Security Brokers, Dealers & Flotation Companies Industry - SEC Form 4 Insider Trading Screener

Financial Sector - Security and Commodity Brokers - Security Brokers, Dealers & Flotation Companies
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Lqdty M$
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 P - Purchase
 S - Sale
 A - Grant
 D - Sale to Iss
 G - Gift
 F - Tax
 M - Option Ex
 X - Option Ex
 C - Cnv Deriv
 W - Inherited
No deriv Multiple Days
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100 results. Finviz
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X

Filing Date

Trade Date

Ticker

Company Name

Insider Name

Title

Trade Type  

Price

Qty

Owned

ΔOwn

Value

1d

1w

1m

6m

2026-01-29
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$103.17-145,65096,143,1320%-$15,025,968
2026-01-29
SHCOSoho House & Co Inc.Goldman Sachs Group Inc10%S - Sale$9.00-1,666,66613,859,953-11%-$14,999,994
2026-01-29
SHCOSoho House & Co Inc.Goldman Sachs Group Inc10%S - Sale$9.00-1,666,66613,859,953-11%-$14,999,994
D
2026-01-29
SFStifel Financial CorpZemlyak James MPresS - Sale+OE$123.90-91,160,6260%-$1,115
D
2026-01-29
SEICSei Investments CoHicke RyanCEOS - Sale+OE$87.36-80,000212,270-27%-$6,989,060
2026-01-30
MSMorgan StanleySimkowitz Daniel ACo-PresS - Sale$182.61-32,968359,137-8%-$6,020,313
2026-01-27
GSGoldman Sachs Group IncHalio CareyGlobal TreasurerS - Sale$927.17-2,8462,017-59%-$2,638,717
2026-01-29
GSGoldman Sachs Group IncSolomon David MCOB, CEOS - Sale$938.92-272141,6980%-$255,387
DM
2026-01-26
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale+OE$103.13-206,33296,288,7820%-$21,278,620
2026-01-26
HOODRobinhood Markets, Inc.Pinner Jeffrey TsviCTOS - Sale$107.48-5,8649,133-39%-$630,284
M
2026-01-26
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$75.84-155,000451,830-26%-$11,755,911
2026-01-23
GSGoldman Sachs Group IncRuemmler Kathryn H.GC, GCS - Sale$927.51-9,58918,533-34%-$8,893,930
2026-01-23
GSGoldman Sachs Group IncFredman Sheara JChief Accounting OfficerS - Sale$923.75-4,86310,301-32%-$4,492,189
D
2026-01-23
GSGoldman Sachs Group IncHalio CareyGlobal TreasurerS - Sale+OE$920.62-1,7574,863-27%-$1,617,531
2026-01-22
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$105.19-42,8651,845,030-2%-$4,509,081
M
2026-01-22
IBKRInteractive Brokers Group, Inc.Nemser Earl HVice COBS - Sale$77.43-245,000606,830-29%-$18,969,682
D
2026-01-22
SCHWSchwab Charles CorpBeatty Jonathan SMD, Head of Advisor ServicesS - Sale+OE$105.00-2,00055,263-3%-$210,003
D
2026-01-21
BLKBlackrock, Inc.Kushel J. RichardSenior MDS - Sale+OE$1,125.00-20,000141,072-12%-$22,500,000
2026-01-20
MSMorgan StanleyYeshaya SharonCFOS - Sale$185.77-15,838135,304-10%-$2,942,176
2026-01-20
MSMorgan StanleySmith Charles AChief Risk OfficerS - Sale$182.08-8,500124,622-6%-$1,547,686
2026-01-20
MSMorgan StanleySaperstein Andrew MCo-PresS - Sale$183.62-30,330280,481-10%-$5,569,086
2026-01-20
MSMorgan StanleyPizzi Michael A.Head Technology, OperationsS - Sale$184.55-20,000127,872-14%-$3,691,000
2026-01-20
MSMorgan StanleyGrossman Eric FChief Legal, Admin OfficerS - Sale$184.00-21,555168,510-11%-$3,966,137
2026-01-20
MSMorgan StanleyCrawley MandellChief Client OfficerS - Sale$183.45-7,86068,788-10%-$1,441,879
D
2026-01-16
BLKBlackrock, Inc.Small MartinCFO, Senior MDS - Sale+OE$1,171.14-27,04710,557-72%-$31,675,813
2026-01-16
GSGoldman Sachs Group IncViniar David ADirS - Sale$971.13-3,390172,693-2%-$3,292,137
D
2026-01-16
GSGoldman Sachs Group IncViniar David ADirS - Sale+OE$965.00-64,796653,390-9%-$62,528,399
2026-01-12
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$168.63-1009,638-1%-$16,863
D
2026-01-05
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$121.63-375,0006,907-98%-$45,609,760
2026-01-05
HOODRobinhood Markets, Inc.Pinner Jeffrey TsviCTOS - Sale$121.59-5,86414,997-28%-$712,984
2026-01-05
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$121.58-10,000403,612-2%-$1,215,799
D
2025-12-23
SCHWSchwab Charles CorpBeatty Jonathan SMD, Head of Advisor ServicesS - Sale+OE$102.01-2,00055,263-3%-$204,022
2025-12-22
HOODRobinhood Markets, Inc.Pinner Jeffrey TsviCTOS - Sale$122.39-5,86420,861-22%-$717,689
2025-12-22
SEICSei Investments CoDoran WilliamDirS - Sale$83.85-7,000623,802-1%-$586,950
D
2025-12-15
RJFRaymond James Financial IncReilly Paul CExec ChairS - Sale+OE$163.15-130,687262,544-33%-$21,321,442
D
2025-12-12
MIAXMiami International Holdings, Inc.Stahl MurrayDirP - Purchase$41.00+2,4394,560,3640%+$99,999
2025-12-12
MKTXMarketaxess Holdings IncPintoff ScottGC, SecretaryS - Sale$177.85-1009,738-1%-$17,785
A
2025-12-08
DOMHDominari Holdings Inc.Hayes AnthonyCEOP - Purchase$3.87+23,0001,750,873+1%+$89,054
A
2025-12-08
DOMHDominari Holdings Inc.Wool Kyle MichaelPresP - Purchase$3.87+25,0002,453,817+1%+$96,798
2025-12-08
DOMHDominari Holdings Inc.Devall Christopher FranklinCOOS - Sale$3.85-45,000145,702-24%-$173,061
2025-12-08
DOMHDominari Holdings Inc.Wool Kyle MichaelPresP - Purchase$3.87+25,0002,453,817+1%+$96,798
2025-12-08
DOMHDominari Holdings Inc.Hayes AnthonyCEOP - Purchase$3.87+23,0001,750,873+1%+$89,054
2025-12-05
HOODRobinhood Markets, Inc.Pinner Jeffrey TsviCTOS - Sale$132.26-5,86526,725-18%-$775,711
D
2025-12-04
SEICSei Investments CoMcCabe PhilipSee RemarksS - Sale+OE$81.11-12,00064,986-16%-$973,320
M
2025-12-03
DOMHDominari Holdings Inc.Devall Christopher FranklinCOOS - Sale$3.96-220,000190,702-54%-$871,406
D
2025-12-03
SEICSei Investments CoWest Alfred P JrExec COBS - Sale+OE$80.87-24,7706,942,8120%-$2,003,150
2025-12-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$132.13-120,000413,612-22%-$15,855,436
2025-12-03
HOODRobinhood Markets, Inc.Quirk Steven M.Chief Brokerage OfficerS - Sale$131.15-49,94254,496-48%-$6,550,008
2025-12-01
BLKBlackrock, Inc.Small MartinCFO, Senior MDS - Sale$1,043.38-1,2586,209-17%-$1,312,572
2025-12-02
