10/7/26 08:57 | 10/5/26 | AGMB | Agomab Therapeutics Nv | C9 | Health | BioPrd | Biological Products, (No Diag | Epstein David R | FL | D | | 1 | P.m | 86 | 8.64 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
10/7/26 08:47 | 10/6/26 | AGMB | Agomab Therapeutics Nv | C9 | Health | BioPrd | Biological Products, (No Diag | Kemula Pierre Thadee Victor | | O | CFO | 1 | P | 86 | 8.59 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
10/7/26 08:06 | 10/5/26 | AGMB | Agomab Therapeutics Nv | C9 | Health | BioPrd | Biological Products, (No Diag | Knotnerus Tim Jasper | | DO | CEO | 1 | P.m | 94 | 8.58 | 0 | 11 | 24 | 56 | D | | | | | | | | | | | | | | |
10/7/26 08:00 | 10/6/26 | UXIN | Uxin Ltd | E9 | BizSv | BizSv | Business Services | Dai Kun | | DO | CEO | 6 | P | 60 | 1.31 | 0 | 46 | | 46 | I | | | | | | | | | | | | | | |
10/7/26 07:57 | 10/6/26 | BORR | Borr Drilling Ltd | D0 | Energy | OilDrl | Drilling Oil & Gas Wells | Troim Tor Olav | | D | | 10 | P | 37,007 | 4.40 | 0 | 8,413 | 33 | 33,618 | I | | | | | | | | | | | | | | |
10/7/26 06:10 | 12/3/25 | IRIX | Iridex Corp | DE | Health | ElcMd | Electromedical & Electrothera | Lin Shih-Yao David | | T | | 3 | P.m | 1,310 | 1.10 | 0 | 1,187 | | 1,187 | I | | | | | | | | | | | | | | |
10/6/26 20:35 | 10/2/26 | LWAY | Lifeway Foods, Inc. | IL | FdBev | Food | Dairy Products | Divisadero Street Capital Management, LP | FL | T | | 3 | P.m | 12,497 | 24.25 | 0 | 515 | 27 | 2,452 | I | | | | | | | | | | | | | | |
10/6/26 18:07 | 10/2/26 | AXIA | Axia Energia S.A. | D5 | Utility | ElcPwr | Electric Services | Batista De Lima Filho Pedro | | D | | 12 | P.d | 77,109 | 11.28 | 0 | 6,834 | 39 | 24,370 | I | | | | | | | | | | | | | | |
10/6/26 17:59 | 10/2/26 | PSUS | Pershing Square Usa, Ltd. | | Fund | CEF | Closed-End Funds | Israel Ryan | NY | O | Chief In | 2 | P.m | 34,615 | 45.75 | 0 | 757 | | 757 | D | | | | | | | | | | | | | | |
10/6/26 16:32 | 10/5/26 | HRL | Hormel Foods Corp /De/ | DE | FdBev | Food | Meat Packing Plants | Newlands William A | MN | DH | Chairman | 1 | P | 201 | 20.10 | 0 | 10 | 15 | 76 | D | | | | | | | | | | | | | | |
10/6/26 16:30 | 10/2/26 | MNKTQ | Mallinckrodt Plc | | Health | Drug | Pharmaceutical Preparations | Goldentree Asset Management LP | NY | T | | 20 | P.m | 120,135 | 25.18 | 0 | 4,771 | 48 | 14,655 | I | | | | | | | | | | | | | | |
10/6/26 16:30 | 10/2/26 | CRBG | Corebridge Financial, Inc. | DE | Insur | LfIns | Life Insurance | Nippon Life Insurance Co | | T | | 17 | P | 152,230 | 34.30 | 0 | 4,438 | 4 | 126,604 | D | | | | | | | | | | | | | | |
10/6/26 16:15 | 8/1/25 | ACGL | Arch Capital Group Ltd. | | Insur | Insur | Fire, Marine & Casualty Insur | Posner Brian S | D0 | D | | 9 | P.d | 332 | 17.03 | 0 | 20 | 14 | 155 | D | | | | | | | | | | | | | | |
10/6/26 16:02 | 3/13/25 | NXH | Neighborhood Intelligence, Inc. | DE | Retail | eCom | Catalog & Mail-Order Houses | Lemonis Marcus | UT | DO | Exec CB, | 19 | P | 6,219 | 6.86 | 0 | 907 | 533 | 1,077 | D | | | | | | | | | | | | | | |
10/6/26 14:39 | 10/1/26 | SAH | Sonic Automotive Inc | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Rusnak Paul P. | CA | T | | 2 | P.m | 7,282 | 59.87 | 0 | 122 | 2 | 5,122 | D | | | | | | | | | | | | | | |
10/6/26 13:53 | 10/2/26 | PRTA | Prothena Corp Public Ltd Co | L2 | Health | Drug | Pharmaceutical Preparations | Scully William P | FL | T | | 13 | P.m | 10,862 | 9.59 | 0 | 1,132 | 383 | 1,428 | I | | | | | | | | | | | | | | |
10/6/26 11:04 | 2/23/24 | AEF | Abrdn Emerging Markets Ex-China Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Clark Anthony S. | PA | D | | 6 | P | 142 | 14.18 | 0 | 10 | 999% | 11 | D | | | | | | | | | | | | | | |
10/6/26 06:18 | 10/2/26 | AVR | Anteris Technologies Global Corp. | DE | Health | Orthop | Orthopedic, Prosthetic & Surg | L1 Capital Pty Ltd | | T | | 4 | P.dm | 67,237 | 5.96 | 0 | 11,282 | 582 | 13,220 | I | | | | | | | | | | | | | | |
10/5/26 21:45 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Rubiera Michael | OH | DO | CEO | 1 | P | 3,658 | 18.00 | 0 | 203 | 16 | 1,496 | M | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | HLLY | Holley Inc. | DE | Auto | AutoPt | Motor Vehicle Parts & Accesso | Jones Ginger M | KY | D | | 2 | P | 218 | 10.89 | 0 | 20 | 33 | 81 | D | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Heckes Howard C | OH | D | | 1 | P | 90 | 18.00 | 0 | 5 | | 5 | D | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Donahue Paul D | OH | D | | 2 | P | 376 | 43.69 | 0 | 9 | 6 | 150 | D | | | | | | | | | | | | | | |
10/5/26 21:27 | 10/1/26 | ACCV | Accelevation Holdings Corp. | DE | Electr | ElcEq | Electrical Industrial Apparat | Jewell Brent C | OH | O | COO | 1 | P | 45 | 18.00 | 0 | 3 | 1 | 304 | D | | | | | | | | | | | | | | |
10/5/26 21:12 | 9/15/26 | RIME | Algorhythm Holdings, Inc. | DE | Tech | Softw | Computer Integrated Systems D | Azure Energy, LLC | NC | T | | 1 | P | 0 | 0.00 | 0 | 4,098 | | 4,098 | D | | | | | | | | | | | | | | |
