| 10/30/25 16:32 | 10/29/25 | BFZ | Blackrock California Municipal Income Trust |  | Fund | CEF | Closed-End Funds | Saba Capital Management, L.P. | NY | T |  | 76 | S.m | -44,189 | 13.34 | 0 | -3,312 |  | 61,685 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/28/25 14:21 | 8/19/25 | SSSS | Suro Capital Corp. |  | Fund | CEF | Closed-End Funds | Lott Ronald M. | NY | D |  | 2 | S.m | -69 | 8.65 | 0 | -8 |  | 30 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/24/25 14:34 | 9/30/25 | MONIX | Monachil Credit Income Fund |  | Fund | CEF | Closed-End Funds | Meli Ali | CT | DOT | P,CEO | 1 | S | -259 | 9.97 | 0 | -26 |  | 1,210 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/23/25 15:08 | 10/22/25 | PSBD | Palmer Square Capital Bdc Inc. |  | Fund | CEF | Closed-End Funds | Alaris Master Fund LP | MO | T |  | 1 | S | -6,686 | 12.56 | 0 | -532 |  | 3,175 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/22/25 16:52 | 7/28/25 | MVF | Blackrock Munivest Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Soccio Phillip | NY | H | Portfoli | 2 | S | -73 | 6.53 | 0 | -11 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/21/25 14:34 | 10/20/25 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | Gabelli Mario J | NY | DH | Control | 1 | S | -23 | 23.43 | 0 | -1 |  | 158 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/17/25 15:54 | 10/16/25 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund |  | Fund | CEF | Closed-End Funds | Anagnos Jeremy | PA | H | Portfoli | 1 | S | -119 | 14.87 | 0 | -8 |  | 20 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/16/25 17:41 | 10/15/25 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | Ulrich Thomas W | CT | O | See Rema | 1 | S | -9 | 8.34 | 0 | -1 |  | 8 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/8/25 14:15 | 6/30/25 | ARKVX | Ark Venture Fund |  | Fund | CEF | Closed-End Funds | Ark Investment Management LLC | FL | TH | Investme | 1 | S.m | -1,300 | 37.26 | 0 | -35 |  | 21 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/1/25 14:29 | 8/28/25 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | George W Whitney | CT | DTH | Senior P | 1 | S | -244 | 8.18 | 0 | -30 | 0 | 13,850 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/26/25 18:30 | 9/25/25 | GECC | Great Elm Capital Corp. |  | Fund | CEF | Closed-End Funds | Great Elm Strategic Partnership I, LLC | MA | T |  | 7 | S.m | -2,145 | 11.32 | 0 | -190 |  | 1,740 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/26/25 16:58 | 6/30/25 | ARKVX | Ark Venture Fund |  | Fund | CEF | Closed-End Funds | Zack Robert G. | FL | D |  | 1 | S | -8 | 31.70 | 0 | 0 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/24/25 07:45 | 9/23/25 | EVT | Eaton Vance Tax-Advantaged Dividend Income Fund |  | Fund | CEF | Closed-End Funds | Dunn Aaron | MA | D |  | 1 | S | -49 | 24.32 | 0 | -2 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/12/25 16:29 | 9/11/25 | XFLT | Xai Octagon Floating Rate & Alternative Income Trust |  | Fund | CEF | Closed-End Funds | Jones Scott C | IL | H | Trustee | 1 | S | -73 | 5.62 | 0 | -13 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/11/25 17:03 | 9/10/25 | CLM | Cornerstone Strategic Investment Fund, Inc. | MD | Fund | CEF | Closed-End Funds | Morris Matthew | TX | D |  | 4 | S.m | -705 | 7.99 | 0 | -88 |  | 38 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/11/25 14:41 | 9/10/25 | NEA | Nuveen Amt-Free Quality Municipal Income Fund |  | Fund | CEF | Closed-End Funds | Jones Nathaniel T. | IL | O | VP | 1 | S | -5 | 11.35 | 0 | 0 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 18:50 | 9/2/25 | CAPIX | Calamos Aksia Alternative Credit & Income Fund |  | Fund | CEF | Closed-End Funds | Hemley Joshua | NY | O | VP | 1 | S | -4 | 10.72 | 0 | 0 |  | 17 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 14:17 | 9/4/25 | STK | Columbia Seligman Premium Technology Growth Fund, Inc. |  | Fund | CEF | Closed-End Funds | Petersen Christopher O. | MN | O | SVP,Asst | 2 | S | -10 | 32.81 | 0 | 0 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 08:54 | 9/5/25 | GHY | Pgim Global High Yield Fund, Inc. |  | Fund | CEF | Closed-End Funds | Evans Barry H | NJ | D |  | 1 | S | -353 | 13.36 | 0 | -26 |  | 16 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/29/25 14:09 | 8/29/25 | JLS | Nuveen Mortgage & Income Fund/ma/ |  | Fund | CEF | Closed-End Funds | Virgilio Stephen | IL | H | Portfoli | 1 | S | -3 | 18.81 | 0 | 0 |  | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/21/25 16:16 | 8/18/25 | CGBD | Carlyle Secured Lending, Inc. |  | Fund | CEF | Closed-End Funds | Nestor John G. | NY | D |  | 1 | S | -179 | 13.49 | 0 | -13 |  | 15 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/21/25 12:02 | 8/18/25 | TREIX | Thirdline Real Estate Income Fund |  | Fund | CEF | Closed-End Funds | Eiben Lawrence Scott | VA | DO | Principa | 1 | S | -429 | 9.89 | 0 | -43 |  | 423 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/14/25 17:02 | 8/14/25 | MAIN | Main Street Capital Corp |  | Fund | CEF | Closed-End Funds | Meserve Nicholas | TX | O | MD | 1 | S | -940 | 67.15 | 0 | -14 |  | 82 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/13/25 16:14 | 8/13/25 | ETG | Eaton Vance Tax-Advantaged Global Dividend Income Fund |  | Fund | CEF | Closed-End Funds | Digregorio Derek | MA | H | Portfoli | 1 | S | -17 | 20.75 | 0 | -1 |  | 5 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/12/25 19:20 | 8/8/25 | RWAY | Runway Growth Finance Corp. |  | Fund | CEF | Closed-End Funds | Ocm Growth Holdings LLC | CA | T |  | 1 | S | -5,400 | 10.80 | 0 | -500 |  | 8,280 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/11/25 14:56 | 8/11/25 | CHI | Calamos Convertible & High Income Fund |  | Fund | CEF | Closed-End Funds | Mickey Mark | IL | O | FormerCh | 2 | S | -32 | 10.72 | 0 | -3 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |