| 10/30/25 16:59 | 10/29/25 | GAM | General American Investors Co Inc | DE | Fund | CEF | Closed-End Funds | 1 | 3 | P.m | 480 | 24.98 | 0 | 19 | 1 | 1,563 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/30/25 16:43 | 10/28/25 | GF | New Germany Fund Inc | MD | Fund | CEF | Closed-End Funds | 1 | 3 | P.m | 213 | 11.41 | 0 | 19 | 1 | 1,967 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/30/25 16:39 | 10/28/25 | ECF | Ellsworth Growth & Income Fund Ltd | DE | Fund | CEF | Closed-End Funds | 1 | 2 | P | 228 | 11.63 | 0 | 20 | 1 | 1,647 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/30/25 16:32 | 10/29/25 | AFB | Alliancebernstein National Municipal Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 11 | S.m | -2,240 | 10.86 | 0 | -206 |  | 3,122 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/30/25 16:30 | 8/1/25 | MEGI | Nyli Cbre Global Infrastructure Megatrends Term Fund |  | Fund | CEF | Closed-End Funds | 2 | 3 | P.m | 608 | 14.60 | 0 | 42 | 1 | 6,255 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/30/25 16:23 | 10/28/25 | NQP | Nuveen Pennsylvania Quality Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | 1 | 14 | S.m | -4,938 | 11.61 | 0 | -425 |  | 4,951 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/30/25 15:59 | 10/28/25 | ASA | Asa Gold & Precious Metals Ltd |  | Fund | CEF | Closed-End Funds | 1 | 26 | P.m | 68,144 | 39.11 | 0 | 1,742 | 52 | 5,102 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/30/25 15:55 | 10/28/25 | ECAT | Blackrock Esg Capital Allocation Term Trust |  | Fund | CEF | Closed-End Funds | 1 | 19 | S.m | -19,875 | 16.55 | 0 | -1,201 |  | 28,524 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/30/25 13:39 | 10/30/25 | GOF | Guggenheim Strategic Opportunities Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 21 | 13.02 | 0 | 2 |  | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/30/25 10:59 | 10/29/25 | RCG | Renn Fund, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 62 | P.m | 187 | 2.63 | 0 | 71 | 8 | 954 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/29/25 18:19 | 10/28/25 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 5 | P.m | 173 | 14.32 | 0 | 12 |  | 12 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/29/25 18:03 | 10/28/25 | PAYIX | Prospect Enhanced Yield Fund |  | Fund | CEF | Closed-End Funds | 2 | 3 | P.m | 28,750 | 25.04 | 0 | 1,148 |  | 148 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/29/25 16:16 | 10/27/25 | SWZ | Total Return Securities Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 6 | 6.06 | 0 | 1 | 29 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/29/25 12:33 | 10/27/25 | IVYIX | Institutional Investment Strategy Fund |  | Fund | CEF | Closed-End Funds | 1 | 5 | P | 1 | 11.72 | 0 | 0 | 0 | 41 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/28/25 15:59 | 9/2/25 | GGT | Gabelli Multimedia Trust Inc. |  | Fund | CEF | Closed-End Funds | 1 | 2 | P | 126 | 4.04 | 0 | 31 | 1 | 2,692 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/28/25 14:21 | 8/19/25 | SSSS | Suro Capital Corp. |  | Fund | CEF | Closed-End Funds | 2 | 3 | S.m | -193 | 8.57 | 0 | -23 |  | 1,560 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/27/25 19:05 | 9/17/25 | MXF | Mexico Fund Inc |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 23 | 18.99 | 0 | 1 | 0 | 1,538 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/27/25 19:03 | 10/23/25 | GRX | Gabelli Healthcare & Wellnessrx Trust |  | Fund | CEF | Closed-End Funds | 1 | 5 | P.m | 678 | 9.38 | 0 | 72 | 4 | 2,088 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/27/25 18:47 | 10/24/25 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 9 | P.m | 466 | 14.56 | 0 | 32 |  | 32 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/27/25 16:08 | 10/24/25 | XFLT | Xai Octagon Floating Rate & Alternative Income Trust |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 173 | 5.25 | 0 | 33 |  | 20 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/27/25 14:10 | 10/23/25 | UTG | Reaves Utility Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 2 | P | 204 | 37.80 | 0 | 5 | 66 | 14 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/24/25 14:34 | 9/29/25 | MONIX | Monachil Credit Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 2 | P | 519 | 9.97 | 0 | 52 | 4 | 1,210 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/24/25 14:34 | 9/30/25 | MONIX | Monachil Credit Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 2 | S | -519 | 9.97 | 0 | -52 |  | 1,210 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/23/25 15:08 | 10/22/25 | PSBD | Palmer Square Capital