7/25/25 18:54 | 7/23/25 | DMAC | Diamedica Therapeutics Inc. | Z4 | Health | Drug | Pharmaceutical Preparations | Stahlberg Jan | V7 | T | | 2 | P | 8,400 | 3.06 | 0 | 2,743 | 68 | 6,764 | I | | | | | | | | | | | | | | |
7/25/25 18:43 | 7/23/25 | LOOP | Loop Industries, Inc. | NV | Chem | Chem | Chemicals & Allied Products | Solomita Daniel | A8 | DOT | CEO | 1 | P | 915 | 1.01 | 0 | 907 | 4 | 23,416 | D | | | | | | | | | | | | | | |
7/25/25 18:41 | 1/21/25 | LOOP | Loop Industries, Inc. | NV | Chem | Chem | Chemicals & Allied Products | Sellyn Laurence G. | A8 | D | | 2 | P.m | 206 | 1.03 | 0 | 200 | 87 | 430 | D | | | | | | | | | | | | | | |
7/25/25 18:32 | 7/23/25 | LOOP | Loop Industries, Inc. | NV | Chem | Chem | Chemicals & Allied Products | Catino Giovanni | A8 | O | Chief Re | 1 | P | 151 | 1.01 | 0 | 150 | 40 | 529 | I | | | | | | | | | | | | | | |
7/25/25 18:05 | 7/10/25 | ELTP | Elite Pharmaceuticals Inc /Nv/ | NJ | Health | Drug | Pharmaceutical Preparations | Kirkov Kirko | NJ | O | Chief Co | 1 | P | 10 | 0.5890 | 0 | 16 | | 16 | D | | | | | | | | | | | | | | |
7/25/25 17:49 | 1/23/25 | LOOP | Loop Industries, Inc. | NV | Chem | Chem | Chemicals & Allied Products | Stubina Jay Howard | A8 | D | | 2 | P | 211 | 1.06 | 0 | 200 | 69 | 488 | I | | | | | | | | | | | | | | |
7/25/25 17:49 | 12/2/22 | DMAC | Diamedica Therapeutics Inc. | Z4 | Health | Drug | Pharmaceutical Preparations | Von Koch Thomas | V7 | T | | 5 | P | 21,803 | 2.54 | 0 | 8,592 | | 8,384 | I | | | | | | | | | | | | | | |
7/25/25 17:37 | 7/23/25 | ASAN | Asana, Inc. | DE | Tech | Softw | Prepackaged Software | Moskovitz Dustin A. | CA | DT | | 61 | P.m | 1,606,128 | 32.18 | 0 | 49,917 | 563 | 58,778 | D | | | | | | | | | | | | | | |
7/25/25 17:01 | 7/25/25 | REZI | Resideo Technologies, Inc. | DE | Retail | BldSt | Hardware | Cd&R Channel Holdings Ii, L.P. | E9 | T | | 2 | P | 200,000 | 19.55 | 0 | 10,232 | | 10,232 | D | | | | | | | | | | | | | | |
7/25/25 16:52 | 7/25/25 | INGM | Ingram Micro Holding Corp | DE | Electr | WhElc | Computers & Peripheral Equipm | Sigler Mary Ann | CA | D | | 2 | P | 293 | 19.50 | 0 | 15 | | 15 | D | | | | | | | | | | | | | | |
7/25/25 16:35 | 7/23/25 | DMAC | Diamedica Therapeutics Inc. | Z4 | Health | Drug | Pharmaceutical Preparations | Jacinto Richard II | FL | T | | 1 | P | 1,400 | 3.50 | 0 | 400 | 9 | 4,959 | I | | | | | | | | | | | | | | |
7/25/25 16:31 | 7/23/25 | SHEN | Shenandoah Telecommunications Co/Va/ | VA | Telco | Telco | Telephone Communications (No | Ecp Fiber Holdings Gp, LLC | NJ | T | | 14 | P.m | 7,337 | 13.84 | 0 | 530 | 22 | 2,982 | I | | | | | | | | | | | | | | |
7/25/25 16:30 | 7/23/25 | SHEN | Shenandoah Telecommunications Co/Va/ | VA | Telco | Telco | Telephone Communications (No | Ecp Controlco, LLC | NJ | T | | 14 | P.m | 7,337 | 13.84 | 0 | 530 | 22 | 2,982 | I | | | | | | | | | | | | | | |
7/25/25 16:18 | 7/25/25 | CBAN | Colony Bankcorp Inc | GA | Financ | StBnk | State Commercial Banks | Fountain T Heath | GA | DO | P,CEO | 9 | P | 215 | 13.84 | 0 | 16 | 18 | 102 | M | | | | | | | | | | | | | | |
7/25/25 16:17 | 7/25/25 | CBAN | Colony Bankcorp Inc | GA | Financ | StBnk | State Commercial Banks | Canup Edward G | GA | O | CHIEF BA | 3 | P | 84 | 16.30 | 0 | 5 | 29 | 23 | D | | | | | | | | | | | | | | |
7/25/25 15:46 | 7/23/25 | MNTR | Mentor Capital, Inc. | DE | Financ | Invest | Investors | Billingsley Chester | TX | DOT | CEO | 10 | P.dm | 11 | 0.0476 | 0 | 235 | 11 | 2,339 | D | | | | | | | | | | | | | | |
7/25/25 15:11 | 7/25/25 | NBBK | Nb Bancorp, Inc. | MD | Financ | SnBnk | Savings Institutions, Not Fed | Evangelista Paul A | MA | O | EVP,Dir | 12 | P | 355 | 14.47 | 0 | 25 | 106 | 48 | D | | | | | | | | | | | | | | |
7/25/25 13:13 | 7/25/25 | SIGI | Selective Insurance Group Inc | NJ | Insur | Insur | Fire, Marine & Casualty Insur | Eppers Joseph | NJ | O | EVP,Chie | 1 | P | 108 | 76.82 | 0 | 1 | 13 | 12 | D | | | | | | | | | | | | | | |
7/25/25 12:51 | 7/25/25 | CHMG | Chemung Financial Corp | NY | Financ | StBnk | State Commercial Banks | Streeter Jeffrey B | NY | D | | 3 | P | 656 | 52.99 | 0 | 12 | 87 | 27 | D | | | | | | | | | | | | | | |
7/25/25 11:41 | 7/24/25 | RCG | Renn Fund, Inc. | | Fund | CEF | Closed-End Funds | Stahl Murray | NY | OT | P,Co-Por | 1640 | P.m | 18,117 | 25.75 | 0 | 704 | 6 | 11,626 | M | | | | | | | | | | | | | | |
7/25/25 11:29 | 7/25/25 | SIGI | Selective Insurance Group Inc | NJ | Insur | Insur | Fire, Marine & Casualty Insur | Cavanaugh Terrence W | NJ | D | | 3 | P | 422 | 84.32 | 0 | 5 | 25 | 25 | D | | | | | | | | | | | | | | |
7/25/25 11:21 | 7/24/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Horizon Kinetics Asset Management LLC | NY | T | | 234 | P.m | 718 | 1,252.9 | 0 | 1 | 0 | 1,168 | D | | | | | | | | | | | | | | |
7/25/25 10:54 | 4/25/25 | PCOFX | Polen Credit Opportunities Fund | | Fund | CEF | Closed-End Funds | Stanley C. Moss Revocable Trust U/A Dtd 10/13/2015 | FL | T | | 2 | P.a | 3,539 | 9.50 | 0 | 373 | 92 | 777 | D | | | | | | | | | | | | | | |
7/25/25 09:52 | 7/24/25 | PEBO | Peoples Bancorp Inc | OH | Financ | StBnk | State Commercial Banks | Wilcox Tyler J | OH | O | CEO | 1 | P | 12 | 30.03 | 0 | 0 | 1 | 49 | D | | | | | | | | | | | | | | |
