Investment Advice Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Investment Advice
General
Tickers
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Sh Price $
Lqdty M$
Date
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Trade Date
  
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
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100 results. Finviz
TCcnt1d1w1m6m

X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2025-02-13
HLIHoulihan Lokey, Inc.Zucker Gillian BethDirS - Sale$178.97-2005,801-3%-$35,794
2025-02-12
AMPAmeriprise Financial IncSharpe Robert Francis JrDirS - Sale$523.13-1,00015,575-6%-$523,125
D
2025-02-12
HLNEHamilton Lane IncRogers Hartley R.Exec Co-COB, 10%S - Sale+OE$159.00-10,2556,760,9220%-$1,630,545
M
2025-02-12
LAZLazard, Inc.Russo Evan LCEO of Asset ManagementS - Sale$53.92-125,000182,784-41%-$6,740,425
M
2025-02-12
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$325.36-9,77215,107,9920%-$3,179,431
2025-02-13
APOApollo Global Management, Inc.Kelly MartinCFOS - Sale$158.28-5,000377,164-1%-$791,378
2025-02-10
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$325.53-1,69515,117,7640%-$551,777
D
2025-02-11
TROWPrice T Rowe Group IncHusain ArifVPS - Sale+OE$109.27-4,11236,800-10%-$449,318
2025-02-06
ARESAres Management CorpDeveer R. KippCo-PresS - Sale$190.02-78,9331,150,000-6%-$14,998,894
2025-02-06
AMPAmeriprise Financial IncTruscott William FCEO, Global Asset ManagementS - Sale$540.29-6,00019,128-24%-$3,241,744
2025-02-07
FHIFederated Hermes, Inc.Nusseibeh Saker AnwarCEO, Federated Hermes LimitedS - Sale$38.81-5,546179,096-3%-$215,221
M
2025-02-06
ILLRTriller Group Inc.Diamond Robert E. Jr.DirS - Sale$1.93-141,0357,681,504-2%-$272,268
2025-02-07
EVREvercore Inc.Pensa PaulContr, Prin. Acct.OfficerS - Sale$281.23-1,8635,531-25%-$523,922
M
2025-02-06
EVREvercore Inc.Hyman Edward SVice Chair EVR, COB EISIS - Sale$278.04-55,8251,643,035-3%-$15,521,361
M
2025-02-06
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$326.61-9,34115,119,4590%-$3,050,876
M
2025-02-04
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$326.45-8,42615,128,8000%-$2,750,634
2025-02-03
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$327.89-1,71615,137,2260%-$562,662
M
2025-01-29
ILLRTriller Group Inc.Diamond Robert E. Jr.DirS - Sale$1.95-156,6597,822,539-2%-$305,418
M
2025-01-24
ILLRTriller Group Inc.Diamond Robert E. Jr.DirS - Sale$1.90-110,3557,979,198-1%-$209,675
D
2025-01-24
XOMAXoma Royalty CorpBvf Partners L P/il10%S - Sale+OE$26.10-650,7170-100%-$16,983,714
M
2025-01-15
ILLRTriller Group Inc.Diamond Robert E. Jr.DirS - Sale$2.46-129,0718,089,553-2%-$317,937
2025-01-14
TPGTpg Inc.Messemer Deborah M.DirS - Sale$61.91-1,69515,841-10%-$104,931
M
2025-01-10
ILLRTriller Group Inc.Diamond Robert E. Jr.DirS - Sale$2.67-284,3958,218,624-3%-$759,461
2025-01-13
HLIHoulihan Lokey, Inc.Zucker Gillian BethDirS - Sale$165.63-2006,001-3%-$33,126
2025-01-03
EMOClearbridge Energy Midstream Opportunity Fund Inc.Franklin Resources IncAffiliate of Investment AdvS - Sale$47.00-8,7728,204-52%-$412,284
DM
2025-01-02
BRDGBridge Investment Group Holdings Inc.Allara DeanVice COBS - Sale+OE$8.23-31,5717,085,0690%-$259,685
M
2025-01-02
BRDGBridge Investment Group Holdings Inc.Behling GarrettChief Accounting OfficerS - Sale$8.23-2,21145,553-5%-$18,186
DM
2025-01-02
BRDGBridge Investment Group Holdings Inc.Elsnab KatherineCFOS - Sale+OE$8.23-9,308499,529-2%-$76,562
DM
2025-01-02
BRDGBridge Investment Group Holdings Inc.Morse Robert RandolphExec COB, 10%S - Sale+OE$8.23-137,14832,439,5540%-$1,128,100
DM
2025-01-02
BRDGBridge Investment Group Holdings Inc.O'Farrell AdamCOOS - Sale+OE$8.23-20,1292,826,083-1%-$165,570
DM
2025-01-02
BRDGBridge Investment Group Holdings Inc.Slager JonathanCEOS - Sale+OE$8.23-34,4905,890,920-1%-$283,695
