RMI - Rivernorth Opportunistic Municipal Income Fund, Inc. - Insider Stock Trading

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	Qty	oc	Own	H
10/27/25 18:47	10/24/25	RMI	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	62	14.38	4	15	32	D
10/24/25 17:30	10/23/25	RMI	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	62	14.42	4	18	28	D
10/23/25 19:06	10/22/25	RMI	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	62	14.45	4	22	23	D
10/22/25 17:27	10/21/25	RMI	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	42	14.60	3	18	19	D
10/21/25 18:45	10/20/25	RMI	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	41	14.60	3	21	16	D
10/20/25 18:17	10/17/25	RMI	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	61	14.62	4	44	13	D
10/17/25 16:31	10/16/25	RMI	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	45	14.69	3	48	9	D
10/16/25 18:22	10/15/25	RMI	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P	61	14.74	4	193	6	D
10/14/25 17:25	10/13/25	RMI	Fund	CEF	Closed-End Funds	Rivernorth Financial Holdings, LLC	FL	H	Affiliat	P.m	31	14.67	2	New	2	D
4/28/25 13:01	4/25/25	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	10	14.28	1	35	3	I
4/10/25 17:55	4/8/25	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P.a	48	14.04	3		2	I
4/10/25 17:39	4/9/25	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	23	14.13	2	30	7	I
4/9/25 17:14	4/8/25	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	P	48	14.04	3		2	I
11/5/24 18:20	11/4/24	RMI	Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	S	-12	15.91	-1	-100	0	D
2/13/23 18:56	2/10/23	RMI	Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	FL	H	Portfoli	S	-396	18.42	-21	-100	0	D
12/8/22 16:51	12/7/22	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	S	-129	17.65	-7	-100	0	D
12/6/22 18:09	12/5/22	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	S	-96	17.46	-6	-43	7	D
12/5/22 17:19	12/2/22	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	S	-103	17.40	-6	-32	13	D
12/2/22 20:02	12/1/22	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	S	-87	17.83	-5	-21	19	D
12/1/22 16:56	11/30/22	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	S	-52	17.31	-3	-11	24	D
11/2/22 20:47	11/1/22	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	S	-59	14.70	-4	-13	27	D
10/25/22 17:49	10/24/22	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	S	-15	15.08	-1	-8	12	D
9/30/22 17:27	9/28/22	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	FL	DO	P	S	-9	15.85	-1	-4	13	D
5/12/22 20:38	5/10/22	RMI	Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	S	0	16.17	0	0	1	D
6/24/21 19:05	6/22/21	RMI	Fund	CEF	Closed-End Funds	Dimella Robert A	NY	H	Portfoli	S.m	-178	23.23	-8	-100	0	D
6/17/21 19:13	6/16/21	RMI	Fund	CEF	Closed-End Funds	Dimella Robert A	NY	H	Portfoli	S.m	-171	23.30	-7	-49	8	D
6/2/20 12:46	10/26/18	RMI	Fund	CEF	Closed-End Funds	Raio Jerry	IL	D		P	10	20.00	1	New	1	D
3/20/20 16:30	3/17/20	RMI	Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	IL	H	Portfoli	P	185	18.50	10	100	20	D
3/19/20 20:25	3/18/20	RMI	Fund	CEF	Closed-End Funds	Dimella Robert A	NY	H	Portfoli	P	82	16.45	5	50	15	D
3/16/20 17:09	3/12/20	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	13	21.65	1	5	13	D
3/16/20 17:06	3/12/20	RMI	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-44	20.28	-2	-100	0	D
10/2/19 14:05	9/30/19	RMI	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S	-98	22.30	-4	-67	2	D
8/19/19 13:52	8/15/19	RMI	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	S.m	-189	22.40	-8	-56	7	D
7/26/19 12:56	7/23/19	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	S	-127	21.65	-6	-31	13	D
7/8/19 11:53	7/2/19	RMI	Fund	CEF	Closed-End Funds	Swanson David	IL	D		P	10	21.40	0	New	0	D
3/21/19 18:29	3/20/19	RMI	Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	P	7	20.39	0	130	1	D
3/19/19 17:27	3/18/19	RMI	Fund	CEF	Closed-End Funds	Dimella Robert A	NY	H	Member o	P	102	20.39	5	100	10	D
1/15/19 15:42	1/14/19	RMI	Fund	CEF	Closed-End Funds	Sprauer Scott	NY	H	Portfoli	P	5	20.23	0	New	0	D
12/17/18 20:41	12/14/18	RMI	Fund	CEF	Closed-End Funds	Dimella Robert A	NY	H	Member o	P	102	20.35	5	New	5	D
10/30/18 15:27	10/26/18	RMI	Fund	CEF	Closed-End Funds	Rivernorth Capital Management, LLC	IL	H	Investme	P	100	20.00	5	New	5	D
10/29/18 17:03	10/26/18	RMI	Fund	CEF	Closed-End Funds	O'Neill Stephen Andrew	IL	H	Portfoli	P	200	20.00	10	New	10	D
10/29/18 17:00	10/26/18	RMI	Fund	CEF	Closed-End Funds	Galley Patrick W.	IL	DO	P	P	750	20.00	38	New	38	D
10/29/18 16:59	10/26/18	RMI	Fund	CEF	Closed-End Funds	Schmucker Brian H	IL	H	Officer	P	300	20.00	15	New	15	D

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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