | 9/29/26 | ARR | Armour Residential Reit, Inc. | | RlEst | REIT | Real Estate Investment Trusts | Losyev Sergey | FL | O | Co-Chief | P | 10 | 13.91 | 0 | 1 | 8 | 10 | D | | | | | | | | | | | | | | |
9/30/26 16:42 | 9/28/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Di Marcello Francesco | | O | Exec Off | P.m | 1,009 | 17.65 | 0 | 57 | 34 | 226 | D | | | | | | | | | | | | | | |
9/30/26 16:37 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Hartt Steven Knut | CA | H | Consulta | P | 10 | 17.44 | 0 | 1 | 85 | 1 | D | | | | | | | | | | | | | | |
9/30/26 16:33 | 9/28/26 | AFCG | Advanced Flower Capital Inc. | MD | Fund | CEF | Closed-End Funds | Tannenbaum Leonard M | FL | DT | | P.m | 344 | 3.61 | 0 | 95 | 1 | 7,517 | D | | | | | | | | | | | | | | |
9/30/26 16:31 | 9/28/26 | KOD | Kodiak Sciences Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Baker Bros. Advisors LP | NY | DT | | P.m | 63,398 | 88.59 | 0 | 716 | 4 | 20,191 | I | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Samson Ethan Isaac | OR | H | Director | P | 15 | 17.44 | 0 | 1 | 117 | 2 | D | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/30/26 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Horne William B. | NV | DO | CEO | P | 16 | 0.1630 | 0 | 100 | 25 | 506 | D | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/28/26 | KOD | Kodiak Sciences Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Baker Bros. Advisors LP | NY | DT | | P | 34,963 | 83.58 | 0 | 418 | 2 | 19,516 | I | | | | | | | | | | | | | | |
9/30/26 16:29 | 9/28/26 | KOD | Kodiak Sciences Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Baker Bros. Advisors LP | NY | DT | | P | 58,626 | 72.57 | 0 | 808 | 4 | 19,121 | I | | | | | | | | | | | | | | |
9/30/26 16:21 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Woolley Peter Scott | MA | H | CO-CEO o | P | 150 | 17.44 | 0 | 9 | 255 | 12 | D | | | | | | | | | | | | | | |
9/30/26 16:15 | 9/28/26 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Frankel Stanley | NC | D | | P | 6 | 6.00 | 0 | 1 | 2 | 41 | D | | | | | | | | | | | | | | |
9/30/26 16:13 | 9/29/26 | BBASX | Amg Bbh Asset-Backed Credit Fund, LLC | | Fund | CEF | Closed-End Funds | Brown Brothers Harriman & Co | NY | TH | See Foot | P | 800 | 11.40 | 0 | 70 | 18 | 461 | D | | | | | | | | | | | | | | |
9/30/26 16:08 | 9/28/26 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Robo James L | TX | D | | P | 1,913 | 13.03 | 0 | 147 | 6 | 2,505 | I | | | | | | | | | | | | | | |
9/30/26 16:03 | 9/28/26 | FLNA | Filana Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Barry Richard | TX | DO | P,CEO | P | 78 | 0.8400 | 0 | 93 | 10 | 1,031 | I | | | | | | | | | | | | | | |
9/30/26 16:01 | 9/28/26 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Plott Ronald Todd | PA | D | | P.m | 10 | 1.04 | 0 | 10 | 31 | 42 | D | | | | | | | | | | | | | | |
9/30/26 16:00 | 9/28/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Sell Moritz A | OH | D | | P | 12 | 5.77 | 0 | 2 | 7 | 30 | D | | | | | | | | | | | | | | |
9/30/26 14:19 | 9/28/26 | TPYTX | Tcw Private Asset Income Fund | | Fund | CEF | Closed-End Funds | Swell Michael | CA | D | | P | 15 | 9.95 | 0 | 2 | 25 | 8 | D | | | | | | | | | | | | | | |
9/30/26 13:38 | 9/28/26 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Shuman Gregory M. | NJ | H | Portfoli | P | 20 | 9.62 | 0 | 2 | 2 | 118 | D | | | | | | | | | | | | | | |
