Monday, May 20, 2013 1:55am EDT
Dondero James D - Insider Transactions
SEC Form 4 |
Date |
Sym |
Company |
Insider |
Title |
Shares |
Transaction |
Value |
|---|---|---|---|---|---|---|---|---|
Apr 22 2013 | NHF | Nexpoint Credit Strategies Fund | Dondero James D | Affiliated Person | 139,686 | Purchase at $7.64 | $1,067,201 | |
Mar 21 2013 | NHF | Nexpoint Credit Strategies Fund | Dondero James D | Affiliated Person | 18,408 | Purchase at $7.51 | $138,191 | |
Feb 22 2013 | NHF | Nexpoint Credit Strategies Fund | Dondero James D | Affiliated Person | 214,878 | Purchase at $7.18 | $1,542,502 | |
Jan 24 2013 | NHF | Nexpoint Credit Strategies Fund | Dondero James D | Affiliated Person | 171,532 | Purchase at $6.90 | $1,183,811 | |
Dec 17 2012 | NHF | Nexpoint Credit Strategies Fund | Dondero James D | Affiliated Person | 171,433 | Purchase at $6.46 | $1,107,663 | |
Nov 15 2012 | NHF | Nexpoint Credit Strategies Fund | Dondero James D | Affiliated Person | 307,206 | Purchase at $6.57 | $2,017,514 | |
Oct 16 2012 | NHF | Nexpoint Credit Strategies Fund | Dondero James D | Affiliated Person | 148,174 | Purchase at $6.85 | $1,015,273 | |
Sep 17 2012 | NHF | Nexpoint Credit Strategies Fund | Dondero James D | Affiliated Person | 148,949 | Purchase at $6.75 | $1,005,972 | |
Aug 15 2012 | HCF | Nexpoint Credit Strategies Fund | Dondero James D | Affiliated Person | 153,678 | Purchase at $6.51 | $999,998 | |
Sep 6 2011 | PCO | Pendrell Corp | Dondero James D | 10% Owner | 142,180 | Purchase at $2.13 | $302,843 | |
May 26 2011 | GNOM | Complete Genomics Inc | Dondero James D | 10% Owner | 10,623 | Purchase at $12.50 | $132,788 | |
Oct 26 2010 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 200,000 | Purchase at $1.40 | $280,000 | |
Sep 3 2010 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 166,300 | Purchase at $1.45 | $240,304 | |
Sep 1 2010 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 25,000 | Purchase at $1.36 | $34,125 | |
Aug 24 2010 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 25,000 | Purchase at $1.25 | $31,255 | |
MMar 20 2010 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 110,000 | Purchase at $1.44 | $158,800 | |
Aug 24 2010 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 25,000 | Grant at $1.25 | $31,255 | |
MMar 20 2010 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 110,000 | Grant at $1.44 | $158,800 | |
Mar 9 2010 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 9,204,066 | Grant at $0.70 | $6,442,846 | |
MMar 9 2010 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 10,596,542 | Grant at $0.70 | $7,417,579 | |
Apr 1 2009 | MVIS | Microvision Inc | Dondero James D | 10% Owner | 40,000 | Sale at $1.31 | $52,480 | |
Nov 14 2008 | MVIS | Microvision Inc | Dondero James D | 10% Owner | 38,600 | Sale at $1.46 | $56,356 | |
MOct 31 2008 | TLCV | Tlc Vision Corp | Dondero James D | 10% Owner | 321,089 | Sale to issuer at $0.32 | $102,680 | |
Oct 10 2008 | NTII | Neurobiological Technologies Inc /ca/ | Dondero James D | 10% Owner | 213,675 | Sale to issuer at $0.49 | $104,701 | |
MOct 21 2008 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 2,973,725 | Sale at $0.95 | $2,834,514 | |
MOct 21 2008 | TLCV | Tlc Vision Corp | Dondero James D | 10% Owner | 222,498 | Sale at $0.53 | $117,936 | |
MOct 10 2008 | ICOG | New Ico Global Communications Holdings Ltd | Dondero James D | 10% Owner | 1,710,057 | Sale at $0.67 | $1,149,888 | |
MOct 14 2008 | ICOG | New Ico Global Communications Holdings Ltd | Dondero James D | 10% Owner | 685,000 | Purchase at $0.67 | $456,450 | |
Jul 18 2008 | HCF | Highland Credit Strategies Fund | Dondero James D | President | 799,493 | Grant at $13.93 | $11,136,937 | |
Jul 18 2008 | CNN | Prospect Street Income Shares Inc | Dondero James D | President | 1,006,209 | Sale to issuer at $5.13 | $5,161,852 | |
Jul 18 2008 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | President | 2,279,636 | Sale to issuer at $2.62 | $5,972,646 | |
MMay 5 2008 | HCF | Highland Credit Strategies Fund | Dondero James D | PRESIDENT | 70,388 | Purchase at $14.13 | $994,486 | |
