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10/5/26 21:27
10/1/26
ACCVAccelevation Holdings Corp.DEElectrElcEqElectrical Industrial ApparatJones Ginger MOHDP18018.00010New10D
10/5/26 21:27
10/1/26
ACCVAccelevation Holdings Corp.DEElectrElcEqElectrical Industrial ApparatHeckes Howard COHDP9018.0005New5D
10/5/26 21:27
10/1/26
ACCVAccelevation Holdings Corp.DEElectrElcEqElectrical Industrial ApparatDonahue Paul DOHDP12618.0007New7D
10/5/26 21:27
10/1/26
ACCVAccelevation Holdings Corp.DEElectrElcEqElectrical Industrial ApparatJewell Brent COHOCOOP4518.00031304D
10/5/26 21:12
9/15/26
RIMEAlgorhythm Holdings, Inc.DETechSoftwComputer Integrated Systems DAzure Energy, LLCNCTP00.0004,0984,098D
10/5/26 21:11
9/15/26
RIMEAlgorhythm Holdings, Inc.DETechSoftwComputer Integrated Systems DThompson Andrew LittleFLDOCEOP00.0004,0981936,218M
10/5/26 21:02
10/1/26
LENLennar Corp /New/DEInsurInsurFire, Marine & Casualty InsurBerkshire Hathaway IncNETP.m192,63479.6502,419929,006I
10/5/26 19:41
10/1/26
NXRTNexpoint Residential Trust, Inc.MDRlEstREITReal Estate Investment TrustsMcGraner MattTXOSee RemaP.m20118.650112500D
10/5/26 19:24
10/1/26
OMOutset Medical, Inc.DEHealthElcMdElectromedical & ElectrotheraLeonard Braden MichaelINTP.m8703.550245102,765I
10/5/26 19:13
9/11/26
ALPAlpha Compute CorpD8FinancLoanFinance ServicesMitin YuryOSee RemaP.dm514.0701327817M
10/5/26 18:51
10/5/26
DLPNDolphin Entertainment, Inc.FLPerSvPerSvPersonal ServicesO'Dowd William IVFLDOTCEOP51.08051686D
10/5/26 18:46
10/1/26
GRCEGrace Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsOpaleye Management Inc.MATP.m1242.0506022,859I
10/5/26 18:06
10/1/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsKamfar RaminNYDP.m3,40812.660269301,176I
10/5/26 18:05
10/2/26
WVVIWillamette Valley Vineyards IncORFdBevBevBeveragesVoorhies Gregory WilliamORDP.m121.92062530D
10/5/26 18:01
7/31/26
CVNACarvana Co.DERetailAutoStAuto Dealers & Gasoline StatiMaroone Michael EAZDP.a1,54561.800253975D
10/5/26 18:00
10/2/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsMacdonald Ryan SNYDP8512.70071942D
10/5/26 17:29
10/1/26
INLXIntellinetics, Inc.NVTechSoftwPrepackaged SoftwareSeid PaulOHDP15.15000194D
10/5/26 17:20
10/1/26
PALIPalisade Bio, Inc.DEHealthBioPrdBiological Products, (No DiagWilliams Donald AllenCODP.m291.4402011,593D
10/5/26 17:18
10/1/26
GGROUGolden Growers CooperativeMNAgAgAgricultural ServicesJohnson Chris ANDDP505.000101671M
10/5/26 17:11
10/1/26
INMInmed Pharmaceuticals Inc.A1HealthDrugPharmaceutical PreparationsAdar1 Capital Management, LLCTXTP.m571.330435935I
10/5/26 17:00
10/1/26
SUNBSunbelt Rentals Holdings, Inc.DEBizSvLeaseEquipment Rental & LeasingHorgan KyleSCOEVP,SpecP273.3000095D
10/5/26 16:45
10/1/26
CRBGCorebridge Financial, Inc.DEInsurLfInsLife InsuranceNippon Life Insurance CoTP9,00233.0702720126,417D
10/5/26 16:27
9/30/26
LNDBrasilagro - Brazilian Agricultural Real Estate CoD5AgAgCropsElsztain Alejandro GustavoDP.m2003.520578727D
10/5/26 16:26
10/2/26
AIRGAirgain IncElectrTvEqRadio & Tv Broadcasting & ComMemmen Stephan DCADP.d74.5502356D
