AEF - Abrdn Emerging Markets Ex-China Fund, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	8	147	0	1	0	3	5	11	3
P	%wins				78	52	55	78	63	61	64

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
6/11/25 16:16	5/12/25	AEF	Fund	CEF	Closed-End Funds	Yao Nancy	PA	D		P	5	5.40	0	1	100	2	D
8/27/24 14:47	8/23/24	AEF	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	5	5.37	0	1	7	15	I
8/16/24 15:27	8/14/24	AEF	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	5	5.25	0	1	8	14	D
4/28/21 16:56	4/26/21	AEF	Fund	CEF	Closed-End Funds	Porter Rahn K	PA	D		P	50	8.64	0	6	120	11	D
4/26/21 17:44	4/22/21	AEF	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	60	8.59	0	7	131	12	D
4/21/21 19:13	4/19/21	AEF	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		P	61	8.68	0	7		5	D
4/21/21 19:13	4/20/21	AEF	Fund	CEF	Closed-End Funds	Maher Bill	PA	D		S	-60	8.59	0	-7	-57	5	D
7/22/19 15:58	6/18/19	AEF	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		S	-144	7.86	0	-18	-23	61	D
10/24/18 16:40	10/22/18	AEF	Fund	CEF	Closed-End Funds	Maasbach Nancy Yao	PA	D		P	1	6.46	0	0	11	1	D
10/15/18 14:52	10/11/18	AEF	Fund	CEF	Closed-End Funds	Maasbach Nancy Yao	PA	D		P	3	6.44	0	0	80	1	D
9/12/18 13:53	9/10/18	AEF	Fund	CEF	Closed-End Funds	Maasbach Nancy Yao	PA	D		P	3	6.55	0	1	New	1	D
6/29/18 16:06	6/27/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		S	-88,461	7.90	0	-11,197	-60	7,453	I
6/4/18 18:18	6/1/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	402	8.65	0	46	0	25,359	I
6/1/18 16:26	5/31/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	1,503	8.58	0	175	1	23,379	I
5/30/18 16:14	5/29/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	2,208	8.49	0	260	1	21,327	I
5/24/18 16:18	5/23/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	222	8.66	0	26	0	24,878	I
5/18/18 16:15	5/17/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	828	8.76	0	94	0	23,135	I
5/17/18 16:25	5/16/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	1,983	8.87	0	224	1	19,462	I
5/16/18 16:10	5/15/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		P	546	8.80	0	62	0	24,534	I
5/11/18 16:32	5/10/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		S	-2,882	8.87	0	-325	-1	24,472	I
5/10/18 16:13	5/9/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		S	-326	8.80	0	-37	0	24,600	I
5/9/18 16:12	5/8/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		S	-536	8.77	0	-61	0	24,615	I
5/8/18 16:10	5/7/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		S	-3	8.84	0	0	0	24,895	I
5/4/18 16:10	5/3/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		S	-474	8.88	0	-53	0	24,665	I
5/3/18 16:10	5/2/18	AEF	Fund	CEF	Closed-End Funds	City of London Investment Group Plc	X0	T		S	-585	8.98	0	-65	0	24,948	I
12/7/17 15:56	12/5/17	CH	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		S	-20	7.85	0	-3	0	939	D
11/13/17 16:17	11/8/17	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	8.87	0	1	5	17	D
11/13/17 16:16	11/8/17	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	4	8.87	0	0	2	20	D
11/13/17 16:15	11/8/17	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	8.87	0	0	3	17	D
11/13/17 16:15	11/8/17	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	8.87	0	0	3	18	D
11/13/17 11:24	11/8/17	CH	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		S	-20	8.86	0	-2	0	941	D
10/10/17 13:35	10/6/17	CH	Fund	CEF	Closed-End Funds	Bulldog Investors, LLC	NJ	T		S	-244	8.99	0	-27	-3	946	I