MMay 1 2008 | HCF | Highland Credit Strategies Fund | Dondero James D | PRESIDENT | 80,000 | Purchase at $14.07 | $1,125,792 | |
MJan 28 2008 | HCF | Highland Credit Strategies Fund | Dondero James D | CEO, President | 214,660 | Purchase at $2.23 | $477,710 | |
Sep 5 2007 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 24,443 | Purchase at $5.68 | $138,824 | |
MSep 5 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | President - Investment Advisor | 45,745 | Purchase at $3.02 | $138,202 | |
Sep 5 2007 | HCF | Highland Credit Strategies Fund | Dondero James D | CEO, President | 14,871 | Purchase at $18.79 | $279,404 | |
Jul 2 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | President - Investment Adviser | 4,355 | Purchase at $3.27 | $14,241 | |
Jul 31 2007 | XLFZX | Highland Floating Rate Fund | Dondero James D | Affiliate - Investment Adviser | 703 | Purchase at $9.72 | $6,834 | |
Aug 1 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | President Investment Adviser | 156 | Purchase at $3.07 | $478 | |
Jun 11 2007 | LEAP | Leap Wireless International Inc | Dondero James D | Director | 40,000 | Sale at $85.45 | $3,418,104 | |
MJun 7 2007 | LEAP | Leap Wireless International Inc | Dondero James D | Director | 215,000 | Sale at $83.71 | $17,997,591 | |
Jun 1 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 4,244 | Purchase at $3.33 | $14,133 | |
Jun 6 2007 | LEAP | Leap Wireless International Inc | Dondero James D | Director | 85,000 | Sale at $83.52 | $7,099,532 | |
MMay 30 2007 | MNCP | Motient Corp | Dondero James D | 10% Owner | 1,087,545 | Option exercise at $3.58 | $3,888,511 | |
Jun 1 2007 | MNCP | Motient Corp | Dondero James D | 10% Owner | 6,197,158 | Sale at $11.20 | $69,408,170 | |
May 31 2007 | Highland Floating Rate Ltd Liability Co | Dondero James D | Affiliate-Investment Advisor | 639 | Purchase at $10.14 | $6,478 | ||
May 29 2007 | LEAP | Leap Wireless International Inc | Dondero James D | Director | 1,210 | Grant at $0.00 | $0 | |
May 30 2007 | LEAP | Leap Wireless International Inc | Dondero James D | Director | 200,000 | Sale at $84.89 | $16,978,480 | |
MMay 23 2007 | LEAP | Leap Wireless International Inc | Dondero James D | Director | 93,000 | Sale at $85.66 | $7,966,455 | |
MMay 17 2007 | MNCP | Motient Corp | Dondero James D | 10% Owner | 79,000 | Sale at $10.70 | $845,176 | |
MMay 15 2007 | MNCP | Motient Corp | Dondero James D | 10% Owner | 46,900 | Sale at $10.51 | $492,708 | |
May 8 2007 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 2,100,000 | Purchase at $4.10 | $8,610,000 | |
May 1 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 4,215 | Purchase at $3.33 | $14,036 | |
Apr 30 2007 | Highland Floating Rate Ltd Liability Co | Dondero James D | Affiliate-Investment Advisor | 613 | Purchase at $10.12 | $6,199 | ||
MApr 23 2007 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 1,328,925 | Purchase at $4.13 | $5,488,671 | |
Apr 16 2007 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 5,682 | Purchase at $6.32 | $35,910 | |
MApr 9 2007 | ICOG | Ico Global Communications (Holdings) Ltd | Dondero James D | 10% Owner | 376,300 | Purchase at $3.78 | $1,421,639 | |
Mar 30 2007 | Highland Floating Rate Ltd Liability Co | Dondero James D | Affiliate-Investment Advisor | 645 | Purchase at $10.09 | $6,510 | ||
MApr 2 2007 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 50,500 | Purchase at $6.24 | $315,102 | |
MApr 2 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 115,404 | Purchase at $3.22 | $371,467 | |
MApr 2 2007 | HCF | Highland Credit Strategies Fund | Dondero James D | CEO, President | 34,625 | Purchase at $20.89 | $723,260 | |
Mar 29 2007 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 166 | Purchase at $6.18 | $1,026 | |
MMar 23 2007 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 10,080 | Purchase at $6.24 | $62,897 | |
Mar 21 2007 | HCF | Highland Credit Strategies Fund | Dondero James D | CEO, President | 1,543 | Purchase at $20.90 | $32,246 | |
Mar 21 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 2,126 | Purchase at $3.18 | $6,762 | |
MMar 21 2007 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 4,300 | Purchase at $6.22 | $26,746 | |
