Security Brokers, Dealers & Flotation Companies Industry - Insider Stock Trading

Filing Date	T Date	Ticker	Issuer	Inc	Sector	Ind	Industry	Owner	oSt	Rel	Title	#f	T	TVal	Price	Qty	oc	Own	H
8/1/25 17:19	7/30/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Kushel J. Richard	NY	O	Senior M	7	S.d	-63,716	1,002.3	-64		290	D
8/1/25 16:49	7/30/25	IBKR	Interactive Brokers Group, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nemser Earl H	CT	DO	Vice CB	2	S	-2,648	66.38	-40		828	I
7/31/25 18:03	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bettinger Walter W	TX	DO	Co-CB	3	S.d	-72,289	87.09	-830		841	I
7/31/25 17:13	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wurster Richard A	TX	DO	P,CEO	2	S	-3,323	92.71	-36		182	D
7/31/25 17:05	7/29/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Murtagh Nigel J	TX	O	Chief Ri	8	S.d	-12,381	84.87	-146		83	D
7/30/25 15:26	7/29/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Warner Mark Andrew	PA	H	See Rema	2	S.d	-846	84.57	-10		1	D
7/29/25 16:59	7/25/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pinner Jeffrey Tsvi	CA	O	CTO	11	S.d	-3,822	59.26	-64		21	D
7/28/25 17:47	7/24/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Bhatt Baiju	CA	D		29	S.d	-229,697	50.45	-4,553		36	I
7/25/25 20:38	7/25/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lord Rachel	NY	O	Senior M	1	S.d	-20,301	1,125.6	-18		19	D
7/25/25 19:36	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fink Laurence	NY	DO	CB,CEO	5	S.m	-145,610	954.85	-152		678	D
7/25/25 19:15	7/24/25	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Freda Fabrizio	NY	D		1	S	-4,979	1,122.8	-4		4	D
7/25/25 17:09	7/23/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Solomon David M	NY	DO	CB,CEO	6	S	-19,267	580.80	-33		149	D
7/25/25 17:08	7/23/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Rogers John F.W.	NY	O	EVP	4	S	-18,031	560.09	-32		111	D
7/25/25 17:06	7/25/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Coleman Denis P.	NY	O	CFO	2	S.e	-14,578	648.82	-22		23	D
7/18/25 18:37	7/16/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Tenev Vladimir	CA	DO	CEO	18	S.dm	-258,784	44.81	-5,775		39	D
7/18/25 16:13	7/19/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Yeshaya Sharon	NY	O	CFO	2	S	-5,194	126.27	-41		129	I
7/18/25 16:12	4/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Charles A	NY	O	Chief Ri	2	S	-3,815	122.27	-31		131	D
7/18/25 16:11	5/12/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Simkowitz Daniel A	NY	O	Co-P	4	S	-17,054	126.66	-135		444	D
7/18/25 16:10	5/2/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Saperstein Andrew M	NY	O	Co-P	3	S	-15,146	132.41	-114		336	D
7/18/25 16:08	1/21/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Pizzi Michael A.	NY	O	Head Tec	2	S	-5,049	138.75	-36		136	D
7/18/25 16:07	4/15/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Grossman Eric F	NY	O	Chief Le	3	S	-4,601	130.85	-35		199	D
7/8/25 17:30	7/3/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gallagher Daniel Martin Jr	CA	O	GC	17	S.d	-31,628	41.83	-756		1,119	D
7/7/25 18:35	7/3/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab-Pomerantz Carolyn	TX	D		22	S.dm	-29,062	77.28	-376		2,310	I
7/2/25 19:54	7/1/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Woolway Paul V	TX	O	MD,Chief	10	S.d	-5,251	82.40	-64		102	I
7/2/25 17:11	6/30/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Warnick Jason	CA	O	CFO	15	S.d	-74,464	61.29	-1,215		1,077	D
6/27/25 17:40	6/25/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Quirk Steven M.	CA	O	Chief Br	8	S.d	-30,483	51.04	-597		395	D
6/23/25 16:00	6/20/25	BATRA	Atlanta Braves Holdings, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gamco Investors, Inc. Et Al	NY	T		8	S	-85	37.07	-2		137	I
6/11/25 16:15	6/11/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McPherson Kevin M	NY	O	Chief Re	2	S	-858	232.27	-4		69	D
6/10/25 17:27	6/9/25	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Paul M	NY	D		2	S.m	-633	63.25	-10		24	I
6/10/25 17:06	6/9/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Galaxy Group Investments LLC	NY	T		2	S.d	-140,325	18.10	-7,754	-100	0	D
6/10/25 17:05	6/9/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Novogratz Michael	NY	DOT	CEO	2	S.d	-140,325	18.10	-7,754		872	I
6/6/25 16:45	6/6/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Zimmerman Michael J	MO	D		1	S.d	-967	96.70	-10		46	D
6/2/25 18:23	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Siegel Andrew N	NY	O	GC,CCO	1	S.d	-4,039	18.10	-223		480	D
6/2/25 18:21	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ferraro Christopher C	NY	O	P,CIO	1	S.d	-22,622	18.10	-1,250		1,438	D
6/2/25 17:50	5/29/25	GLXY	Galaxy Digital Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Brown Erin Elizabeth	NY	O	COO	2	S	-8,350	18.91	-442		403	D
6/2/25 16:48	5/30/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Beatty Jonathan S	TX	O	MD,Head	6	S.d	-1,221	82.55	-15		62	I
5/30/25 16:22	5/29/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Allaire Bella Loykhter	FL	O	Chief Ad	3	S.dm	-3,730	130.62	-29		82	D
5/30/25 12:53	5/28/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	West Alfred P Jr	PA	DO	Exec CB	13	S.dm	-86,526	75.91	-1,140		7,885	D
5/29/25 19:00	5/27/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sneed Paula A	TX	D		1	S.d	-761	88.06	-9		114	M
5/27/25 16:15	5/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schwab Charles R.	TX	DO	Co-CB	14	S.dm	-111,780	78.79	-1,419		99,217	I
5/23/25 16:04	5/22/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Morgan Peter J. III	TX	O	GC	3	S.d	-3,842	77.87	-49		1	D
5/22/25 20:56	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Craig Jonathan M.	TX	O	MD,Head	5	S.d	-9,366	82.18	-114		23	M
5/22/25 20:53	5/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruffel Charles A.	TX	D		2	S	-723	84.49	-9		30	D
5/16/25 14:25	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Hicke Ryan	PA	O	CEO	2	S.d	-2,500	80.63	-31		186	D
5/16/25 08:57	5/15/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Peterson Michael	PA	O	EVP	3	S.d	-6,870	80.82	-85		14	D
5/16/25 08:56	5/14/25	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Sharma Sanjay	PA	O	See Rema	1	S.d	-1,668	83.40	-20		26	D
5/15/25 17:24	5/13/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nixon John	NY	D		1	S	-298	42.82	-7		34	D
5/15/25 16:15	5/14/25	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Roupie Christophe Pierre Daniel	NY	O	Head of	2	S	-393	217.68	-2		8	D
5/13/25 16:47	5/13/25	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Peacock David A	MO	D		2	S	-2,329	89.84	-26		19	I
5/13/25 16:05	12/2/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Zhumagulov Aidos	1P	O	*See Rem	2	S.m	-1,081	143.62	-8		145	D
5/2/25 16:13	5/2/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herz Robert H	NY	D		2	S	-202	112.27	-2		97	D
4/29/25 12:45	4/28/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Bunn James E	FL	O	P,Capita	2	S	-1,879	127.42	-15		80	D
4/28/25 19:37	4/25/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cifu Douglas A	NY	DO	CEO	2	S.dm	-13,782	37.37	-369		1,144	D
4/22/25 21:28	4/21/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Herringer Frank C	TX	D		1	S.d	-267	74.26	-4		232	M
3/6/25 16:04	3/4/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave Almaty, 1P 050040">Tukanov Renat	1P	O	CTO	1	S	-429	143.01	-3		6	D
3/3/25 17:00	2/28/25	HOOD	Robinhood Markets, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Malka Meyer	CA	D		7	S.dm	-412,942	30.51	-13,535		32,183	I
2/27/25 16:04	2/25/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Lukyanov Sergey	1P	O	*See Rem	2	S.m	-1,244	157.44	-8		121	D
2/21/25 10:47	2/18/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	77/7 Al Farabi Ave. Almaty, 1P 050040">Ler Evgeny	1P	O	CFO	2	S.em	-5,531	138.28	-40		34	D
2/20/25 08:15	2/18/25	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Wotczak Robert	NY	O	P,CEO -	4	S.m	-4,073	135.78	-30		74	D
2/19/25 16:10	2/14/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Smith Sherry M	MN	D		1	S	-758	305.18	-2		10	D
2/18/25 19:08	2/14/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Cavoli Stephen	NY	O	EVP	1	S.dm	-2,526	37.14	-68		158	D
