Investment Advice Industry - SEC Form 4 Insider Trading Screener

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100 results - Yahoo - Finviz - Stockcharts - Tradingview - Stocktwits - SEC
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Filing Date

Trade Date

Ticker

Company

Insider Name

Insider Title

Trade Type 

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

M
2020-07-30
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.06-10,366889,288-1%-$415,236
D
2020-07-28
ANNXAnnexon, Inc.Clarus Lifesciences Iii, L.P.10%P - Purchase$17.00+200,0002,730,635+8%+$3,400,000
M
2020-07-27
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.21-40,012899,654-4%-$1,608,965
M
2020-07-27
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$13.66-5,400295,241-2%-$73,788
2020-07-29
VALUValue Line IncAnastasio StephenVP, TreasurerP - Purchase$24.51+2001,200+20%+$4,902
M
2020-07-23
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$39.05-102,384939,666-10%-$3,998,608
M
2020-07-22
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$0.70-73,3006,012,830-1%-$51,095
M
2020-07-20
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$41.10-60,8881,042,050-6%-$2,502,505
M
2020-07-17
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$0.69-291,8526,086,130-5%-$199,974
2020-07-16
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.23-3681,102,9380%-$14,805
M
2020-07-14
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$0.63-96,4956,377,982-1%-$60,847
M
2020-07-13
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.28-35,8541,103,306-3%-$1,444,168
2020-07-10
AMKAssetmark Financial Holdings, Inc.Angus Ted F.EVP, GCS - Sale$27.16-9,447168,055-5%-$256,581
2020-07-09
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$0.70-8786,474,4770%-$615
M
2020-07-06
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$0.71-33,4216,475,355-1%-$23,844
2020-07-02
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.02-1001,139,1600%-$4,002
2020-07-01
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$145.14-5,21820,252,4300%-$757,350
2020-06-30
IDYAIdeaya Biosciences, Inc.Bvf Partners L P/il10%P - Purchase$13.32+2,531237,475+1%+$33,704
M
2020-06-30
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$0.76-69,3996,508,776-1%-$52,769
M
2020-07-01
AMKAssetmark Financial Holdings, Inc.Kim MichaelEVP, Chief Client OfficerS - Sale$26.88-10,000348,144-3%-$268,814
2020-07-01
AMKAssetmark Financial Holdings, Inc.Chafkin Jeremiah HEVP, Chief Investment OfficerS - Sale$26.80-7,934517,449-2%-$212,631
M
2020-07-01
AMKAssetmark Financial Holdings, Inc.Mehta MukeshEVP, CIOS - Sale$26.91-10,000339,431-3%-$269,128
D
2020-06-30
HLIHoulihan Lokey, Inc.Gold IrwinExec COB, 10%S - Sale+OE$55.06-10,0000-100%-$550,600
2020-06-29
ONEM1Life Healthcare IncCarlyle Group Management L.L.C.10%S - Sale$29.76-7,545,00020,612,681-27%-$224,539,200
M
2020-06-29
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$141.17-21,48120,257,6480%-$3,032,391
2020-06-25
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$38.46-78,68213,520,778-1%-$3,026,110
2020-06-24
BSIGBrightsphere Investment Group Inc.Paulson & Co. Inc.10%P - Purchase$9.79+647,26320,000,552+3%+$6,336,705
2020-06-24
BSIGBrightsphere Investment Group Inc.Paulson & Co. Inc.10%S - Sale$9.79-647,26320,000,552-3%-$6,336,705
2020-06-24
BSIGBrightsphere Investment Group Inc.Paulson JohnDir, 10%P - Purchase$9.79+647,26320,000,552+3%+$6,336,705
2020-06-24
BSIGBrightsphere Investment Group Inc.Paulson JohnDir, 10%S - Sale$9.79-647,26320,000,552-3%-$6,336,705
M
2020-06-24
MCCMedley Capital CorpFortress Investment Group LLC10%S - Sale$0.82-48,5406,578,175-1%-$39,808
M
2020-06-22
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$39.28-649,93113,599,460-5%-$25,531,656
M
2020-06-22