10/5/26 16:24
9/30/26
EPEmpire Petroleum CorpDEEnergyOilPrdCrude Petroleum & Natural GasMulacek Phil ETXDTP272.25012011,558I
10/5/26 16:20
10/1/26
XIVYXInstitutional Investment Strategy FundFundCEFClosed-End FundsGhodoosi ArashCAOP,PrinciP013.2000042D
10/5/26 16:01
10/1/26
IBKRInteractive Brokers Group, Inc.DEFinancFinTrdSecurity Brokers, Dealers & FConkling Lori ACTDP285.420013D
10/5/26 14:07
10/2/26
CZNCCitizens & Northern CorpPAFinancStBnkState Commercial BanksShattuck Katherine WPADP025.5100011D
10/5/26 14:03
10/2/26
CZNCCitizens & Northern CorpPAFinancStBnkState Commercial BanksPellegrino Frank GPADP625.5100052D
10/5/26 13:14
10/2/26
MKCMcCormick & Co IncMDFdBevFoodMiscellaneous Food PreparatioHattersley GavinMDDP4544.6101304D
10/5/26 12:12
8/25/26
BBDBank BradescoFinancStBnkState Commercial BanksAlvarez Denise AguiarDP5,75716.690345313,018I
10/5/26 12:02
10/2/26
WVVIWillamette Valley Vineyards IncORFdBevBevBeveragesOsborn Michael JordanOROCEOP191.910105030D
10/5/26 11:12
10/1/26
MXFMexico Fund IncFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m38919.9801912,368I
10/5/26 10:57
10/1/26
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m599.410602,163I
10/5/26 10:21
8/31/26
BBDBank BradescoFinancStBnkState Commercial BanksAlvarez Denise AguiarDP33,58117.2201,9501514,968I
10/5/26 09:08
10/2/26
SKYHSky Harbour Group CorpDERlEstRlEstReal EstateGonzalez FranciscoNYOCFOP.d369.25041719D
10/5/26 09:00
10/2/26
UXINUxin LtdE9BizSvBizSvBusiness ServicesDai KunDOCEOP71.29062331I
10/5/26 08:56
10/2/26
ESEAEuroseas Ltd.TransShipTrDeep Sea Foreign TransportatiPittas Aristeidis PDP7571.0701259I
10/5/26 06:10
9/30/26
VCIGVci Global LtdN8BizSvBizSvFacilities Support ManagementHoo Voon HimDOTCEO,DirP3131.620193130342D
10/2/26 20:24
9/29/26
XAIRBeyond Air, Inc.DEHealthMdEqSurgical & Medical InstrumentLin Yi-ChienCATP.m572.7702016145D
10/2/26 19:20
9/3/26
PROPPrairie Operating Co.DEEnergyOilPrdCrude Petroleum & Natural GasFrommer Richard N.TXDP130.45000289333D
10/2/26 18:49
8/18/26
ZSQRZ Squared Inc.DEFinancLoanFinance ServicesSchadel Christopher RyanFLOCMOP.ad43.9201324D
10/2/26 18:44
9/30/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksO'Donnell ShannonALOSVPP127.530012D
10/2/26 18:44
9/30/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksHousel David EALDP127.490019D
10/2/26 18:43
9/30/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksBarrett J TuttALDP227.5000018D
10/2/26 18:43
9/30/26
AUBNAuburn National Bancorporation, IncDEFinancStBnkState Commercial BanksHam William F JrALDP127.410015D
10/2/26 18:16
9/30/26
JCTCJewett Cameron Trading Co LtdORRetailBldStLumber & Other Building MaterAjb Investment Fund Ii, LPNCTP.m232.91082518I
10/2/26 17:42
10/1/26
CINTCi&T IncE9TechSwSvComputer Programming ServicesMartins Fernando Matt BorgesDTP133.1804586I
10/2/26 17:19
7/1/26
BBASXAmg Bbh Asset-Backed Credit Fund, LLCFundCEFClosed-End FundsHohmann Neil MartinNYHPortfoliP909.98095I
10/2/26 16:57
10/2/26
GMEGamestop Corp.DERetailRetailComputer & Computer Software Cohen RyanFLDOP,CEO,CBP17,08424.410700241,649D