10/5/26 21:11 | 9/15/26 | RIME | Algorhythm Holdings, Inc. | DE | Tech | Softw | Computer Integrated Systems D | Thompson Andrew Little | FL | DO | CEO | 1 | P | 0 | 0.00 | 0 | 4,098 | 193 | 6,218 | M | | | | | | | | | | | | | | |
10/5/26 21:02 | 10/1/26 | LSXMK | Liberty Media LLC | DE | Insur | Insur | Fire, Marine & Casualty Insur | Berkshire Hathaway Inc | NE | T | | 55 | P.dm | 6,475,146 | 45.36 | 0 | 142,748 | 35 | 547,010 | I | | | | | | | | | | | | | | |
10/5/26 19:41 | 10/1/26 | NXRT | Nexpoint Residential Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | McGraner Matt | TX | O | See Rema | 12 | P.m | 648 | 11.62 | 0 | 56 | 8 | 724 | D | | | | | | | | | | | | | | |
10/5/26 19:24 | 12/19/22 | RPHM | Reneo Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Leonard Braden Michael | IN | T | | 31 | P.m | 17,964 | 1.72 | 0 | 10,419 | 20 | 63,094 | I | | | | | | | | | | | | | | |
10/5/26 19:13 | 9/11/26 | ALP | Alpha Compute Corp | D8 | Financ | Loan | Finance Services | Mitin Yury | | O | See Rema | 1 | P.dm | 51 | 4.07 | 0 | 13 | 278 | 17 | M | | | | | | | | | | | | | | |
10/5/26 18:51 | 9/16/26 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 99 | P.e | 682 | 1.20 | 0 | 570 | 493 | 686 | D | | | | | | | | | | | | | | |
10/5/26 18:46 | 7/31/25 | CDXS | Codexis, Inc. | DE | Chem | OChm | Industrial Organic Chemicals | Opaleye Management Inc. | MA | T | | 93 | P.dm | 42,017 | 5.30 | 0 | 7,928 | 33 | 31,773 | I | | | | | | | | | | | | | | |
10/5/26 18:06 | 10/1/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Kamfar Ramin | NY | D | | 8 | P.m | 15,328 | 12.42 | 0 | 1,234 | 999% | 1,235 | I | | | | | | | | | | | | | | |
10/5/26 18:05 | 10/2/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Voorhies Gregory William | OR | D | | 1 | P.m | 12 | 1.92 | 0 | 6 | 25 | 30 | D | | | | | | | | | | | | | | |
10/5/26 18:01 | 3/4/22 | CVNA | Carvana Co. | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Maroone Michael E | AZ | D | | 4 | P.a | 5,711 | 76.15 | 0 | 75 | 8 | 975 | I | | | | | | | | | | | | | | |
10/5/26 18:00 | 10/2/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Macdonald Ryan S | NY | D | | 3 | P | 458 | 12.09 | 0 | 38 | 854 | 42 | D | | | | | | | | | | | | | | |
10/5/26 17:29 | 10/1/26 | INLX | Intellinetics, Inc. | NV | Tech | Softw | Prepackaged Software | Seid Paul | OH | D | | 5 | P.m | 17 | 5.17 | 0 | 3 | 2 | 194 | D | | | | | | | | | | | | | | |
10/5/26 17:20 | 10/1/26 | PALI | Palisade Bio, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Williams Donald Allen | CO | D | | 6 | P.m | 68 | 1.12 | 0 | 61 | 4 | 1,593 | D | | | | | | | | | | | | | | |
10/5/26 17:18 | 10/1/26 | GGROU | Golden Growers Cooperative | MN | Ag | Ag | Agricultural Services | Johnson Chris A | ND | D | | 2 | P | 130 | 5.00 | 0 | 26 | 58 | 71 | M | | | | | | | | | | | | | | |
10/5/26 17:11 | 10/1/26 | RLYB | Rallybio Corp | DE | Health | Drug | Pharmaceutical Preparations | Adar1 Capital Management, LLC | TX | T | | 15 | P.dm | 21,196 | 4.34 | 0 | 4,889 | 50 | 14,644 | I | | | | | | | | | | | | | | |
10/5/26 17:00 | 10/1/26 | SUNB | Sunbelt Rentals Holdings, Inc. | DE | BizSv | Lease | Equipment Rental & Leasing | Horgan Kyle | SC | O | EVP,Spec | 1 | P | 2 | 74.52 | 0 | 0 | 0 | 95 | D | | | | | | | | | | | | | | |
10/5/26 16:27 | 9/30/26 | LND | Brasilagro - Brazilian Agricultural Real Estate Co | D5 | Ag | Ag | Crops | Elsztain Alejandro Gustavo | | D | | 7 | P.m | 1,210 | 5.45 | 0 | 222 | 13 | 1,970 | D | | | | | | | | | | | | | | |
10/5/26 16:26 | 10/2/26 | AIRG | Airgain Inc | | Electr | TvEq | Radio & Tv Broadcasting & Com | Memmen Stephan D | CA | D | | 1 | P.d | 7 | 4.55 | 0 | 2 | 3 | 56 | D | | | | | | | | | | | | | | |
10/5/26 16:24 | 9/30/26 | EP | Empire Petroleum Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Mulacek Phil E | TX | DT | | 16 | P.dm | 2,791 | 5.24 | 0 | 533 | 5 | 11,558 | I | | | | | | | | | | | | | | |
10/5/26 16:20 | 10/1/26 | IVYIX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | O | Principa | 28 | P.m | 627 | 10.32 | 0 | 61 | 999% | 63 | D | | | | | | | | | | | | | | |
10/5/26 16:01 | 10/1/26 | IBKR | Interactive Brokers Group, Inc. | DE | Financ | FinTrd | Security Brokers, Dealers & F | Conkling Lori A | CT | D | | 8 | P.m | 20 | 80.48 | 0 | 0 | 11 | 3 | D | | | | | | | | | | | | | | |
10/5/26 14:07 | 10/2/26 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | 43 | P | 88 | 19.52 | 0 | 5 | 73 | 11 | D | | | | | | | | | | | | | | |
10/5/26 14:03 | 10/2/26 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | 47 | P | 218 | 20.22 | 0 | 11 | 26 | 52 | D | | | | | | | | | | | | | | |
10/5/26 13:14 | 10/2/26 | MKC | McCormick & Co Inc | MD | FdBev | Food | Miscellaneous Food Preparatio | Hattersley Gavin | MD | D | | 2 | P | 151 | 50.19 | 0 | 3 | 229 | 4 | D | | | | | | | | | | | | | | |
10/5/26 12:12 | 8/25/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Alvarez Denise Aguiar | | D | | 3 | P | 41,687 | 17.19 | 0 | 2,426 | 19 | 14,968 | I | | | | | | | | | | | | | | |
