TC |
Stat |
Stk |
Ins |
Fil |
+d |
+w |
+m |
+q |
+h |
+y |
avg |
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 1 | 7 | 44 | 1 | 1 | -1 | -1 | -8 | -16 | -4 |
| P | %wins | 66 | 57 | 41 | 52 | 41 | 27 | 47 | |||
| S | %ret | 1 | 1 | 2 | -1 | 1 | -7 | -4 | -2 | -21 | -6 |
| S | %wins | 100 | 50 | 100 | 50 | 50 | 50 | 67 |
Filing Date |
T Date |
Ticker |
Sector |
Ind | Industry |
Owner |
oSt |
Rel |
Title |
T |
TVal |
Price |
L |
Qty |
oc |
Own |
H |
r2y |
r1y |
r6m |
r3m |
r6w |
r3w |
r7d |
r3d |
f1d |
f1w |
f1m |
f3m |
f6m |
f1y |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
6/23/15 17:23 | 6/23/15 | FULL | Fund | CEF | Closed-End Funds | Sell Michael J. | CT | O | CFO,Trea | P | 1 | 3.80 | 0 | 0 | 12 | 3 | D | -39 | -43 | -12 | 10 | 8 | 7 | 4 | 3 | -1 | -5 | -9 | -14 | -29 | -21 |
4/8/15 09:06 | 4/7/15 | FULL | Fund | CEF | Closed-End Funds | Biderman Mark C | CT | D | P.d | 40 | 3.50 | 0 | 11 | 100 | 23 | D | -40 | -46 | -36 | -21 | -4 | 3 | 4 | 3 | 2 | -2 | -2 | 1 | -11 | -20 | |
4/8/15 09:04 | 4/7/15 | FULL | Fund | CEF | Closed-End Funds | Sell Michael J. | CT | O | CFO,Trea | P.d | 4 | 3.50 | 0 | 1 | 93 | 2 | D | -40 | -46 | -36 | -21 | -4 | 3 | 4 | 3 | 2 | -2 | -2 | 1 | -11 | -20 |
4/8/15 09:03 | 4/7/15 | FULL | Fund | CEF | Closed-End Funds | Felton Gregg J | CT | DO | CEO,P | P.d | 6,558 | 3.50 | 0 | 1,874 | 758 | 2,121 | M | -40 | -46 | -36 | -21 | -4 | 3 | 4 | 3 | 2 | -2 | -2 | 1 | -11 | -20 |
4/8/15 09:01 | 4/7/15 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | CT | DO | CB | P.d | 5,054 | 3.50 | 0 | 1,444 | 999% | 1,528 | M | -40 | -46 | -36 | -21 | -4 | 3 | 4 | 3 | 2 | -2 | -2 | 1 | -11 | -20 |
4/8/15 09:00 | 4/7/15 | FULL | Fund | CEF | Closed-End Funds | Flynn Terence B | CT | D | P.d | 124 | 3.50 | 0 | 36 | 645 | 41 | D | -40 | -46 | -36 | -21 | -4 | 3 | 4 | 3 | 2 | -2 | -2 | 1 | -11 | -20 | |
3/2/15 18:42 | 2/26/15 | FULL | Fund | CEF | Closed-End Funds | Felton Gregg J | CT | DO | CEO | P.m | 253 | 3.78 | 1 | 67 | 37 | 247 | M | -36 | -46 | -43 | -30 | -16 | -10 | -14 | 1 | 2 | -1 | -5 | -3 | -13 | -30 |
3/2/15 17:52 | 2/26/15 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | CT | O | CB | P.m | 94 | 3.77 | 1 | 25 | 42 | 84 | I | -36 | -46 | -43 | -30 | -16 | -10 | -14 | 1 | 2 | -1 | -5 | -3 | -13 | -30 |
12/8/14 15:40 | 12/8/14 | FULL | Fund | CEF | Closed-End Funds | Felton Gregg J | CT | DO | P,Co-CEO | P | 117 | 4.66 | 1 | 25 | 16 | 180 | D | -17 | -25 | -35 | -29 | -14 | -11 | -13 | -8 | -4 | -8 | -2 | -26 | -22 | -36 |