10/2/26 16:57
5/18/26
LEEEFLeef Brands Inc.A1HealthMdCmMedicinal Chemicals & BotanicMendola Robert James JrDP890.25000358New358D
10/2/26 16:36
9/28/26
PAMPampa Energy Inc.C1UtilityElcPwrElectric ServicesMindlin Damian MiguelOVicePP5,5653.8901,4321114,650D
10/2/26 16:30
9/30/26
PORT.Southport Acquisition Corp. IIE9FinancAcqCoBlank ChecksSouthport Acquisition Sponsor II LLCCTTP5,00010.000500New500D
10/2/26 16:30
9/30/26
QVCGQvc Group, Inc.DERetaileComCatalog & Mail-Order HousesGoldentree Asset Management LPNYTP.m7913.6206011,078I
10/2/26 16:30
9/29/26
HEPAHepion Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsFisher DaninaNJDP.d100.05000200New200D
10/2/26 16:30
9/30/26
PORT.Southport Acquisition Corp. IIE9FinancAcqCoBlank ChecksSpencer Jeb S.CTDOTCEO,CFOP5,00010.000500New500I
10/2/26 16:30
9/30/26
CRBGCorebridge Financial, Inc.DEInsurLfInsLife InsuranceNippon Life Insurance CoTP11,71633.6503480126,145D
10/2/26 16:27
9/30/26
CRLCharles River Laboratories International, Inc.HealthBiolabCommercial Physical & BiologiColeman GlennMAOEVP,CFOP3297.4300028D
10/2/26 16:14
9/25/26
WVVIWillamette Valley Vineyards IncORFdBevBevBeveragesRiccardi ChrisFLDP.m51.80031492D
10/2/26 16:14
9/30/26
FGF&G Annuities & Life, Inc.DEInsurLfInsLife InsuranceMurphy ConorIAOCEO,PP521.68000197D
10/2/26 16:11
9/30/26
FGBIFirst Guaranty Bancshares, Inc.LAFinancSvBnkSavings Institution, FederallSmith Edgar R. IIILADTP8228.2809925,613I
10/2/26 16:05
10/1/26
ACOGAlpha Cognition Inc.A1HealthBioPrdBiological Products, (No DiagOpaleye Management Inc.MATP1668.6901913,323I
10/2/26 16:03
10/1/26
BUKSButler National CorpDEPerSvEntertMiscellaneous Amusement & RecDaly Joseph PatrickOHDTP.m614.0901508,925D
10/2/26 14:29
9/29/26
MXFMexico Fund IncFundCEFClosed-End FundsGarcia Cuellar Maria ReginaDP.m1720.51011142D
10/2/26 13:33
10/1/26
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiOliver Lawrence T.VAOSVP,SecrP.d021.5900030D
10/2/26 13:32
10/1/26
RGCORgc Resources IncVAUtilityNgDistNatural Gas Transmission & DiMiles Christen BrookeVAOVP,HRP.d021.5900010D
10/2/26 13:16
9/22/26
LCULion Copper Corp.A1MiningIndMnMetal MiningSharman Mark BradyFLDP.dm125.69021344D
10/2/26 13:10
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksMowery Theodore WPADP235.4000068D
10/2/26 13:06
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksFrank Joel L.PADP235.4000113D
10/2/26 13:04
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksEvans Albert J.PADP1035.4000145D
10/2/26 13:01
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksDe Soto Matthew GPADP1035.40000126D
10/2/26 12:58
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksBrumbaugh Kimberly JPADP235.4000016D
10/2/26 12:56
9/30/26
MPBMid Penn Bancorp IncPAFinancStBnkState Commercial BanksAbel Robert APADP035.4000039D
10/2/26 10:10
10/1/26
DLHCDlh Holdings Corp.NJBizSvStaffHelp Supply ServicesMink Brook Asset Management LLCFLTP7373.70019972,882I
10/2/26 09:27
10/1/26
SKYHSky Harbour Group CorpDERlEstRlEstReal EstateGonzalez FranciscoNYOCFOP.d159.40020715D
10/2/26 08:36
9/30/26