7/25/25 09:00 | 7/23/25 | NTRP | Nexttrip, Inc. | NV | Trans | TrSv | Transportation Services | Kaplan Andrew Jay | NM | D | | 1 | P | 21 | 4.12 | 0 | 5 | 7 | 80 | I | | | | | | | | | | | | | | |
7/24/25 20:51 | 7/24/25 | CARL | Carlsmed, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | B Capital Group Management, L.P. | CA | T | | 1 | P.d | 20,000 | 15.00 | 0 | 1,333 | 19 | 8,322 | I | | | | | | | | | | | | | | |
7/24/25 20:32 | 7/24/25 | CARL | Carlsmed, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Sidow Kevin | CA | D | | 1 | P.d | 200 | 15.00 | 0 | 13 | 29 | 60 | D | | | | | | | | | | | | | | |
7/24/25 20:31 | 7/24/25 | CARL | Carlsmed, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Mittendorff Robert II | CA | D | | 1 | P.d | 20,000 | 15.00 | 0 | 1,333 | | 931 | I | | | | | | | | | | | | | | |
7/24/25 20:30 | 7/28/23 | CLMB | Climb Global Solutions, Inc. | DE | Electr | WhElc | Computers & Peripheral Equipm | Geygan Jeffrey Richart | NJ | D | | 37 | P.m | 7,041 | 3.96 | 0 | 1,777 | 648 | 2,052 | I | | | | | | | | | | | | | | |
7/24/25 20:30 | 11/17/23 | RMCF | Rocky Mountain Chocolate Factory, Inc. | DE | FdBev | Food | Sugar & Confectionery Product | Global Value Investment Corp. | WI | T | | 25 | P.em | 5,540 | 3.36 | 0 | 1,649 | 50 | 4,953 | I | | | | | | | | | | | | | | |
7/24/25 20:27 | 6/22/20 | SBTX | Silverback Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Root Jonathan D | CA | D | | 3 | P.dm | 7,065 | 15.05 | 0 | 469 | 12 | 4,400 | I | | | | | | | | | | | | | | |
7/24/25 20:25 | 7/24/25 | CARL | Carlsmed, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Young Philip M | CA | D | | 1 | P.d | 900 | 15.00 | 0 | 60 | 562 | 71 | M | | | | | | | | | | | | | | |
7/24/25 19:55 | 7/22/25 | PLAY | Dave & Buster'S Entertainment, Inc. | DE | Retail | Dining | Eating Places | Lal Tarun | TX | DO | CEO | 1 | P.d | 252 | 31.26 | 0 | 8 | | 8 | D | | | | | | | | | | | | | | |
7/24/25 18:54 | 7/23/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Teubner Russell William | AR | D | | 1 | P | 75 | 18.50 | 0 | 4 | 5 | 80 | D | | | | | | | | | | | | | | |
7/24/25 18:21 | 5/3/23 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Makris George Jr | AR | DO | CB,CEO | 4 | P | 1,727 | 20.17 | 0 | 86 | 14 | 692 | D | | | | | | | | | | | | | | |
7/24/25 18:12 | 7/22/25 | TCRX | Tscan Therapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Lynx1 Capital Management LP | PR | T | | 6 | P.m | 4,756 | 1.29 | 0 | 3,680 | 13 | 32,263 | I | | | | | | | | | | | | | | |
7/24/25 17:53 | 4/28/23 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Casteel Marty | AR | D | | 3 | P.d | 229 | 20.09 | 0 | 11 | 6 | 214 | D | | | | | | | | | | | | | | |
7/24/25 17:53 | 5/12/23 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Brogdon James M | AR | O | P | 2 | P | 364 | 16.16 | 0 | 23 | 72 | 54 | D | | | | | | | | | | | | | | |
7/24/25 17:53 | 7/23/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Stackhouse Julie L | AR | D | | 1 | P | 20 | 18.50 | 0 | 1 | 8 | 15 | D | | | | | | | | | | | | | | |
7/24/25 17:52 | 7/23/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Hobbs Charles Daniel | AR | O | EVP,CFO | 1 | P | 100 | 18.50 | 0 | 5 | 112 | 10 | D | | | | | | | | | | | | | | |
7/24/25 17:52 | 7/23/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Van Steenberg Christopher J | AR | O | EVP,COO | 1 | P | 250 | 18.50 | 0 | 14 | | 14 | D | | | | | | | | | | | | | | |
7/24/25 17:52 | 7/23/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Compton Jennifer Brynn | AR | O | EVP | 1 | P | 50 | 18.50 | 0 | 3 | 6 | 48 | D | | | | | | | | | | | | | | |
7/24/25 17:51 | 7/23/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Hunter Jerry | AR | D | | 1 | P | 19 | 18.50 | 0 | 1 | 4 | 23 | D | | | | | | | | | | | | | | |
7/24/25 17:51 | 7/23/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Cosse Steven A | AR | D | | 1 | P | 250 | 18.50 | 0 | 14 | 15 | 104 | D | | | | | | | | | | | | | | |
7/24/25 17:50 | 7/23/25 | SFNC | Simmons First National Corp | AR | Financ | NtBnk | National Commercial Banks | Lanigan Susan S | AR | D | | 1 | P | 10 | 18.50 | 0 | 1 | 2 | 31 | D | | | | | | | | | | | | | | |
7/24/25 17:25 | 7/24/25 | RLI | Rli Corp | DE | Insur | Insur | Fire, Marine & Casualty Insur | Klobnak Jennifer L | IL | O | COO | 2 | P | 352 | 70.33 | 0 | 5 | 4 | 137 | D | | | | | | | | | | | | | | |
7/24/25 16:35 | 3/13/23 | PGC | Peapack Gladstone Financial Corp | NJ | Financ | NtBnk | Commercial Banks | Kennedy Douglas L | NJ | O | P,CEO | 3 | P.d | 161 | 28.11 | 0 | 6 | 2 | 276 | D | | | | | | | | | | | | | | |
7/24/25 16:30 | 6/13/25 | BLNE | Beeline Holdings, Inc. | NV | Financ | Loan | Mortgage Bankers & Loan Corre | Liuzza Nicholas Reyland Jr | RI | DOT | CEO | 18 | P.dm | 485 | 1.09 | 0 | 446 | 17 | 3,015 | D | | | | | | | | | | | | | | |
7/24/25 16:05 | 7/15/25 | UPXI | Upexi, Inc. | NV | Financ | Loan | Finance Services | Dugan Lawrence | FL | D | | 1 | P.m | 98 | 6.11 | 0 | 16 | 16 | 116 | D | | | | | | | | | | | | | | |
7/24/25 16:03 | 7/22/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Krebs Charles | NE | O | CFO | 5 | P.m | 29 | 6.09 | 0 | 5 | 79 | 11 | D | | | | | | | | | | | | | | |