WTWisdomtree, Inc.Yates David MCIOS - Sale$11.13-6,820152,123-4%-$75,873
DM
2025-11-26
PIPRPiper Sandler CompaniesAbraham Chad RCEO, COBS - Sale+OE$337.04-7,40089,558-8%-$2,494,075
2025-11-26
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$121.33-50,000480,949-9%-$6,066,500
2025-11-24
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$112.98-10,000530,949-2%-$1,129,807
2025-11-25
WTWisdomtree, Inc.Lilien R JarrettPres, COOS - Sale$11.01-12,500998,638-1%-$137,625
2025-11-21
PIPRPiper Sandler CompaniesClune Katherine PatriciaCFOS - Sale$324.69-1,36710,425-12%-$443,851
D
2025-11-17
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$116.56-418,338887-100%-$48,762,400
2025-11-18
PIPRPiper Sandler CompaniesSoran PhilipDirS - Sale$317.05-59819,217-3%-$189,596
D
2025-11-12
SCHWSchwab Charles CorpBeatty Jonathan SMD, Head of Advisor ServicesS - Sale+OE$98.00-3,07255,263-5%-$301,056
2025-11-12
WTWisdomtree, Inc.Lilien R JarrettPres, COOS - Sale$11.77-25,0001,011,138-2%-$294,250
M
2025-11-11
GLXYGalaxy Digital Inc.Deason Douglas RDirP - Purchase$30.50+24,00057,482+72%+$732,000
D
2025-11-11
HOODRobinhood Markets, Inc.Warnick JasonCFOS - Sale+OE$132.81-300,000463,691-39%-$39,842,135
2025-11-11
HOODRobinhood Markets, Inc.Rubinstein JonathanDirS - Sale$132.26-42,430146,678-22%-$5,611,795
D
2025-11-12
SEICSei Investments CoPeterson MichaelEVPS - Sale+OE$84.21-25,00013,500-65%-$2,105,250
D
2025-11-11
SEICSei Investments CoRomeo CarmenDirS - Sale+OE$84.01-5,0001,573,5270%-$420,050
D
2025-11-07
SCHWSchwab Charles CorpCraig Jonathan M.MD, Head of Investor ServicesS - Sale+OE$95.35-35,1880-100%-$3,355,028
D
2025-11-07
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$128.47-1,330,000887-100%-$170,863,387
2025-11-07
GLXYGalaxy Digital Inc.Deason Douglas RDirP - Purchase$29.59+10,00033,482+43%+$295,918
D
2025-11-04
VIRTVirtu Financial, Inc.Gambale VirginiaDirS - Sale+OE$34.57-3,87526,928-13%-$133,959
2025-11-04
HOODRobinhood Markets, Inc.Quirk Steven M.Chief Brokerage OfficerS - Sale$140.61-48,35070,279-41%-$6,798,677
2025-11-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$145.95-25,000540,949-4%-$3,648,718
D
2025-11-05
PIPRPiper Sandler CompaniesSchoneman Debbra L.PresS - Sale+OE$330.33-2,50059,160-4%-$825,826
2025-10-29
IBKRInteractive Brokers Group, Inc.Harris Lawrence EDirS - Sale$69.00-10,645198,704-5%-$734,505
2025-10-31
MSMorgan StanleyPick EdwardCOB, CEOS - Sale$164.34-100,000761,088-12%-$16,434,440
M
2025-10-28
SCHWSchwab Charles CorpSchwab Charles R.Co-COBS - Sale$94.22-109,15096,367,7570%-$10,283,724
2025-10-27
HOODRobinhood Markets, Inc.Pinner Jeffrey TsviCTOS - Sale$146.91-5,8646,088-49%-$861,460
M
2025-10-27
IBKRInteractive Brokers Group, Inc.Harris Lawrence EDirS - Sale$69.45-14,355209,349-6%-$996,998
2025-10-23
IBKRInteractive Brokers Group, Inc.Bright JillDirP - Purchase$65.95+40010,304+4%+$26,380
M
2025-10-23
IBKRInteractive Brokers Group, Inc.Harris Lawrence EDirS - Sale$67.86-30,000223,704-12%-$2,035,860