10/5/26 12:02 | 10/2/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Osborn Michael Jordan | OR | O | CEO | 3 | P.m | 36 | 2.43 | 0 | 15 | 100 | 30 | D | | | | | | | | | | | | | | |
10/5/26 11:12 | 10/1/26 | EVM | Eaton Vance California Municipal Bond Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 1624 | P.m | 1,412,649 | 12.46 | 0 | 113,335 | 58 | 308,816 | I | | | | | | | | | | | | | | |
10/5/26 09:08 | 10/2/26 | SKYH | Sky Harbour Group Corp | DE | RlEst | RlEst | Real Estate | Gonzalez Francisco | NY | O | CFO | 5 | P.d | 85 | 9.53 | 0 | 9 | 1 | 719 | D | | | | | | | | | | | | | | |
10/5/26 08:56 | 10/2/26 | ESEA | Euroseas Ltd. | | Trans | ShipTr | Deep Sea Foreign Transportati | Pittas Aristeidis P | | D | | 7 | P | 251 | 49.06 | 0 | 5 | 3 | 158 | I | | | | | | | | | | | | | | |
10/5/26 06:10 | 9/30/26 | VCIG | Vci Global Ltd | N8 | BizSv | BizSv | Facilities Support Management | Hoo Voon Him | | DOT | CEO,Dir | 3 | P | 2,083 | 1.02 | 0 | 2,047 | 999% | 2,226 | D | | | | | | | | | | | | | | |
10/2/26 20:24 | 9/29/26 | XAIR | Beyond Air, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Lin Yi-Chien | CA | T | | 1 | P.m | 57 | 2.78 | 0 | 20 | 16 | 145 | D | | | | | | | | | | | | | | |
10/2/26 19:20 | 6/13/25 | PROP | Prairie Operating Co. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Frommer Richard N. | TX | D | | 6 | P.m | 123 | 1.06 | 0 | 117 | 54 | 333 | D | | | | | | | | | | | | | | |
10/2/26 18:49 | 8/18/26 | ZSQR | Z Squared Inc. | DE | Financ | Loan | Finance Services | Schadel Christopher Ryan | FL | O | CMO | 2 | P.d | 8 | 3.92 | 0 | 2 | 92 | 4 | D | | | | | | | | | | | | | | |
10/2/26 18:44 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | O'Donnell Shannon | AL | O | SVP | 16 | P.d | 11 | 23.13 | 0 | 0 | 32 | 2 | D | | | | | | | | | | | | | | |
10/2/26 18:44 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Housel David E | AL | D | | 36 | P | 79 | 22.67 | 0 | 3 | 59 | 9 | D | | | | | | | | | | | | | | |
10/2/26 18:43 | 4/14/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Barrett J Tutt | AL | D | | 17 | P | 34 | 22.93 | 0 | 1 | 9 | 18 | D | | | | | | | | | | | | | | |
10/2/26 18:43 | 9/30/26 | AUBN | Auburn National Bancorporation, Inc | DE | Financ | StBnk | State Commercial Banks | Ham William F Jr | AL | D | | 16 | P | 22 | 23.16 | 0 | 1 | 10 | 11 | D | | | | | | | | | | | | | | |
10/2/26 18:16 | 9/30/26 | JCTC | Jewett Cameron Trading Co Ltd | OR | Retail | BldSt | Lumber & Other Building Mater | Ajb Investment Fund Ii, LP | NC | T | | 19 | P.am | 406 | 2.73 | 0 | 149 | 40 | 518 | I | | | | | | | | | | | | | | |
10/2/26 17:42 | 10/1/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Martins Fernando Matt Borges | | DT | | 1 | P | 13 | 3.18 | 0 | 4 | 5 | 86 | I | | | | | | | | | | | | | | |
10/2/26 17:19 | 7/1/26 | BBASX | Amg Bbh Asset-Backed Credit Fund, LLC | | Fund | CEF | Closed-End Funds | Hohmann Neil Martin | NY | H | Portfoli | 1 | P | 90 | 9.98 | 0 | 9 | | 5 | I | | | | | | | | | | | | | | |
10/2/26 16:57 | 10/2/26 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Cohen Ryan | FL | DO | P,CEO,CB | 7 | P.m | 116,552 | 22.22 | 0 | 5,245 | 14 | 41,649 | D | | | | | | | | | | | | | | |
10/2/26 16:57 | 5/18/26 | LEEEF | Leef Brands Inc. | A1 | Health | MdCm | Medicinal Chemicals & Botanic | Mendola Robert James Jr | | D | | 1 | P | 89 | 0.2500 | 0 | 358 | | 358 | D | | | | | | | | | | | | | | |
10/2/26 16:36 | 9/28/26 | PAM | Pampa Energy Inc. | C1 | Utility | ElcPwr | Electric Services | Mindlin Damian Miguel | | O | ViceP | 1 | P | 5,565 | 3.89 | 0 | 1,432 | 11 | 14,650 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/30/26 | PORT. | Southport Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Southport Acquisition Sponsor II LLC | CT | T | | 1 | P | 5,000 | 10.00 | 0 | 500 | | 500 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/29/26 | HEPA | Hepion Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Fisher Danina | NJ | D | | 1 | P.d | 10 | 0.0500 | 0 | 200 | | 200 | D | | | | | | | | | | | | | | |
10/2/26 16:30 | 9/30/26 | PORT. | Southport Acquisition Corp. II | E9 | Financ | AcqCo | Blank Checks | Spencer Jeb S. | CT | DOT | CEO,CFO | 1 | P | 5,000 | 10.00 | 0 | 500 | | 500 | I | | | | | | | | | | | | | | |
10/2/26 16:27 | 11/20/23 | CRL | Charles River Laboratories International, Inc. | | Health | Biolab | Commercial Physical & Biologi | Coleman Glenn | MA | O | EVP,CFO | 2 | P | 300 | 29.97 | 0 | 10 | 11 | 101 | D | | | | | | | | | | | | | | |
10/2/26 16:14 | 9/25/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Riccardi Chris | FL | D | | 2 | P.m | 11 | 1.85 | 0 | 6 | 1 | 492 | D | | | | | | | | | | | | | | |
10/2/26 16:14 | 9/30/26 | FG | F&G Annuities & Life, Inc. | DE | Insur | LfIns | Life Insurance | Murphy Conor | IA | O | CEO,P | 1 | P | 5 | 21.71 | 0 | 0 | 0 | 197 | D | | | | | | | | | | | | | | |
10/2/26 16:11 | 9/30/26 | BFST | Business First Bancshares, Inc. | LA | Financ | StBnk | State Commercial Banks | Smith Edgar R. III | LA | D | | 15 | P.m | 8,131 | 8.36 | 0 | 973 | 14 | 7,988 | I | | | | | | | | | | | | | | |
