Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
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100 results - Yahoo - Google - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

DM
2020-02-19
MCMoelis & CoWatanabe Osamu R.GC, SecretaryS - Sale+OE$37.26-25,6368,603-75%-$955,269
M
2020-02-19
APOApollo Global Management, Inc.Rowan Marc JSenior MD, 10%S - Sale$46.51-252,3528,587,885-3%-$11,737,801
2020-02-20
SONOSonos IncKkr Stream Holdings LLC10%S - Sale$13.42-8,000,00013,845,682-37%-$107,360,000
M
2020-02-19
APOApollo Global Management, Inc.Civale AnthonyCo-COOS - Sale$46.59-162,6881,869,809-8%-$7,580,120
2020-02-19
EVREvercore Inc.Klurfeld JasonGCS - Sale$82.00-1,54019,840-7%-$126,280
2020-02-20
AMGAffiliated Managers Group, Inc.Churchill Dwight D.DirP - Purchase$87.67+2,5008,069+45%+$219,175
M
2020-02-18
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$162.42-17,89920,962,1090%-$2,907,103
M
2020-02-18
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale$35.45-100,000385,872-21%-$3,544,500
D
2020-02-18
BSIGBrightsphere Investment Group Inc.Mahoney Daniel K.Head of Finance, PAOS - Sale+OE$10.51-1,1749,867-11%-$12,344
D
2020-02-18
AMPAmeriprise Financial IncBerman Walter StanleyEVP, CFOS - Sale+OE$177.43-52,16018,100-74%-$9,254,974
D
2020-02-18
AMPAmeriprise Financial IncTruscott William FCEO, Global Asset ManagementS - Sale+OE$177.88-11,99875,486-14%-$2,134,229
DM
2020-02-14
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale+OE$177.93-141,618235,172-38%-$25,198,093
2020-02-18
AMGAffiliated Managers Group, Inc.Horgen Jay C.Pres, CEOP - Purchase$83.13+10,000117,662+9%+$831,300
2020-02-13
CYTKCytokinetics IncBvf Partners L P/il10%S - Sale$15.79-1,072,030424,419-72%-$16,923,923
M
2020-02-13
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale$34.53-38,209485,872-7%-$1,319,216
M
2020-02-13
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$157.06-14,92520,980,0080%-$2,344,136
2020-02-12
APOApollo Global Management, Inc.Civale AnthonyCo-COOS - Sale$47.02-1,7602,032,5320%-$82,748
M
2020-02-11
APOApollo Global Management, Inc.Rowan Marc JSenior MD, 10%S - Sale$46.89-28,9508,840,2370%-$1,357,446
M
2020-02-11
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$156.99-13,59520,994,9330%-$2,134,256
2020-02-10
CGCarlyle Group Inc.Buser Curtis L.CFOS - Sale$33.07-36,773910,039-4%-$1,216,083
2020-02-10
CGCarlyle Group Inc.Ferguson Jeffrey W.GCS - Sale$33.07-55,026902,383-6%-$1,819,710
2020-02-10
CGCarlyle Group Inc.Finn ChristopherCOOS - Sale$33.07-73,594976,509-7%-$2,433,754
2020-02-11
APOApollo Global Management, Inc.Civale AnthonyCo-COOS - Sale$47.04-2,5382,034,2920%-$119,378
D
2020-02-07
MCMoelis & CoWatanabe Osamu R.GC, SecretaryS - Sale+OE$38.80-10,00017,100-37%-$388,000
M
2020-02-07
MCMoelis & CoSimon JosephCFOS - Sale$39.56-10,84615,000-42%-$429,096
2020-02-07
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.05-7,5616,626,7150%-$15,500
M
2020-02-07
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$157.11-7,64221,008,5280%-$1,200,603
D
2020-02-10
AMPAmeriprise Financial IncThissen Karen WilsonEVP, GCS - Sale+OE$175.72-53015,026-3%-$93,132
D
2020-02-07
AMPAmeriprise Financial IncKupper RandyEVP Technology, CIOS - Sale+OE$175.42-7,11522,934-24%-$1,248,120
2020-02-06
EVREvercore Inc.Pensa PaulContr., Principal Acct.OfficerS - Sale$81.01-1,1042,399-32%-$89,431
2020-02-05
BXBlackstone Group IncFinley John GGCS - Sale$63.61-25,000236,012-10%-$1,590,250
M
2020-02-05
APOApollo Global Management, Inc.Rowan Marc JSenior MD, 10%S - Sale$47.52-366,4498,869,187-4%-$17,413,923
