Uncategorized Sector - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	#o	#f	T	TVal	Price	Qty	oc	Own	H
8/1/25 16:15	7/31/25	BMASX	Blackstone Private Multi-Asset Credit & Income Fund		Fund	CEF	Closed-End Funds	2	2	P	650	15.22	43		43	D
8/1/25 10:21	7/31/25	RCG	Renn Fund, Inc.		Fund	CEF	Closed-End Funds	2	63	P.m	197	2.65	74	9	884	M
8/1/25 10:01	8/1/25	XHFIX	Hartford Schroders Private Opportunities Fund		Fund	CEF	Closed-End Funds	3	3	P	3,100	12.51	248	10	2,665	D
7/30/25 17:10	7/30/25	GAM	General American Investors Co Inc	DE	Fund	CEF	Closed-End Funds	3	4	P	72	26.88	3	1	474	D
7/30/25 16:25	7/28/25	DMA	Destra Multi-Alternative Fund		Fund	CEF	Closed-End Funds	1	7	P.m	2,267	8.52	266	15	2,096	I
7/29/25 18:27	7/29/25	AIO	Virtus Artificial Intelligence & Technology Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	50	24.79	2		2	D
7/29/25 12:42	6/2/25	IVYIX	Institutional Investment Strategy Fund		Fund	CEF	Closed-End Funds	3	9	P.m	182	10.75	17	8	228	D
7/25/25 10:54	4/25/25	PCOFX	Polen Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	2	P	3,539	9.50	373	92	777	D
7/23/25 17:06	7/22/25	SCISX	Ma Specialty Credit Income Fund		Fund	CEF	Closed-End Funds	3	7	P	8,105	24.96	325	7	4,663	D
7/21/25 17:16	7/21/25	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.		Fund	CEF	Closed-End Funds	3	4	P	697	12.44	56	7	830	D
7/21/25 16:09	7/18/25	FSCO	Fs Credit Opportunities Corp.		Fund	CEF	Closed-End Funds	2	2	P	40	7.19	6	12	50	D
7/21/25 15:21	7/17/25	RFMZ	Rivernorth Flexible Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	4	P	253	12.64	20	200	30	D
7/21/25 14:37	7/17/25	NHS	Neuberger Berman High Yield Strategies Fund Inc.		Fund	CEF	Closed-End Funds	1	2	P	156	7.43	21		21	D
7/21/25 11:31	7/18/25	GF	New Germany Fund Inc	MD	Fund	CEF	Closed-End Funds	1	9	P.m	2,069	10.97	189	11	1,948	I
7/18/25 14:44	7/17/25	RFMZ	Rivernorth Managed Duration Municipal Income Fund Ii, Inc.		Fund	CEF	Closed-End Funds	1	1	P	63	12.60	5	25	25	D
7/17/25 18:04	5/28/25	LIEN	Chicago Atlantic Bdc, Inc.		Fund	CEF	Closed-End Funds	3	5	P.m	53	10.31	5	93	11	D
7/17/25 10:44	7/15/25	GRX	Gabelli Healthcare & Wellnessrx Trust		Fund	CEF	Closed-End Funds	1	4	P.m	289	9.38	31	2	2,007	I
7/16/25 14:15	7/14/25	IAF	Abrdn Australia Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	2	2	P	17	4.49	4	179	6	D
7/15/25 17:04	7/14/25	HIO	Western Asset High Income Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	3	3	P	72	3.95	18		18	D
7/15/25 16:57	7/14/25	SCD	Lmp Capital & Income Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	51	15.61	3		3	D
7/15/25 13:51	6/26/25	MEGI	Nyli Cbre Global Infrastructure Megatrends Term Fund		Fund	CEF	Closed-End Funds	1	3	P	14	13.87	1	4	28	D
7/14/25 18:16	5/7/25	CELFX	Cliffwater Enhanced Lending Fund		Fund	CEF	Closed-End Funds	1	2	P	24,801	10.92	2,271	116	4,233	I
7/14/25 18:15	5/7/25	CCLFX	Cliffwater Corporate Lending Fund		Fund	CEF	Closed-End Funds	1	2	P	24,801	10.64	2,331	32	9,718	I
7/14/25 18:14	7/10/25	CPEFX	Cascade Private Capital Fund		Fund	CEF	Closed-End Funds	1	1	P	1,000	18.98	53	6	894	I
7/11/25 10:39	7/10/25	PPRUX	Pgim Private Real Estate Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	250	29.13	9		9	D
7/9/25 17:56	7/7/25	PDX	Pimco Dynamic Income Strategy Fund		Fund	CEF	Closed-End Funds	1	1	P	100	24.78	4		4	D
7/8/25 15:08	7/7/25	N.A.	Calamos Aksia Private Equity & Alternatives Fund		Fund	CEF	Closed-End Funds	2	2	P	550	10.01	55	47	173	D