2/14/25 17:34	2/12/25	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fairclough Brett	NY	O	Co-P,Co-	1	S.d	-2,688	36.84	-73		91	D
2/14/25 16:12	2/13/25	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Schoneman Debbra L.	MN	O	P	2	S.dm	-5,554	277.71	-20		55	D
2/5/25 17:09	2/4/25	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Marinof Alexis	NY	O	Head of	1	S	-898	9.87	-91		221	D
2/3/25 13:38	1/31/25	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Santelli Jonathan N	FL	O	EVP,GC,S	2	S	-1,213	167.11	-7		27	D
1/30/25 16:04	1/28/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Golten Alex S	NY	O	CHIEF RI	1	S	-3,314	636.25	-5		5	D
1/28/25 16:04	1/24/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Halio Carey	NY	O	Global T	2	S.d	-3,283	633.14	-5		8	D
1/27/25 21:06	1/23/25	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sarin Arun	TX	D		2	S.d	-1,056	77.86	-14		28	M
1/23/25 16:15	1/22/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawley Mandell	NY	O	Chief Cl	3	S	-2,209	117.69	-19		55	D
1/23/25 16:14	1/21/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Fredman Sheara J	NY	O	Chief Ac	2	S	-3,043	607.71	-5		8	D
1/23/25 16:11	1/21/25	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ruemmler Kathryn H.	NY	O	GC,GC	1	S.d	-4,759	634.69	-7		10	D
1/23/25 16:10	1/21/25	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Akram Raja	NY	O	Deputy C	2	S	-3,178	127.12	-25		87	D
12/16/24 17:57	12/13/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Elwyn Tashtego S	FL	O	P,PCG	2	S.d	-5,024	121.71	-41		43	D
12/9/24 16:15	12/9/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Pintoff Scott	NY	O	GC,Secre	2	S	-288	240.15	-1		9	D
12/6/24 19:56	12/6/24	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Wiedman Mark	NY	O	Senior M	6	S.dm	-99,069	915.69	-108		13	D
12/6/24 19:53	12/6/24	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Meade Christopher J.	NY	O	GC,CLO	1	S.d	-18,825	1,045.8	-18		8	D
12/6/24 19:48	12/5/24	BLK	Blackrock, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldstein Robert L.	NY	O	COO	1	S.d	-56,486	1,046.0	-54		50	D
12/6/24 12:29	12/4/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reid Shannon B	FL	O	P,ICD	1	S	-205	165.30	-1		9	D
12/5/24 13:27	12/4/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Carter Horace	FL	O	P,Fixed	1	S	-825	165.03	-5		36	D
12/3/24 17:43	12/2/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Reilly Paul C	FL	DO	Chair,CE	1	S.d	-8,365	167.30	-50		285	D
12/3/24 17:38	11/29/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Raney Steven M	FL	O	Exec Cha	2	S.dm	-2,845	157.90	-18		54	D
12/3/24 17:10	12/3/24	RJF	Raymond James Financial Inc	FL	Financ	FinTrd	Security Brokers, Dealers & F	Larson Katherine H	FL	O	Chief Ac	1	S.d	-248	166.01	-1		1	D
12/3/24 16:05	11/29/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Viniar David A	NY	D		3	S	-7,734	515.58	-15		819	D
12/3/24 16:03	11/29/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Akhmetov Kairat Bakibayevich	1P	O	see belo	1	S.m	-734	120.38	-6		134	D
11/27/24 15:32	11/26/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Doran William	PA	D		2	S	-744	74.42	-10		661	D
11/26/24 16:37	11/22/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Weisel Thomas W	CA	D		1	S	-1,495	115.01	-13		13	D
11/20/24 18:02	11/18/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Dodds Christopher V	TX	D		1	S.d	-756	81.43	-9		452	M
11/20/24 16:39	11/18/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Nesi Victor	NY	O	Co-P	1	S	-1,195	113.82	-11		266	I
11/20/24 16:14	11/18/24	FRHC	Freedom Holding Corp.	NV	Financ	FinTrd	Security Brokers, Dealers & F	Yerdessov Azamat	1P	O	Freedom	2	S.m	-2,037	116.41	-18		98	D
11/18/24 08:42	11/15/24	WT	Wisdomtree, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ziemba Peter M	NY	O	Chief Ad	1	S	-1,143	11.43	-100		948	D
11/14/24 17:10	11/12/24	SF	Stifel Financial Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Sliney David D	MO	O	COO	1	S	-2,905	116.18	-25		160	D
11/14/24 17:05	11/12/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	McVey Richard M	NY	DO	Exec CB	1	S.m	-13,503	270.06	-50		564	D