2020-02-05
KKRKkr & Co. Inc.Sorkin DavidGC, SecretaryS - Sale$33.03-7,0720-100%-$233,588
D
2020-02-05
HLIHoulihan Lokey, Inc.Alley J LindseyCFOS - Sale+OE$55.52-25,0000-100%-$1,388,000
D
2020-02-07
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$56.16-2,0000-100%-$112,320
D
2020-02-05
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$55.75-20,0000-100%-$1,115,000
M
2020-02-05
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$159.11-16,99821,016,1700%-$2,704,558
M
2020-02-04
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.10-38,1076,634,276-1%-$80,025
2020-02-06
FHIFederated Hermes, Inc.Donahue Thomas RVP, CFO, TreasurerS - Sale$37.30-30,0001,567,142-2%-$1,119,006
2020-02-04
FHIFederated Hermes, Inc.Germain Peter JEVP, GC, GCS - Sale$37.49-7,025123,900-5%-$263,365
M
2020-02-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$160.48-19,26221,033,1680%-$3,091,187
DM
2020-02-03
APOApollo Global Management, Inc.Rowan Marc JSenior MD, 10%S - Sale+OE$47.12-315,2179,235,636-3%-$14,851,924
D
2020-01-31
AMPAmeriprise Financial IncWoerner John RobertPres Ins, Chief Strat OfficerS - Sale+OE$166.15-7,59829,742-20%-$1,262,423
M
2020-01-28
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.17-30,1006,672,3830%-$65,314
D
2020-01-28
KRPKimbell Royalty Partners, LPKkr Group Partnership L.P.10%S - Sale+OE$14.80-750,000266,076-74%-$11,101,875
D
2020-01-24
EVEaton Vance CorpLangstraat Brian D.DirS - Sale+OE$47.16-3,800354,835-1%-$179,209
M
2020-01-22
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.18-38,9776,702,483-1%-$85,109
2020-01-16
MRUSMerus N.V.Bvf Partners L P/il10%P - Purchase$16.15+278,730244,303-810%+$4,501,490
M
2020-01-15
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.22-136,5036,741,460-2%-$303,651
2020-01-14
APOApollo Global Management, Inc.Tiger Global Management LLC10%S - Sale$49.06-3,750,00033,913,500-10%-$183,975,000
2020-01-13
MRUSMerus N.V.Bvf Partners L P/il10%P - Purchase$14.98+83,962224,576+60%+$1,257,616
2020-01-10
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.20-13,5976,877,9630%-$29,913
2020-01-10
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$154.22-4,34821,052,4300%-$670,545
M
2020-01-08
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$153.14-15,04621,056,7780%-$2,304,211
M
2020-01-07
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.18-52,2126,891,560-1%-$113,598
M
2020-01-06
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$152.89-11,12221,071,8240%-$1,700,411
M
2020-01-02
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.16-22,9676,943,7720%-$49,546
M
2020-01-02
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$151.17-16,81921,082,9460%-$2,542,466
D
2020-01-02
SCUSculptor Capital Management, Inc.Cohen WaynePres, COOS - Sale+OE$21.26-1,3001,301-50%-$27,639
DM
2020-01-02
SCUSculptor Capital Management, Inc.Levine David MichaelGCS - Sale+OE$21.01-9,3650-100%-$196,713
M
2019-12-30
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$151.02-9,74321,099,7650%-$1,471,353
2019-12-27
SCUSculptor Capital Management, Inc.Abrams Capital Management, L.P.10%S - Sale$21.15-165,0002,058,860-7%-$3,489,750
D
2019-12-30
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$49.11-10,0000-100%-$491,100
M
2019-12-26
BSIGBrightsphere Investment Group Inc.Yang GuangPres, CEOP - Purchase$10.14+50,001100,001+100%+$507,010
2019-12-26
BENFranklin Resources IncJohnson Rupert H JrVice COB, 10%S - Sale$26.26-400,000103,049,9250%-$10,505,000
M
2019-12-26
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$152.01-17,09821,109,5080%-$2,599,068
M