4/14/17 07:21	4/12/17	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	7.27	0	1	7	16	D	10	24	16	16	12	6	1	0	1	0
4/14/17 07:21	4/12/17	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	4	7.27	0	1	3	19	D	10	24	16	16	12	6	1	0	1	0
4/14/17 07:21	4/12/17	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	7.27	0	1	4	16	D	10	24	16	16	12	6	1	0	1	0
4/14/17 07:20	4/12/17	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	7.27	0	1	3	17	D	10	24	16	16	12	6	1	0	1	0
11/14/16 15:04	11/9/16	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	6.42	0	1	9	15	D	-7	13	6	-4	-2	-5	-5	-5	-1	-1	5	7
11/14/16 15:04	11/9/16	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	4	6.42	0	1	3	19	D	-7	13	6	-4	-2	-5	-5	-5	-1	-1	5	7
11/14/16 15:03	11/9/16	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	6.42	0	1	4	16	D	-7	13	6	-4	-2	-5	-5	-5	-1	-1	5	7
11/14/16 15:03	11/9/16	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	6.42	0	1	4	17	D	-7	13	6	-4	-2	-5	-5	-5	-1	-1	5	7
4/15/16 11:00	4/13/16	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	2	6.10	0	0	4	9	D	-34	-11	3	18	7	4	3	3	0	3	1	6	7
4/15/16 10:39	4/13/16	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	6.10	0	1	11	14	D	-34	-11	3	18	7	4	3	3	0	3	1	6	7
4/15/16 10:39	4/13/16	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	4	6.10	0	1	4	18	D	-34	-11	3	18	7	4	3	3	0	3	1	6	7
4/15/16 10:39	4/13/16	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	6.10	0	1	5	14	D	-34	-11	3	18	7	4	3	3	0	3	1	6	7
4/15/16 10:39	4/13/16	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	6.10	0	1	4	15	D	-34	-11	3	18	7	4	3	3	0	3	1	6	7
12/30/15 13:07	12/28/15	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	5.78	0	1	9	8	D	-38	-17	-18	-3	-2	3	-1	-3	0	-2	0	11	15	15
12/30/15 13:07	12/28/15	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	5.78	0	1	13	12	D	-38	-17	-18	-3	-2	3	-1	-3	0	-2	0	11	15	15
12/30/15 13:07	12/28/15	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	4	5.78	0	1	4	17	D	-38	-17	-18	-3	-2	3	-1	-3	0	-2	0	11	15	15
12/30/15 13:06	12/28/15	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	5.78	0	1	6	13	D	-38	-17	-18	-3	-2	3	-1	-3	0	-2	0	11	15	15
12/30/15 13:06	12/28/15	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	5.78	0	1	5	14	D	-38	-17	-18	-3	-2	3	-1	-3	0	-2	0	11	15	15
7/29/15 16:04	7/27/15	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	6.36	0	1	14	10	D	-43	-30	-9	-16	-10	-5	-6	-4	-1	0	-7	3	-12	11
7/29/15 16:04	7/27/15	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	6.36	0	1	9	7	D	-43	-30	-9	-16	-10	-5	-6	-4	-1	0	-7	3	-12	11
7/29/15 16:04	7/27/15	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	8	6.36	0	1	8	16	D	-43	-30	-9	-16	-10	-5	-6	-4	-1	0	-7	3	-12	11
7/29/15 16:04	7/27/15	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	6.36	0	1	5	12	D	-43	-30	-9	-16	-10	-5	-6	-4	-1	0	-7	3	-12	11
7/29/15 16:04	7/27/15	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	6.36	0	1	5	13	D	-43	-30	-9	-16	-10	-5	-6	-4	-1	0	-7	3	-12	11
4/7/15 12:19	12/26/14	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P.a	4	7.57	0	1	5	11	D	-36	-27	-5	6	1	7	2	2	0	-1	1	-8	-17	-13
12/30/14 11:06	12/26/14	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	7.57	0	1	15	8	D	-38	-24	-22	-10	-4	-3	2	1	0	-3	-2	2	0	-17
12/30/14 11:06	12/26/14	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	7.57	0	1	9	6	D	-38	-24	-22	-10	-4	-3	2	1	0	-3	-2	2	0	-17
