11/5/25 17:12 | 11/4/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 101 | 14.69 | 0 | 7 | 20 | 42 | D | | | | | | | | | | | | | | |
11/3/25 17:40 | 10/31/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P.m | 39 | 14.65 | 0 | 3 | 8 | 35 | D | | | | | | | | | | | | | | |
10/27/25 18:47 | 10/24/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 62 | 14.38 | 0 | 4 | 15 | 32 | D | | | | | | | | | | | | | | |
10/24/25 17:30 | 10/23/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 62 | 14.42 | 0 | 4 | 18 | 28 | D | | | | | | | | | | | | | | |
10/23/25 19:06 | 10/22/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 62 | 14.45 | 0 | 4 | 22 | 23 | D | | | | | | | | | | | | | | |
10/22/25 17:27 | 10/21/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 42 | 14.60 | 0 | 3 | 18 | 19 | D | | | | | | | | | | | | | | |
10/21/25 18:45 | 10/20/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 41 | 14.60 | 0 | 3 | 21 | 16 | D | | | | | | | | | | | | | | |
10/20/25 18:17 | 10/17/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 61 | 14.62 | 0 | 4 | 44 | 13 | D | | | | | | | | | | | | | | |
10/17/25 16:31 | 10/16/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 45 | 14.69 | 0 | 3 | 48 | 9 | D | | | | | | | | | | | | | | |
10/16/25 18:22 | 10/15/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P | 61 | 14.74 | 0 | 4 | 193 | 6 | D | | | | | | | | | | | | | | |
10/14/25 17:25 | 10/13/25 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Financial Holdings, LLC | FL | H | Affiliat | P.m | 31 | 14.67 | 0 | 2 | New | 2 | D | | | | | | | | | | | | | | |
4/28/25 13:01 | 4/25/25 | RMI | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 10 | 14.28 | 0 | 1 | 35 | 3 | I | | | | | | | | | | | | | | |
4/10/25 17:55 | 4/8/25 | RMI | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P.a | 48 | 14.04 | 0 | 3 | | 2 | I | | | | | | | | | | | | | | |
4/10/25 17:39 | 4/9/25 | RMI | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 23 | 14.13 | 0 | 2 | 30 | 7 | I | | | | | | | | | | | | | | |
4/9/25 17:14 | 4/8/25 | RMI | Fund | CEF | Closed-End Funds | Galley Patrick W. | FL | DO | P | P | 48 | 14.04 | 0 | 3 | | 2 | I | | | | | | | | | | | | | | |
6/2/20 12:46 | 10/26/18 | RMI | Fund | CEF | Closed-End Funds | Raio Jerry | IL | D | | P | 10 | 20.00 | 0 | 1 | New | 1 | D | | | | | | | | | | | | | | |
3/20/20 16:30 | 3/17/20 | RMI | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 185 | 18.50 | 0 | 10 | 100 | 20 | D | | | | | | | | | | | | | | |
3/19/20 20:25 | 3/18/20 | RMI | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | P | 82 | 16.45 | 0 | 5 | 50 | 15 | D | | | | | | | | | | | | | | |
3/16/20 17:09 | 3/12/20 | RMI | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 13 | 21.65 | 0 | 1 | 5 | 13 | D | | | | | | | | | | | | | | |
7/8/19 11:53 | 7/2/19 | RMI | Fund | CEF | Closed-End Funds | Swanson David | IL | D | | P | 10 | 21.40 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
3/21/19 18:29 | 3/20/19 | RMI | Fund | CEF | Closed-End Funds | Sprauer Scott | NY | H | Portfoli | P | 7 | 20.39 | 0 | 0 | 130 | 1 | D | | | | | | | | | | | | | | |
3/19/19 17:27 | 3/18/19 | RMI | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Member o | P | 102 | 20.39 | 0 | 5 | 100 | 10 | D | | | | | | | | | | | | | | |
1/15/19 15:42 | 1/14/19 | RMI | Fund | CEF | Closed-End Funds | Sprauer Scott | NY | H | Portfoli | P | 5 | 20.23 | 0 | 0 | New | 0 | D | | | | | | | | | | | | | | |
12/17/18 20:41 | 12/14/18 | RMI | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Member o | P | 102 | 20.35 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
10/30/18 15:27 | 10/26/18 | RMI | Fund | CEF | Closed-End Funds | Rivernorth Capital Management, LLC | IL | H | Investme | P | 100 | 20.00 | 0 | 5 | New | 5 | D | | | | | | | | | | | | | | |
10/29/18 17:03 | 10/26/18 | RMI | Fund | CEF | Closed-End Funds | O'Neill Stephen Andrew | IL | H | Portfoli | P | 200 | 20.00 | 0 | 10 | New | 10 | D | | | | | | | | | | | | | | |
10/29/18 17:00 | 10/26/18 | RMI | Fund | CEF | Closed-End Funds | Galley Patrick W. | IL | DO | P | P | 750 | 20.00 | 0 | 38 | New | 38 | D | | | | | | | | | | | | | | |
10/29/18 16:59 | 10/26/18 | RMI | Fund | CEF | Closed-End Funds | Schmucker Brian H | IL | H | Officer | P | 300 | 20.00 | 0 | 15 | New | 15 | D | | | | | | | | | | | | | | |