Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
General
Tickers
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Sh Price $
Lqdty M$
Date
Filing Date
  
Trade Date
  
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Transaction Filing
 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
Traded K$
Own Chg %
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100 results. Finviz
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

M
2024-04-10
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$133.62-429,4076,382,751-6%-$57,377,481
M
2024-04-08
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$133.97-386,8956,812,158-5%-$51,832,726
2024-04-03
ARESAres Management CorpKaplan David BCo-FounderS - Sale$132.04-40,2221,180,052-3%-$5,311,007
M
2024-04-03
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$132.95-399,6017,199,053-5%-$53,128,742
2024-04-03
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$132.04-13,0961,155,052-1%-$1,729,246
D
2024-04-02
ALTIAlti Global, Inc.Connell BrookePres, US Wealth MmgtS - Sale+OE$5.07-15,000190,772-7%-$76,050
D
2024-04-03
ALTIAlti Global, Inc.Moran Kevin P.COOS - Sale+OE$4.93-20,000175,775-10%-$98,600
2024-04-02
ALTIAlti Global, Inc.Furlong Mark FDirP - Purchase$5.43+25,00025,000New+$135,750
DM
2024-04-02
ALTIAlti Global, Inc.Maliagros SpirosPres, Asset ManagementS - Sale+OE$5.08-10,300512,985-2%-$52,299
M
2024-04-02
ALTIAlti Global, Inc.Ilwaddi Cayman Holdings10%P - Purchase$5.07+40,00017,933,2650%+$202,800
D
2024-04-01
CRGYCrescent Energy CoKkr Group Partnership L.P.10%S - Sale+OE$10.74-6,000,00029,706,850-17%-$64,440,000
M
2024-04-01
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$130.58-84,6597,598,654-1%-$11,054,428
M
2024-04-01
ARESAres Management CorpKaplan David BCo-FounderS - Sale$130.57-84,7781,220,274-6%-$11,069,660
M
2024-04-01
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$130.61-86,9041,168,148-7%-$11,350,158
D
2024-03-27
AMPAmeriprise Financial IncAlvero GumerPres-INSURANCE, ANNUITIESS - Sale+OE$437.00-1,6528,040-17%-$721,930
M
2024-03-27
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$132.86-89,0727,683,313-1%-$11,834,086
2024-03-27
PXP10, Inc.Jensen Richard J.EVP, Head of Strategy, M, AP - Purchase$8.35+55,00055,000New+$459,250
D
2024-03-26
AMPAmeriprise Financial IncBrockman Dawn M.SVP, CONTROLLERS - Sale+OE$434.13-2241,431-14%-$97,245
2024-03-25
PXP10, Inc.Feinglass MichaelSee RemarksS - Sale$8.07-50,000204,005-20%-$403,400
2024-03-25
PXP10, Inc.McCoy David M.See RemarksP - Purchase$8.12+10,00079,545+14%+$81,200
M
2024-03-25
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$133.95-42,6777,772,385-1%-$5,716,556
2024-03-25
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$134.01-4,4881,375,0000%-$601,429
M
2024-03-20
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$135.74-91,3217,815,062-1%-$12,395,617
M
2024-03-20
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$133.71-22,5331,255,052-2%-$3,012,960
M
2024-03-20
ARESAres Management CorpKaplan David BCo-FounderS - Sale$135.17-46,4631,305,052-3%-$6,280,612
M
2024-03-20
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$135.67-91,6561,379,488-6%-$12,434,694
2024-03-20
AFLAflac IncKenny Thomas JDirS - Sale$84.62-5,00017,920-22%-$423,105
M
2024-03-19
PXP10, Inc.Feinglass MichaelSee RemarksS - Sale$8.17-73,734254,005-22%-$602,122
2024-03-19
APOApollo Global Management, Inc.Black Leon DSee remarks.S - Sale$110.71-450,00042,604,773-1%-$49,817,790
M
2024-03-15
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$131.84-78,2427,906,383-1%-$10,315,144
DM
2024-03-15
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale+OE$131.84-77,4671,277,585-6%-$10,212,916