7/24/25 16:03 | 7/11/25 | UPXI | Upexi, Inc. | NV | Financ | Loan | Finance Services | Marshall Allan | FL | DOT | CEO | 13 | P.dm | 3,065 | 2.32 | 0 | 1,321 | 82 | 2,940 | D | | | | | | | | | | | | | | |
7/24/25 14:40 | 5/1/24 | FFIN | First Financial Bankshares Inc | TX | Financ | StBnk | State Commercial Banks | Nickles Robert Clark Jr | TX | D | | 14 | P.m | 981 | 29.49 | 0 | 33 | 44 | 109 | I | | | | | | | | | | | | | | |
7/24/25 09:54 | 7/23/25 | TOFB | Tofutti Brands Inc | DE | FdBev | Food | Ice Cream & Frozen Desserts | A-6684 Ltd. | L3 | T | | 15 | P.m | 52 | 0.6547 | 0 | 80 | 7 | 1,187 | M | | | | | | | | | | | | | | |
7/24/25 07:00 | 7/23/25 | PRGS | Progress Software Corp /Ma | DE | Tech | Softw | Prepackaged Software | Gupta Yogesh K | MA | DO | CEO | 1 | P | 103 | 49.14 | 0 | 2 | 1 | 232 | D | | | | | | | | | | | | | | |
7/24/25 07:00 | 2/13/25 | HLIT | Harmonic Inc | DE | Electr | TvEq | Radio & Tv Broadcasting & Com | Krall David | CA | D | | 2 | P | 348 | 23.04 | 0 | 15 | 6 | 264 | D | | | | | | | | | | | | | | |
7/23/25 21:10 | 7/23/25 | SMPL | Simply Good Foods Co | | FdBev | Food | Food & Kindred Products | Tanner Geoff E | CO | DO | P,CEO | 3 | P | 701 | 35.38 | 0 | 20 | 25 | 98 | D | | | | | | | | | | | | | | |
7/23/25 21:00 | 7/22/25 | TBN | Tamboran Resources Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Sheffield Bryan | TX | T | | 3 | P | 22,250 | 20.68 | 0 | 1,076 | 53 | 3,124 | I | | | | | | | | | | | | | | |
7/23/25 20:57 | 7/22/25 | MERC | Mercer International Inc | WA | BizSv | Paper | Pulp Mills | Kellogg Peter R | NY | T | | 6 | P.m | 6,198 | 5.27 | 0 | 1,176 | 3 | 46,719 | I | | | | | | | | | | | | | | |
7/23/25 17:06 | 7/22/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle II Holdings Fund | C3 | T | | 5 | P | 8,332 | 25.00 | 0 | 333 | 12 | 3,022 | D | | | | | | | | | | | | | | |
7/23/25 16:30 | 6/12/25 | ASIC | Ategrity Specialty Insurance Co Holdings | DE | Insur | Insur | Fire, Marine & Casualty Insur | Patel Neelam | NY | O | CFO | 1 | P | 340 | 17.00 | 0 | 20 | | 20 | D | | | | | | | | | | | | | | |
7/23/25 16:17 | 7/21/25 | CTAS | Cintas Corp | WA | Fash | Apprl | Men's & Boys' Furnishgs, Work | Mucci Martin | OH | D | | 1 | P | 267 | 222.55 | 0 | 1 | 84 | 3 | D | | | | | | | | | | | | | | |
7/23/25 16:15 | 7/1/25 | HUSA | Houston American Energy Corp | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Bower Family Holdings, LLC | NC | T | | 2 | P | 0 | 0.00 | 0 | 6,133 | | 5,247 | D | | | | | | | | | | | | | | |
7/23/25 16:05 | 7/21/25 | XAIR | Beyond Air, Inc. | DE | Health | MdEq | Surgical & Medical Instrument | Lisi Steven A. | NY | DO | CEO,CB | 9 | P.dm | 2,136 | 1.13 | 0 | 1,883 | 130 | 3,327 | D | | | | | | | | | | | | | | |
7/23/25 11:55 | 7/22/25 | CALC | Calcimedica, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Roberts Eric W | CA | DOT | CHIEF BU | 28 | P.am | 552 | 3.20 | 0 | 173 | 21 | 1,014 | I | | | | | | | | | | | | | | |
7/23/25 10:49 | 5/7/24 | FFIN | First Financial Bankshares Inc | TX | Financ | StBnk | State Commercial Banks | Edwards Murray Hamilton | TX | D | | 12 | P | 209 | 35.33 | 0 | 6 | 2 | 386 | I | | | | | | | | | | | | | | |
7/22/25 16:51 | 7/22/25 | CHMG | Chemung Financial Corp | NY | Financ | StBnk | State Commercial Banks | Kenefick Jeffrey P. | NY | O | Regional | 2 | P | 53 | 41.37 | 0 | 1 | 11 | 13 | D | | | | | | | | | | | | | | |
7/22/25 16:39 | 12/8/22 | NCR | Ncr Corp | MD | Tech | Hardw | Calculating & Accounting Mach | Welling Glenn W. | CA | D | | 9 | P.m | 22,233 | 9.32 | 0 | 2,385 | 14 | 19,958 | I | | | | | | | | | | | | | | |
7/22/25 16:32 | 7/21/25 | SELF | Global Self Storage, Inc. | DE | Financ | InvAdv | Investment Advice | Winmill & Co. Inc | NY | H | See "Exp | 34 | P.m | 2,926 | 11.97 | 0 | 244 | 999% | 249 | D | | | | | | | | | | | | | | |
7/22/25 16:16 | 6/11/25 | TPL | Texas Pacific Land Corp | DE | Financ | Invest | Oil Royalty Traders | Oliver Eric L | TX | D | | 3 | P.dm | 2,291 | 20.25 | 0 | 113 | 2 | 6,360 | I | | | | | | | | | | | | | | |
7/22/25 16:15 | 7/21/25 | PETS | Petmed Express Inc | FL | Retail | DrugSt | Drug Stores & Proprietary Sto | Nina Capital Holdings Inc. | FL | T | | 12 | P.m | 2,247 | 4.41 | 0 | 510 | 25 | 2,575 | D | | | | | | | | | | | | | | |
7/22/25 16:05 | 7/18/25 | CDXS | Codexis, Inc. | DE | Chem | OChm | Industrial Organic Chemicals | Opaleye Management Inc. | MA | T | | 94 | P.dm | 30,709 | 3.54 | 0 | 8,674 | 36 | 33,046 | I | | | | | | | | | | | | | | |
7/22/25 15:24 | 7/22/25 | ETST | Earth Science Tech, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Saumat Giorgio R. | FL | DOT | CEO | 54 | P.m | 1,116 | 0.0234 | 0 | 47,722 | 25 | 240,385 | D | | | | | | | | | | | | | | |
7/22/25 11:43 | 7/21/25 | RVP | Retractable Technologies Inc | TX | Health | MdEq | Surgical & Medical Instrument | Shaw Thomas J | TX | DOT | P,CEO | 128 | P.m | 1,201 | 0.8770 | 0 | 1,369 | 9 | 16,296 | D | | | | | | | | | | | | | | |
7/22/25 11:33 | 7/21/25 | IVYIX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Ghodoosi Arash | CA | OT | P,Princi | 10 | P.m | 624 | 10.31 | 0 | 61 | 999% | 63 | D | | | | | | | | | | | | | | |