9/30/26 11:38 | 9/29/26 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Haden Patrick C | CA | D | | P | 267 | 4.24 | 0 | 63 | | 23 | D | | | | | | | | | | | | | | |
9/30/26 11:35 | 9/28/26 | TPYTX | Tcw Private Asset Income Fund | | Fund | CEF | Closed-End Funds | Tarica Andrew | CA | D | | P | 13 | 9.95 | 0 | 1 | 2 | 59 | D | | | | | | | | | | | | | | |
9/30/26 11:31 | 9/29/26 | ASGI | Abrdn Global Infrastructure Income Fund | | Fund | CEF | Closed-End Funds | Baird Gordon A | PA | D | | P | 1 | 19.13 | 0 | 0 | 6 | 1 | D | | | | | | | | | | | | | | |
9/30/26 11:21 | 9/28/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | P.m | 8 | 2.91 | 0 | 3 | 1 | 512 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Handley Thomas W | MN | D | | P.d | 99 | 49.41 | 0 | 2 | 148 | 3 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Rasmussen Trangsrud Teresa J | MN | D | | P.d | 100 | 48.96 | 0 | 2 | 60 | 5 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Florness Daniel L | MN | D | | P.d | 100 | 49.34 | 0 | 2 | 150 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/29/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Lauber Charles T | MN | D | | P.d | 100 | 49.87 | 0 | 2 | 148 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Zaheer Srilata | MN | D | | P.dm | 100 | 49.08 | 0 | 2 | 152 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:03 | 9/28/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Nechmad Yair | | O | CEO,Co F | P.m | 2,108 | 44.90 | 0 | 47 | 1 | 7,480 | D | | | | | | | | | | | | | | |
9/30/26 10:25 | 9/30/26 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Catelani Michael | CA | O | P,COO,CF | P | 16 | 2.84 | 0 | 6 | 12 | 50 | D | | | | | | | | | | | | | | |
9/30/26 09:59 | 9/28/26 | BFS | Saul Centers, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Friedman Joel Albert | MD | O | EVP,CAO, | P.d | 4 | 18.53 | 0 | 0 | 1 | 24 | D | | | | | | | | | | | | | | |
9/30/26 09:53 | 9/28/26 | CULP | Culp Inc | NC | Hshld | Txtl | Broadwoven Fabric Mills, Cott | Culp Robert George IV | NC | DO | P,CEO | P | 12 | 3.89 | 0 | 3 | 1 | 458 | D | | | | | | | | | | | | | | |
9/30/26 09:31 | 9/29/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | P | 11 | 1.26 | 0 | 8 | New | 8 | I | | | | | | | | | | | | | | |
9/30/26 08:15 | 9/28/26 | PARA | Banzai International, Inc. | DE | Tech | Softw | Prepackaged Software | Davy Joseph P. | WA | DOT | CEO | P | 0 | 0.00 | 0 | 116 | 343 | 150 | D | | | | | | | | | | | | | | |
9/30/26 06:30 | 9/28/26 | ASPI | Asp Isotopes Inc. | DE | Chem | Chem | Miscellaneous Chemical Produc | Ryan Robert John Andrew | TX | D | | P | 22 | 2.70 | 0 | 8 | 1 | 660 | D | | | | | | | | | | | | | | |
9/30/26 06:11 | 9/28/26 | LBSR | Liberty Star Uranium & Metals Corp. | NV | Mining | IndMn | Metal Mining | O'Heeron Pete | TX | DOT | CB,Secre | P.d | 4 | 0.0228 | 0 | 171 | New | 171 | D | | | | | | | | | | | | | | |
9/30/26 06:01 | 9/29/26 | MNSO | Miniso Group Holding Ltd | E9 | Retail | VrtySt | Variety Stores | Zhang Jingjing Eason | | O | VP,CFO | P | 340 | 2.26 | 0 | 151 | 62 | 394 | D | | | | | | | | | | | | | | |
9/29/26 21:45 | 9/28/26 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Sr One Capital Management, LLC | CA | T | | P.d | 27,200 | 17.00 | 0 | 1,600 | 19 | 9,937 | I | | | | | | | | | | | | | | |