Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
7/8/26 13:46	6/24/26	PCSZX	Amg Pantheon Credit Solutions Fund		Fund	CEF	Closed-End Funds	1	1	P	25	10.73	2	3	72	D
7/8/26 11:32	7/6/26	CADEX	Cion Ares Diversified Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	10,521	23.38	450	16	3,250	D
7/7/26 21:40	7/2/26	FTECX	First Trust Enhanced Private Credit Fund		Fund	CEF	Closed-End Funds	3	5	P	1,903	9.42	202	999%	213	M
7/7/26 19:03	7/2/26	VFLEX	First Trust Alternative Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	6,500	27.66	235	999%	235	M
7/7/26 16:45	7/6/26	PSBD	Palmer Square Capital Bdc Inc.		Fund	CEF	Closed-End Funds	1	3	P.m	2,000	10.61	188	6	3,328	I
7/7/26 16:27	7/2/26	SWZ	Total Return Securities Fund		Fund	CEF	Closed-End Funds	2	9	P.m	278	5.98	47	32	191	I
7/7/26 13:36	7/2/26	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	20	P.m	9,537	11.71	814	29	3,647	I
7/7/26 12:52	7/6/26	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	2	29	P.m	61	2.81	22	2	946	D
7/2/26 19:44	7/1/26	XIVYX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	1	1	P	0	12.63	0	0	42	D
7/2/26 14:11	1/23/26	GDV	Gabelli Dividend & Income Trust		Fund	CEF	Closed-End Funds	2	2	P	71	28.53	3	29	11	M
6/30/26 17:30	6/29/26	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	848	9.63	88	1	14,210	M
6/30/26 17:00	6/4/26	MSIF	Msc Income Fund, Inc.		Fund	CEF	Closed-End Funds	5	6	P.m	270	11.81	23	17	160	D
6/30/26 16:13	6/17/26	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	3	4	P	147	23.39	6	1	641	D
6/30/26 14:32	6/26/26	CET	Central Securities Corp	DE	Fund	CEF	Closed-End Funds	2	2	P	23	52.11	0	0	127	M
6/26/26 15:28	6/25/26	TYG	Tortoise Energy Infrastructure Corp		Fund	CEF	Closed-End Funds	1	1	P	173	42.24	4		0	D
6/26/26 10:44	6/24/26	IGR	Cbre Global Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	2	4.50	0	2	23	D
6/26/26 10:01	6/26/26	UTG	Reaves Utility Income Fund		Fund	CEF	Closed-End Funds	2	2	P	45	41.96	1	6	19	D
6/25/26 21:30	5/13/26	SCM	Stellus Capital Investment Corp		Fund	CEF	Closed-End Funds	1	1	P.m	97	9.02	11	26	52	D
6/25/26 16:59	6/23/26	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	1	5	P	6,671	2.27	2,933	3	89,647	D
6/25/26 12:44	6/23/26	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	1	18	P.m	10,492	21.90	479	27	2,260	I
6/24/26 18:09	6/22/26	BCIC	Bcp Investment Corp		Fund	CEF	Closed-End Funds	1	1	P	98	7.16	14	16	100	D
6/24/26 17:33	5/15/26	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	3	3	P	215	13.23	16	30	70	D
6/24/26 16:20	4/17/26	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	5	5	P.m	762	13.57	56	6	1,066	D
6/24/26 16:10	6/22/26	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	5	2.73	2	54	6	D
6/24/26 12:13	6/23/26	TAKAX	Carlyle Tactical Private Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	5,000	25.00	200	7	3,200	D
6/23/26 18:38	6/18/26	PWRL	Powerlaw Corp.		Fund	CEF	Closed-End Funds	2	2	P.m	347	15.66	22	1	2,457	I
6/23/26 16:22	6/23/26	GOF	Guggenheim Strategic Opportunities Fund		Fund	CEF	Closed-End Funds	2	2	P	150	11.16	13		13	D
6/22/26 14:37	6/17/26	LNBIX	Lincoln Bain Capital Total Credit Fund		Fund	CEF	Closed-End Funds	1	3	P	75,000	10.17	7,375	49	22,545	I
6/18/26 20:25	6/18/26	WHF	Whitehorse Finance, Inc.		Fund	CEF	Closed-End Funds	4	8	P.m	774	6.65	116	33	468	I
6/17/26 17:50	6/17/26	PSUS	Pershing Square Usa, Ltd.		Fund	CEF	Closed-End Funds	8	9	P	311,594	49.35	6,314		5,473	D
6/17/26 09:14	6/16/26	CFND	C1 Fund Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	80	3.18	25	7	360	D
6/16/26 16:27	6/15/26	STRUX	Stepstone Private Infrastructure Fund		Fund	CEF	Closed-End Funds	2	3	P.m	3,475	11.73	296	296	396	I
6/15/26 15:34	6/15/26	RMT	Royce Micro-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	2	3	P	151	13.92	11	15	86	D
6/15/26 15:32	6/15/26	RVT	Royce Small-Cap Trust, Inc.		Fund	CEF	Closed-End Funds	1	1	P	51	18.16	3	6	51	D
6/12/26 16:32	5/14/26	ACLOX	Aristotle Pacific Enhanced Clo Income Fund		Fund	CEF	Closed-End Funds	1	1	P	150	25.55	6		6	D
6/11/26 17:10	6/9/26	HRZN	Horizon Technology Finance Corp		Fund	CEF	Closed-End Funds	6	7	P	656	4.34	151	78	346	D
6/11/26 16:34	6/10/26	GSBD	Goldman Sachs Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	18	9.04	2	11	20	D
6/11/26 16:25	6/9/26	FERLX	First Eagle Real Estate Debt Fund		Fund	CEF	Closed-End Funds	1	1	P	240	25.42	9		9	D
6/11/26 10:52	6/9/26	HFRO	Highland Opportunities & Income Fund		Fund	CEF	Closed-End Funds	1	9	P.m	2,760	6.60	418	8	5,976	I
6/10/26 16:01	6/8/26	PAYIX	Prospect Enhanced Yield Fund		Fund	CEF	Closed-End Funds	1	1	P.m	150	24.98	6		6	I
6/9/26 16:11	6/8/26	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	12	6.09	2		2	D
6/8/26 17:24	6/4/26	BPRE	Bluerock Private Real Estate Fund		Fund	CEF	Closed-End Funds	1	1	P	25	15.00	2	7	25	I
6/5/26 12:56	6/3/26	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	83	8.27	10	63	26	D
6/4/26 16:02	6/2/26	STPEX	Stepstone Private Equity Strategies Fund		Fund	CEF	Closed-End Funds	2	2	P	1,005	12.25	82	36	311	D
6/3/26 17:23	6/1/26	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	1	2	P.m	2,070	40.81	51	25	257	D
6/3/26 16:30	6/2/26	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	2	3	P	57	11.41	5	5	109	M
6/3/26 12:45	5/8/26	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	2	2	P.m	24	5.82	4	2	181	D
6/3/26 12:41	5/8/26	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P.m	20	5.30	4	2	161	D
5/29/26 10:56	5/28/26	RIAEX	Rbc Bluebay Enhanced Income Fund		Fund	CEF	Closed-End Funds	1	1	P	49,900	25.00	1,996	999%	2,000	D
5/28/26 20:38	5/1/26	XPEPX	Amg Pantheon Fund, LLC		Fund	CEF	Closed-End Funds	1	1	P	500	29.34	17		17	D
5/28/26 15:03	5/27/26	UBCP	Norwood Broadcasting Corp		Fund	CEF	Closed-End Funds	1	1	P	31	14.93	2	6	37	D
5/27/26 16:41	5/22/26	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	3	4	P	132	10.01	13	2	565	D
5/27/26 16:30	5/22/26	OTF	Blue Owl Technology Finance Corp.		Fund	CEF	Closed-End Funds	3	4	P	206	10.85	19	380	24	D
5/27/26 16:05	5/14/26	RWAY	Runway Growth Finance Corp.		Fund	CEF	Closed-End Funds	2	2	P.am	83	6.42	13	4	333	D
5/27/26 10:49	5/22/26	AFB	Alliancebernstein National Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	27	10.96	3		3	D
5/22/26 16:18	5/19/26	CCAP	Crescent Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	4	4	P	1,077	11.28	96	44	312	I
5/22/26 11:47	5/21/26	STEW	Srh Total Return Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	88	17.53	5	100	10	I
5/21/26 19:29	5/19/26	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	200	10.42	19		19	I
5/21/26 18:27	4/27/26	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	2	3	P.m	1,086	21.04	52	2	2,276	D
5/21/26 09:12	5/20/26	PPRUX	Pgim Real Estate Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	250	30.47	8	96	17	D
5/21/26 08:12	5/20/26	OXSQ	Oxford Square Capital Corp.		Fund	CEF	Closed-End Funds	2	2	P	333	1.15	289	7	4,622	D
5/19/26 16:24	5/14/26	AFCG	Advanced Flower Capital Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	257	2.84	91	1	6,923	D
5/19/26 13:50	5/15/26	GAIN	Gladstone Investment Corporationde		Fund	CEF	Closed-End Funds	1	1	P.m	15	16.34	1	48	3	D
5/15/26 17:22	5/14/26	SAFTX	Sound Point Alternative Income Fund		Fund	CEF	Closed-End Funds	2	2	P.m	443	20.00	22		20	I
5/14/26 16:05	5/12/26	SLRC	Slr Investment Corp.		Fund	CEF	Closed-End Funds	1	1	P.m	262	13.09	20	0	4,273	I