NYAXNayax Ltd.L3TechSoftwPrepackaged SoftwareNechmad YairOCEO,Co FP2,11247.8404417,525D
10/2/26 08:35
10/1/26
PYXSPyxis Oncology, Inc.DEHealthDrugPharmaceutical PreparationsGordonmd Global Investments LPCATP.d00.0005,5175515,542I
10/2/26 08:00
10/1/26
CMPXCompass Therapeutics, Inc.DEHealthBioPrdBiological Products, (No DiagLerner NeilMAOCHIEF ACP180.92000205420D
10/2/26 07:56
10/1/26
UXINUxin LtdE9BizSvBizSvBusiness ServicesDai KunDOCEOP131.42095725I
10/1/26 20:55
10/1/26
GMEGamestop Corp.DERetailRetailComputer & Computer Software Turner NatTXDP25524.33010New10D
10/1/26 20:28
9/29/26
LPCNLipocine Inc.DEHealthDrugPharmaceutical PreparationsHiguchi John W.UTDP.m552.2002512241D
10/1/26 20:13
9/29/26
HELPHelus Pharma Inc.A1HealthDrugPharmaceutical PreparationsCavers GregOCFOP3912.91032129I
10/1/26 20:09
9/30/26
AVRAnteris Technologies Global Corp.DEHealthOrthopOrthopedic, Prosthetic & SurgL1 Capital Pty LtdTP.dm3,0287.62039785,201I
10/1/26 19:33
10/1/26
WVVIWillamette Valley Vineyards IncORFdBevBevBeveragesBernau James WORDOPP91.73061380D
10/1/26 19:28
9/28/26
ARBEArbe Robotics Ltd.L3TechSoftwComputer Integrated Systems DCrist Eugene ScottDP00.60500001,354D
10/1/26 19:04
10/1/26
CSWCCapital Southwest CorpFundCEFClosed-End FundsThomas William R IIITXDP5023.04020601D
10/1/26 18:58
9/29/26
VENUVenu Holding CorpCOPerSvEntertAmusement & Recreation ServicFinke Thomas MCODP761.5205015380D
10/1/26 18:37
9/29/26
SBMTSilver Bow Mining Corp.A1MiningGoldGold & Silver OresNickerson Phillip AnsonMTOVP of ExP48.8601223D
10/1/26 17:55
9/29/26
FUNDSprott Focus Trust Inc.MDFundCEFClosed-End FundsGeorge W WhitneyCTDTHSenior PP1,82710.050182114,361M
10/1/26 17:52
9/30/26
ASPIAsp Isotopes Inc.DEChemChemMiscellaneous Chemical ProducRyan Robert John AndrewTXDP402.680152675D
10/1/26 17:50
9/30/26
PRHIPresurance Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurSarafa Joseph DMIDP746.750112261D
10/1/26 17:47
9/30/26
PRHIPresurance Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurO'Hanlon IsoldeMIDP496.7507999%8D
10/1/26 17:43
9/30/26
PRHIPresurance Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurSmith James GrantMIDP496.75078316D
10/1/26 17:42
9/29/26
ORCLOracle CorpTechSoftwPrepackaged SoftwareRusckowski Stephen HNVDP3,484139.35025999%25I
10/1/26 17:37
9/30/26
PRHIPresurance Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurRoney Brian JMIOCEOP516.75081080D
10/1/26 17:33
9/30/26
PRHIPresurance Holdings, Inc.MIInsurInsurFire, Marine & Casualty InsurMeloche Harold JMIOCFO,TreaP266.38044014D
10/1/26 17:30
9/30/26
UUUUniversal Safety Products, Inc.MDElectrWhElcElectronic Parts & EquipmentAult Milton C IIINVDTP.e50.285201821,206I
10/1/26 17:29
9/30/26
PODCPodcastone, Inc.DETechSoftwComputer Programming, Data PrMerriman D JonathanCADP152.21071641I
10/1/26 17:29
9/29/26
CINTCi&T IncE9TechSwSvComputer Programming ServicesGon Cesar NivaldoDOTCEOP.m203.0107982I
10/1/26 17:26
9/29/26
CINTCi&T IncE9TechSwSvComputer Programming ServicesGuicardi Neto BrunoNJOTP of N. P.m82.98033100D
10/1/26 17:15
9/30/26