7/2/25 16:41	6/30/25	FUND	Sprott Focus Trust Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	1,455	7.41	196	1	13,701	M
7/2/25 14:13	6/30/25	PBLDX	Amg Pantheon Infrastructure Fund, LLC		Fund	CEF	Closed-End Funds	1	1	P	200	10.00	20		20	D
7/2/25 13:51	6/30/25	FAX	Abrdn Asia-Pacific Income Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	8	15.90	1	126	1	D
7/2/25 12:19	7/1/25	DSCRX	Diamond Hill Securitized Credit Fund		Fund	CEF	Closed-End Funds	2	2	P	915	10.38	88	999%	90	D
7/1/25 18:15	6/30/25	FORFX	Forum Real Estate Income Fund		Fund	CEF	Closed-End Funds	1	1	P	500	9.72	51	16	364	I
7/1/25 17:06	6/27/25	CCIF	Carlyle Credit Income Fund		Fund	CEF	Closed-End Funds	3	3	P	250	6.20	40	67	100	D
7/1/25 16:39	6/30/25	SWZ	Total Return Securities Fund		Fund	CEF	Closed-End Funds	1	1	P	12	6.34	2	115	3	D
7/1/25 16:05	6/27/25	PMFLX	Pimco Flexible Municipal Income Fund		Fund	CEF	Closed-End Funds	1	1	P	1,000	9.90	101	100	202	D
7/1/25 16:05	6/30/25	OCSL	Oaktree Specialty Lending Corp		Fund	CEF	Closed-End Funds	4	4	P	374	13.64	27	26	133	D
7/1/25 15:57	6/30/25	FROPX	Flat Rock Opportunity Fund		Fund	CEF	Closed-End Funds	1	2	P	200	17.54	11	5	227	I
6/30/25 14:07	6/26/25	GRF	Eagle Capital Growth Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	64	9.75	7	2	302	D
6/30/25 11:14	6/26/25	GCV.H	Gabelli Convertible & Income Securities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	250	10.00	25		25	D
6/30/25 09:53	6/26/25	DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	35	5.55	6	0	5,153	I
6/26/25 16:05	6/24/25	IQI	Invesco Quality Municipal Income Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	50	9.33	5		5	I
6/26/25 11:54	6/24/25	EVM	Eaton Vance California Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	17	P.m	3,616	8.84	409	10	4,544	I
6/25/25 16:15	6/23/25	PSEC	Prospect Capital Corp		Fund	CEF	Closed-End Funds	1	2	P	2,997	3.18	942	1	83,941	D
6/23/25 16:02	6/23/25	CSWC	Capital Southwest Corp		Fund	CEF	Closed-End Funds	2	2	P	20	21.03	1	3	35	D
6/23/25 14:37	6/20/25	ENX	Eaton Vance New York Municipal Bond Fund		Fund	CEF	Closed-End Funds	1	8	P.m	1,020	9.16	111	3	3,899	I
6/20/25 17:00	6/17/25	PFX	Phenixfin Corp		Fund	CEF	Closed-End Funds	2	2	P.m	80	48.76	2	0	492	D
6/18/25 12:46	6/17/25	ACV	Virtus Diversified Income & Convertible Fund		Fund	CEF	Closed-End Funds	1	1	P	5	21.89	0		0	D
6/18/25 12:46	6/17/25	NCZ	Virtus Convertible & Income Fund II		Fund	CEF	Closed-End Funds	1	1	P	5	12.31	0		0	D
6/18/25 12:45	6/17/25	NIE	Virtus Equity & Convertible Income Fund		Fund	CEF	Closed-End Funds	1	1	P	5	22.97	0		0	D
6/18/25 12:45	6/16/25	NCV	Virtus Convertible & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	5	13.59	0		0	D
6/16/25 16:49	6/16/25	NCDL	Nuveen Churchill Direct Lending Corp.		Fund	CEF	Closed-End Funds	5	5	P	502	15.70	32	24	168	I
6/16/25 14:25	6/13/25	USQIX	Usq Core Real Estate Fund		Fund	CEF	Closed-End Funds	1	1	P	9	21.75	0	6	7	D
6/13/25 20:20	6/11/25	TRIN	Trinity Capital Inc.		Fund	CEF	Closed-End Funds	2	3	P.m	93	14.29	7	1	1,126	D
6/13/25 16:22	6/13/25	GECC	Great Elm Capital Corp.		Fund	CEF	Closed-End Funds	2	4	P.m	220	10.99	20	765	23	D
6/11/25 16:21	5/12/25	VFL	Abrdn National Municipal Income Fund	MA	Fund	CEF	Closed-End Funds	1	1	P	5	9.96	1	50	2	D
6/11/25 16:20	5/12/25	AWP	Abrdn Global Premier Properties Fund		Fund	CEF	Closed-End Funds	1	1	P	2	3.98	1	50	2	D
