Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
7/14/26 17:01	7/10/26	RVI	Robinhood Ventures Fund I	DE	Financ	FinTrd	Security Brokers, Dealers & F	Robinhood Markets, Inc.	CA	T		7	S.m	-30,352	32.57	-932		14,125	D
7/14/26 16:07	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Comly Barbara J.	NJ	O	EVP,GC,C	5	S.d	-6,147	43.39	-142		883	D
7/14/26 16:04	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Thomas P.	NJ	DO	CB,CEO	6	S.dm	-21,941	43.53	-504		2,209	I
7/10/26 16:15	7/10/26	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	8	S	-125	156.68	-1		12	D
7/9/26 20:21	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	8	S.d	-18,114	89.61	-202		23	M
7/8/26 17:06	7/7/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	9	S.dm	-2,982	96.05	-31		62	I
7/8/26 16:33	7/6/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	9	S.dm	-776,474	104.92	-7,401	-100	7	D
7/8/26 16:32	2/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	20	S	-71,852	102.65	-700		842	D
7/7/26 17:03	2/3/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	13	S	-49,866	93.10	-536		324	D
7/7/26 17:02	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Treseder Oluwadara Johnson	CA	D		1	S	-441	117.50	-4		72	D
7/7/26 17:01	7/2/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Loop Paula	CA	D		1	S	-1,000	120.00	-8		64	D
7/7/26 16:14	6/8/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Jayabalan Harish	NJ	O	EVP,CISO	2	S.dm	-1,644	41.10	-40		78	D
7/7/26 16:13	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Deitzel Edward	NJ	O	EVP,CRO,	4	S.dm	-1,965	43.33	-45		120	D
7/7/26 16:10	6/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Shelly	NJ	O	EVP,Chie	8	S.dm	-4,295	42.27	-102		354	D
7/7/26 16:09	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Teekell Judson Gray	NJ	D		5	S	-510	42.52	-12		75	D
7/7/26 16:08	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Eckert Kurt M.	NJ	D		4	S.d	-2,176	40.26	-54		150	D
7/7/26 16:06	6/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schafer Douglas M. Jr	NJ	O	EVP,CIO	4	S.d	-8,210	42.76	-192		397	D
7/2/26 17:37	8/27/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		3	S.dm	-247,099	102.42	-2,413		8,538	I
6/29/26 13:55	6/26/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	H	Chairman	6	S.dm	-36,024	81.89	-440		7,080	D
6/29/26 06:29	6/25/26	TIGR	Up Fintech Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Liu Jian		D		1	S	-43	4.60	-9		63	D
6/24/26 16:29	6/22/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 050040">Tukanov Renat		O	CTO	3	S	-1,203	154.15	-8		10	D
6/24/26 16:25	6/22/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Gamble Andrew		D		2	S	-98	129.60	-1		1	D
6/17/26 19:19	11/28/25	APUR	Aperture Ac	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		6	S.m	-30,063	8.95	-3,358		18,179	I
6/16/26 16:06	6/15/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rico Robert Daniel	NY	O	Chief Ac	2	S.d	-1,251	32.92	-38		52	D
6/15/26 17:41	6/15/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Verma Shiv	CA	O	CFO	5	S	-2,100	81.50	-26		60	D
6/15/26 16:34	6/11/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		21	S.d	-693,987	99.29	-6,990	-100	11	I
6/12/26 16:15	6/11/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwarzkopf Cynthia	NJ	D		1	S.d	-814	41.73	-20		81	D
6/11/26 10:23	6/9/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		2	S	-1,039	86.62	-12		624	D
6/8/26 16:46	6/4/26	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat		O	Freedom	2	S	-2,967	157.77	-19		227	D
6/2/26 12:11	6/1/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Ber Hedva		O	Global C	1	S.d	-2,311	41.90	-55	-100	0	D
5/27/26 16:02	5/26/26	BULL	Webull Corp	E9	Financ	FinTrd	Security Brokers, Dealers & F	Denier Anthony Michael	NY	DO	P	1	S	-467	6.22	-75		2,386	D
5/22/26 16:52	5/22/26	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daffey Michael D	NY	D		2	S.d	-14,412	28.82	-500		1,505	D