RDGLVivos IncDEHealthMdEqSurgical & Medical InstrumentKorenko Michael KWADOCEOP1000.49800200211,635D
10/1/26 16:58
9/30/26
DKSDick'S Sporting Goods, Inc.DERetailRetailMiscellaneous Shopping Goods Barnes MatthewPAOP - FootP500136.39044412D
10/1/26 16:58
9/30/26
RGTRoyce Global Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHPP1114.2201157D
10/1/26 16:51
9/30/26
RMTRoyce Micro-Cap Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHPP1313.4001177D
10/1/26 16:46
9/30/26
GTLBGitlab Inc.DETechSoftwPrepackaged SoftwareStaples WilliamDEDOCEOP12546.62030735D
10/1/26 16:34
9/30/26
TRCKTrack Group, Inc.DEElectrCommCommunications EquipmentJcp Investment Management, LLCTXTP2300.60000384217,248I
10/1/26 16:30
9/29/26
GRCEGrace Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsOpaleye Management Inc.MATP162.090802,798I
10/1/26 16:30
9/29/26
SLBTSl Science Holding LtdE9HealthBioPrdBiological Products, (No DiagWang Ching-DongDOTCEOP2,147,4842,272,65004,5451333,832I
10/1/26 16:16
9/30/26
PCGPg&E CorpCAUtilityDivUtilElectric & Other Services ComLarsen John OCADP9212.20082637D
10/1/26 16:15
9/29/26
CRBGCorebridge Financial, Inc.DEInsurLfInsLife InsuranceNippon Life Insurance CoTP7,30133.6702170125,796D
10/1/26 16:09
10/1/26
CTMCastellum, Inc.NVBizSvConsltManagement Consulting ServiceMartin Tammy LVAOGC ,SecrP10.535201916D
10/1/26 16:09
10/1/26
CTMCastellum, Inc.NVBizSvConsltManagement Consulting ServiceBell David TVAOHCFOP10.535201819D
10/1/26 16:08
10/1/26
CTMCastellum, Inc.NVBizSvConsltManagement Consulting ServiceMerriman AndrewVAOCOOP10.5352010590D
10/1/26 16:08
10/1/26
CTMCastellum, Inc.NVBizSvConsltManagement Consulting ServiceIves Glen RVADOHPP10.5352021203D
10/1/26 16:06
9/29/26
TKLFTokyo Lifestyle Co., Ltd.M0RetailRetailRetail StoresKanayama MeiDOTRepresenP3830.274001,397434,467M
10/1/26 16:05
9/29/26
LILALiberty Latin America Ltd.D0MediaPayTvCable & Other Pay Television Malone John CCOTHDirectorP.m1999.2502207,926I
10/1/26 16:05
9/21/26
GRCEGrace Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsOpaleye Management Inc.MATP.am322.1001512,790I
10/1/26 15:54
9/30/26
MXFMexico Fund IncFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP2520.390102,348I
10/1/26 15:52
9/29/26
GFNew Germany Fund IncMDFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP.m14010.7001303,719I
10/1/26 15:50
9/30/26
GRXGabelli Healthcare & Wellnessrx TrustFundCEFClosed-End FundsSaba Capital Management, L.P.NYTP59.520102,157I
10/1/26 15:34
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsRoe PeggyINDP18202.780018D
10/1/26 15:34
9/29/26
GBRNew Concept Energy, Inc.NVEnergyOilPrdCrude Petroleum & Natural GasRealty Advisors IncTXTP2,0001.0002,0005002,400D
10/1/26 15:34
9/29/26
TPLTexas Pacific Land CorpDEFinancInvestOil Royalty TradersHorizon Kinetics Asset Management LLCNYTP1340.960003,364D
10/1/26 15:31
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsStewart Marta RINDP40202.7800118D
10/1/26 15:28
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsSmith Daniel C.INDP71202.7800135D
10/1/26 15:27
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsSelig Stefan MINDP42202.7800134D