7/22/25 07:36 | 7/21/25 | GALT | Galectin Therapeutics Inc | NV | Health | Drug | Pharmaceutical Preparations | Eldred Kary | GA | D | | 9 | P | 24 | 1.19 | 0 | 20 | 41 | 69 | D | | | | | | | | | | | | | | |
7/22/25 06:07 | 7/21/25 | STRW | Strawberry Fields Reit, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Gubin Moishe | IL | DO | CEO | 12 | P.m | 3,003 | 10.74 | 0 | 279 | 21 | 1,618 | I | | | | | | | | | | | | | | |
7/21/25 17:34 | 7/21/25 | PLBC | Plumas Bancorp | CA | Financ | Loan | Short-Term Business Credit In | Foster Michael Kevin | CA | D | | 3 | P | 103 | 44.25 | 0 | 2 | | 2 | D | | | | | | | | | | | | | | |
7/21/25 17:24 | 7/17/25 | LRHC | La Rosa Holdings Corp. | NV | RlEst | RlEst | Real Estate Agents & Managers | La Rosa Joseph | FL | DOT | CEO,inte | 1 | P.dm | 1,146 | 7.64 | 0 | 150 | 58 | 409 | M | | | | | | | | | | | | | | |
7/21/25 17:16 | 7/21/25 | KMF | Kayne Anderson Nextgen Energy & Infrastructure, Inc. | | Fund | CEF | Closed-End Funds | Baker James C | TX | DO | P | 10 | P | 2,722 | 10.37 | 0 | 263 | 34 | 1,029 | D | | | | | | | | | | | | | | |
7/21/25 16:09 | 7/18/25 | FSCO | Fs Credit Opportunities Corp. | | Fund | CEF | Closed-End Funds | Bethel Keith | PA | D | | 5 | P | 149 | 5.96 | 0 | 25 | | 23 | D | | | | | | | | | | | | | | |
7/21/25 16:07 | 6/18/25 | DLPN | Dolphin Entertainment, Inc. | FL | PerSv | PerSv | Personal Services | O'Dowd William IV | FL | DO | CEO | 34 | P | 269 | 1.07 | 0 | 250 | 128 | 446 | D | | | | | | | | | | | | | | |
7/21/25 16:05 | 7/17/25 | MRAI | Marpai, Inc. | DE | Health | Health | Misc Health & Allied Services | Lamendola Damien | FL | DOT | CEO | 10 | P.m | 4,450 | 0.9999 | 0 | 4,450 | 195 | 6,736 | I | | | | | | | | | | | | | | |
7/21/25 15:21 | 7/17/25 | RIVRT | Rivernorth Opportunities Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Officer | 8 | P | 947 | 15.01 | 0 | 63 | 85 | 138 | D | | | | | | | | | | | | | | |
7/21/25 14:37 | 7/17/25 | NHS | Neuberger Berman High Yield Strategies Fund Inc. | | Fund | CEF | Closed-End Funds | Kocinski Chris | IL | H | Portfoli | 2 | P | 156 | 7.43 | 0 | 21 | | 21 | D | | | | | | | | | | | | | | |
7/21/25 14:02 | 7/21/25 | CALC | Calcimedica, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Leheny A. Rachel | CA | DOT | CEO | 15 | P.m | 164 | 3.63 | 0 | 45 | 5 | 875 | I | | | | | | | | | | | | | | |
7/21/25 11:55 | 7/17/25 | LUCY | Innovative Eyewear Inc | FL | Health | OthMd | Ophthalmic Goods | Galkin Vladimir | FL | T | | 15 | P.m | 50,938 | 16.01 | 0 | 3,181 | 314 | 4,195 | D | | | | | | | | | | | | | | |
7/21/25 11:31 | 7/18/25 | CEN | Center Coast Brookfield Mlp & Energy Infrastructure Fund | | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T | | 1557 | P.m | 1,323,150 | 11.25 | 0 | 117,603 | 63 | 303,314 | I | | | | | | | | | | | | | | |
7/21/25 09:00 | 7/17/25 | ATRA | Atara Biotherapeutics, Inc. | DE | Health | BioPrd | Biological Products, (No Diag | Panacea Innovation Ltd | E9 | T | | 1 | P | 186 | 9.64 | 0 | 19 | 1 | 1,350 | I | | | | | | | | | | | | | | |
7/21/25 08:30 | 7/18/25 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Baskies Arnold M | CA | D | | 4 | P | 83 | 3.31 | 0 | 25 | 25 | 125 | D | | | | | | | | | | | | | | |
7/21/25 08:13 | 7/18/25 | PETS | Petmed Express Inc | FL | Retail | DrugSt | Drug Stores & Proprietary Sto | Silvercape Investments Ltd | E9 | T | | 5 | P | 197 | 3.28 | 0 | 60 | 3 | 2,360 | D | | | | | | | | | | | | | | |
7/18/25 20:40 | 7/18/25 | BRCC | Brc Inc. | DE | FdBev | Bev | Beverages | Hafer Evan | UT | DT | | 1 | P | 100 | 1.25 | 0 | 80 | | 80 | D | | | | | | | | | | | | | | |
7/18/25 20:36 | 7/18/25 | BRCC | Brc Inc. | DE | FdBev | Bev | Beverages | Kadenacy Stephen M | UT | D | | 1 | P | 100 | 1.25 | 0 | 80 | 6 | 1,408 | D | | | | | | | | | | | | | | |
7/18/25 20:32 | 7/18/25 | FLXS | Flexsteel Industries Inc | MN | Hshld | Furn | Household Furniture | Dickson Kathryn P | IA | D | | 7 | P | 411 | 5.03 | 0 | 82 | 26 | 402 | D | | | | | | | | | | | | | | |
7/18/25 16:05 | 7/16/25 | PAPL | Pineapple Financial Inc. | | Financ | Loan | Finance Services | Marin Kendall Leo | A6 | DOT | COO | 21 | P.m | 82 | 0.0536 | 0 | 1,536 | 182 | 2,382 | D | | | | | | | | | | | | | | |
7/18/25 16:02 | 7/18/25 | UTGN | Utg Inc | | Insur | LfIns | Life Insurance | Correll Jesse T | KY | DOT | CB,CEO | 3 | P | 3,478 | 28.84 | 0 | 121 | 6 | 2,048 | I | | | | | | | | | | | | | | |
7/18/25 14:48 | 7/15/25 | STSS | Sharps Technology Inc. | NV | Health | MdEq | Surgical & Medical Instrument | Danner Paul K | NY | D | | 1 | P | 0 | 20.00 | 0 | 0 | | 0 | D | | | | | | | | | | | | | | |
7/18/25 14:42 | 7/18/25 | CALC | Calcimedica, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Wilson Robert N | CA | D | | 6 | P | 623 | 3.62 | 0 | 172 | 69 | 422 | D | | | | | | | | | | | | | | |
7/18/25 13:42 | 7/18/25 | ELV | Elevance Health, Inc. | IN | Insur | MdIns | Hospital & Medical Service Pl | Boudreaux Gail | IN | DO | P,CEO | 1 | P | 2,439 | 286.94 | 0 | 9 | 6 | 151 | D | | | | | | | | | | | | | | |
7/18/25 10:38 | 7/17/25 | GALT | Galectin Therapeutics Inc | NV | Health | Drug | Pharmaceutical Preparations | Freeman Kevin D | GA | D | | 17 | P | 173 | 2.07 | 0 | 83 | 129 | 148 | D | | | | | | | | | | | | | | |