D
2025-10-21
HOODRobinhood Markets, Inc.Bhatt BaijuDirS - Sale+OE$133.11-418,338887-100%-$55,683,454
2025-10-20
BLKBlackrock, Inc.Lord RachelSenior MDS - Sale$1,165.04-12,0007,205-62%-$13,980,506
D
2025-10-10
GLXYGalaxy Digital Inc.Novogratz MichaelCEO, 10%S - Sale+OE$36.00-3,000,000348,921-90%-$108,000,000
D
2025-10-10
GLXYGalaxy Digital Inc.Ferraro Christopher CPres, CIOS - Sale+OE$36.00-750,000687,921-52%-$27,000,000
D
2025-10-10
GLXYGalaxy Digital Inc.Galaxy Group Investments LLC10%S - Sale+OE$36.00-2,477,0550-100%-$89,173,980
2025-10-06
HOODRobinhood Markets, Inc.Pinner Jeffrey TsviCTOS - Sale$147.53-5,86411,952-33%-$865,118
2025-10-03
HOODRobinhood Markets, Inc.Gallagher Daniel Martin JrGCS - Sale$148.34-25,000565,949-4%-$3,708,539
D
2025-10-03
MIAXMiami International Holdings, Inc.Stahl MurrayDirP - Purchase$41.97+24,557,9250%+$84
2025-10-02
SCHWSchwab Charles CorpSchwab-Pomerantz CarolynDirS - Sale$92.55-24,0001,888,193-1%-$2,221,193
D
2025-10-01
HOODRobinhood Markets, Inc.Tenev VladimirCEOS - Sale+OE$139.73-750,0006,907-99%-$104,799,314
A
2025-09-19
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$64.66-6,9282,986,9690%-$447,964
2025-10-01
SCHWSchwab Charles CorpWoolway Paul VMD, Chief Banking OfficerS - Sale$93.33-3,20569,676-4%-$299,111
M
2025-09-29
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$68.11-21,3612,892,424-1%-$1,454,991
D
2025-02-10
DOMHDominari Holdings Inc.Lieberman Ronald CraigDirP - Purchase$0.00+21,61331,613+216%+$0
2025-09-29
BATRAAtlanta Braves Holdings, Inc.Gamco Investors, Inc. Et Al10%S - Sale$45.35-500131,4520%-$22,675
D
2025-09-26
MIAXMiami International Holdings, Inc.Stahl MurrayDirP - Purchase$41.76+44,557,9230%+$167
D
2025-08-28
MIAXMiami International Holdings, Inc.Stahl MurrayDirP - Purchase$36.10+34,4704,557,919+1%+$1,244,367
M
2025-09-26
TGTredegar CorpGamco Investors, Inc. Et Al10%S - Sale$7.99-2,2008,300-21%-$17,575
D
2025-09-29
SEICSei Investments CoMcCarthy KathrynDirS - Sale+OE$85.66-10,00075,641-12%-$856,600
M
2025-09-25
IBKRInteractive Brokers Group, Inc.Brody Paul JonathanCFOS - Sale$65.34-31,3542,913,785-1%-$2,048,554
M
2025-09-25
BATRAAtlanta Braves Holdings, Inc.Gamco Investors, Inc. Et Al10%S - Sale$45.45-1,300131,952-1%-$59,083
2025-09-23
DOMHDominari Holdings Inc.Blattner Gregory JamesDirS - Sale$0.00-14,40922,411-39%-$0

AAmended filing
DDerivative transaction in filing (usually option exercise)
EError detected in filing
MMultiple transactions in filing; earliest reported transaction date and weighted average transaction price
S - SaleSale of securities on an exchange or to another person
S - Sale+OESale of securities on an exchange or to another person (after option exercise)
F - TaxPayment of exercise price or tax liability using portion of securities received from the company
P - PurchasePurchase of securities on an exchange or from another person
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