Bdc Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -6,686 | 12.56 | 0 | -532 |  | 3,175 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/22/25 20:12 | 10/20/25 | SPMC | Sound Point Meridian Capital, Inc. |  | Fund | CEF | Closed-End Funds | 2 | 2 | P.m | 434 | 15.51 | 0 | 28 | 19 | 174 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/22/25 16:52 | 7/28/25 | MVF | Blackrock Munivest Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 2 | S | -73 | 6.53 | 0 | -11 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/21/25 17:50 | 10/15/25 | GRF | Eagle Capital Growth Fund, Inc. |  | Fund | CEF | Closed-End Funds | 2 | 2 | P.m | 126 | 10.62 | 0 | 12 | 2 | 543 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/21/25 14:34 | 10/20/25 | BCV | Bancroft Fund Ltd | DE | Fund | CEF | Closed-End Funds | 1 | 1 | S | -23 | 23.43 | 0 | -1 |  | 158 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/20/25 17:30 | 10/17/25 | OPP | Rivernorth/doubleline Strategic Opportunity Fund, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 0 | 8.27 | 0 | 0 | 0 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/17/25 16:51 | 9/22/25 | KYN | Kayne Anderson Energy Infrastructure Fund, Inc. |  | Fund | CEF | Closed-End Funds | 5 | 5 | P | 2,147,954 | 85.79 | 0 | 25,039 |  | 866 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/17/25 10:04 | 10/15/25 | FAX | Abrdn Asia-Pacific Income Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 2 | 2 | P | 18 | 16.21 | 0 | 1 | 341 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/17/25 10:03 | 10/15/25 | IAF | Abrdn Australia Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 2 | 2 | P | 11 | 4.60 | 0 | 2 | 87 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/16/25 17:41 | 10/15/25 | FUND | Sprott Focus Trust Inc. | MD | Fund | CEF | Closed-End Funds | 2 | 3 | S | -1,722 | 8.18 | 0 | -211 |  | 13,859 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/14/25 16:14 | 8/21/25 | BMACX | Blackstone Private Multi-Asset Credit & Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 250 | 15.26 | 0 | 16 |  | 16 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/14/25 11:21 | 10/13/25 | EMO | Clearbridge Energy Midstream Opportunity Fund Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 16 | 42.11 | 0 | 0 | 33 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/14/25 09:32 | 10/10/25 | FMY | First Trust Mortgage Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 3 | 12.20 | 0 | 0 | 28 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/8/25 14:34 | 10/6/25 | MSDL | Morgan Stanley Direct Lending Fund |  | Fund | CEF | Closed-End Funds | 7 | 8 | P | 1,424 | 17.58 | 0 | 81 | 53 | 233 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/8/25 14:15 | 6/30/25 | ARKVX | Ark Venture Fund |  | Fund | CEF | Closed-End Funds | 2 | 2 | S.m | -1,308 | 37.22 | 0 | -35 |  | 21 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/7/25 16:30 | 10/6/25 | BXSL | Blackstone Secured Lending Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 100 | 26.63 | 0 | 4 | 22 | 21 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/6/25 13:29 | 10/3/25 | SCISX | Ma Specialty Credit Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 2 | P | 15,738 | 24.90 | 0 | 632 | 39 | 2,263 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/3/25 09:16 | 10/1/25 | XPEPX | Amg Pantheon Fund, LLC |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 25 | 29.27 | 0 | 1 | 79 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/25 16:57 | 10/1/25 | XHFIX | Hartford Schroders Private Opportunities Fund |  | Fund | CEF | Closed-End Funds | 1 | 2 | P | 100 | 12.91 | 0 | 8 |  | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/25 13:26 | 9/30/25 | ACP | Abrdn Income Credit Strategies Fund |  | Fund | CEF | Closed-End Funds | 3 | 3 | P | 27 | 5.81 | 0 | 5 | 264 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/2/25 13:10 | 10/1/25 | LNPIX | Lincoln Partners Group Royalty Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 12,496 | 10.57 | 0 | 1,182 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/1/25 17:28 | 10/1/25 | CSWC | Capital Southwest Corp |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 25 | 22.08 | 0 | 1 | 3 | 42 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/1/25 17:13 | 9/29/25 | STRUX | Stepstone Private Infrastructure Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 75 | 14.28 | 0 | 5 | 5 | 108 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/1/25 14:01 | 10/1/25 | ASG | Liberty All Star Growth Fund Inc. |  | Fund | CEF | Closed-End Funds | 1 | 2 | P | 14 | 5.61 | 0 | 3 | 2 | 141 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 