5/14/26 14:55	5/13/26	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	1	1	P	14	9.73	1	21	8	D
5/13/26 18:15	5/11/26	PFLEX	Pimco Flexible Credit Income Fund		Fund	CEF	Closed-End Funds	1	1	P	2,000	6.86	292	25	1,440	I
5/13/26 17:34	5/11/26	TSLX	Sixth Street Specialty Lending, Inc.		Fund	CEF	Closed-End Funds	1	1	P	142	17.76	8	78	18	D
5/13/26 16:30	5/12/26	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	50	23.80	2	9	25	D
5/12/26 17:29	5/12/26	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	1	1	P	50	8.67	6	2	356	D
5/12/26 12:13	5/7/26	NXG	Nxg Nextgen Infrastructure Income Fund		Fund	CEF	Closed-End Funds	4	4	P	89	58.45	2	26	7	M
5/8/26 14:51	5/6/26	PIIVX	Private Shares Fund		Fund	CEF	Closed-End Funds	1	1	P	20	48.54	0	49	1	D
5/7/26 12:47	5/6/26	JHS	John Hancock Income Securities Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	12	11.20	1		1	D
5/7/26 12:43	5/6/26	HPF	John Hancock Preferred Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	12	16.13	1		1	D
5/7/26 12:36	5/6/26	HEQ	John Hancock Diversified Income Fund		Fund	CEF	Closed-End Funds	1	1	P	12	11.57	1		1	D
5/7/26 12:30	5/6/26	HPI	John Hancock Preferred Income Fund		Fund	CEF	Closed-End Funds	1	1	P	12	16.26	1		1	D
5/7/26 12:25	5/6/26	BTO	John Hancock Financial Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	12	37.38	0		0	D
5/7/26 12:19	5/6/26	HPS	John Hancock Preferred Income Fund III		Fund	CEF	Closed-End Funds	1	1	P	12	14.83	1		1	D
5/7/26 12:13	5/6/26	JHI	John Hancock Investors Trust	DE	Fund	CEF	Closed-End Funds	1	1	P	10	13.35	1		1	D
5/7/26 12:09	5/6/26	HTD	John Hancock Tax-Advantaged Dividend Income Fund		Fund	CEF	Closed-End Funds	1	1	P	12	25.64	0		0	D
5/7/26 12:03	5/6/26	PDT	John Hancock Premium Dividend Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	12	13.14	1		1	D
5/5/26 16:51	4/7/26	BOT	Robostrategy, Inc.		Fund	CEF	Closed-End Funds	2	2	P	2,900	10.00	290	3	10,644	I
5/4/26 16:12	5/1/26	CLOO	Vaneck Clo Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	24,900	25.00	996	999%	1,000	D
4/27/26 17:11	1/2/26	AB.LE	Ab Private Lending Fund		Fund	CEF	Closed-End Funds	1	4	P	13,594	25.28	538	98	1,085	D
4/24/26 16:39	3/30/26	JFR	Nuveen Floating Rate Income Fund		Fund	CEF	Closed-End Funds	1	1	P.m	103	7.33	14	31	59	D
4/24/26 16:35	3/30/26	JQC	Nuveen Credit Strategies Income Fund		Fund	CEF	Closed-End Funds	1	1	P.m	95	4.76	20	333	26	D
4/22/26 16:06	4/21/26	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	1	1	P.m	66	13.17	5	0	1,676	D
4/21/26 16:45	4/20/26	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	1	2	P	37	24.76	2	3	51	D
4/17/26 16:11	4/15/26	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	1	1	P.a	83	15.15	6	364	7	D
4/17/26 12:20	4/16/26	VCRDX	Harrison Street Infrastructure Income Fund		Fund	CEF	Closed-End Funds	1	1	P	200	10.13	20		20	D
4/17/26 09:15	4/16/26	DHY	Credit Suisse High Yield Credit Fund		Fund	CEF	Closed-End Funds	1	1	P	30	1.88	16		16	D
4/17/26 08:00	3/27/26	HERZ	Herzfeld Credit Income Fund, Inc		Fund	CEF	Closed-End Funds	2	2	P.m	66	16.00	4	2	204	D
4/16/26 14:54	4/15/26	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	1	P	192	20.91	9	34	36	D
4/14/26 09:11	4/13/26	OCCI	Ofs Credit Company, Inc.		Fund	CEF	Closed-End Funds	1	1	P	7	3.03	2		2	D
4/10/26 19:12	4/9/26	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	1	1	P	40	14.59	3	18	18	D
4/10/26 19:12	4/9/26	FRBBX	Flat Rock Enhanced Income Fund		Fund	CEF	Closed-End Funds	1	1	P	40	21.44	2	11	20	D
4/10/26 13:54	4/8/26	DXR	Daxor Corp		Fund	CEF	Closed-End Funds	1	1	P	9	9.07	1	0	214	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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