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.06-84,6431,139,260-7%-$3,390,472
M
2020-06-22
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$150.17-5,94520,310,6010%-$892,786
M
2020-06-19
AMKAssetmark Financial Holdings, Inc.Wolfsen Natalie GraceEVP, Chief Solutions OfficerS - Sale$28.14-22,274396,480-5%-$626,832
2020-06-19
IRIngersoll Rand Inc.Kkr Group Partnership L.P.10%S - Sale$30.40-12,100,00044,788,635-21%-$367,840,000
M
2020-06-19
IDYAIdeaya Biosciences, Inc.Bvf Partners L P/il10%P - Purchase$14.31+117,996237,394+99%+$1,688,929
M
2020-06-18
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$150.58-20,40720,316,5460%-$3,072,898
2020-06-19
CNSCohen & Steers, Inc.Poli Francis CGC, Secretary, EVPS - Sale$71.90-1,72863,791-3%-$124,243
M
2020-06-18
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$39.05-215,76514,249,391-1%-$8,426,023
D
2020-06-17
HLIHoulihan Lokey, Inc.Beiser Scott LCEO, 10%S - Sale+OE$60.19-10,0000-100%-$601,900
M
2020-06-16
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$150.28-22,35420,336,9530%-$3,359,289
2020-06-17
SONOSonos IncKkr Stream Holdings LLC10%S - Sale$13.00-13,845,6820-100%-$179,993,866
M
2020-06-15
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$38.58-395,12114,465,156-3%-$15,242,719
2020-06-15
BVBrightview Holdings, Inc.Kkr Group Partnership L.P.10%S - Sale$13.25-7,785,12350,633,123-13%-$103,152,880
2020-06-16
CNSCohen & Steers, Inc.Stadler Matthew S.CFO, EVPS - Sale$72.03-18,219127,315-13%-$1,312,315
M
2020-06-12
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$145.15-20,71020,359,3070%-$3,006,053
M
2020-06-11
EARNEllington Residential Mortgage ReitBlackstone Holdings III L.P.10%P - Purchase$10.04+47,0123,303,578+1%+$471,895
2020-06-11
AMKAssetmark Financial Holdings, Inc.Goldman Charles GCEOS - Sale$25.86-7,8912,013,1970%-$204,083
DM
2020-06-11
VCTRVictory Capital Holdings, Inc.Hawkes James BDirP - Purchase$15.76+17,404440,467+4%+$274,287
AM
2020-03-12
EVEaton Vance CorpSmith Winthrop H JrDirP - Purchase$29.74+6,90033,900+26%+$205,199
M
2020-06-10
AMKAssetmark Financial Holdings, Inc.Zyla Gary G.EVP, CFOS - Sale$27.18-15,500188,497-8%-$421,244
2020-06-10
AMKAssetmark Financial Holdings, Inc.Angus Ted F.EVP, GCS - Sale$27.77-9,447177,502-5%-$262,311
2020-06-12
ARESAres Management CorpRessler Antony PC-Founder, Exec. COB, 10%S - Sale$38.23-48,56114,860,2770%-$1,856,487
D
2020-06-10
LMLegg Mason, Inc.Sullivan Joseph ACOB, Pres, CEOS - Sale+OE$49.98-648,178709,309-48%-$32,395,936
D
2020-06-09
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale+OE$40.00-6001,223,9030%-$24,000
M
2020-06-09
ARESAres Management CorpRessler Antony PC-Founder, Exec. COB, 10%S - Sale$39.02-357,49014,908,838-2%-$13,947,897
2020-06-10
DHILDiamond Hill Investment Group IncFortener Randolph J.DirS - Sale$120.73-1,0008,600-10%-$120,730
D
2020-06-09
LMLegg Mason, Inc.Sullivan Joseph ACOB, Pres, CEOS - Sale+OE$50.04-16,634599,623-3%-$832,365
2020-06-10
AMGAffiliated Managers Group, Inc.Churchill Dwight D.DirP - Purchase$77.94+1,00010,069+11%+$77,940
2020-06-08
MRUSMerus N.V.Bvf Partners L P/il10%P - Purchase$15.20+87,254345,371+34%+$1,326,261
M
2020-06-08
AMKAssetmark Financial Holdings, Inc.Wolfsen Natalie GraceEVP, Chief Solutions OfficerS - Sale$28.40-21,042408,439-5%-$597,692
M
2020-06-08
AMKAssetmark Financial Holdings, Inc.Wolfsen Natalie GraceEVP, Chief Solutions OfficerS - Sale$28.40-21,042408,439-5%-$597,692
M
2020-06-08
AMKAssetmark Financial Holdings, Inc.Goldman Charles GPres, CEOS - Sale$28.15-31,1822,021,088-2%-$877,721
D
2020-06-08
LMLegg Mason, Inc.Sullivan Joseph ACOB, Pres, CEOS - Sale+OE$50.04-223,256595,654-27%-$11,171,730
M
2020-06-08
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$152.44-22,68320,380,1530%-$3,457,792
D
2020-06-05
HLNEHamilton Lane IncOakville Number 2 Trust10%S - Sale+OE$70.09-65,000785,022-8%-$4,555,850