DM
2024-03-15
ARESAres Management CorpKaplan David BCo-FounderS - Sale+OE$131.84-78,5371,351,515-5%-$10,354,110
M
2024-03-18
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$131.21-39,6641,471,144-3%-$5,204,475
DM
2024-03-14
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale+OE$132.80-113,7771,510,808-7%-$15,109,107
2024-03-12
CNSCohen & Steers, Inc.Villani Edmond DDirS - Sale$72.99-4,00038,390-9%-$291,960
2024-03-12
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$307.73-8,61415,669,5750%-$2,650,789
2024-03-13
SAMGSilvercrest Asset Management Group Inc.Gray John AllenMDP - Purchase$15.84+3,13521,110+17%+$49,658
2024-03-12
PXP10, Inc.Abell Alexander I.See RemarksS - Sale$8.27-30,533399,960-7%-$252,597
D
2024-03-13
LAZLazard, Inc.Russo Evan LCEO of Asset ManagementS - Sale+OE$39.35-75,000227,448-25%-$2,951,250
D
2024-03-05
PXP10, Inc.Blatherwick Nell M.See RemarksP - Purchase$7.98+12,500430,493+3%+$99,750
M
2024-03-08
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$310.34-5,97215,678,1890%-$1,853,324
2024-03-11
MORNMorningstar, Inc.Kaplan Steven NDirS - Sale$306.81-1,25044,427-3%-$383,517
M
2024-03-07
PXP10, Inc.Feinglass MichaelSee RemarksS - Sale$8.10-110,000327,739-25%-$891,052
D
2024-03-11
CRGYCrescent Energy CoKkr Group Partnership L.P.10%S - Sale+OE$9.87-13,800,00035,706,850-28%-$136,206,000
D
2024-03-07
HLNEHamilton Lane IncOakville Number 2 Trust10%S - Sale+OE$108.00-55,000480,022-10%-$5,940,000
M
2024-03-06
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$310.33-18,51515,684,1610%-$5,745,836
2024-03-06
WHGWestwood Holdings Group IncLockridge MatthewHead, U.S. Value Inv.S - Sale$12.01-14,00056,283-20%-$168,087
D
2024-03-06
APPApplovin CorpKkr Group Partnership L.P.10%S - Sale+OE$54.46-19,866,397166,567-99%-$1,081,923,981
2024-03-07
ARESAres Management CorpRessler Antony PCo-Founder, Exec. COB, 10%S - Sale$130.30-3,000,0007,984,625-27%-$390,900,000
2024-03-06
JHGJanus Henderson Group PlcHughes Brennan A.CHIEF ACCOUNTING OFFICERS - Sale$32.27-1,8125,125-26%-$58,464
2024-03-06
VRTSVirtus Investment Partners, Inc.Zarrilli Stephen TDirS - Sale$248.40-2,1503,549-38%-$534,055
2024-03-05
FHIFederated Hermes, Inc.Germain Peter JEVP, CLO, Sec.S - Sale$36.14-5,305213,036-2%-$191,730
2024-03-05
FHIFederated Hermes, Inc.Van Meter StephenVP, Chief Compliance OfficerS - Sale$36.08-43532,918-1%-$15,695
2024-03-05
FHIFederated Hermes, Inc.Uhlman Paul AVPS - Sale$36.20-13,820300,547-4%-$500,327
2024-03-05
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Hermes Fund Managers Ltd.S - Sale$36.15-8,302191,248-4%-$300,105
2024-03-05
FHIFederated Hermes, Inc.Novak Richard APrincipal Accounting OfficerS - Sale$36.07-90852,200-2%-$32,754
M
2024-03-04
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$303.51-21,57815,702,6760%-$6,549,054
D
2024-03-03
BMBLBumble Inc.Bx Buzz Ml-1 Gp LLC10%S - Sale+OE$11.10-2,509,31612,802-99%-$27,845,378
2024-03-01
APOApollo Global Management, Inc.Kleinman ScottCo-Pres (See Remarks)S - Sale$110.55-207,5808,224,178-2%-$22,948,598
2024-03-04
AMKAssetmark Financial Holdings, Inc.Kim MichaelCEO, PresS - Sale$35.18-11,833408,097-3%-$416,285
M
2024-02-29
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$298.49-10,42315,724,2540%-$3,111,146
2024-03-01
JHGJanus Henderson Group PlcFogo GeorginaCHIEF RISK OFFICERS - Sale$31.07-3,029124,230-2%-$94,120
D
2024-03-01
PJTPjt Partners Inc.Lee Ji-YeunManaging PartnerS - Sale+OE$104.58-10,00081,433-11%-$1,045,750
DM
2024-02-29
PJTPjt Partners Inc.Meates Helen TCFOS - Sale+OE$105.18-17,92650,645-26%-$1,885,522
2024-03-01