2024-12-27
EMOClearbridge Energy Midstream Opportunity Fund Inc.Franklin Resources IncAffiliate of Investment AdvS - Sale$46.03-1,12416,976-6%-$51,733
M
2024-12-27
HNNAHennessy Advisors IncSteadman Daniel BEVPS - Sale$11.82-4,10035,182-10%-$48,480
2024-12-26
PXP10, Inc.Abell Alexander I.See RemarksS - Sale$12.94-25,000325,000-7%-$323,375
2024-12-27
HNNAHennessy Advisors IncNewton KieraDirS - Sale$12.02-33012,233-3%-$3,967
D
2024-12-23
PXP10, Inc.McCoy David M.See RemarksS - Sale+OE$12.72-55,545344,000-14%-$706,532
2024-12-24
EMOClearbridge Energy Midstream Opportunity Fund Inc.Franklin Resources IncAffiliate of Investment AdvS - Sale$46.01-8,15318,100-31%-$375,146
M
2024-12-23
HNNAHennessy Advisors IncSteadman Daniel BEVPS - Sale$12.00-5,81040,032-13%-$69,732
2024-12-20
ABLAbacus Life, Inc.McNealy SeanCo-Founder, Pres, 10%S - Sale$8.00-75,80012,361,500-1%-$606,400
2024-12-20
ABLAbacus Life, Inc.Ganovsky MatthewCo-Founder, Pres, 10%S - Sale$8.00-75,80010,014,154-1%-$606,400
2024-12-20
ABLAbacus Life, Inc.Kirby Kevin ScottCo-Founder, Pres, 10%S - Sale$8.00-75,80012,361,200-1%-$606,400
2024-12-20
ABLAbacus Life, Inc.Jackson Jay JCEO, 10%S - Sale$8.00-75,8009,861,200-1%-$606,400
2024-12-20
DHILDiamond Hill Investment Group IncCooley Richard ScottDirP - Purchase$152.25+1,0009,387+12%+$152,250
M
2024-12-18
HNNAHennessy Advisors IncSteadman Daniel BEVPS - Sale$11.98-6,10045,842-12%-$73,083
2024-12-19
HNNAHennessy Advisors IncSeavey Thomas LDirS - Sale$11.44-11,07470,429-14%-$126,715
2024-12-20
EMOClearbridge Energy Midstream Opportunity Fund Inc.Franklin Resources IncAffiliate of Investment AdvS - Sale$45.09-1,74726,253-6%-$78,766
M
2024-12-17
HNNAHennessy Advisors IncSeavey Thomas LDirS - Sale$12.06-8,92681,503-10%-$107,606
D
2024-12-16
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale+OE$13.26-50,0004,967,397-1%-$662,855
2024-12-16
EMOClearbridge Energy Midstream Opportunity Fund Inc.Franklin Resources IncAffiliate of Investment AdvS - Sale$46.04-2,20928,000-7%-$101,707
2024-12-17
HNNAHennessy Advisors IncNewton KieraDirS - Sale$12.46-36712,563-3%-$4,573
M
2024-12-16
HNNAHennessy Advisors IncSteadman Daniel BEVPS - Sale$13.36-2,65851,942-5%-$35,510
2024-12-17
GAIIXGladstone Alternative Income FundGladstone DavidCEO, 10%P - Purchase$10.00+500,0001,010,000+98%+$5,000,000
2024-12-13
MORNMorningstar, Inc.Dubinsky JasonCFOS - Sale$352.89-3,22317,304-16%-$1,137,347
2024-12-13
HLIHoulihan Lokey, Inc.Zucker Gillian BethDirS - Sale$180.57-2006,201-3%-$36,114
2024-12-12
LOARLoar Holdings Inc.Blackstone Holdings IV L.P.10%S - Sale$81.18-335,487339,433-50%-$27,233,157
M
2024-12-13
ABLAbacus Life, Inc.Gusky Adam SamuelDirP - Purchase$7.76+10,00059,085+20%+$77,600
M
2024-11-27
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$180.16-14,557541,528-3%-$2,622,571
M
2024-12-12
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$13.43-150,00050,000-75%-$2,014,040
2024-12-12
GAIIXGladstone Alternative Income FundGladstone DavidCEO, 10%P - Purchase$10.00+250,000510,000+96%+$2,500,000
2024-12-11
EMOClearbridge Energy Midstream Opportunity Fund Inc.Franklin Resources IncAffiliate of Investment AdvS - Sale$47.45-2,70030,209-8%-$128,120
2024-12-10
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%S - Sale$34.37-11,500,00023,922,768-32%-$395,255,000
M
2024-12-09
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$13.36-575,000200,000-74%-$7,684,114
2024-12-06
ILLRTriller Group Inc.Wong Yun Pun FelixDirS - Sale$4.00-50018,765-3%-$2,000
2024-12-05
ILLRTriller Group Inc.Chan Brian Chung YauDirS - Sale$3.28-14,04014,040-50%-$45,992
2024-12-09
APOApollo Global Management, Inc.Zelter James CCo-Pres (See Remarks)S - Sale$173.90-500,0006,927,345-7%-$86,950,875
2024-12-10
APOApollo Global Management, Inc.Kelly MartinCFOS - Sale$173.66-10,000307,019-3%-$1,736,634
2024-12-10