12/8/14 15:28 | 12/8/14 | FULL | Fund | CEF | Closed-End Funds | Sell Michael J. | CT | O | CFO,Trea | P | 1 | 4.67 | 1 | 0 | 28 | 1 | D | -17 | -25 | -35 | -29 | -14 | -11 | -13 | -8 | -4 | -8 | -2 | -26 | -22 | -36 |
12/8/14 15:25 | 12/8/14 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | CT | DO | CB,Co-CE | P | 33 | 4.70 | 1 | 7 | 13 | 59 | D | -17 | -25 | -35 | -29 | -14 | -11 | -13 | -8 | -4 | -8 | -2 | -26 | -22 | -36 |
11/18/14 10:42 | 11/14/14 | FULL | Fund | CEF | Closed-End Funds | Cohen Edward H | CT | D | P | 75 | 5.79 | 0 | 13 | 108 | 25 | D | 2 | -17 | -22 | -20 | -3 | -5 | -2 | 1 | 2 | 4 | -18 | -16 | -32 | -38 | |
11/14/14 14:16 | 11/14/14 | FULL | Fund | CEF | Closed-End Funds | Sell Michael J. | CT | O | CFO,Trea | P | 4 | 5.75 | 0 | 1 | 233 | 1 | D | -5 | -19 | -21 | -22 | -8 | -5 | -3 | -2 | 2 | 3 | -17 | -16 | -32 | -37 |
9/25/14 13:30 | 9/23/14 | FULL | Fund | CEF | Closed-End Funds | Ortwein Thomas A Jr | CT | O | Dir | P | 75 | 6.28 | 1 | 12 | 6 | 198 | I | 1 | -14 | -22 | -15 | -8 | -10 | -7 | 5 | 0 | -5 | -7 | -25 | -42 | -44 |
9/24/14 11:17 | 9/22/14 | FULL | Fund | CEF | Closed-End Funds | Biderman Mark C | CT | D | P | 27 | 6.19 | 1 | 4 | 63 | 11 | D | -4 | -17 | -27 | -18 | -11 | -15 | -13 | -4 | 5 | 3 | -2 | -22 | -39 | -41 | |
9/24/14 07:47 | 9/23/14 | FULL | Fund | CEF | Closed-End Funds | Flynn Terence B | CT | D | P | 13 | 6.29 | 1 | 2 | 57 | 6 | D | -4 | -17 | -27 | -18 | -11 | -15 | -13 | -4 | 5 | 3 | -2 | -22 | -39 | -41 | |
9/23/14 18:46 | 9/23/14 | FULL | Fund | CEF | Closed-End Funds | Felton Gregg J | CT | DO | Co-CEO,P | P | 70 | 6.24 | 1 | 11 | 8 | 151 | D | -4 | -17 | -26 | -18 | -11 | -15 | -14 | -12 | 5 | 5 | -3 | -21 | -39 | -41 |
9/22/14 17:59 | 9/22/14 | FULL | Fund | CEF | Closed-End Funds | Felton Gregg J | CT | DO | Co-CEO,P | P | 32 | 6.22 | 1 | 5 | 4 | 140 | D | -4 | -16 | -28 | -16 | -11 | -15 | -14 | -10 | 1 | 7 | -3 | -23 | -38 | -41 |
9/22/14 15:53 | 9/22/14 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | CT | DO | CB,Co-CE | P | 12 | 6.22 | 1 | 2 | 4 | 52 | I | -4 | -16 | -28 | -16 | -11 | -15 | -14 | -10 | 0 | 7 | -3 | -24 | -39 | -41 |
6/23/14 09:29 | 6/19/14 | FULL | Fund | CEF | Closed-End Funds | Felton Gregg J | NY | DO | P,Co-CEO | P | 861 | 7.40 | 1 | 116 | 632 | 135 | D | 27 | 7 | 12 | -14 | -1 | -1 | -6 | -6 | 3 | 3 | 2 | -16 | -36 | -43 |
6/23/14 09:27 | 6/19/14 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | CB,Co-CE | P | 37 | 7.40 | 1 | 5 | 11 | 50 | M | 27 | 7 | 12 | -14 | -1 | -1 | -6 | -6 | 3 | 3 | 2 | -16 | -36 | -43 |