2019-12-23
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.15-48,1846,966,739-1%-$103,798
2019-12-20
FPRXFive Prime Therapeutics, Inc.Bvf Partners L P/il10%P - Purchase$4.05+515,020536,608>999%+$2,085,831
2019-12-23
VRTSVirtus Investment Partners, Inc.Treanor Mark CDirS - Sale$123.73-128,4130%-$124
M
2019-12-23
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$152.13-9,41721,126,6060%-$1,432,630
D
2019-12-19
EVREvercore Inc.Klurfeld JasonGCP - Purchase$0.00+114,2730%+$0
D
2019-12-20
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$48.86-10,0000-100%-$488,600
M
2019-12-19
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$152.12-20,06221,136,0230%-$3,051,829
D
2019-12-19
XOMAXoma CorpBvf Partners L P/il10%P - Purchase$22.00+373,1951,335,192+39%+$8,210,290
2019-12-18
AMPAmeriprise Financial IncSweeney Joseph EdwardPres-AWM Products, ServicesS - Sale$167.50-8,10019,945-29%-$1,356,726
M
2019-12-17
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.13-313,4527,014,923-4%-$668,895
M
2019-12-17
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$150.81-22,14021,156,0850%-$3,338,826
D
2019-12-17
HLIHoulihan Lokey, Inc.Preiser David ACO-PresS - Sale+OE$48.00-25,0000-100%-$1,200,000
M
2019-12-13
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$149.83-16,50721,178,2250%-$2,473,200
M
2019-12-12
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.13-162,1057,328,375-2%-$344,645
M
2019-12-11
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$151.56-13,16121,217,7820%-$1,994,742
M
2019-12-10
CYTKCytokinetics IncBvf Partners L P/il10%P - Purchase$9.44+342,072499,312+218%+$3,229,094
2019-12-09
FPRXFive Prime Therapeutics, Inc.Bvf Partners L P/il10%P - Purchase$4.02+135,000504,002+37%+$542,363
M
2019-12-09
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.25-25,2737,490,4800%-$56,808
M
2019-12-09
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$153.36-11,51321,230,9430%-$1,765,642
DM
2019-12-06
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$48.13-4,3280-100%-$208,312
M
2019-12-05
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$154.49-19,22321,242,4560%-$2,969,733
2019-08-23
CNSCohen & Steers, Inc.Glickson John ToddEVPP - Purchase$54.60+7066,7520%+$3,810
M
2019-12-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$154.63-19,45021,261,6790%-$3,007,503
M
2019-12-02
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.16-106,7007,515,753-1%-$230,269
2019-12-03
DHILDiamond Hill Investment Group IncBrilliant Heather ECEOP - Purchase$134.00+60022,918+3%+$80,400
2019-12-03
KODKEastman Kodak CoBlackstone Group Inc10%S - Sale$2.50-8,875,2110-100%-$22,188,028
D
2019-12-02
AMGAffiliated Managers Group, Inc.Zeitlin Jide JamesDirS - Sale+OE$83.94-2,66521,274-11%-$223,700
D
2019-12-02
EVEaton Vance CorpBerman Ann EDirS - Sale+OE$47.26-11,7770-100%-$556,587
M
2019-11-29
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$157.09-8,83821,281,1290%-$1,388,345
A
2019-11-27
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$157.46-8,13021,289,9670%-$1,280,113
2019-12-02
BENFranklin Resources IncTyle Craig StevenEVP, GCS - Sale$27.57-5,000108,793-4%-$137,850
2019-11-27
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$157.46-8,13021,289,9670%-$1,280,113
M
2019-11-26
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$2.09-91,0357,622,453-1%-$190,609
2019-11-26
INVHInvitation Homes Inc.Blackstone Holdings II L.P.10%S - Sale$30.05-57,600,000154,984-100%-$1,730,880,000
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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