10/1/26 15:22
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsRodkin Gary MINDP47202.7800121D
10/1/26 15:21
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsLewis Randall JINDP13202.780017D
10/1/26 15:17
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsLeibowitz Reuben SINDP97202.7800173D
10/1/26 15:15
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsJones Nina PINDP9202.780014D
10/1/26 15:12
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsGlasscock Larry CINDP74202.7800146D
10/1/26 15:11
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsCicco Martin JINDP3202.780011D
10/1/26 15:09
9/30/26
SPGSimon Property Group Inc.INRlEstREITReal Estate Investment TrustsAeppel GlynINDP45202.7800121D
10/1/26 15:04
9/30/26
CRESYCresud IncC1RlEstRlEstReal EstateElsztain Alejandro GustavoDOCEOP.m19911.5001711,243D
10/1/26 14:11
9/29/26
BBASXAmg Bbh Asset-Backed Credit Fund, LLCFundCEFClosed-End FundsAmg New York Holdings Corp.MATP3,20011.400281181,822D
10/1/26 14:04
9/29/26
FULFuller H B CoMNChemChemAdhesives & SealantsHappe Michael JMNDP.d9949.63021493D
10/1/26 14:04
9/30/26
FULFuller H B CoMNChemChemAdhesives & SealantsMartin Celine ChristineMNDP.d2349.5000New0D
10/1/26 11:05
9/29/26
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsEnglish Christopher T.NJHPortfoliP509.59052427D
10/1/26 10:18
9/30/26
SKYHSky Harbour Group CorpDERlEstRlEstReal EstateGonzalez FranciscoNYOCFOP.d159.69020713D
10/1/26 09:34
9/30/26
MFMAberdeen Municipal Income FundFundCEFClosed-End FundsBaird Gordon APADP14.8900New0D
10/1/26 09:20
9/30/26
XENEXenon Pharmaceuticals Inc.A1HealthDrugPharmaceutical PreparationsKelly Thomas PatrickOCFOP56037.32015New15D
10/1/26 09:19
9/30/26
XENEXenon Pharmaceuticals Inc.A1HealthDrugPharmaceutical PreparationsMortimer IanDOP,CEOP1,12137.380308864D
10/1/26 07:57
9/29/26
FLNAFilana Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsBarry RichardTXDOP,CEOP.m2780.90650307301,338I
10/1/26 07:55
9/30/26
UXINUxin LtdE9BizSvBizSvBusiness ServicesDai KunDOCEOP101.34078816I
10/1/26 06:29
9/29/26
GPUSHyperscale Data, Inc.DEEnergyOilMchOil & Gas Field Machinery & EAult Milton C IIINVDOTExec CBP.dm5,0510.4898010,31322514,888M
9/30/26 20:46
9/28/26
GPIGroup 1 Automotive IncDERetailAutoStAuto Dealers & Gasoline StatiConifer Management, L.L.C.NYTP.m66,278242.150274171,912I
9/30/26 20:38
9/28/26
LPCNLipocine Inc.DEHealthDrugPharmaceutical PreparationsHiguchi John W.UTDP272.160136216D
9/30/26 20:33
9/28/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsKamfar RaminNYDP.m5,35112.57042689906I
9/30/26 20:30
9/28/26
BPREBluerock Private Real Estate FundFundCEFClosed-End FundsRuddy Jordan B.NYOPP.m6012.54054216D
9/30/26 19:52
9/28/26
LENLennar Corp /New/DEInsurInsurFire, Marine & Casualty InsurBerkshire Hathaway IncNETP.m53,88381.590660326,587I
9/30/26 18:51
9/29/26
BCDABiocardia, Inc.DEHealthBioPrdBiological Products, (No DiagAltman PeterCADOP,CEOP11.03010385D
9/30/26 17:51
9/28/26
CLPRClipper Realty Inc.MDRlEstREITReal Estate Investment TrustsBistricer JacobNYOCOOP2463.35074117137M