3/4/14 19:08 | 2/28/14 | FULL | Fund | CEF | Closed-End Funds | Ortwein Thomas A Jr | NY | D | S.m | -493 | 8.22 | 3 | -60 | -21 | 222 | I | 33 | 23 | 7 | 12 | 21 | 12 | 9 | 1 | -1 | 1 | -14 | -11 | -14 | -53 | |
12/18/13 08:19 | 12/17/13 | FULL | Fund | CEF | Closed-End Funds | Felton Gregg J | NY | DO | Co-CEO,P | P | 11 | 7.19 | 1 | 2 | 9 | 18 | D | 30 | 8 | -6 | -11 | -8 | -6 | -4 | 0 | 0 | 0 | -1 | 32 | 14 | -29 |
12/16/13 17:18 | 12/16/13 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | CB,Co-CE | P | 7 | 7.22 | 1 | 1 | 2 | 45 | D | 31 | 9 | -3 | -10 | -6 | -5 | -4 | 3 | 0 | 0 | 0 | 28 | 19 | -28 |
12/12/13 18:09 | 12/12/13 | FULL | Fund | CEF | Closed-End Funds | Felton Gregg J | NY | DO | Co-CEO,P | P | 47 | 7.13 | 1 | 7 | 63 | 17 | D | 25 | 5 | -7 | -11 | -11 | -8 | -9 | -7 | 1 | 0 | 5 | 32 | 20 | -28 |
12/12/13 16:56 | 12/12/13 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,Co-CEO | P | 14 | 7.20 | 1 | 2 | 5 | 44 | D | 25 | 5 | -7 | -11 | -11 | -8 | -9 | -7 | 1 | 0 | 5 | 32 | 20 | -28 |
12/4/13 17:16 | 12/3/13 | FULL | Fund | CEF | Closed-End Funds | Felton Gregg J | NY | DO | Co-CEO,P | P | 40 | 7.60 | 1 | 5 | 103 | 10 | D | 39 | 10 | 4 | -3 | -5 | -1 | 0 | -1 | -1 | -7 | -6 | 21 | 12 | -21 |
11/19/13 20:09 | 11/18/13 | FULL | Fund | CEF | Closed-End Funds | Felton Gregg J | NY | DO | Co-CEO,P | P | 38 | 7.60 | 1 | 5 | 999% | 5 | D | 37 | 17 | 2 | -4 | -5 | -5 | -4 | -2 | 1 | 3 | -5 | 4 | 9 | -15 |
2/20/13 21:23 | 2/15/13 | FULL | Fund | CEF | Closed-End Funds | Ortwein Thomas A Jr | NY | D | S.m | -319 | 7.87 | 1 | -41 | -12 | 300 | I | 14 | 11 | 3 | 15 | 4 | 3 | 0 | 0 | -1 | 0 | 0 | 4 | 10 | 11 | |
12/6/12 14:34 | 12/6/12 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P | 14 | 7.25 | 1 | 2 | 5 | 42 | D | 14 | 24 | 9 | -4 | -9 | 14 | -6 | -3 | -3 | -1 | 1 | 3 | 10 | 11 |
11/16/12 06:06 | 11/15/12 | FULL | Fund | CEF | Closed-End Funds | Cohen Edward H | NY | D | P | 42 | 6.99 | 1 | 6 | 100 | 12 | D | 5 | 12 | -1 | -11 | -14 | -15 | -17 | -13 | 5 | 21 | 8 | 15 | 20 | 23 | |
11/15/12 17:53 | 11/15/12 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P | 7 | 6.83 | 1 | 1 | 3 | 40 | D | 2 | 7 | -5 | -13 | -17 | -17 | -18 | -16 | 5 | 18 | 7 | 17 | 21 | 21 |
12/16/11 14:27 | 12/15/11 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P | 7 | 6.96 | 0 | 1 | 3 | 38 | D | -10 | -4 | 2 | -1 | 1 | -3 | -1 | -1 | 2 | 11 | 13 | 16 | 20 | |
11/16/11 20:24 | 11/16/11 | FULL | Fund | CEF | Closed-End Funds | Cohen Edward H | NY | D | P | 11 | 7.00 | 0 | 2 | 33 | 6 | D | -5 | -5 | 2 | 6 | 5 | 1 | 0 | 1 | 2 | 2 | 18 | 11 | 20 | ||