7/17/25 18:04 | 5/28/25 | REFI | Chicago Atlantic Real Estate Finance, Inc. | MD | RlEst | REIT | Real Estate Investment Trusts | Sack Peter | IL | DO | Co-P | 8 | P.m | 67 | 13.36 | 0 | 5 | 81 | 11 | D | | | | | | | | | | | | | | |
7/17/25 17:19 | 12/16/22 | DSGN | Design Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | George Simeon | PA | DT | | 4 | P.m | 99,074 | 18.97 | 0 | 5,223 | 78 | 11,899 | I | | | | | | | | | | | | | | |
7/17/25 17:05 | 7/15/25 | DLHC | Dlh Holdings Corp. | NJ | BizSv | Staff | Help Supply Services | Mink Brook Asset Management LLC | FL | T | | 16 | P.m | 1,881 | 5.01 | 0 | 376 | 19 | 2,383 | I | | | | | | | | | | | | | | |
7/17/25 16:59 | 7/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Sheidler Jack | IN | D | | 46 | P | 206 | 35.24 | 0 | 6 | 10 | 66 | D | | | | | | | | | | | | | | |
7/17/25 16:57 | 7/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Ryan Christina M | IN | D | | 39 | P | 168 | 35.14 | 0 | 5 | 41 | 16 | D | | | | | | | | | | | | | | |
7/17/25 16:55 | 7/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Kelly Jason M | IN | D | | 27 | P | 162 | 35.52 | 0 | 5 | 49 | 14 | D | | | | | | | | | | | | | | |
7/17/25 16:54 | 7/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Ellspermann Susan J | IN | D | | 43 | P | 181 | 35.22 | 0 | 5 | 92 | 11 | D | | | | | | | | | | | | | | |
7/17/25 16:53 | 7/16/25 | REPX | Riley Exploration Permian, Inc. | DE | Energy | OilPrd | Crude Petroleum & Natural Gas | Libin Alvin Gerald | A0 | T | | 18 | P.m | 12,238 | 27.33 | 0 | 448 | 14 | 3,664 | I | | | | | | | | | | | | | | |
7/17/25 16:52 | 7/15/25 | GABC | German American Bancorp, Inc. | IN | Financ | StBnk | State Commercial Banks | Bawel Zachary W | IN | D | | 44 | P | 215 | 35.43 | 0 | 6 | 31 | 26 | D | | | | | | | | | | | | | | |
7/17/25 16:10 | 7/17/25 | BMNR | Bitmine Immersion Technologies, Inc. | DE | Financ | Loan | Finance Services | Lee Thomas Jong | NV | D | | 2 | P | 2,198 | 4.90 | 0 | 449 | | 449 | D | | | | | | | | | | | | | | |
7/17/25 16:08 | 7/15/25 | FIS | Fidelity National Information Services, Inc. | | BizSv | BizSv | Business Services | Goldstein Jeffrey A | FL | D | | 11 | P | 713 | 68.03 | 0 | 10 | 472 | 13 | D | | | | | | | | | | | | | | |
7/17/25 16:04 | 7/15/25 | OMCC | Old Market Capital Corp | FL | Financ | Loan | Short-Term Business Credit In | Radabaugh Mark R. | NE | O | P,CEO OF | 2 | P | 96 | 6.49 | 0 | 15 | 97 | 30 | D | | | | | | | | | | | | | | |
7/17/25 16:03 | 7/15/25 | JMSB | John Marshall Bancorp, Inc. | VA | Financ | StBnk | State Commercial Banks | Mahan Oscar Leland | VA | D | | 2 | P | 25 | 20.98 | 0 | 1 | 1 | 103 | D | | | | | | | | | | | | | | |
7/17/25 10:43 | 7/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Snyder Mark S | PA | O | VP-Engin | 16 | P.m | 7 | 38.31 | 0 | 0 | 4 | 4 | D | | | | | | | | | | | | | | |
7/17/25 10:29 | 7/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Scarpato Matthew J | PA | O | VP- Oper | 4 | P | 3 | 31.82 | 0 | 0 | 12 | 1 | D | | | | | | | | | | | | | | |
7/17/25 09:48 | 7/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Poff Matthew E | PA | O | CFO | 16 | P.m | 4 | 39.87 | 0 | 0 | 1 | 8 | D | | | | | | | | | | | | | | |
7/17/25 09:41 | 7/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Hand Joseph Thomas | PA | DO | P,CEO | 30 | P.m | 277 | 38.54 | 0 | 7 | 23 | 38 | D | | | | | | | | | | | | | | |
7/17/25 09:34 | 7/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Grimm Ashley M | PA | O | VP- HR | 4 | P | 2 | 32.61 | 0 | 0 | 18 | 0 | D | | | | | | | | | | | | | | |
7/17/25 09:20 | 7/16/25 | YORW | York Water Co | PA | Utility | WtrSply | Water Supply | Chiaruttini Alexandra C | PA | O | CEO,GC | 16 | P.m | 21 | 37.15 | 0 | 1 | 14 | 5 | D | | | | | | | | | | | | | | |
7/17/25 09:14 | 7/15/25 | MHH | Mastech Digital, Inc. | PA | BizSv | Conslt | Management Consulting Service | Shaw Steven A | RI | T | | 1 | P.m | 31 | 7.91 | 0 | 4 | 0 | 1,323 | I | | | | | | | | | | | | | | |
7/17/25 09:00 | 7/16/25 | RVYL | Ryvyl Inc. | NV | BizSv | Conslt | Management Consulting Service | S8 Global Fintech & Regtech Fund | N4 | T | | 4 | P.m | 408 | 0.6607 | 0 | 618 | 21 | 3,605 | D | | | | | | | | | | | | | | |
7/17/25 08:25 | 7/16/25 | ISBA | Isabella Bank Corp | MI | Financ | StBnk | State Commercial Banks | Bourland Jill | MI | D | | 37 | P.m | 57 | 23.47 | 0 | 2 | 78 | 6 | D | | | | | | | | | | | | | | |
7/16/25 19:19 | 7/16/25 | HELE | Helen of Troy Ltd | D0 | Hshld | Hshld | Electric Housewares & Fans | Judge Tessa | TX | O | GC | 1 | P | 10 | 22.87 | 0 | 0 | 2 | 25 | D | | | | | | | | | | | | | | |
7/16/25 17:46 | 7/15/25 | SSGC | Safespace Global Corp | NV | PerSv | Entert | Amusement & Recreation Servic | Hillis Dustin Michael | TN | O | P,Chief | 3 | P.m | 710 | 0.1135 | 0 | 6,255 | 625 | 7,255 | D | | | | | | | | | | | | | | |
7/16/25 16:04 | 7/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hansen Kent A | IL | O | CFO,EVP | 91 | P | 126 | 7.43 | 0 | 17 | 14 | 135 | D | | | | | | | | | | | | | | |