5/21/26 16:07	8/26/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lilien R Jarrett	NY	O	P,COO	6	S	-2,005	14.85	-135		1,140	D
5/20/26 20:40	5/19/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	16	S.dm	-189,837	96.06	-1,976		98,080	I
5/20/26 16:11	5/19/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	1	S	-1,931	19.31	-100		886	D
5/18/26 16:52	5/15/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Emmons Lance	NJ	O	EVP,CFO	1	S	-1,973	56.36	-35		84	D
5/18/26 16:06	5/14/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	3	S.e	-24,530	875.47	-28		35	D
5/18/26 12:20	5/14/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Politi Santo	MA	D		1	S	-119	41.04	-3	0	3,582	I
5/18/26 08:32	5/14/26	ETOR	Etoro Group Ltd.	D8	Financ	FinTrd	Security Brokers, Dealers & F	Eddy Shalev		D		1	S	-4,126	41.26	-100		297	I
5/14/26 20:54	5/13/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		1	S.d	-228	91.16	-3		35	M
5/8/26 21:51	5/8/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	2	S.d	-5,348	44.31	-121		42	D
5/8/26 21:27	5/6/26	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	1	S	0	52.00	0	0	3,823	D
5/8/26 16:06	5/6/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	3	S	-22,950	934.30	-25		30	D
5/6/26 17:55	5/5/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		13	S.d	-25,565	90.27	-283		2,086	M
5/6/26 17:32	5/5/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		3	S.d	-445	41.07	-11		27	D
5/6/26 16:56	5/5/26	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yates David M	NY	O	CIO	2	S	-347	15.89	-22		157	D
5/6/26 16:06	5/4/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	2	S.m	-8,216	87.84	-94		478	D
5/5/26 16:19	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	5	S	-12,730	716.59	-18		153	D
5/5/26 16:17	5/1/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	2	S	-14,064	927.43	-15		10	D
5/5/26 09:14	5/4/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCarthy Kathryn	PA	D		2	S.d	-1,767	88.37	-20		78	D
4/30/26 11:35	4/28/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	O	In Remar	4	S.d	-1,537	85.41	-18		1	D
4/29/26 19:39	4/28/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		2	S.d	-495	81.00	-6		239	M
4/29/26 18:52	4/28/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	3	S.m	-80,940	1,047.5	-77		287	D
4/29/26 16:30	4/27/26	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	20	S.d	-10,728	91.60	-117		30	D
4/29/26 16:01	4/28/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Harris Lawrence E	CT	D		4	S.m	-5,768	71.20	-81		224	D
4/28/26 19:23	4/27/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kapito Robert	NY	DO	P	1	S	-9,234	1,056.6	-9		210	D
4/24/26 16:03	4/23/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	3	S	-4,213	931.40	-5		5	D
4/24/26 13:13	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	See Rema	2	S.d	-2,351	87.06	-27		65	D
4/23/26 17:35	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	2	S.d	-3,921	87.13	-45		42	D
4/23/26 17:33	4/23/26	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	6	S.d	-8,326	85.39	-98		21	D
4/20/26 16:23	4/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	4	S	-8,904	162.66	-55		199	D
4/17/26 16:41	4/17/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	4	S	-16,588	156.98	-106		428	D
4/17/26 16:38	4/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	4	S	-26,255	158.58	-166		336	D
4/17/26 16:36	4/16/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	2	S	-4,478	186.65	-24		69	D
4/16/26 19:43	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	14	S.dm	-9,759	88.59	-110		102	M
4/15/26 19:53	4/14/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	7	S.d	-14,486	91.28	-159		61	D
4/13/26 10:17	4/10/26	LGHL	Lion Group Holding Ltd	E9	Financ	FinTrd	Security Brokers, Dealers & F	Hrt Financial LP	NY	T		3	S	-51	0.9219	-55		42	D
3/23/26 11:42	3/19/26	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	1	S.m	-116	16.99	-7		69	D