10/2/26 16:03 | 10/1/26 | BUKS | Butler National Corp | DE | PerSv | Entert | Miscellaneous Amusement & Rec | Daly Joseph Patrick | OH | DT | | 77 | P.m | 2,309 | 1.20 | 0 | 1,922 | 27 | 8,925 | D | | | | | | | | | | | | | | |
10/2/26 14:29 | 9/29/26 | MXF | Mexico Fund Inc | | Fund | CEF | Closed-End Funds | Garcia Cuellar Maria Regina | | D | | 2 | P.m | 31 | 19.92 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
10/2/26 13:33 | 10/1/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Oliver Lawrence T. | VA | O | SVP,Secr | 47 | P.d | 19 | 19.71 | 0 | 1 | 3 | 30 | D | | | | | | | | | | | | | | |
10/2/26 13:32 | 10/1/26 | RGCO | Rgc Resources Inc | VA | Utility | NgDist | Natural Gas Transmission & Di | Miles Christen Brooke | VA | O | VP,HR | 43 | P.d | 4 | 20.37 | 0 | 0 | 2 | 10 | D | | | | | | | | | | | | | | |
10/2/26 13:16 | 9/22/26 | LCU | Lion Copper Corp. | A1 | Mining | IndMn | Metal Mining | Sharman Mark Brady | FL | D | | 1 | P.dm | 12 | 5.69 | 0 | 2 | 1 | 344 | D | | | | | | | | | | | | | | |
10/2/26 13:10 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Mowery Theodore W | PA | D | | 22 | P | 483 | 24.61 | 0 | 20 | 41 | 68 | D | | | | | | | | | | | | | | |
10/2/26 13:06 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Frank Joel L. | PA | D | | 15 | P | 64 | 27.76 | 0 | 2 | 21 | 13 | D | | | | | | | | | | | | | | |
10/2/26 13:04 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Evans Albert J. | PA | D | | 17 | P.m | 501 | 26.95 | 0 | 19 | 70 | 45 | D | | | | | | | | | | | | | | |
10/2/26 13:01 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | De Soto Matthew G | PA | D | | 30 | P.m | 1,717 | 25.69 | 0 | 67 | 114 | 126 | D | | | | | | | | | | | | | | |
10/2/26 12:58 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Brumbaugh Kimberly J | PA | D | | 17 | P | 69 | 27.75 | 0 | 3 | 19 | 16 | D | | | | | | | | | | | | | | |
10/2/26 12:56 | 9/30/26 | MPB | Mid Penn Bancorp Inc | PA | Financ | StBnk | State Commercial Banks | Abel Robert A | PA | D | | 19 | P | 147 | 25.34 | 0 | 6 | 17 | 39 | D | | | | | | | | | | | | | | |
10/2/26 10:10 | 10/1/26 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | 80 | P.m | 5,508 | 4.96 | 0 | 1,111 | 63 | 2,882 | I | | | | | | | | | | | | | | |
10/2/26 08:36 | 9/30/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Nechmad Yair | | O | CEO,Co F | 3 | P.m | 8,827 | 45.13 | 0 | 196 | 3 | 7,525 | D | | | | | | | | | | | | | | |
10/2/26 08:35 | 10/1/26 | PYXS | Pyxis Oncology, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gordonmd Global Investments LP | CA | T | | 1 | P.d | 0 | 0.00 | 0 | 5,517 | 55 | 15,542 | I | | | | | | | | | | | | | | |
10/2/26 08:00 | 10/1/26 | CMPX | Compass Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lerner Neil | MA | O | CHIEF AC | 4 | P | 78 | 1.36 | 0 | 58 | 16 | 420 | D | | | | | | | | | | | | | | |
10/1/26 20:55 | 10/1/26 | GME | Gamestop Corp. | DE | Retail | Retail | Computer & Computer Software | Turner Nat | TX | D | | 1 | P | 255 | 24.33 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
10/1/26 20:28 | 9/29/26 | LPCN | Lipocine Inc. | DE | Health | Drug | Pharmaceutical Preparations | Higuchi John W. | UT | D | | 4 | P.m | 416 | 2.07 | 0 | 201 | 492 | 241 | D | | | | | | | | | | | | | | |
10/1/26 20:13 | 9/29/26 | HELP | Helus Pharma Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Cavers Greg | | O | CFO | 1 | P | 39 | 12.91 | 0 | 3 | 2 | 129 | I | | | | | | | | | | | | | | |
10/1/26 19:33 | 10/1/26 | WVVI | Willamette Valley Vineyards Inc | OR | FdBev | Bev | Beverages | Bernau James W | OR | DO | P | 6 | P.m | 91 | 3.71 | 0 | 25 | 7 | 380 | D | | | | | | | | | | | | | | |
10/1/26 19:28 | 9/28/26 | ARBE | Arbe Robotics Ltd. | L3 | Tech | Softw | Computer Integrated Systems D | Crist Eugene Scott | | D | | 1 | P | 0 | 0.6000 | 0 | 0 | 0 | 1,354 | D | | | | | | | | | | | | | | |
10/1/26 19:04 | 10/1/26 | CSWC | Capital Southwest Corp | | Fund | CEF | Closed-End Funds | Thomas William R III | TX | D | | 3 | P | 410 | 24.75 | 0 | 17 | 3 | 601 | D | | | | | | | | | | | | | | |
10/1/26 18:58 | 9/29/26 | AENT | Alliance Entertainment Holding Corp | DE | Machn | WhDur | Durable Goods | Finke Thomas M | NC | D | | 8 | P | 935 | 2.14 | 0 | 438 | 167 | 701 | D | | | | | | | | | | | | | | |
10/1/26 18:37 | 9/29/26 | SBMT | Silver Bow Mining Corp. | A1 | Mining | Gold | Gold & Silver Ores | Nickerson Phillip Anson | MT | O | VP of Ex | 1 | P | 4 | 8.86 | 0 | 1 | 2 | 23 | D | | | | | | | | | | | | | | |
10/1/26 17:55 | 9/29/26 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | 9 | P | 12,965 | 8.22 | 0 | 1,577 | 11 | 16,053 | M | | | | | | | | | | | | | | |
10/1/26 17:52 | 9/30/26 | ASPI | Asp Isotopes Inc. | DE | Chem | Chem | Miscellaneous Chemical Produc | Ryan Robert John Andrew | TX | D | | 6 | P.m | 223 | 2.92 | 0 | 76 | 13 | 675 | D | | | | | | | | | | | | | | |