9/30/26 17:47
9/30/26
INLXIntellinetics, Inc.NVTechSoftwPrepackaged SoftwareSeid PaulOHDP.m15.15000193D
9/30/26 17:34
9/28/26
KWYKingsway CorpDEInsurInsurFire, Marine & Casualty InsurHorowitz JoshuaCTDP.dm339.26041417I
9/30/26 17:29
9/28/26
ADRXAdarx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsChimovits ErezCADP.d1,04617.0006219,292I
9/30/26 17:25
9/28/26
ADRXAdarx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsGordon Carl LCADTP.d16,15017.000950588I
9/30/26 17:23
9/28/26
ADRXAdarx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsOrbimed Advisors LLCNYDTP.d16,15017.000950588I
9/30/26 17:10
9/29/26
PRTAProthena Corp Public Ltd CoL2HealthDrugPharmaceutical PreparationsScully William PFLTP1,4068.680162141,328I
9/30/26 17:00
9/28/26
CRBGCorebridge Financial, Inc.DEInsurLfInsLife InsuranceNippon Life Insurance CoTP27,52034.1508061125,580D
9/30/26 17:00
9/28/26
UTIUniversal Technical Institute IncDEPerSvEduSvEducational ServicesDevincenzi Robert ThomasAZDP2019.68011153D
9/30/26 16:58
9/30/26
KWYKingsway CorpDEInsurInsurFire, Marine & Casualty InsurFitzgerald John Taylor MaloneyILDOP,CEOP39.300001,515D
9/30/26 16:57
9/30/26
KWYKingsway CorpDEInsurInsurFire, Marine & Casualty InsurHansen Kent AILOCFO,EVPP29.30000137D
9/30/26 16:55
9/30/26
RVTRoyce Small-Cap Trust, Inc.FundCEFClosed-End FundsClark Christopher DNYDOHPP2017.0601254D
9/30/26 16:47
9/29/26
ARRArmour Residential Reit, Inc.RlEstREITReal Estate Investment TrustsLosyev SergeyFLOCo-ChiefP1013.9101810D
9/30/26 16:42
9/28/26
BBDBank BradescoFinancStBnkState Commercial BanksDi Marcello FrancescoOExec OffP.m1,00917.6505734226D
9/30/26 16:37
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsHartt Steven KnutCAHConsultaP1017.4401851D
9/30/26 16:33
9/28/26
AFCGAdvanced Flower Capital Inc.MDFundCEFClosed-End FundsTannenbaum Leonard MFLDTP.m3443.6109517,517D
9/30/26 16:31
9/28/26
KODKodiak Sciences Inc.DEHealthBioPrdBiological Products, (No DiagBaker Bros. Advisors LPNYDTP.m63,39888.590716420,191I
9/30/26 16:30
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsSamson Ethan IsaacORHDirectorP1517.44011172D
9/30/26 16:30
9/30/26
GPUSHyperscale Data, Inc.DEEnergyOilMchOil & Gas Field Machinery & EHorne William B.NVDOCEOP160.1630010025506D
9/30/26 16:30
9/28/26
KODKodiak Sciences Inc.DEHealthBioPrdBiological Products, (No DiagBaker Bros. Advisors LPNYDTP34,96383.580418219,516I
9/30/26 16:29
9/28/26
KODKodiak Sciences Inc.DEHealthBioPrdBiological Products, (No DiagBaker Bros. Advisors LPNYDTP58,62672.570808419,121I
9/30/26 16:21
9/28/26
PMPEXPrimark Meketa Private Equity Investments FundFundCEFClosed-End FundsWoolley Peter ScottMAHCO-CEO oP15017.440925512D
9/30/26 16:15
9/28/26
DTILPrecision Biosciences IncDEHealthBioPrdBiological Products, (No DiagFrankel StanleyNCDP66.0001241D
9/30/26 16:13
9/29/26
BBASXAmg Bbh Asset-Backed Credit Fund, LLCFundCEFClosed-End FundsBrown Brothers Harriman & CoNYTHSee FootP80011.4007018461D
9/30/26 16:08
9/28/26
KBDCKayne Anderson Bdc, Inc.FundCEFClosed-End FundsRobo James LTXDP1,91313.03014762,505I
9/30/26 16:03
9/28/26