3/20/26 15:00	3/19/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	2	S	-5,170	143.12	-36		76	D
3/6/26 16:12	3/2/26	MIAX	Miami International Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Stahl Murray	NY	D		2	S.d	-7,146	40.92	-175		4,689	I
3/5/26 17:38	3/3/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Howard Dennis	TX	O	MD,Chief	2	S.d	-3,608	94.91	-38		10	D
3/3/26 17:44	2/26/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		1	S	-1,036	96.57	-11		88	I
3/3/26 16:13	3/2/26	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	CT	T		10	S.m	-261	21.25	-12		151	D
3/3/26 12:40	3/2/26	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	2	S	-571	85.62	-7		22	D
2/26/26 18:55	2/24/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	6	S.d	-55,529	1,068.7	-52		145	M
2/25/26 18:06	2/23/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cohen Stephen	NY	O	Senior M	2	S	-2,581	1,073.5	-2		7	D
2/20/26 17:28	2/19/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Molluso Joseph	NY	O	Co-P,Co-	1	S.d	-7,776	38.88	-200		327	D
2/18/26 20:43	2/17/26	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	3	S.dm	-3,833	26.70	-144		199	D
2/13/26 16:39	2/11/26	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	S.d	-2,665	344.32	-8		59	D
2/13/26 16:23	2/11/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	2	S	-19,521	892.87	-22		104	M
2/12/26 19:21	2/10/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	1	S.dm	-64,659	1,087.0	-59		56	D
2/11/26 16:31	11/11/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	H	Former C	8	S.d	-112,502	97.83	-1,150		907	D
2/10/26 19:49	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	4	S.dm	-68,049	98.58	-690		778	I
2/10/26 19:32	2/6/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		1	S.d	-1,236	104.55	-12		453	I
2/5/26 16:30	2/4/26	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC	1	S	-767	170.46	-5		27	D
2/4/26 16:26	2/2/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubulotta David	NY	H	Co-Head	1	S	-50	124.31	0		1	D
2/3/26 21:40	2/2/26	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	3	S.d	-6,534	96.39	-68		1	D
2/2/26 16:26	1/29/26	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zemlyak James M	MO	O	P	1	S.d	-1	123.89	0	0	1,161	M
2/2/26 11:52	8/19/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	DO	CEO	3	S.d	-11,830	86.99	-136		212	D
1/29/26 16:12	1/27/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Halio Carey	NY	O	Global T	2	S.d	-4,256	924.67	-5		5	D
1/28/26 16:05	1/26/26	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	10	S.m	-57,186	71.48	-800		1,160	I
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	2	S	-6,519	157.38	-41		135	D
1/22/26 16:16	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles A	NY	O	Chief Ri	2	S	-4,354	152.76	-29		125	D
1/22/26 16:14	1/20/26	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	2	S	-6,222	163.74	-38		136	D
1/21/26 19:38	1/16/26	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Small Martin	NY	O	CFO,Seni	2	S.d	-32,988	1,165.5	-28		11	D
1/21/26 16:43	1/16/26	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		2	S.d	-65,821	965.31	-68		653	I
12/15/25 20:04	12/15/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Exec Cha	1	S.d	-21,321	163.15	-131		263	D
12/10/25 07:56	12/8/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Devall Christopher Franklin	NY	O	COO	2	S.m	-1,044	3.94	-265		191	D
12/1/25 17:49	11/26/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	2	S.dm	-8,277	325.87	-25		90	D
11/21/25 16:44	11/21/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clune Katherine Patricia	MN	O	CFO	1	S	-444	324.69	-1		10	D
11/19/25 16:21	11/18/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Soran Philip	MN	D		1	S	-190	317.05	-1		19	D
11/13/25 15:51	11/11/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rubinstein Jonathan	CA	D		1	S	-5,612	132.26	-42		147	I