10/1/25 13:58 | 10/1/25 | USA | Liberty All Star Equity Fund |  | Fund | CEF | Closed-End Funds | 1 | 2 | P | 16 | 6.50 | 0 | 3 | 2 | 157 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/30/25 16:30 | 9/26/25 | GGZ.E | Gabelli Global Small & Mid Cap Value Trust |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 11,500 | 10.00 | 0 | 1,150 |  | 1,150 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/30/25 16:30 | 9/25/25 | MSIF | Msc Income Fund, Inc. |  | Fund | CEF | Closed-End Funds | 5 | 8 | P.m | 288 | 13.61 | 0 | 21 | 15 | 162 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/30/25 16:28 | 9/26/25 | AWP | Abrdn Global Premier Properties Fund |  | Fund | CEF | Closed-End Funds | 4 | 4 | P | 25 | 3.91 | 0 | 6 | 100 | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/30/25 16:26 | 9/26/25 | AOD | Abrdn Total Dynamic Dividend Fund |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 8 | 9.20 | 0 | 1 | 43 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/30/25 13:40 | 9/29/25 | KBDC | Kayne Anderson Bdc, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 13.68 | 0 | 0 | 29 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/29/25 16:01 | 9/25/25 | PSEC | Prospect Capital Corp |  | Fund | CEF | Closed-End Funds | 3 | 6 | P | 7,486 | 2.68 | 0 | 2,797 | 3 | 89,001 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/29/25 15:39 | 9/25/25 | ASGI | Abrdn Global Infrastructure Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P.m | 8 | 20.43 | 0 | 0 | 413 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/26/25 18:30 | 9/25/25 | GECC | Great Elm Capital Corp. |  | Fund | CEF | Closed-End Funds | 1 | 7 | S.m | -2,145 | 11.32 | 0 | -190 |  | 1,740 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/25/25 16:55 | 9/23/25 | PFX | Phenixfin Corp |  | Fund | CEF | Closed-End Funds | 3 | 10 | P.m | 131 | 48.52 | 0 | 3 | 1 | 235 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/25/25 16:32 | 9/24/25 | FROPX | Flat Rock Opportunity Fund |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 51 | 17.30 | 0 | 3 | 7 | 45 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/25/25 14:23 | 9/25/25 | BMC | Bmc Fund Inc |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 37 | 20.46 | 0 | 2 | 3 | 62 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/24/25 21:30 | 9/24/25 | ASPJX | Adams Street Private Equity Navigator Fund LLC |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 250 | 10.67 | 0 | 23 |  | 23 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/24/25 07:45 | 9/23/25 | EVT | Eaton Vance Tax-Advantaged Dividend Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -49 | 24.32 | 0 | -2 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/23/25 13:50 | 9/19/25 | HQL | Abrdn Life Sciences Investors | MA | Fund | CEF | Closed-End Funds | 1 | 8 | S.m | -2,531 | 14.07 | 0 | -180 |  | 3,007 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/23/25 13:40 | 9/19/25 | BCIC | Bcp Investment Corp |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 22 | 12.34 | 0 | 2 | 13 | 15 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/22/25 10:59 | 9/19/25 | LIEN | Chicago Atlantic Bdc, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 11.23 | 0 | 0 | 8 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/19/25 16:22 | 9/19/25 | MSFA | Aip Multi-Strategy Fund A |  | Fund | CEF | Closed-End Funds | 1 | 1 | P.e | 1 | 604.50 | 0 | 0 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/19/25 11:05 | 9/17/25 | JOF | Japan Smaller Capitalization Fund Inc | MD | Fund | CEF | Closed-End Funds | 1 | 1 | P | 22 | 10.90 | 0 | 2 | 463 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/18/25 16:30 | 9/16/25 | NMFC | New Mountain Finance Corp |  | Fund | CEF | Closed-End Funds | 4 | 4 | P | 1,816 | 9.91 | 0 | 183 | 2 | 10,752 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 19:30 | 9/15/25 | RAND | Rand Capital Corp |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 15 | 14.80 | 0 | 1 | 3 | 34 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 16:47 | 9/16/25 | NCDL | Nuveen Churchill Direct Lending Corp. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 74 | 14.85 | 0 | 5 | 21 | 29 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 16:43 | 9/15/25 | EDF | Virtus Stone Harbor Emerging Markets Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 6 | 4.98 | 0 | 1 |  | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/16/25 16:05 | 9/15/25 | OCSL | Oaktree Specialty Lending Corp |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 40 | 13.19 | 0 | 3 | 17 | 21 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/15/25 17:29 | 9/11/25 | BFZ | Blackrock California Municipal Income Trust |  | Fund | CEF | Closed-End Funds | 1 | 16 | S.m | -12,793 | 10.58 | 0 | -1,209 |  | 4,133 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/15/25 16:34 | 9/12/25 | GSBD | Goldman Sachs Bdc, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 250 | 11.36 | 0 | 22 |  | 22 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/15/25 16:28 | 9/12/25 | TRIN | Trinity Capital Inc. |  | Fund | CEF | Closed-End Funds | 2 | 4 | P.m | 131 | 15.98 | 0 | 8 | 1 | 1,116 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/12/25 13:21 | 9/11/25 | NMCO | Nuveen Municipal Credit Opportunities Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 9 | 10.82 | 0 | 1 | 80 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/11/25 17:03 | 9/10/25 | CRF | Cornerstone Total Return Fund Inc |  | Fund | CEF | Closed-End Funds | 1 | 2 | S.m | -420 | 7.89 | 0 | -53 |  | 11 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/11/25 16:58 | 9/10/25 | CLM | Cornerstone Strategic Investment Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 2 | S | -285 | 8.14 | 0 | -35 |  | 26 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/11/25 14:41 | 9/10/25 | NEA | Nuveen Amt-Free Quality Municipal Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -5 | 11.35 | 0 | 0 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/11/25 10:43 | 9/9/25 | DMA | Destra Multi-Alternative Fund |  | Fund | CEF | Closed-End Funds | 1 | 4 | P | 1,194 | 8.61 | 0 | 139 | 7 | 2,235 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/11/25 09:46 | 9/10/25 | PDX | Pimco Dynamic Income Strategy Fund |  | Fund | CEF | Closed-End Funds | 1 | 5 | S.m | -956 | 24.72 | 0 | -39 |  | 7,520 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/10/25 18:52 | 9/9/25 | SLRC | Slr Investment Corp. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 120 | 16.73 | 0 | 7 | 29 | 32 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 19:21 | 8/8/25 | CFND | C1 Fund Inc. |  | Fund | CEF | Closed-End Funds | 3 | 3 | P.m | 904 | 9.51 | 0 | 95 | 265 | 131 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 18:50 | 9/2/25 | CAPIX | Calamos Aksia Alternative Credit & Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -4 | 10.72 | 0 | 0 |  | 17 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 14:17 | 9/4/25 | STK | Columbia Seligman Premium Technology Growth Fund, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -4 | 31.93 | 0 | 0 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 14:12 | 9/4/25 | TY | Tri-Continental Corp | MD | Fund | CEF | Closed-End Funds | 2 | 2 | S | -8 | 33.39 | 0 | 0 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/8/25 08:54 | 9/5/25 | GHY | Pgim Global High Yield Fund, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -353 | 13.36 | 0 | -26 |  | 16 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/5/25 16:01 | 9/3/25 | FSK | Fs Kkr Capital Corp |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 72 | 17.56 | 0 | 4 | 11 | 42 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/5/25 12:52 | 9/4/25 | BWG | Brandywineglobal-Global Income Opportunities Fund Inc |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 20 | 8.68 | 0 | 2 |  | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/5/25 11:59 | 8/13/25 | GLO | Clough Global Opportunities Fund |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 62 | 5.60 | 0 | 11 | 3 | 362 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 9/4/25 16:38 | 9/2/25 | TPVG | Triplepoint Venture Growth Bdc Corp. |  | Fund | CEF | Closed-End Funds | 2 | 12 | P.m | 7,702 | 6.51 | 0 | 1,182 | 223 | 1,713 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/29/25 16:17 | 8/28/25 | CCAP | Crescent Capital Bdc, Inc. |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 54 | 15.63 | 0 | 3 | 21 | 20 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/29/25 14:09 | 8/29/25 | JLS | Nuveen Mortgage & Income Fund/ma/ |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -3 | 18.81 | 0 | 0 |  | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/27/25 10:42 | 8/26/25 | RVT | Royce Small-Cap Trust, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 21 | 15.99 | 0 | 1 | 3 | 41 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/27/25 10:42 | 8/26/25 | RGT | Royce Global Trust, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 20 | 12.69 | 0 | 2 | 3 | 56 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/27/25 10:40 | 8/26/25 | RMT | Royce Micro-Cap Trust, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 21 | 10.16 | 0 | 2 | 4 | 60 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/26/25 16:24 | 