7/16/25 16:03 | 7/15/25 | KFS | Kingsway Financial Services Inc | DE | Insur | Insur | Fire, Marine & Casualty Insur | Fitzgerald John Taylor Maloney | IL | DO | P,CEO | 92 | P.d | 215 | 7.58 | 0 | 28 | 1 | 1,923 | D | | | | | | | | | | | | | | |
7/16/25 14:15 | 7/14/25 | IFN | India Fund, Inc. | | Fund | CEF | Closed-End Funds | Porter Rahn K | PA | D | | 5 | P | 55 | 4.84 | 0 | 11 | 999% | 12 | D | | | | | | | | | | | | | | |
7/16/25 12:15 | 6/10/22 | FDBC | Fidelity D & D Bancorp Inc | PA | Financ | NtBnk | National Commercial Banks | Cali Brian J | PA | DO | CB | 17 | P | 368 | 41.35 | 0 | 9 | 2 | 414 | D | | | | | | | | | | | | | | |
7/15/25 21:02 | 7/14/25 | MDBH | Mdb Capital Holdings, LLC | DE | Financ | Loan | Finance Services | Marlett Christopher A | TX | DOT | Co-Found | 10 | P.m | 60 | 4.13 | 0 | 14 | 11 | 144 | I | | | | | | | | | | | | | | |
7/15/25 18:38 | 5/11/23 | HELE | Helen of Troy Ltd | D0 | Hshld | Hshld | Electric Housewares & Fans | Grass Brian | TX | O | CEO | 2 | P.d | 695 | 46.36 | 0 | 15 | 12 | 136 | D | | | | | | | | | | | | | | |
7/15/25 18:38 | 7/15/25 | HELE | Helen of Troy Ltd | D0 | Hshld | Hshld | Electric Housewares & Fans | Scheuerman Tracy | TX | O | CFO | 1 | P | 201 | 20.13 | 0 | 10 | 43 | 33 | D | | | | | | | | | | | | | | |
7/15/25 17:11 | 7/14/25 | DYN | Dyne Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Cox John | MA | DO | CEO,P | 2 | P | 1,968 | 14.91 | 0 | 132 | 93 | 274 | D | | | | | | | | | | | | | | |
7/15/25 17:04 | 7/14/25 | HIO | Western Asset High Income Opportunity Fund Inc. | | Fund | CEF | Closed-End Funds | Mason Peter Daniel Charles | NY | D | | 2 | P | 80 | 6.39 | 0 | 13 | | 13 | D | | | | | | | | | | | | | | |
7/15/25 15:09 | 6/2/25 | XIVYX | Institutional Investment Strategy Fund | | Fund | CEF | Closed-End Funds | Potti Bharath | CA | D | | 1 | P | 39 | 11.15 | 0 | 3 | | 3 | D | | | | | | | | | | | | | | |
7/15/25 14:50 | 7/14/25 | VIRC | Virco Mfg Corporation | DE | Hshld | Furn | Public Bldg & Related Furnitu | Virtue Robert A | CA | DO | CEO | 2 | P | 25 | 4.76 | 0 | 5 | 1 | 488 | D | | | | | | | | | | | | | | |
7/15/25 14:42 | 7/14/25 | NTWK | Netsol Technologies Inc | NV | Tech | Softw | Prepackaged Software | Ghauri Naeem | CA | O | P | 3 | P | 118 | 2.92 | 0 | 40 | 10 | 460 | D | | | | | | | | | | | | | | |
7/15/25 14:37 | 7/11/25 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Shaffer Dennis G | OH | DO | CEO,P | 1 | P | 21 | 21.25 | 0 | 1 | 2 | 46 | D | | | | | | | | | | | | | | |
7/15/25 14:30 | 7/11/25 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Parcher Charles A. | OH | O | SVP | 2 | P | 36 | 17.83 | 0 | 2 | 9 | 25 | D | | | | | | | | | | | | | | |
7/15/25 14:22 | 7/11/25 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Dutton Richard J | OH | O | SVP | 1 | P | 85 | 21.25 | 0 | 4 | 13 | 36 | I | | | | | | | | | | | | | | |
7/15/25 14:12 | 7/11/25 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Macioce Mark J. | OH | D | | 1 | P | 14 | 21.25 | 0 | 1 | 22 | 4 | D | | | | | | | | | | | | | | |
7/15/25 14:05 | 7/11/25 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Morrison Lance A. | OH | O | SVP,Lega | 1 | P | 21 | 21.25 | 0 | 1 | 17 | 7 | D | | | | | | | | | | | | | | |
7/15/25 13:53 | 7/11/25 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Mulford Michael D. | OH | O | SVP | 3 | P | 67 | 16.72 | 0 | 4 | 200 | 6 | D | | | | | | | | | | | | | | |
7/15/25 13:51 | 6/26/25 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund | | Fund | CEF | Closed-End Funds | Anagnos Jeremy | PA | H | Portfoli | 35 | P | 447 | 16.29 | 0 | 27 | 999% | 28 | D | | | | | | | | | | | | | | |
7/15/25 13:38 | 7/11/25 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Congrove Darci L | OH | D | | 2 | P | 42 | 21.09 | 0 | 2 | 62 | 5 | D | | | | | | | | | | | | | | |
7/15/25 13:25 | 7/11/25 | CIVB | Civista Bancshares, Inc. | OH | Financ | StBnk | State Commercial Banks | Perfect Clyde A Jr | IN | H | Subsidia | 2 | P | 100 | 17.06 | 0 | 6 | 85 | 13 | D | | | | | | | | | | | | | | |
7/15/25 06:06 | 7/14/25 | NTWK | Netsol Technologies Inc | NV | Tech | Softw | Prepackaged Software | Ghauri Najeeb | CA | DO | CEO | 17 | P.m | 271 | 2.90 | 0 | 94 | 11 | 923 | D | | | | | | | | | | | | | | |
7/15/25 06:03 | 7/11/25 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Titterton Lewis H Jr | CA | D | | 18 | P.m | 495 | 3.16 | 0 | 157 | 19 | 988 | D | | | | | | | | | | | | | | |
7/14/25 18:16 | 5/7/25 | CELFX | Cliffwater Enhanced Lending Fund | | Fund | CEF | Closed-End Funds | Nesbitt Stephen Lane | WI | DO | P,Intere | 11 | P | 144,417 | 10.71 | 0 | 13,489 | 281 | 18,293 | I | | | | | | | | | | | | | | |
7/14/25 16:30 | 7/10/25 | DNTH | Dianthus Therapeutics, Inc. /De/ | DE | Health | Drug | Pharmaceutical Preparations | Fairmount Funds Management LLC | PA | DT | | 13 | P.dm | 156,098 | 14.28 | 0 | 10,930 | 132 | 19,212 | I | | | | | | | | | | | | | | |
7/14/25 16:30 | 7/11/25 | VBIX | Viewbix Inc. | DE | Tech | Softw | Prepackaged Software | Yoresh Eliyahu | L3 | D | | 2 | P.d | 28 | 3.59 | 0 | 8 | 155 | 13 | D | | | | | | | | | | | | | | |
7/14/25 08:40 | 7/11/25 | ANIX | Anixa Biosciences Inc | DE | Health | Drug | Pharmaceutical Preparations | Kumar Amit | CA | O | CEO | 7 | P | 367 | 2.72 | 0 | 135 | 31 | 575 | D | | | | | | | | | | | | | | |
7/11/25 17:50 | 6/2/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Young Caroline | TN | D | | 19 | P.m | 17 | 2.41 | 0 | 7 | 28 | 33 | D | | | | | | | | | | | | | | |
7/11/25 17:49 | 6/2/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Kazimi A J | TN | DOT | CB,CEO | 11 | P.m | 13 | 2.22 | 0 | 6 | 0 | 5,771 | D | | | | | | | | | | | | | | |
7/11/25 17:48 | 6/2/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Jones James | TN | D | | 19 | P.m | 31 | 2.34 | 0 | 13 | 45 | 43 | D | | | | | | | | | | | | | | |
7/11/25 17:46 | 6/2/25 | CPIX | Cumberland Pharmaceuticals Inc | | Health | Drug | Pharmaceutical Preparations | Krogulski Kenneth | TN | D | | 19 | P.m | 118 | 2.27 | 0 | 52 | 22 | 287 | D | | | | | | | | | | | | | | |
7/11/25 17:00 | 7/17/24 | PMNT | Perfect Moment Ltd. | DE | Fash | Apprl | Apparel & Other Finishd Prods | Gottschalk Max | NY | DT | | 11 | P.dm | 2,860 | 1.27 | 0 | 2,252 | 18 | 14,867 | I | | | | | | | | | | | | | | |
7/11/25 11:34 | 3/14/23 | GEF | Greif, Inc | DE | Hshld | Cntnr | Metal Shipping Barrels, Drums | Sathyanarayanan Bala | OH | O | EVP,Chie | 4 | P | 75 | 63.36 | 0 | 1 | 2 | 49 | D | | | | | | | | | | | | | | |
7/11/25 10:39 | 7/10/25 | PPRUX | Pgim Private Real Estate Fund, Inc. | | Fund | CEF | Closed-End Funds | Parker Stuart | NJ | O | P | 1 | P | 250 | 29.13 | 0 | 9 | | 9 | D | | | | | | | | | | | | | | |
7/11/25 10:18 | 7/10/25 | AATC | Autoscope Technologies Corp | MN | Electr | LabEq | Measuring & Controlling Devic | Daly Joseph Patrick | MN | D | | 69 | P.m | 2,185 | 1.21 | 0 | 1,812 | 25 | 8,932 | D | | | | | | | | | | | | | | |
7/10/25 17:33 | 7/8/25 | NMP | Nmp Acquisition Corp. | E9 | Financ | AcqCo | Blank Checks | Next Move Capital LLC | CA | T | | 2 | P.d | 1,125 | 10.00 | 0 | 113 | | 113 | D | | | | | | | | | | | | | | |
7/10/25 17:19 | 7/8/25 | NXDT | Nexpoint Diversified Real Estate Trust | DE | RlEst | REIT | Real Estate Investment Trusts | Laffer Arthur B | TX | D | | 14 | P.dm | 1,517 | 7.39 | 0 | 205 | 43 | 683 | D | | | | | | | | | | | | | | |
7/10/25 17:15 | 7/10/25 | OTLC | Oncotelic Therapeutics, Inc. | DE | Health | Drug | Pharmaceutical Preparations | Trieu Vuong | CA | DOT | CB,CEO | 13 | P.m | 84 | 0.0294 | 0 | 2,861 | 3 | 117,041 | D | | | | | | | | | | | | | | |
7/9/25 18:09 | 7/7/25 | LION | Lionsgate Studios Corp. | | PerSv | Entert | Motion Picture & Video Tape P | Liberty 77 Capital L.P. | DC | T | | 30 | P.m | 181,827 | 7.01 | 0 | 25,955 | 79 | 58,917 | I | | | | | | | | | | | | | | |
7/9/25 17:56 | 7/7/25 | PMFAX | Pimco Flexible Municipal Income Fund | | Fund | CEF | Closed-End Funds | McCartney Kathleen Ann | CA | D | | 2 | P | 250 | 13.53 | 0 | 18 | | 18 | D | | | | | | | | | | | | | | |
7/9/25 17:20 | 7/8/25 | AUB | Atlantic Union Bankshares Corp | VA | Financ | StBnk | State Commercial Banks | Wimbush Frederick Blair | VA | D | | 8 | P.d | 167 | 13.30 | 0 | 13 | 63 | 32 | D | | | | | | | | | | | | | | |
7/9/25 16:50 | 6/26/25 | OYSE | Lightwave Acquisition Corp. | | Financ | AcqCo | Blank Checks | Lightwave Founders LLC | TX | T | | 1 | P.d | 6,063 | 10.00 | 0 | 606 | | 606 | D | | | | | | | | | | | | | | |
7/9/25 16:39 | 7/7/25 | ORCL | Oracle Corp | | Tech | Softw | Prepackaged Software | Fairhead Rona Alison | NV | D | | 3 | P | 440 | 108.92 | 0 | 4 | 14 | 33 | D | | | | | | | | | | | | | | |
7/9/25 16:39 | 7/7/25 | STZ | Constellation Brands, Inc. | DE | FdBev | Bev | Beverages | Baldwin Christopher J | NY | DH | Non-Exec | 1 | P.m | 341 | 170.44 | 0 | 2 | 833 | 2 | D | | | | | | | | | | | | | | |
7/9/25 16:34 | 7/8/25 | ETST | Earth Science Tech, Inc. | NV | Health | Drug | Pharmaceutical Preparations | Sanchez Yovan Arturo | FL | D | | 21 | P.m | 167 | 0.1195 | 0 | 1,400 | 467 | 1,700 | D | | | | | | | | | | | | | | |
7/9/25 16:12 | 3/5/24 | ROOT | Root, Inc. | DE | Insur | Insur | Fire, Marine & Casualty Insur | Hilsheimer Lawrence A. | OH | D | | 25 | P.m | 5,438 | 49.15 | 0 | 111 | 44 | 363 | D | | | | | | | | | | | | | | |
7/9/25 16:05 | 7/8/25 | BLNK | Blink Charging Co. | NV | Auto | RecVh | Miscellaneous Transportation | Levine Jack | MD | D | | 12 | P.m | 798 | 5.15 | 0 | 155 | 34 | 606 | I | | | | | | | | | | | | | | |
7/9/25 13:41 | 7/9/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | | Fund | CEF | Closed-End Funds | O'Neil Michael J | TX | O | EVP,Secr | 2 | P | 37 | 11.14 | 0 | 3 | 55 | 9 | I | | | | | | | | | | | | | | |
7/9/25 10:53 | 11/3/23 | UPBD | Upbound Group, Inc. | DE | BizSv | Lease | Equipment Rental & Leasing | Brown Jeffrey J | TX | D | | 28 | P.dm | 3,960 | 52.74 | 0 | 75 | 89 | 160 | M | | | | | | | | | | | | | | |
7/8/25 16:18 | 7/3/25 | RMAX | Re/max Holdings, Inc. | CO | RlEst | RlEst | Real Estate Agents & Managers | Peterson Adam K | NE | T | | 58 | P.m | 69,114 | 27.85 | 0 | 2,482 | 21 | 14,126 | D | | | | | | | | | | | | | | |
7/8/25 16:05 | 6/24/25 | HWC | Hancock Whitney Corp | MS | Financ | StBnk | State Commercial Banks | Williams Albert J | MS | D | | 1 | P | 1 | 55.87 | 0 | 0 | 1 | 2 | D | | | | | | | | | | | | | | |