6/11/25 16:18	5/12/25	AOD	Abrdn Total Dynamic Dividend Fund		Fund	CEF	Closed-End Funds	1	1	P	2	8.49	0	20	1	D
6/11/25 16:16	5/12/25	AEF	Abrdn Emerging Markets Ex-China Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	5	5.40	1	100	2	D
6/11/25 16:15	5/12/25	ACP	Abrdn Income Credit Strategies Fund		Fund	CEF	Closed-End Funds	1	1	P	6	5.77	1	75	2	D
6/10/25 19:26	6/6/25	MSDL	Morgan Stanley Direct Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	194	19.43	10	42	34	I
6/9/25 11:13	6/6/25	BBDC	Barings Bdc, Inc.		Fund	CEF	Closed-End Funds	4	5	P	485	9.06	54	43	179	D
6/5/25 18:38	6/5/25	HTGC	Hercules Capital, Inc.		Fund	CEF	Closed-End Funds	7	7	P	563	17.50	32	7	474	D
6/5/25 10:48	6/3/25	VKQ	Invesco Municipal Trust	MA	Fund	CEF	Closed-End Funds	1	1	P	50	9.19	5		5	I
6/5/25 10:36	6/3/25	JEQ	Abrdn Japan Equity Fund, Inc.	MD	Fund	CEF	Closed-End Funds	1	3	P	433	7.11	61	4	1,516	I
6/4/25 17:23	6/2/25	NAIFX	Nomura Alternative Income Fund		Fund	CEF	Closed-End Funds	2	2	P	134	9.88	14	749	15	D
6/3/25 19:07	5/30/25	REFLX	Pimco Flexible Real Estate Income Fund		Fund	CEF	Closed-End Funds	2	2	P	3,000	10.48	286	191	436	I
6/3/25 16:21	5/30/25	GHY	Pgim Global High Yield Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	122	13.23	9		0	D
6/3/25 16:10	5/30/25	SDHY	Pgim Short Duration High Yield Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	128	16.25	8	23	43	D
6/3/25 08:09	6/2/25	FINS	Angel Oak Financial Strategies Income Term Trust		Fund	CEF	Closed-End Funds	3	3	P.m	278	13.11	21	19	135	D
6/2/25 17:41	5/29/25	DPG	Duff & Phelps Utility & Infrastructure Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	25,000	25.00	1,000		252	I
6/2/25 17:19	5/29/25	FSK	Fs Kkr Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	15	21.24	1	8	9	I
6/2/25 12:51	6/2/25	DMO	Western Asset Mortgage Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	2	2	P	32	11.72	3		3	D
5/30/25 14:44	5/28/25	KBDC	Kayne Anderson Bdc, Inc.		Fund	CEF	Closed-End Funds	1	1	P	681	15.84	43	3	1,616	I
5/29/25 16:55	5/27/25	GBDC	Golub Capital Bdc, Inc.		Fund	CEF	Closed-End Funds	2	2	P	183,375	15.13	12,120		4,538	I
5/29/25 15:34	5/29/25	RSF	Rivernorth Capital & Income Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	15	15.01	1		1	D
5/29/25 08:30	5/27/25	RAND	Rand Capital Corp		Fund	CEF	Closed-End Funds	1	1	P.m	3	15.76	0	1	33	I
5/28/25 20:48	5/27/25	OBDC	Blue Owl Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	100	14.45	7	33	28	I
5/28/25 17:05	5/27/25	EMO	Clearbridge Energy Midstream Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	45.84	0		0	D
5/28/25 17:05	5/27/25	HYI	Western Asset High Yield Defined Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	11.71	1		1	D
5/28/25 17:05	5/27/25	HIX	Western Asset High Income Fund II Inc.		Fund	CEF	Closed-End Funds	1	1	P	10	4.14	3		3	D
5/28/25 17:04	5/27/25	IGI	Western Asset Investment Grade Opportunity Trust Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	16.30	1		1	D
5/28/25 17:04	5/27/25	MHF	Western Asset Municipal High Income Fund Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	11	7.10	2		2	D
5/28/25 17:04	5/27/25	WDI	Western Asset Diversified Income Fund (Wdi)		Fund	CEF	Closed-End Funds	1	1	P	11	14.63	1		1	D
5/28/25 17:04	5/27/25	EHI	Western Asset Global High Income Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	13	6.38	2		2	D