MMar 14 2007 | HCF | Highland Credit Strategies Fund | Dondero James D | CEO, President | 30,800 | Purchase at $20.82 | $641,324 | |
MMar 19 2007 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 16,800 | Purchase at $6.28 | $105,463 | |
MMar 19 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 27,000 | Purchase at $3.18 | $85,738 | |
MMar 14 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 76,200 | Purchase at $3.18 | $242,507 | |
MMar 14 2007 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 22,300 | Purchase at $6.27 | $139,908 | |
Mar 1 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 134 | Purchase at $3.26 | $435 | |
Feb 28 2007 | Highland Floating Rate Ltd Liability Co | Dondero James D | Affiliate-Investment Advisor | 24 | Purchase at $10.09 | $238 | ||
Feb 27 2007 | HCD | Highland Distressed Opportunities, Inc. | Dondero James D | PRESIDENT | 466,666 | Purchase at $15.00 | $6,999,990 | |
Feb 21 2007 | HCD | Highland Distressed Opportunities, Inc. | Dondero James D | PRESIDENT | 466,666 | Purchase at $15.00 | $6,999,990 | |
Feb 1 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 134 | Purchase at $3.27 | $439 | |
Jan 31 2007 | Highland Floating Rate Ltd Liability Co | Dondero James D | Affiliate-Investment Advisor | 27 | Purchase at $10.05 | $269 | ||
Jan 17 2007 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 185 | Purchase at $6.12 | $1,134 | |
Jan 3 2007 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 132 | Purchase at $3.20 | $423 | |
Dec 29 2006 | Highland Floating Rate Ltd Liability Co | Dondero James D | Affiliate-Investment Advisor | 31 | Purchase at $10.00 | $309 | ||
MDec 22 2006 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 199,448 | Sale to issuer at $2.40 | $479,286 | |
MDec 22 2006 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 49,163 | Option payment at $6.10 | $299,896 | |
MDec 22 2006 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 387,850 | Sale to issuer at $1.09 | $420,959 | |
MDec 22 2006 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 103,343 | Option payment at $3.22 | $332,765 | |
Dec 1 2006 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 129 | Purchase at $3.26 | $420 | |
Nov 30 2006 | Highland Floating Rate Ltd Liability Co | Dondero James D | Affiliate-Investment Advisor | 25 | Purchase at $9.99 | $246 | ||
MJun 1 2006 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 757 | Purchase at $3.23 | $2,447 | |
Oct 16 2006 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 182 | Purchase at $5.94 | $1,083 | |
MJun 30 2006 | Highland Floating Rate Ltd Liability Co | Dondero James D | Affiliate-Investment Advisor | 102 | Purchase at $9.93 | $1,013 | ||
Jun 16 2006 | LEAP | Leap Wireless International Inc | Dondero James D | Director | 19,148 | Sale at $41.60 | $796,547 | |
Jun 16 2006 | LEAP | Leap Wireless International Inc | Dondero James D | Director | 19,148 | Sale at $0.42 | $8,042 | |
Jul 31 2006 | Highland Floating Rate Ltd Liability Co | Dondero James D | Affiliate-Investment Advisor | 27 | Purchase at $9.93 | $269 | ||
Aug 8 2006 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 2,275 | Purchase at $3.15 | $7,166 | |
Jul 11 2006 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 4 | Other Sale at $5.44 | $21 | |
Jul 17 2006 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 195 | Purchase at $5.77 | $1,124 | |
Jul 3 2006 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 129 | Purchase at $3.15 | $405 | |
MJun 29 2001 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 426,618 | Purchase at $5.08 | $2,166,440 | |
Feb 28 2006 | PHY | Prospect Street High Income Portfolio Inc | Dondero James D | Affiliate - Investment Advisor | 4,214 | Option exercise at $1.19 | $5,005 | |
Feb 28 2002 | CNN | Prospect Street Income Shares Inc | Dondero James D | Affiliate - Investment Advisor | 260,357 | Purchase at $6.74 | $1,754,806 |
D Derivative transaction exists
M Multiple transactions summarized; earliest reported transaction date and average weighted transaction price
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