11/13/24 16:04	11/12/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Montag Thomas K.	NY	D		2	S	-16,950	564.99	-30		197	M
11/8/24 16:05	11/7/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Doyle Jonathan J	MN	DO	Hd of Fi	2	S	-6,355	280.03	-23		160	D
11/8/24 16:03	11/7/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Geelan John W	MN	O	GC	3	S	-1,303	268.12	-5		17	D
11/8/24 12:24	11/6/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Romeo Carmen	PA	D		1	S.d	-398	79.64	-5	0	1,578	D
11/7/24 17:53	11/6/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Hauber Stephen M	VA	O	EVP,Chie	1	S	-150	15.00	-10		257	D
11/6/24 21:17	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Friedman Brian P	NY	DO	P	4	S.m	-70,111	62.54	-1,121		5,649	I
11/6/24 21:16	11/6/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Handler Richard B	NY	DO	CEO	2	S	-94,153	49.55	-1,900		16,707	D
11/4/24 18:47	6/13/24	STER	Sterling Check Corp.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldman Sachs Group Inc	NY	T		2	S	-25,360	0.4713	-53,808		12,981	I
10/31/24 21:09	10/31/24	JEF	Jefferies Financial Group Inc.	NY	Financ	FinTrd	Security Brokers, Dealers & F	Beyer Robert D	NY	D		1	S	-2,960	64.07	-46		100	D
10/29/24 15:55	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Guarino Carl		D		1	S.d	-573	75.77	-8		14	D
10/29/24 15:39	10/28/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	McCabe Philip	PA	O	EVP - He	1	S.d	-797	75.91	-11		44	D
10/18/24 16:13	10/17/24	GS	Goldman Sachs Group Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Lee Brian J	NY	O	Chief Ri	2	S	-4,654	517.09	-9		25	M
10/18/24 16:10	10/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Luczo Stephen J	NY	D		1	S	-7,150	119.17	-60		190	I
9/9/24 16:15	9/6/24	MKTX	Marketaxess Holdings Inc		Financ	FinTrd	Security Brokers, Dealers & F	Casper Stephen P	NY	D		2	S	-359	239.42	-2		55	D
8/21/24 16:51	8/21/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Soran Philip	MN	D		2	S	-1,131	258.59	-4		20	D
8/19/24 16:18	8/19/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	Behrens Evan	NY	D		2	S	-218	44.75	-5		5	D
8/16/24 16:36	8/15/24	PIPR	Piper Sandler Companies	DE	Financ	FinTrd	Security Brokers, Dealers & F	Abraham Chad R	MN	DO	CEO,CB	1	S.d	-2,128	266.03	-8		75	D
8/7/24 21:00	8/5/24	VIRT	Virtu Financial, Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gambale Virginia	NY	D		1	S.d	-147	27.30	-5		24	D
8/6/24 18:50	8/2/24	BLK	Blackrock Inc.	DE	Financ	FinTrd	Security Brokers, Dealers & F	Daley Pamela	NY	D		1	S	-1,289	842.08	-2		6	D
8/1/24 09:42	7/31/24	OPY	Oppenheimer Holdings Inc	DE	Financ	FinTrd	Security Brokers, Dealers & F	McNamara Dennis P	NY	O	Secretar	1	S	-308	51.28	-6		21	D
7/19/24 16:26	7/17/24	MS	Morgan Stanley	DE	Financ	FinTrd	Security Brokers, Dealers & F	Gorman James P	NY	DO	Exec CB	2	S	-30,033	100.11	-300		767	I
6/14/24 19:07	6/12/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Clark Bernard J.	TX	O	MD Head	2	S.d	-6,105	71.33	-86		126	M
6/10/24 16:30	6/7/24	COHN	Cohen & Co Inc.	MD	Financ	FinTrd	Security Brokers, Dealers & F	Pooler Joseph W. Jr.	PA	O	EVP,CFO,	1	S	-116	11.64	-10		59	D
5/6/24 17:16	5/3/24	NAVI	Navient Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Heleen Mark L	VA	O	EVP,CLO,	1	S	-160	16.00	-10		405	D
4/26/24 17:20	4/24/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Crawford Peter B.	TX	O	CFO	2	S.dm	-1,251	73.24	-17		61	M
4/23/24 21:35	4/19/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Ellis Stephen A	TX	D		1	S.d	-1,080	73.21	-15		116	M
4/18/24 21:44	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Goldfarb Mark A	TX	D		1	S	-503	70.86	-7		27	I
4/18/24 21:05	4/16/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Martinetto Joseph R	TX	O	COO	1	S	-3,046	70.83	-43		302	I
3/28/24 20:45	3/22/24	SCHW	Schwab Charles Corp	DE	Financ	FinTrd	Security Brokers, Dealers & F	Adams John K Jr	TX	D		2	S.d	-2,281	72.64	-31		45	D
3/28/24 10:42	3/8/24	SEIC	Sei Investments Co	PA	Financ	FinTrd	Security Brokers, Dealers & F	Klauder Paul	PA	O	EVP	1	S.d	-140	69.80	-2		35	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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