2020-06-05
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale$27.37-2,34467,090-3%-$64,155
2020-06-05
EVFMEvofem Biosciences, Inc.Invesco Ltd.10%P - Purchase$3.50+857,14325,595,921+3%+$3,000,001
M
2020-05-15
EVFMEvofem Biosciences, Inc.Invesco Ltd.10%S - Sale$5.76-77,09025,595,9210%-$443,955
M
2020-06-04
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$39.73-313,8302,180,052-13%-$12,469,393
M
2020-06-04
ARESAres Management CorpRessler Antony PC-Founder, Exec. COB, 10%S - Sale$39.59-426,07815,266,328-3%-$16,869,308
M
2020-06-05
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$40.14-78,435874,314-8%-$3,148,427
M
2020-06-04
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$150.32-11,37620,402,8360%-$1,710,017
2020-06-03
AMKAssetmark Financial Holdings, Inc.Minta-Jacobs EsiEVP, HR, Project ManagementS - Sale$27.00-44347,202-1%-$11,961
M
2020-06-03
AMKAssetmark Financial Holdings, Inc.Goldman Charles GPres, CEOS - Sale$26.97-28,6502,052,270-1%-$772,648
M
2020-06-02
EARNEllington Residential Mortgage ReitBlackstone Holdings III L.P.10%P - Purchase$9.81+46,6713,256,566+1%+$457,944
M
2020-06-02
APOApollo Global Management, Inc.Civale AnthonyCo-COOS - Sale$50.08-182,9531,546,729-11%-$9,162,762
M
2020-06-02
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$152.89-11,33320,414,2120%-$1,732,723
M
2020-06-02
ABAlliancebernstein Holding L.P.Gingrich James ACOOS - Sale$26.32-60,00069,434-46%-$1,579,200
M
2020-06-01
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$38.11-268,1602,493,882-10%-$10,219,605
M
2020-06-01
ARESAres Management CorpRessler Antony PC-Founder, Exec. COB, 10%S - Sale$38.69-328,37215,692,406-2%-$12,703,679
2020-06-01
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$37.45-33,1382,178,364-1%-$1,241,018
2020-06-01
AMKAssetmark Financial Holdings, Inc.Mehta MukeshEVP, CIOS - Sale$25.97-10,000340,054-3%-$259,724
2020-06-01
AMKAssetmark Financial Holdings, Inc.Chafkin Jeremiah HEVP, Chief Investment OfficerS - Sale$25.68-7,934520,694-2%-$203,764
2020-06-01
AMKAssetmark Financial Holdings, Inc.Kim MichaelEVP, Chief Client OfficerS - Sale$25.47-10,000347,829-3%-$254,692
2020-06-01
MRUSMerus N.V.Bvf Partners L P/il10%P - Purchase$14.00+1,462,510338,404-130%+$20,475,140
2020-06-01
FGFgl HoldingsBlackstone Group Inc10%S - Sale$0.00-45,301,5930-100%-$0
M
2020-05-29
MNManning & Napier, Inc.Manning WilliamDirP - Purchase$3.13+8,45321,453+65%+$26,479
M
2020-05-29
AMKAssetmark Financial Holdings, Inc.Goldman Charles GPres, CEOS - Sale$26.24-38,3542,080,920-2%-$1,006,466
M
2020-05-29
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$152.41-24,11420,425,5450%-$3,675,236
2020-06-01
BENFranklin Resources IncTyle Craig StevenEVP, GCS - Sale$18.96-5,00099,403-5%-$94,800
M
2020-05-28
EARNEllington Residential Mortgage ReitBlackstone Holdings III L.P.10%P - Purchase$9.66+66,8383,209,895+2%+$645,701
D
2020-05-28
CORCoresite Realty CorpCarlyle Group Management L.L.C.10%S - Sale+OE$124.56-2,000,0000-100%-$249,112,000
2020-05-28
BBIOBridgebio Pharma, Inc.Kkr Genetic Disorder L.P.10%S - Sale$33.39-2,389,69034,510,971-6%-$79,791,749
M
2020-05-27
ARESAres Management CorpRosenthal BennettCo-Founder, Co-Chair of PEGS - Sale$36.65-110,8321,880,052-6%-$4,062,000
M
2020-05-27
ARESAres Management CorpKaplan David BCo-Founder, Co-Chair of PEGS - Sale$37.36-190,8922,762,042-6%-$7,131,384
2020-05-29
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$37.35-177,6872,211,502-7%-$6,636,542
2020-05-27
MCMoelis & CoMahmoodzadegan NavidCo-Pres, MDS - Sale$33.47-72,6320-100%-$2,430,993
2020-05-27
IRIngersoll Rand Inc.Kkr Group Partnership L.P.10%S - Sale$28.82-13,782,50056,888,635-20%-$397,211,650
AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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