10/1/26 17:50 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Sarafa Joseph D | MI | D | | 2 | P | 127 | 1.15 | 0 | 111 | 46 | 350 | D | | | | | | | | | | | | | | |
10/1/26 17:47 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | O'Hanlon Isolde | MI | D | | 1 | P | 49 | 6.75 | 0 | 7 | 999% | 8 | D | | | | | | | | | | | | | | |
10/1/26 17:43 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Smith James Grant | MI | D | | 4 | P.m | 92 | 1.35 | 0 | 68 | | 61 | D | | | | | | | | | | | | | | |
10/1/26 17:42 | 9/29/26 | ORCL | Oracle Corp | | Tech | Softw | Prepackaged Software | Rusckowski Stephen H | NV | D | | 1 | P | 3,484 | 139.35 | 0 | 25 | 999% | 25 | I | | | | | | | | | | | | | | |
10/1/26 17:37 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Roney Brian J | MI | O | CEO | 2 | P | 122 | 1.14 | 0 | 108 | 27 | 510 | D | | | | | | | | | | | | | | |
10/1/26 17:33 | 9/30/26 | PRHI | Presurance Holdings, Inc. | MI | Insur | Insur | Fire, Marine & Casualty Insur | Meloche Harold J | MI | O | CFO,Trea | 2 | P | 38 | 1.44 | 0 | 26 | 56 | 73 | D | | | | | | | | | | | | | | |
10/1/26 17:30 | 9/30/26 | MICS | Singing Machine Co Inc | DE | Hshld | Toys | Phonograph Records & Prerecor | Ault Milton C III | NV | T | | 160 | P.edm | 16,086 | 0.4981 | 0 | 32,296 | 48 | 100,128 | I | | | | | | | | | | | | | | |
10/1/26 17:29 | 9/30/26 | PODC | Podcastone, Inc. | DE | Tech | Softw | Computer Programming, Data Pr | Merriman D Jonathan | CA | D | | 37 | P.dm | 902 | 2.01 | 0 | 449 | 234 | 641 | I | | | | | | | | | | | | | | |
10/1/26 17:29 | 9/29/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Gon Cesar Nivaldo | | DOT | CEO | 1 | P.m | 20 | 3.01 | 0 | 7 | 9 | 82 | I | | | | | | | | | | | | | | |
10/1/26 17:26 | 9/29/26 | CINT | Ci&T Inc | E9 | Tech | SwSv | Computer Programming Services | Guicardi Neto Bruno | NJ | OT | P of N. | 4 | P.m | 45 | 3.11 | 0 | 14 | 17 | 100 | D | | | | | | | | | | | | | | |
10/1/26 17:15 | 9/30/26 | RDGL | Vivos Inc | DE | Health | MdEq | Surgical & Medical Instrument | Korenko Michael K | WA | DO | CEO | 18 | P | 221 | 0.1197 | 0 | 1,850 | 19 | 11,635 | D | | | | | | | | | | | | | | |
10/1/26 16:58 | 9/30/26 | DKS | Dick'S Sporting Goods, Inc. | DE | Retail | Retail | Miscellaneous Shopping Goods | Barnes Matthew | PA | O | P - Foot | 1 | P | 500 | 136.39 | 0 | 4 | 44 | 12 | D | | | | | | | | | | | | | | |
10/1/26 16:58 | 8/16/24 | RGT | Royce Global Trust, Inc. | | Fund | CEF | Closed-End Funds | Clark Christopher D | NY | DOH | P | 15 | P | 631 | 12.89 | 0 | 49 | 35 | 188 | D | | | | | | | | | | | | | | |
10/1/26 16:46 | 9/30/26 | GTLB | Gitlab Inc. | DE | Tech | Softw | Prepackaged Software | Staples William | DE | DO | CEO | 4 | P | 501 | 31.01 | 0 | 16 | 2 | 759 | D | | | | | | | | | | | | | | |
10/1/26 16:34 | 9/30/26 | TRCK | Track Group, Inc. | DE | Electr | Comm | Communications Equipment | Jcp Investment Management, LLC | TX | T | | 4 | P.m | 5,070 | 3.88 | 0 | 1,307 | 7 | 19,109 | I | | | | | | | | | | | | | | |
10/1/26 16:30 | 9/29/26 | SLBT | Sl Science Holding Ltd | E9 | Health | BioPrd | Biological Products, (No Diag | Wang Ching-Dong | | DOT | CEO | 1 | P | 2,147,484 | 472.46 | 0 | 4,545 | 1 | 333,832 | I | | | | | | | | | | | | | | |
10/1/26 16:16 | 9/30/26 | PCG | Pg&E Corp | CA | Utility | DivUtil | Electric & Other Services Com | Larsen John O | CA | D | | 2 | P | 211 | 14.08 | 0 | 15 | 69 | 37 | D | | | | | | | | | | | | | | |
10/1/26 16:09 | 10/1/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Martin Tammy L | VA | O | GC ,Secr | 2 | P | 1 | 0.5708 | 0 | 3 | 19 | 16 | D | | | | | | | | | | | | | | |
10/1/26 16:09 | 10/1/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Bell David T | VA | OH | CFO | 2 | P | 1 | 0.5708 | 0 | 3 | 16 | 19 | D | | | | | | | | | | | | | | |
10/1/26 16:08 | 3/27/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Merriman Andrew | VA | O | COO | 5 | P | 36 | 0.6274 | 0 | 58 | 11 | 590 | D | | | | | | | | | | | | | | |
10/1/26 16:08 | 3/27/26 | CTM | Castellum, Inc. | NV | BizSv | Conslt | Management Consulting Service | Ives Glen R | VA | DOH | P | 4 | P.d | 10 | 0.6391 | 0 | 15 | 8 | 203 | D | | | | | | | | | | | | | | |
10/1/26 16:06 | 9/29/26 | TKLF | Tokyo Lifestyle Co., Ltd. | M0 | Retail | Retail | Retail Stores | Kanayama Mei | | DOT | Represen | 3 | P.m | 456 | 0.3184 | 0 | 1,431 | 4 | 34,467 | M | | | | | | | | | | | | | | |
10/1/26 16:05 | 5/22/26 | GLIBK | Liberty Capital Corp/Nv | NV | Media | PayTv | Cable & Other Pay Television | Malone John C | CO | DT | | 43 | P.m | 202,871 | 10.79 | 0 | 18,800 | 55 | 52,866 | M | | | | | | | | | | | | | | |
10/1/26 15:34 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Roe Peggy | IN | D | | 16 | P | 173 | 166.00 | 0 | 1 | 15 | 8 | D | | | | | | | | | | | | | | |
10/1/26 15:34 | 9/29/26 | GBR | New Concept Energy, Inc. | NV | Energy | OilPrd | Crude Petroleum & Natural Gas | Realty Advisors Inc | TX | T | | 1 | P | 2,000 | 1.00 | 0 | 2,000 | 500 | 2,400 | D | | | | | | | | | | | | | | |