8/25/25 | DPG | Duff & Phelps Utility & Infrastructure Fund Inc. |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 28 | 12.73 | 0 | 2 | 21 | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/26/25 16:22 | 8/25/25 | DTF | Dtf Tax-Free Income 2028 Term Fund Inc | MD | Fund | CEF | Closed-End Funds | 2 | 2 | P | 27 | 11.34 | 0 | 2 | 46 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/22/25 15:30 | 8/20/25 | NXG | Nxg Nextgen Infrastructure Income Fund |  | Fund | CEF | Closed-End Funds | 3 | 3 | P | 34 | 44.92 | 0 | 1 | 38 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/21/25 16:16 | 8/20/25 | CGBD | Carlyle Secured Lending, Inc. |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 279 | 13.58 | 0 | 21 | 25 | 103 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/21/25 12:51 | 8/19/25 | JEQ | Abrdn Japan Equity Fund, Inc. | MD | Fund | CEF | Closed-End Funds | 1 | 1 | S | -14 | 8.17 | 0 | -2 | 0 | 1,515 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/21/25 12:02 | 8/18/25 | TREIX | Thirdline Real Estate Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 2 | S | -1,029 | 9.88 | 0 | -104 |  | 466 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/21/25 11:28 | 8/20/25 | FTHY | First Trust High Yield Opportunities 2027 Term Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 44 | 14.60 | 0 | 3 |  | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/20/25 11:04 | 8/18/25 | N.A. | Calamos Aksia Private Equity & Alternatives Fund |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 432 | 10.03 | 0 | 43 | 1 | 5,781 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/18/25 16:05 | 8/15/25 | OBDC | Blue Owl Capital Corp |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 221 | 14.19 | 0 | 16 | 45 | 50 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/15/25 16:48 | 2/10/25 | RKMIX | Rockefeller Municipal Opportunities Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 50 | 20.16 | 0 | 2 |  | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/15/25 16:39 | 8/13/25 | NAIFX | Nomura Alternative Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 2 | P | 18 | 9.87 | 0 | 2 | 95 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/15/25 15:37 | 8/8/25 | PBLSX | Amg Pantheon Infrastructure Fund, LLC |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 150 | 10.03 | 0 | 15 |  | 15 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/14/25 17:02 | 8/14/25 | MAIN | Main Street Capital Corp |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -940 | 67.15 | 0 | -14 |  | 82 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/14/25 15:12 | 8/5/25 | FINS | Angel Oak Financial Strategies Income Term Trust |  | Fund | CEF | Closed-End Funds | 2 | 2 | P | 125 | 13.14 | 0 | 10 | 932 | 11 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/13/25 16:14 | 8/13/25 | ETG | Eaton Vance Tax-Advantaged Global Dividend Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 2 | S | -23 | 20.09 | 0 | -1 |  | 6 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/13/25 15:18 | 8/12/25 | CION | Cion Investment Corp |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 5 | 10.57 | 0 | 0 | 1 | 46 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/12/25 19:20 | 8/8/25 | RWAY | Runway Growth Finance Corp. |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -5,400 | 10.80 | 0 | -500 |  | 8,280 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/11/25 15:10 | 8/5/25 | VFL | Abrdn National Municipal Income Fund | MA | Fund | CEF | Closed-End Funds | 1 | 1 | P | 2 | 9.64 | 0 | 0 | 25 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/11/25 14:56 | 8/11/25 | CHI | Calamos Convertible Opportunities & Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -10 | 10.36 | 0 | -1 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/11/25 14:47 | 8/11/25 | CHI | Calamos Convertible & High Income Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | S | -22 | 10.90 | 0 | -2 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/8/25 16:28 | 8/6/25 | FERLX | First Eagle Real Estate Debt Fund |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 16,000 | 25.27 | 0 | 633 | 86 | 1,368 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/5/25 16:42 | 8/4/25 | PRTFT | Tax Free Target Maturity Fund For Puerto Rico Residents, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | P | 18 | 0.7200 | 0 | 25 | 1 | 4,110 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
| 8/4/25 10:15 | 7/31/25 | PEO | Adams Natural Resources Fund, Inc. |  | Fund | CEF | Closed-End Funds | 1 | 1 | S.m | -356 | 21.24 | 0 | -17 |  | 2,687 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  |