7/8/25 15:08 | 6/22/23 | CAPIX | Calamos Aksia Alternative Credit & Income Fund | | Fund | CEF | Closed-End Funds | Herman Thomas E | IL | O | VP,CFO | 5 | P.m | 1,779 | 11.98 | 0 | 148 | 999% | 160 | D | | | | | | | | | | | | | | |
7/8/25 14:29 | 7/7/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Pellegrino Frank G | PA | D | | 47 | P | 218 | 20.97 | 0 | 10 | 30 | 45 | D | | | | | | | | | | | | | | |
7/8/25 14:27 | 7/7/25 | CZNC | Citizens & Northern Corp | PA | Financ | StBnk | State Commercial Banks | Shattuck Katherine W | PA | D | | 33 | P | 108 | 20.47 | 0 | 5 | 130 | 9 | D | | | | | | | | | | | | | | |
7/8/25 13:05 | 7/8/25 | CTTH | Ctt Pharmaceutical Holdings, Inc. | DE | Mining | Gold | Gold & Silver Ores | Ctt Pharmaceutical Holdings, Inc. | FL | O | CEO | 41 | P | 36 | 0.0258 | 0 | 1,415 | 26 | 6,951 | D | | | | | | | | | | | | | | |
7/7/25 17:45 | 7/3/25 | SCISX | Ma Specialty Credit Income Fund | | Fund | CEF | Closed-End Funds | Ma Eagle Holdings Fund | C3 | T | | 6 | P | 14,144 | 24.95 | 0 | 567 | 53 | 1,631 | D | | | | | | | | | | | | | | |
7/7/25 17:43 | 7/2/25 | OFIX | Orthofix Medical Inc. | | Health | MdEq | Surgical & Medical Instrument | Engine Capital Management, LP | NY | T | | 3 | P | 2,476 | 12.30 | 0 | 201 | 5 | 4,253 | I | | | | | | | | | | | | | | |
7/7/25 17:36 | 7/3/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund | | Fund | CEF | Closed-End Funds | Clark James Frederic | NY | H | Trustee | 1 | P | 150 | 15.17 | 0 | 10 | | 10 | D | | | | | | | | | | | | | | |
7/7/25 17:21 | 6/22/23 | N.A. | Calamos Aksia Private Equity & Alternatives Fund | | Fund | CEF | Closed-End Funds | Dufresne Daniel | IL | O | P | 2 | P | 1,100 | 10.02 | 0 | 110 | 93 | 228 | I | | | | | | | | | | | | | | |
7/7/25 17:12 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Macleod James S | GA | D | | 5 | P | 541 | 10.61 | 0 | 51 | 26 | 247 | D | | | | | | | | | | | | | | |
7/7/25 17:11 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Hemby Lauren M. | GA | O | CHIEF AC | 1 | P | 97 | 21.50 | 0 | 5 | 78 | 10 | D | | | | | | | | | | | | | | |
7/7/25 17:11 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Stone Stephen R. | GA | DO | P,CEO | 1 | P | 47 | 21.50 | 0 | 2 | 2 | 125 | D | | | | | | | | | | | | | | |
7/7/25 17:11 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Valduga Anthony P. | GA | O | CFO,COO | 1 | P | 32 | 21.50 | 0 | 2 | 1 | 112 | D | | | | | | | | | | | | | | |
7/7/25 17:11 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Bruderer Ernst W. | GA | D | | 1 | P | 43 | 21.50 | 0 | 2 | 4 | 47 | D | | | | | | | | | | | | | | |
7/7/25 17:10 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Gutin Boris | GA | D | | 1 | P | 237 | 21.50 | 0 | 11 | 151 | 18 | D | | | | | | | | | | | | | | |
7/7/25 17:08 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Frawley Patrick M | GA | D | | 1 | P | 100 | 21.50 | 0 | 5 | 6 | 84 | D | | | | | | | | | | | | | | |
7/7/25 17:06 | 5/25/23 | CAPL | Crossamerica Partners LP | | Energy | OilTr | Petroleum & Petroleum Product | Topper Joseph V. Jr. | PA | DT | | 12 | P.m | 4,607 | 19.94 | 0 | 231 | 40 | 807 | I | | | | | | | | | | | | | | |
7/7/25 17:05 | 7/7/25 | MWA | Mueller Water Products, Inc. | DE | Build | BldMt | Miscellaneous Fabricated Meta | Healy Brian C. | GA | D | | 6 | P | 180 | 21.64 | 0 | 8 | 113 | 16 | D | | | | | | | | | | | | | | |
7/7/25 17:02 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Turner Cameron Bradley | GA | O | CHIEF CR | 1 | P | 22 | 21.50 | 0 | 1 | 8 | 14 | D | | | | | | | | | | | | | | |
7/7/25 17:00 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Richardson James N. Jr. | GA | D | | 1 | P | 430 | 21.50 | 0 | 20 | 13 | 172 | D | | | | | | | | | | | | | | |
7/7/25 17:00 | 7/2/25 | COSO | Coastalsouth Bancshares, Inc. | | Financ | StBnk | State Commercial Banks | Askins L. Scott | GA | D | | 1 | P | 50 | 21.50 | 0 | 2 | 20 | 14 | D | | | | | | | | | | | | | | |
7/7/25 16:58 | 9/8/23 | ASPS | Altisource Portfolio Solutions S.A. | N4 | BizSv | BizSv | Miscellaneous Business Servic | Aldridge John G Jr | N4 | D | | 3 | P | 308 | 5.83 | 0 | 53 | 203 | 79 | D | | | | | | | | | | | | | | |
7/7/25 16:41 | 6/11/25 | PML | Pimco Municipal Income Fund II | DE | Financ | NtBnk | National Commercial Banks | Bank of America Corp /de/ | NC | T | | 65 | P.dm | 4,343 | 10.49 | 0 | 414 | | 147 | I | | | | | | | | | | | | | | |
7/7/25 16:36 | 7/7/25 | CMTV | Community Bancorp /Vt | VT | Financ | NtBnk | National Commercial Banks | Moore Jeffrey Lee | VT | D | | 15 | P.m | 344 | 19.37 | 0 | 18 | 534 | 21 | M | | | | | | | | | | | | | | |
7/7/25 16:34 | 7/7/25 | CMTV | Community Bancorp /Vt | VT | Financ | NtBnk | National Commercial Banks | Baker Bruce D | VT | D | | 2 | P | 15 | 18.43 | 0 | 1 | 999% | 1 | D | | | | | | | | | | | | | | |
7/7/25 11:38 | 7/3/25 | TREX | Trex Co Inc | DE | Build | Wood | Lumber & Wood Products (No Fu | Rudolph Jacob T. | VA | O | SVP,CHRO | 6 | P | 16 | 55.72 | 0 | 0 | 1 | 42 | D | | | | | | | | | | | | | | |
7/7/25 10:38 | 7/2/25 | HURC | Hurco Companies Inc | IN | Electr | LabEq | Industrial Instruments For Me | Doar Michael | IN | DO | Exec CB | 4 | P.m | 392 | 19.39 | 0 | 20 | 10 | 226 | D | | | | | | | | | | | | | | |