10/1/26 15:34 | 9/29/26 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 611 | P.m | 1,085 | 16.46 | 0 | 66 | 1 | 4,463 | D | | | | | | | | | | | | | | |
10/1/26 15:31 | 8/14/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Stewart Marta R | IN | D | | 17 | P | 471 | 159.91 | 0 | 3 | 19 | 18 | D | | | | | | | | | | | | | | |
10/1/26 15:28 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Smith Daniel C. | IN | D | | 16 | P | 885 | 158.56 | 0 | 6 | 19 | 35 | D | | | | | | | | | | | | | | |
10/1/26 15:27 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Selig Stefan M | IN | D | | 16 | P | 497 | 160.07 | 0 | 3 | 10 | 34 | D | | | | | | | | | | | | | | |
10/1/26 15:22 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Rodkin Gary M | IN | D | | 16 | P | 568 | 159.71 | 0 | 4 | 20 | 21 | D | | | | | | | | | | | | | | |
10/1/26 15:21 | 6/30/25 | GRDN | Guardian Pharmacy Services, Inc. | DE | Retail | DrugSt | Drug Stores & Proprietary Sto | Lewis Randall J | GA | D | | 17 | P | 363 | 68.29 | 0 | 5 | 60 | 14 | D | | | | | | | | | | | | | | |
10/1/26 15:17 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Leibowitz Reuben S | IN | D | | 16 | P | 1,234 | 158.14 | 0 | 8 | 12 | 73 | D | | | | | | | | | | | | | | |
10/1/26 15:15 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Jones Nina P | IN | D | | 11 | P | 59 | 183.27 | 0 | 0 | 8 | 4 | D | | | | | | | | | | | | | | |
10/1/26 15:12 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Glasscock Larry C | IN | D | | 16 | P | 925 | 158.83 | 0 | 6 | 14 | 46 | D | | | | | | | | | | | | | | |
10/1/26 15:11 | 9/30/26 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Cicco Martin J | IN | D | | 2 | P | 6 | 213.00 | 0 | 0 | 2 | 1 | D | | | | | | | | | | | | | | |
10/1/26 15:09 | 6/30/25 | SPG | Simon Property Group Inc. | IN | RlEst | REIT | Real Estate Investment Trusts | Aeppel Glyn | IN | D | | 16 | P | 537 | 159.99 | 0 | 3 | 19 | 21 | D | | | | | | | | | | | | | | |
10/1/26 14:11 | 9/29/26 | BBASX | Amg Bbh Asset-Backed Credit Fund, LLC | | Fund | CEF | Closed-End Funds | Amg New York Holdings Corp. | MA | T | | 5 | P | 6,782 | 10.83 | 0 | 626 | 52 | 1,842 | D | | | | | | | | | | | | | | |
10/1/26 14:04 | 10/29/24 | WGO | Winnebago Industries Inc | MN | Auto | RecVh | Motor Homes | Happe Michael J | MN | DO | P,CEO | 2 | P.d | 238 | 52.90 | 0 | 5 | 2 | 289 | D | | | | | | | | | | | | | | |
10/1/26 14:04 | 9/30/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Martin Celine Christine | MN | D | | 1 | P.d | 23 | 49.46 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
10/1/26 11:05 | 9/29/26 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | English Christopher T. | NJ | H | Portfoli | 2 | P | 150 | 10.01 | 0 | 15 | 122 | 27 | D | | | | | | | | | | | | | | |
10/1/26 09:34 | 9/30/26 | MFM | Aberdeen Municipal Income Fund | | Fund | CEF | Closed-End Funds | Baird Gordon A | PA | D | | 3 | P.m | 11 | 14.11 | 0 | 1 | 745 | 1 | D | | | | | | | | | | | | | | |
10/1/26 09:20 | 9/30/26 | XENE | Xenon Pharmaceuticals Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Kelly Thomas Patrick | | O | CFO | 1 | P | 560 | 37.32 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
10/1/26 09:19 | 9/30/26 | XENE | Xenon Pharmaceuticals Inc. | A1 | Health | Drug | Pharmaceutical Preparations | Mortimer Ian | | DO | P,CEO | 1 | P | 1,121 | 37.38 | 0 | 30 | 88 | 64 | D | | | | | | | | | | | | | | |
10/1/26 07:57 | 9/29/26 | SRPT | Sarepta Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Barry Richard | MA | D | | 9 | P.m | 8,064 | 7.86 | 0 | 1,026 | 30 | 4,418 | I | | | | | | | | | | | | | | |
9/30/26 20:46 | 9/28/26 | GPI | Group 1 Automotive Inc | DE | Retail | AutoSt | Auto Dealers & Gasoline Stati | Conifer Management, L.L.C. | NY | T | | 5 | P.m | 178,979 | 259.42 | 0 | 690 | 56 | 1,912 | I | | | | | | | | | | | | | | |
9/30/26 20:30 | 9/28/26 | BPRE | Bluerock Private Real Estate Fund | | Fund | CEF | Closed-End Funds | Ruddy Jordan B. | NY | O | P | 1 | P.m | 60 | 12.54 | 0 | 5 | 42 | 16 | D | | | | | | | | | | | | | | |
9/30/26 18:51 | 9/29/26 | BCDA | Biocardia, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Altman Peter | CA | DO | P,CEO | 54 | P.dm | 332 | 1.08 | 0 | 309 | 124 | 559 | D | | | | | | | | | | | | | | |
9/30/26 17:51 | 9/28/26 | CLPR | Clipper Realty Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Bistricer Jacob | NY | O | COO | 1 | P | 246 | 3.35 | 0 | 74 | 117 | 137 | M | | | | | | | | | | | | | | |
9/30/26 17:34 | 2/29/24 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Horowitz Joshua | CT | D | | 14 | P.dm | 1,200 | 5.96 | 0 | 202 | 19 | 1,281 | I | | | | | | | | | | | | | | |
9/30/26 17:29 | 9/28/26 | UPB | Upstream Bio, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Chimovits Erez | MA | DT | | 3 | P.d | 49,991 | 17.69 | 0 | 2,827 | 25 | 14,120 | I | | | | | | | | | | | | | | |
9/30/26 17:25 | 1/30/24 | MBX | Mbx Biosciences, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Gordon Carl L | IN | DT | | 13 | P.dm | 102,723 | 8.04 | 0 | 12,777 | 106 | 24,839 | I | | | | | | | | | | | | | | |