11/12/25 11:20	11/11/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		1	S.d	-420	84.01	-5	0	1,574	D
10/31/25 16:42	10/31/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pick Edward	NY	DO	CB,CEO	1	S	-16,434	164.34	-100		761	D
10/22/25 18:42	10/20/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	2	S.d	-34,282	1,141.4	-30		19	D
10/14/25 16:39	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Novogratz Michael	NY	DOT	CEO	3	S.d	-248,325	23.09	-10,754		872	I
10/14/25 16:36	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferraro Christopher C	NY	O	P,CIO	2	S.d	-49,622	24.81	-2,000		1,438	D
10/14/25 16:35	10/10/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Galaxy Group Investments LLC	NY	T		3	S.d	-229,499	22.43	-10,231	-100	0	D
10/3/25 16:05	9/19/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brody Paul Jonathan	CT	DO	CFO	9	S.m	-63,374	63.37	-1,000		3,673	I
9/25/25 17:00	9/23/25	DOMH	Dominari Holdings Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Blattner Gregory James	NY	D		1	S	0	0.00	-14		22	D
9/24/25 17:53	9/23/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl	PA	D		1	S.d	-864	86.41	-10		16	D
9/15/25 16:32	9/12/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams Medina Rhonda	NY	D		2	S.d	-2,648	26.26	-101		145	D
9/15/25 16:15	9/12/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	2	S	-726	207.90	-3		69	D
9/9/25 17:15	9/8/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		1	S	-299	186.59	-2		53	I
8/29/25 16:04	8/27/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Waldron John E.	NY	DO	P,COO	1	S.m	-13,689	750.30	-18		106	D
8/11/25 16:09	8/11/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	1	S	-645	322.69	-2		13	D
8/8/25 17:26	8/8/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tavoso Richard	NY	D		1	S	-1,414	28.28	-50		563	M
8/8/25 16:37	8/6/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Erin Elizabeth	NY	O	COO	3	S.d	-17,795	22.48	-792		403	D
8/7/25 16:11	8/5/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Taylor Scott C	MN	D		1	S	-832	319.86	-3		16	D
7/31/25 17:13	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	DO	P,CEO	2	S	-3,323	92.71	-36		182	D
7/25/25 19:15	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Freda Fabrizio	NY	D		1	S	-4,979	1,122.8	-4		4	D
6/10/25 17:27	6/9/25	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Paul M	NY	D		2	S.m	-633	63.25	-10		24	I
6/6/25 16:45	6/6/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		1	S.d	-967	96.70	-10		46	D
6/2/25 18:23	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Siegel Andrew N	NY	O	GC,CCO	1	S.d	-4,039	18.10	-223		480	D
5/29/25 19:00	5/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sneed Paula A	TX	D		1	S.d	-761	88.06	-9		114	M
5/22/25 20:53	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		1	S	-487	87.65	-6		30	D
5/15/25 17:24	5/13/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		1	S	-298	42.82	-7		34	D
5/15/25 16:15	5/14/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	1	S	-250	210.44	-1		8	D
5/13/25 16:47	5/13/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		1	S	-1,290	99.83	-13		8	I
5/13/25 16:05	12/2/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Zhumagulov Aidos	1P	O	*See Rem	2	S.m	-1,081	143.62	-8		145	D
5/2/25 16:13	5/2/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herz Robert H	NY	D		1	S	-95	119.32	-1		97	D
4/29/25 12:45	4/28/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P,Capita	1	S	-498	136.49	-4		80	D
4/28/25 19:37	4/25/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	1	S.dm	-13,782	38.73	-356		788	D
2/27/25 16:04	2/25/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	1	S	-144	144.00	-1		120	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Issuer

Inc

Sector

Ind

Industry

Owner

oSt

Rel

Title

#f

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y