5/28/25 17:03	5/27/25	MMU	Western Asset Managed Municipals Fund Inc.	MD	Fund	CEF	Closed-End Funds	1	1	P	10	9.90	1		1	D
5/28/25 17:03	5/27/25	EMD	Western Asset Emerging Markets Debt Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	12	9.65	1		1	D
5/28/25 17:03	5/27/25	GDO	Western Asset Global Corporate Opportunity Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P	11	11.36	1		1	D
5/28/25 17:03	5/27/25	BWG	Brandywineglobal-Global Income Opportunities Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	12	8.03	2		2	D
5/28/25 11:30	5/27/25	CION	Cion Investment Corp		Fund	CEF	Closed-End Funds	5	5	P	37	9.64	4	5	80	I
5/27/25 08:20	5/20/25	ODCYX	Accordant Odce Index Fund		Fund	CEF	Closed-End Funds	1	1	P	100	9.28	11		11	D
5/23/25 16:05	5/21/25	PFLT	Pennantpark Floating Rate Capital Ltd.		Fund	CEF	Closed-End Funds	1	2	P	115	10.15	11	3	339	D
5/23/25 16:05	5/21/25	PNNT	Pennantpark Investment Corp		Fund	CEF	Closed-End Funds	1	2	P	35	6.80	5	2	281	D
5/22/25 18:28	5/20/25	IAE	Voya Asia Pacific High Dividend Equity Income Fund		Fund	CEF	Closed-End Funds	1	5	P.m	412	6.48	64	4	1,817	I
5/21/25 09:54	5/19/25	USA	Liberty All Star Equity Fund		Fund	CEF	Closed-End Funds	1	1	P.a	10	6.66	2	69	4	D
5/21/25 09:48	5/19/25	ASG	Liberty All Star Growth Fund Inc.		Fund	CEF	Closed-End Funds	1	1	P.a	11	5.27	2	78	5	D
5/20/25 12:36	5/19/25	ECF	Ellsworth Growth & Income Fund Ltd	DE	Fund	CEF	Closed-End Funds	1	4	P	269	9.21	29	2	1,627	I
5/20/25 10:25	5/15/25	MXF	Mexico Fund Inc		Fund	CEF	Closed-End Funds	1	1	P	14	16.22	1	34	3	D
5/19/25 16:33	5/16/25	BXSY	Bexil Investment Trust	DE	Fund	CEF	Closed-End Funds	1	1	P	13	12.87	1	11	10	D
5/19/25 16:00	5/16/25	MAIN	Main Street Capital Corp		Fund	CEF	Closed-End Funds	1	1	P	250	54.44	5	58	13	D
5/19/25 14:42	5/13/25	GGT	Gabelli Multimedia Trust Inc.		Fund	CEF	Closed-End Funds	1	1	P	174	4.34	40	2	2,661	D
5/15/25 17:38	5/13/25	PTMN	Portman Ridge Finance Corp		Fund	CEF	Closed-End Funds	4	4	P	48	12.45	4	21	23	D
5/15/25 16:15	5/13/25	LRFC	Logan Ridge Finance Corp.		Fund	CEF	Closed-End Funds	2	2	P	20	17.73	1	101	2	D
5/13/25 17:54	5/13/25	BXSL	Blackstone Secured Lending Fund		Fund	CEF	Closed-End Funds	1	1	P	50	30.78	2	10	17	D
5/13/25 17:02	5/13/25	TCPC	Blackrock Tcp Capital Corp.		Fund	CEF	Closed-End Funds	1	1	P	25	7.55	3	75	8	D
5/12/25 19:53	5/8/25	IIF	Morgan Stanley India Investment Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	186	25.57	7	1	1,017	I
5/9/25 17:26	5/9/25	SSSS	Suro Capital Corp.		Fund	CEF	Closed-End Funds	1	1	P	87	5.26	17	1	1,216	D
5/8/25 11:56	5/5/25	GUG	Guggenheim Active Allocation Fund		Fund	CEF	Closed-End Funds	1	1	P	20	15.15	1	163	2	D
5/8/25 10:06	5/7/25	MIO	Pioneer Municipal High Income Opportunities Fund, Inc.		Fund	CEF	Closed-End Funds	1	1	P	13	11.58	1	0	2,161	I
5/6/25 19:15	5/5/25	MAV	Pioneer Municipal High Income Advantage Fund, Inc.		Fund	CEF	Closed-End Funds	1	2	P	122	8.14	15	0	4,016	I
5/6/25 13:34	5/5/25	JLS	Nuveen Mortgage & Income Fund/ma/		Fund	CEF	Closed-End Funds	1	1	P	15	18.19	1	187	1	D
5/6/25 13:33	5/5/25	NMCO	Nuveen Municipal Credit Opportunities Fund		Fund	CEF	Closed-End Funds	1	1	P	10	10.20	1		1	D
5/6/25 13:24	5/5/25	NPFD	Nuveen Variable Rate Preferred & Income Fund		Fund	CEF	Closed-End Funds	1	1	P	9	18.69	1		1	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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