9/30/26 17:23 | 1/30/24 | IRON | Disc Medicine, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Orbimed Advisors LLC | NY | D | | 30 | P.dm | 237,140 | 6.36 | 0 | 37,309 | 75 | 87,070 | I | | | | | | | | | | | | | | |
9/30/26 17:00 | 9/28/26 | UTI | Universal Technical Institute Inc | DE | PerSv | EduSv | Educational Services | Devincenzi Robert Thomas | AZ | D | | 7 | P | 589 | 25.60 | 0 | 23 | 18 | 153 | D | | | | | | | | | | | | | | |
9/30/26 16:58 | 7/15/25 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 92 | P.d | 227 | 9.37 | 0 | 24 | 1 | 1,886 | D | | | | | | | | | | | | | | |
9/30/26 16:57 | 7/15/25 | KWY | Kingsway Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 91 | P | 128 | 9.42 | 0 | 14 | 11 | 137 | D | | | | | | | | | | | | | | |
9/30/26 16:47 | 9/29/26 | ARR | Armour Residential Reit, Inc. | | RlEst | REIT | Real Estate Investment Trusts | Losyev Sergey | FL | O | Co-Chief | 1 | P | 10 | 13.91 | 0 | 1 | 8 | 10 | D | | | | | | | | | | | | | | |
9/30/26 16:42 | 9/28/26 | BBD | Bank Bradesco | | Financ | StBnk | State Commercial Banks | Di Marcello Francesco | | O | Exec Off | 1 | P.m | 1,009 | 17.65 | 0 | 57 | 34 | 226 | D | | | | | | | | | | | | | | |
9/30/26 16:37 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Hartt Steven Knut | CA | H | Consulta | 2 | P | 20 | 16.04 | 0 | 1 | 999% | 1 | D | | | | | | | | | | | | | | |
9/30/26 16:33 | 1/5/26 | SUNS | Sunrise Realty Trust, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Tannenbaum Leonard M | FL | DOT | Exec CB | 82 | P.m | 50,428 | 8.07 | 0 | 6,251 | 104 | 12,281 | D | | | | | | | | | | | | | | |
9/30/26 16:31 | 12/13/23 | ACAD | Acadia Pharmaceuticals Inc | DE | Health | Drug | Pharmaceutical Preparations | Baker Bros. Advisors LP | NY | DT | | 25 | P.dm | 647,438 | 43.47 | 0 | 14,892 | 17 | 104,115 | I | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Samson Ethan Isaac | OR | H | Director | 3 | P | 36 | 18.57 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
9/30/26 16:30 | 9/30/26 | GPUS | Hyperscale Data, Inc. | DE | Energy | OilMch | Oil & Gas Field Machinery & E | Horne William B. | NV | DO | CEO | 10 | P.dm | 244 | 0.3593 | 0 | 679 | | 536 | D | | | | | | | | | | | | | | |
9/30/26 16:21 | 9/28/26 | PMPEX | Primark Meketa Private Equity Investments Fund | | Fund | CEF | Closed-End Funds | Woolley Peter Scott | MA | H | CO-CEO o | 3 | P | 250 | 18.18 | 0 | 14 | | 14 | D | | | | | | | | | | | | | | |
9/30/26 16:15 | 9/28/26 | DTIL | Precision Biosciences Inc | DE | Health | BioPrd | Biological Products, (No Diag | Frankel Stanley | NC | D | | 3 | P | 32 | 5.02 | 0 | 6 | 18 | 41 | D | | | | | | | | | | | | | | |
9/30/26 16:13 | 9/29/26 | BBASX | Amg Bbh Asset-Backed Credit Fund, LLC | | Fund | CEF | Closed-End Funds | Brown Brothers Harriman & Co | NY | TH | See Foot | 2 | P | 19,567 | 10.05 | 0 | 1,947 | | 1,255 | D | | | | | | | | | | | | | | |
9/30/26 16:08 | 5/28/25 | KBDC | Kayne Anderson Bdc, Inc. | | Fund | CEF | Closed-End Funds | Robo James L | TX | D | | 8 | P.m | 24,291 | 22.20 | 0 | 1,094 | 72 | 2,619 | I | | | | | | | | | | | | | | |
9/30/26 16:01 | 9/28/26 | PHIO | Phio Pharmaceuticals Corp. | DE | Health | Drug | Pharmaceutical Preparations | Plott Ronald Todd | PA | D | | 2 | P.m | 27 | 1.10 | 0 | 25 | 147 | 42 | D | | | | | | | | | | | | | | |
9/30/26 16:00 | 9/28/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Sell Moritz A | OH | D | | 21 | P.m | 259 | 6.12 | 0 | 42 | 427 | 52 | D | | | | | | | | | | | | | | |
9/30/26 14:19 | 9/28/26 | TPYTX | Tcw Private Asset Income Fund | | Fund | CEF | Closed-End Funds | Swell Michael | CA | D | | 1 | P | 15 | 9.95 | 0 | 2 | 25 | 8 | D | | | | | | | | | | | | | | |
9/30/26 13:38 | 9/28/26 | MOALX | Lord Abbett Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Shuman Gregory M. | NJ | H | Portfoli | 2 | P | 60 | 9.61 | 0 | 6 | 6 | 118 | D | | | | | | | | | | | | | | |
9/30/26 11:38 | 9/29/26 | TSI | Tcw Strategic Income Fund Inc | | Fund | CEF | Closed-End Funds | Haden Patrick C | CA | D | | 1 | P | 267 | 4.24 | 0 | 63 | | 23 | D | | | | | | | | | | | | | | |
9/30/26 11:35 | 9/28/26 | TPYTX | Tcw Private Asset Income Fund | | Fund | CEF | Closed-End Funds | Tarica Andrew | CA | D | | 1 | P | 13 | 9.95 | 0 | 1 | 2 | 59 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Handley Thomas W | MN | D | | 1 | P.d | 99 | 49.41 | 0 | 2 | 148 | 3 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Florness Daniel L | MN | D | | 1 | P.d | 100 | 49.34 | 0 | 2 | 150 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Rasmussen Trangsrud Teresa J | MN | D | | 2 | P.ad | 166 | 54.51 | 0 | 3 | 127 | 5 | I | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/29/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Lauber Charles T | MN | D | | 1 | P.d | 100 | 49.87 | 0 | 2 | 148 | 3 | D | | | | | | | | | | | | | | |
9/30/26 11:15 | 9/28/26 | FUL | Fuller H B Co | MN | Chem | Chem | Adhesives & Sealants | Zaheer Srilata | MN | D | | 1 | P.dm | 100 | 49.08 | 0 | 2 | 152 | 3 | D | | | | | | | | | | | | | | |