JHGJanus Henderson Group PlcThompson Roger MjCFOS - Sale$31.07-2,806145,304-2%-$87,191
D
2024-03-01
HLIHoulihan Lokey, Inc.Crain Christopher MGCS - Sale+OE$128.94-1,0000-100%-$128,940
M
2024-02-29
MCMoelis & CoMoelis KennethCOB, CEOS - Sale$54.11-79,00082,441-49%-$4,274,570
M
2024-02-29
MCMoelis & CoMahmoodzadegan NavidCo-Pres, MDS - Sale$54.05-70,25544,980-61%-$3,797,017
2024-02-29
MCMoelis & CoSimon JosephCFOS - Sale$54.13-8,5730-100%-$464,056
2024-02-29
MCMoelis & CoRaich JeffreyCo-Pres, MDS - Sale$54.23-44,7100-100%-$2,424,623
2024-02-28
TPGTpg Inc.Messemer Deborah M.DirS - Sale$43.97-6,39018,033-26%-$280,980
2024-02-28
JHGJanus Henderson Group PlcFogo GeorginaCHIEF RISK OFFICERS - Sale$30.93-22,076127,259-15%-$682,868
2024-02-28
JHGJanus Henderson Group PlcThompson Roger MjCFOS - Sale$30.93-30,656148,110-17%-$948,270
2024-02-28
JHGJanus Henderson Group PlcLowry James RGLOBAL COOS - Sale$30.93-9,75447,113-17%-$301,717
2024-02-28
AMPAmeriprise Financial IncTruscott William FCEO, Global Asset ManagementS - Sale$412.05-8,00022,717-26%-$3,296,360
D
2024-02-29
TPGTpg Inc.Vazquez-Ubarri AniluCOOS - Sale+OE$41.64-101,937333,711-23%-$4,244,657
D
2024-02-29
TPGTpg Inc.Winkelried JonCEOS - Sale+OE$41.64-1,050,8483,326,460-24%-$43,757,311
D
2024-02-29
TPGTpg Inc.Weingart JackCFOS - Sale+OE$41.64-308,4681,125,901-22%-$12,844,608
D
2024-02-29
TPGTpg Inc.Trujillo DavidDirS - Sale+OE$41.64-397,510182,519-69%-$16,552,316
D
2024-02-29
TPGTpg Inc.Sisitsky Todd BenjaminPresS - Sale+OE$41.64-712,958909,748-44%-$29,687,571
D
2024-02-29
TPGTpg Inc.Sarvananthan GanendranDirS - Sale+OE$41.64-172,7051,409,418-11%-$7,191,436
D
2024-02-29
TPGTpg Inc.Rhodes Jeffrey K.DirS - Sale+OE$41.64-408,675241,014-63%-$17,017,227
D
2024-02-29
TPGTpg Inc.Raj NehalDirS - Sale+OE$41.64-250,8582,747,309-8%-$10,445,727
D
2024-02-29
TPGTpg Inc.Harris JoannChief Compliance OfficerS - Sale+OE$41.64-25,48422,860-53%-$1,061,154
D
2024-02-29
TPGTpg Inc.Davis Kelvin L.DirS - Sale+OE$41.64-822,017908,460-48%-$34,228,788
D
2024-02-29
TPGTpg Inc.Davidson MartinChief Accounting OfficerS - Sale+OE$41.64-39,31730,991-56%-$1,637,160
D
2024-02-29
TPGTpg Inc.Coulter James GExec COB, 10%S - Sale+OE$41.64-1,351,6953,046,767-31%-$56,284,580
D
2024-02-29
TPGTpg Inc.Coslet Jonathan JDirS - Sale+OE$41.64-1,000,000553,900-64%-$41,640,000
D
2024-02-29
TPGTpg Inc.Chorengel MayaDirS - Sale+OE$41.64-74,77357,146-57%-$3,113,548
D
2024-02-29
TPGTpg Inc.Bonderman DavidDir, 10%S - Sale+OE$41.64-1,601,69537,967-98%-$66,694,580
D
2024-02-29
TPGTpg Inc.Berenson BradfordGCS - Sale+OE$41.64-90,895196,252-32%-$3,784,868
M
2024-02-27
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$295.85-20,95915,734,6770%-$6,200,714
D
2024-02-26
AMPAmeriprise Financial IncSmyth Gerard P.EVP Technology, CIOS - Sale+OE$407.92-4,4403,787-54%-$1,811,169
M
2024-02-23
STEPStepstone Group Inc.Keck ThomasSee RemarksS - Sale$35.47-57,0974,456,407-1%-$2,025,231
M
2024-02-23
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$298.34-18,84815,755,6360%-$5,623,132
M
2024-02-22
APOApollo Global Management, Inc.Black Leon DSee remarks.S - Sale$111.51-1,550,00043,054,773-3%-$172,838,318
M
2024-02-23
CNSCohen & Steers, Inc.Simon Richard PDirS - Sale$71.78-10,00021,915-31%-$717,753
2024-02-22
AMPAmeriprise Financial IncAlvero GumerPres-INSURANCE, ANNUITIESS - Sale$400.98-3858,041-5%-$154,378
M
2024-02-22
AMPAmeriprise Financial IncCracchiolo James MCOB, CEOS - Sale$404.40-22,000160,707-12%-$8,896,760
DM
2024-02-21
MCMoelis & CoMahmoodzadegan NavidCo-Pres, MDS - Sale+OE$52.85-96,302115,235-46%-$5,089,618

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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