APOApollo Global Management, Inc.Tanguy Louis-JacquesChief Acct. Officer, ControlleS - Sale$176.50-2,50023,103-10%-$441,250
2024-12-10
TROWPrice T Rowe Group IncThomson Andrew Justin MackenzieVPS - Sale$123.35-4,047119,577-3%-$499,184
2024-12-09
ARESAres Management CorpBerry RyanChief Mktg., Strategy OfficerS - Sale$180.14-5,443556,085-1%-$980,502
M
2024-12-06
ARESAres Management CorpDeveer R. KippHead of Credit GroupS - Sale$177.16-300,0001,075,000-22%-$53,146,778
M
2024-12-09
EMOClearbridge Energy Midstream Opportunity Fund Inc.Franklin Resources IncAffiliate of Investment AdvS - Sale$47.60-3,61032,909-10%-$171,846
M
2024-12-06
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%S - Sale$34.63-575,00035,422,768-2%-$19,909,533
2024-12-09
GAIAXGladstone Alternative Income FundGladstone DavidCEO, 10%P - Purchase$10.00+250,000260,000>999%+$2,500,000
M
2024-12-06
ABLAbacus Life, Inc.Gusky Adam SamuelDirP - Purchase$7.93+8,12649,085+20%+$64,475
2024-12-09
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$43.21+149,302,8080%+$605
2024-12-06
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$40.00+149,302,7940%+$560
DM
2024-12-04
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale+OE$13.79-438,500775,000-36%-$6,046,085
2024-12-05
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$43.10+149,302,7800%+$603
M
2024-12-03
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%S - Sale$34.58-830,00035,997,768-2%-$28,698,488
2024-12-03
APOApollo Global Management, Inc.Chatterjee WhitneyGCS - Sale$173.36-6,200117,240-5%-$1,074,851
2024-12-03
APOApollo Global Management, Inc.Kelly MartinCFOS - Sale$172.61-5,000317,019-2%-$863,051
M
2024-12-03
APOApollo Global Management, Inc.Kleinman ScottCo-Pres (See Remarks)S - Sale$173.67-500,0007,692,730-6%-$86,835,230
2024-12-04
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$41.25+149,302,7660%+$578
M
2024-12-02
APOApollo Global Management, Inc.Black Leon DSee remarks.S - Sale$173.48-1,000,00040,604,773-2%-$173,477,024
D
2024-12-03
STEPStepstone Group Inc.McCabe Michael IHead of StrategyS - Sale+OE$64.28-6,2003,777,8740%-$398,548
DM
2024-12-03
STEPStepstone Group Inc.Hart Scott WCEOS - Sale+OE$62.97-60,0003,224,280-2%-$3,778,102
2024-12-02
CSLRComplete Solaria, Inc.Carlyle Group Inc.10%S - Sale$2.01-28,4381,992,427-1%-$57,030
2024-12-03
HKHCHorizon Kinetics Holding CorpStahl MurrayCEO, CIO, 10%P - Purchase$40.75+149,302,7520%+$571
M
2024-11-29
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%S - Sale$34.75-519,94036,827,768-1%-$18,069,842
M
2024-11-29
PXP10, Inc.210 Capital, LLCSee Remarks, 10%S - Sale$14.10-986,500513,500-66%-$13,907,759
M
2024-11-29
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$354.97-31115,294,5750%-$110,395
2024-12-02
CNSCohen & Steers, Inc.Charles Daniel PEVPS - Sale$103.74-6,86846,243-13%-$712,463
M
2024-11-21
CSLRComplete Solaria, Inc.Carlyle Group Inc.10%S - Sale$2.02-134,5962,020,865-6%-$272,237
2024-11-27
ARESAres Management CorpArougheti Michael JCo-Founder, CEO, PresS - Sale$176.16-30,4651,375,000-2%-$5,366,612
2024-11-27
ARESAres Management CorpKaplan David BCo-FounderS - Sale$176.16-30,6801,150,052-3%-$5,404,447
2024-11-27
ARESAres Management CorpRosenthal BennettCo-Founder, COB of PEGS - Sale$176.15-29,1071,076,052-3%-$5,127,237
D
2024-11-26
PXP10, Inc.Poston Edwin A.See RemarksS - Sale+OE$13.89-20,7240-100%-$287,856
M
2024-11-26
FYBRFrontier Communications Parent, Inc.Ares Management LLC10%S - Sale$34.83-190,13937,347,708-1%-$6,622,730
D
2024-11-27
OSOnestream, Inc.Kkr Group Partnership L.P.10%S - Sale+OE$29.99-956,4620-100%-$28,686,687
M
2024-11-26
MORNMorningstar, Inc.Mansueto Joseph DExec COB, 10%S - Sale$355.04-17,19515,294,8860%-$6,104,855

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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