9/30/26 10:25 | 9/30/26 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Catelani Michael | CA | O | P,COO,CF | 4 | P | 71 | 2.66 | 0 | 27 | 113 | 50 | D | | | | | | | | | | | | | | |
9/30/26 09:59 | 9/28/26 | BFS | Saul Centers, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Friedman Joel Albert | MD | O | EVP,CAO, | 1 | P.d | 4 | 18.53 | 0 | 0 | 1 | 24 | D | | | | | | | | | | | | | | |
9/30/26 09:53 | 12/10/24 | CULP | Culp Inc | NC | Hshld | Txtl | Broadwoven Fabric Mills, Cott | Culp Robert George IV | NC | DO | P,CEO | 11 | P.m | 375 | 4.49 | 0 | 84 | 22 | 458 | D | | | | | | | | | | | | | | |
9/30/26 08:15 | 9/28/26 | BNZI | Banzai International, Inc. | | Fund | CEF | Closed-End Funds | Davy Joseph P. | WA | DOT | CEO | 6 | P.m | 13 | 0.1041 | 0 | 122 | 377 | 154 | D | | | | | | | | | | | | | | |
9/30/26 06:11 | 5/27/25 | FBLG | Fibrobiologics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | O'Heeron Pete | TX | DO | CEO | 13 | P.dm | 1,616 | 0.0530 | 0 | 30,505 | | 25,557 | D | | | | | | | | | | | | | | |
9/30/26 06:01 | 9/29/26 | MNSO | Miniso Group Holding Ltd | E9 | Retail | VrtySt | Variety Stores | Zhang Jingjing Eason | | O | VP,CFO | 1 | P | 340 | 2.26 | 0 | 151 | 62 | 394 | D | | | | | | | | | | | | | | |
9/29/26 21:45 | 9/28/26 | ODTX | Odyssey Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Sr One Capital Management, LLC | CA | T | | 5 | P.d | 87,600 | 17.27 | 0 | 5,073 | 30 | 22,078 | I | | | | | | | | | | | | | | |
9/29/26 21:43 | 12/16/22 | ADRX | Adarx Pharmaceuticals, Inc. | DE | Health | Drug | Pharmaceutical Preparations | George Simeon | CA | DT | | 4 | P.dm | 106,274 | 19.36 | 0 | 5,490 | 34 | 21,835 | I | | | | | | | | | | | | | | |
9/29/26 18:40 | 9/25/26 | RFL | Rafael Holdings, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Jonas Howard S | NJ | DOT | Exec CB, | 2 | P.d | 16,743 | 1.09 | 0 | 15,299 | 882 | 17,034 | I | | | | | | | | | | | | | | |
9/29/26 18:31 | 3/10/22 | ASX | Light & Wonder, Inc. | NV | Tech | Softw | Computer Integrated Systems D | McLennan Hamish | NV | D | | 2 | P | 460 | 64.51 | 0 | 7 | 17 | 48 | I | | | | | | | | | | | | | | |
9/29/26 17:33 | 9/25/26 | VRA | Vera Bradley, Inc. | | Fash | Apprl | Leather & Leather Products | Brockman Ivan | IN | D | | 1 | P | 10 | 4.00 | 0 | 3 | 10 | 28 | I | | | | | | | | | | | | | | |
9/29/26 17:26 | 9/25/26 | PHR | Phreesia, Inc. | DE | BizSv | BizSv | Business Services | Pale Fire Capital Se | | T | | 3 | P.m | 40,125 | 7.70 | 0 | 5,211 | 16 | 37,731 | I | | | | | | | | | | | | | | |
9/29/26 17:07 | 9/28/26 | SNES | Senestech, Inc. | DE | Chem | AgCm | Agricultural Chemicals | Edell Michael | AZ | DO | CEO | 7 | P.m | 13 | 1.19 | 0 | 11 | | 11 | D | | | | | | | | | | | | | | |
9/29/26 16:27 | 9/25/26 | MONIX | Monachil Credit Income Fund | | Fund | CEF | Closed-End Funds | Meli Ali | CT | DO | P,CEO | 6 | P | 12,883 | 10.01 | 0 | 1,288 | | 1,210 | D | | | | | | | | | | | | | | |
9/29/26 16:10 | 9/10/26 | NUTX | Nutex Health Inc. | DE | BizSv | BizSv | Business Services | Hosseinion Warren | TX | DO | P | 2 | P.d | 34 | 5.38 | 0 | 6 | 1 | 642 | D | | | | | | | | | | | | | | |
9/29/26 16:07 | 9/22/26 | AMFN | American Fusion, Inc. | TX | Utility | ElcPwr | Electric Services | Rossa Alexander William | TX | H | Chief Re | 1 | P | 86 | 0.1020 | 0 | 843 | 39 | 3,000 | D | | | | | | | | | | | | | | |
9/29/26 16:06 | 9/28/26 | AHRT | Ah Realty Trust, Inc. | MD | RlEst | RlEst | Real Estate | Wittman Lori | VA | D | | 2 | P.d | 117 | 19.76 | 0 | 6 | | 6 | D | | | | | | | | | | | | | | |
9/29/26 16:05 | 9/25/26 | SWZ | Total Return Securities Fund | | Fund | CEF | Closed-End Funds | Dakos Andrew | NJ | DOH | P,CEO | 16 | P.m | 990 | 5.98 | 0 | 166 | 650 | 191 | D | | | | | | | | | | | | | | |
9/29/26 16:00 | 9/25/26 | HGBL | Heritage Global Inc. | FL | BizSv | BizSv | Business Services | Burnham William L | NV | D | | 1 | P | 399 | 1.33 | 0 | 300 | 429 | 370 | I | | | | | | | | | | | | | | |
9/29/26 15:37 | 9/25/26 | PAM | Pampa Energy Inc. | C1 | Utility | ElcPwr | Electric Services | Mariani Gustavo | | O | ViceP | 2 | P.m | 6,017 | 80.23 | 0 | 75 | 5 | 1,616 | D | | | | | | | | | | | | | | |
9/29/26 13:49 | 9/28/26 | QTEX | Qtrex Quantum Ltd. | L3 | Health | MdEq | Surgical & Medical Instrument | Ben-Noon Dagi Shahar | | DO | CEO | 1 | P | 120 | 0.7078 | 0 | 169 | 5 | 3,646 | D | | | | | | | | | | | | | | |
9/29/26 12:42 | 4/17/25 | QNBC | Qnb Corp. | PA | Financ | StBnk | State Commercial Banks | Bimes Randy S. | PA | D | | 32 | P.m | 3,529 | 25.36 | 0 | 139 | 107 | 269 | D | | | | | | | | | | | | | | |
9/29/26 11:47 | 9/28/26 | OVLY | Oak Valley Bancorp | CA | Financ | StBnk | State Commercial Banks | Leonard Daniel J | CA | D | | 10 | P | 177 | 26.26 | 0 | 7 | 12 | 63 | D | | | | | | | | | | | | | | |
9/29/26 11:25 | 9/22/26 | NYAX | Nayax Ltd. | L3 | Tech | Softw | Prepackaged Software | Ben-Avi David | | DO | CTO,Co F | 3 | P.m | 268 | 43.15 | 0 | 6 | 0 | 6,593 | D | | | | | | | | | | | | | | |