11/16/11 12:18 | 11/14/11 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P.a | 7 | 7.08 | 0 | 1 | 3 | 36 | D | -5 | -5 | 2 | 6 | 5 | 1 | 0 | -2 | -1 | -1 | 16 | 9 | 18 | |
11/15/11 21:39 | 11/14/11 | FULL | Fund | CEF | Closed-End Funds | Cohen Edward H | NY | D | P.m | 25 | 7.02 | 0 | 4 | 350 | 5 | D | -6 | -5 | 2 | 7 | 5 | 0 | 1 | -2 | 0 | 0 | 15 | 13 | 12 | ||
11/15/11 16:52 | 11/14/11 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P | 7 | 7.08 | 0 | 1 | 3 | 36 | D | -6 | -5 | 2 | 7 | 5 | 0 | 1 | -2 | 0 | 0 | 15 | 13 | 12 | |
9/9/11 14:10 | 6/14/11 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P.a | 8 | 7.75 | 0 | 1 | 3 | 34 | D | -9 | -9 | -5 | -5 | 2 | 3 | 5 | -3 | -3 | -5 | 2 | 8 | 28 | |
6/15/11 11:33 | 6/14/11 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P | 8 | 7.75 | 0 | 1 | 3 | 32 | D | -5 | 0 | 0 | -2 | 0 | -1 | 0 | 2 | 4 | -7 | -4 | 8 | ||
6/10/11 14:47 | 6/9/11 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P | 8 | 7.92 | 0 | 1 | 3 | 31 | D | -5 | -4 | -4 | 0 | -2 | 0 | -1 | -1 | 3 | -5 | -3 | 8 | ||
3/18/11 11:21 | 3/16/11 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P | 8 | 8.17 | 0 | 1 | 3 | 30 | I | 0 | -4 | -2 | -3 | -4 | 1 | 1 | 1 | 3 | -2 | -9 | 5 | ||
11/26/10 09:35 | 11/12/10 | FULL | Fund | CEF | Closed-End Funds | Cohen Edward H | NY | D | P | 8 | 8.45 | 0 | 1 | New | 1 | D | -4 | -2 | -2 | -1 | 1 | 2 | 6 | 6 | 3 | -4 | |||||
11/17/10 10:38 | 11/16/10 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P | 8 | 8.40 | 0 | 1 | 4 | 29 | D | 0 | -1 | -1 | -2 | 0 | 0 | 6 | 8 | 0 | -5 | ||||
9/14/10 11:03 | 9/10/10 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P | 4 | 8.75 | 0 | 1 | 2 | 29 | D | -4 | -1 | 4 | 2 | 4 | 0 | -8 | |||||||
9/3/10 14:23 | 9/1/10 | FULL | Fund | CEF | Closed-End Funds | Stuart John Edward | NY | DO | P,CEO | P | 12 | 8.83 | 0 | 1 | 5 | 28 | D | -1 | -3 | -5 | -5 | -2 | -13 | ||||||||
9/3/10 14:19 | 9/1/10 | FULL | Fund | CEF | Closed-End Funds | Biderman Mark C | NY | D | P | 44 | 8.80 | 0 | 5 | New | 5 | D | -1 | -3 | -5 | -5 | -2 | -13 |
| D | Derivative transaction in filing (usually option exercise) |
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price |
| A | Amended filing |
| E | Error detected in filing |
| S - Sale | Sale of securities on an exchange or to another person |
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) |
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company |
| P - Purchase | Purchase of securities on an exchange or from another person |