FLNAFilana Therapeutics, Inc.DEHealthDrugPharmaceutical PreparationsBarry RichardTXDOP,CEOP780.8400093101,031I
9/30/26 16:01
9/28/26
PHIOPhio Pharmaceuticals Corp.DEHealthDrugPharmaceutical PreparationsPlott Ronald ToddPADP.m101.040103142D
9/30/26 16:00
9/28/26
SWZTotal Return Securities FundFundCEFClosed-End FundsSell Moritz AOHDP125.7702730D
9/30/26 14:19
9/28/26
TPYTXTcw Private Asset Income FundFundCEFClosed-End FundsSwell MichaelCADP159.9502258D
9/30/26 13:38
9/28/26
MOALXLord Abbett Municipal Opportunities FundFundCEFClosed-End FundsShuman Gregory M.NJHPortfoliP209.62022118D
9/30/26 11:38
9/29/26
TSITcw Strategic Income Fund IncFundCEFClosed-End FundsHaden Patrick CCADP2674.2406323D
9/30/26 11:35
9/28/26
TPYTXTcw Private Asset Income FundFundCEFClosed-End FundsTarica AndrewCADP139.9501259D
9/30/26 11:31
9/29/26
ASGIAbrdn Global Infrastructure Income FundFundCEFClosed-End FundsBaird Gordon APADP119.130061D
9/30/26 11:21
9/28/26
JCTCJewett Cameron Trading Co LtdORRetailBldStLumber & Other Building MaterAjb Investment Fund Ii, LPNCTP.m82.91031512I
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsHandley Thomas WMNDP.d9949.41021483I
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsRasmussen Trangsrud Teresa JMNDP.d10048.9602605I
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsFlorness Daniel LMNDP.d10049.34021503D
9/30/26 11:15
9/29/26
FULFuller H B CoMNChemChemAdhesives & SealantsLauber Charles TMNDP.d10049.87021483D
9/30/26 11:15
9/28/26
FULFuller H B CoMNChemChemAdhesives & SealantsZaheer SrilataMNDP.dm10049.08021523D
9/30/26 11:03
9/28/26
NYAXNayax Ltd.L3TechSoftwPrepackaged SoftwareNechmad YairOCEO,Co FP.m2,10844.9004717,480D
9/30/26 10:25
9/30/26
ANIXAnixa Biosciences IncDEHealthDrugPharmaceutical PreparationsCatelani MichaelCAOP,COO,CFP162.84061250D
9/30/26 09:59
9/28/26
BFSSaul Centers, Inc.MDRlEstREITReal Estate Investment TrustsFriedman Joel AlbertMDOEVP,CAO,P.d418.5300124D
9/30/26 09:53
9/28/26
CULPCulp IncNCHshldTxtlBroadwoven Fabric Mills, CottCulp Robert George IVNCDOP,CEOP123.89031458D
9/30/26 09:31
9/29/26
UXINUxin LtdE9BizSvBizSvBusiness ServicesDai KunDOCEOP111.2608New8I
9/30/26 08:15
9/28/26
PARABanzai International, Inc.DETechSoftwPrepackaged SoftwareDavy Joseph P.WADOTCEOP00.000116343150D
9/30/26 06:30
9/28/26
ASPIAsp Isotopes Inc.DEChemChemMiscellaneous Chemical ProducRyan Robert John AndrewTXDP222.70081660D
9/30/26 06:11
9/28/26
LBSRLiberty Star Uranium & Metals Corp.NVMiningIndMnMetal MiningO'Heeron PeteTXDOTCB,SecreP.d40.02280171New171D
9/30/26 06:01
9/29/26
MNSOMiniso Group Holding LtdE9RetailVrtyStVariety StoresZhang Jingjing EasonOVP,CFOP3402.26015162394D
9/29/26 21:45
9/28/26
ADRXAdarx Pharmaceuticals, Inc.DEHealthDrugPharmaceutical PreparationsSr One Capital Management, LLCCATP.d27,20017.0001,600199,937I

DDerivative transaction in filing (usually option exercise)
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
AAmended filing
EError detected in filing
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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