12/30/14 11:06	12/26/14	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	8	7.57	0	1	8	14	D	-38	-24	-22	-10	-4	-3	2	1	0	-3	-2	2	0	-17
12/30/14 11:06	12/26/14	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	7.57	0	1	6	10	D	-38	-24	-22	-10	-4	-3	2	1	0	-3	-2	2	0	-17
12/30/14 11:05	12/26/14	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	7.57	0	1	5	11	D	-38	-24	-22	-10	-4	-3	2	1	0	-3	-2	2	0	-17
7/29/14 13:05	7/25/14	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	10.00	0	0	4	11	D	-19	-19	-12	-4	0	-1	-2	0	1	-1	-8	-14	-23	-30
7/29/14 13:02	7/25/14	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	10.00	0	0	5	9	D	-19	-19	-12	-4	0	-1	-2	0	1	-1	-8	-14	-23	-30
7/29/14 13:01	7/25/14	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	10.00	0	0	8	5	D	-19	-19	-12	-4	0	-1	-2	0	1	-1	-8	-14	-23	-30
7/29/14 13:00	7/25/14	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	10.00	0	1	13	7	D	-19	-19	-12	-4	0	-1	-2	0	1	-1	-8	-14	-23	-30
7/29/14 12:59	7/25/14	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	8	10.00	0	1	7	12	D	-19	-19	-12	-4	0	-1	-2	0	1	-1	-8	-14	-23	-30
12/30/13 14:25	12/26/13	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	11.20	1	0	5	8	D	-10	-18	-13	-17	-6	6	9	0	-4	-2	10	10	-3	-24
12/30/13 14:23	12/26/13	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	8	11.20	1	1	7	11	D	-10	-18	-13	-17	-6	6	9	0	-4	-2	10	10	-3	-24
12/30/13 14:18	12/26/13	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	11.20	1	0	8	5	D	-10	-18	-13	-17	-6	6	9	0	-4	-2	10	10	-3	-24
12/30/13 14:14	12/26/13	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	11.20	1	0	4	9	D	-10	-18	-13	-17	-6	6	9	0	-4	-2	10	10	-3	-24
12/30/13 14:10	12/26/13	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	8	11.20	1	1	14	6	D	-10	-18	-13	-17	-6	6	9	0	-4	-2	10	10	-3	-24
7/29/13 11:52	7/25/13	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	4	13.96	0	0	7	4	D	-14	0	-6	-3	-1	10	3	1	-1	8	2	-2	-9	-19
7/29/13 11:42	7/25/13	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	4	13.96	0	0	4	7	D	-14	0	-6	-3	-1	10	3	1	-1	8	2	-2	-9	-19
7/29/13 11:35	7/25/13	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	4	13.96	0	0	3	9	D	-14	0	-6	-3	-1	10	3	1	-1	8	2	-2	-9	-19
7/29/13 11:30	7/25/13	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	7	13.96	0	1	6	10	D	-14	0	-6	-3	-1	10	3	1	-1	8	2	-2	-9	-19
7/29/13 11:24	7/25/13	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	7	13.96	0	1	13	5	D	-14	0	-6	-3	-1	10	3	1	-1	8	2	-2	-9	-19
12/28/12 10:29	12/26/12	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	6	15.35	0	0	12	4	D	-10	9	4	0	2	3	2	1	1	3	6	7	-6	-18
12/28/12 10:26	12/26/12	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	15.35	0	0	6	4	D	-10	9	4	0	2	3	2	1	1	3	6	7	-6	-18
12/28/12 10:25	12/26/12	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	15.35	0	0	5	9	D	-10	9	4	0	2	3	2	1	1	3	6	7	-6	-18
12/28/12 10:23	12/26/12	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	15.35	0	0	3	7	D	-10	9	4	0	2	3	2	1	1	3	6	7	-6	-18
12/28/12 10:20	12/26/12	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	15.35	0	0	3	8	D	-10	9	4	0	2	3	2	1	1	3	6	7	-6	-18
8/10/12 13:59	7/25/12	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P.a	6	15.42	1	0	14	3	D	8	-1	-15	-3	1	-4	-1	0	0	-1	3	3	10	7
8/10/12 13:58	7/25/12	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P.a	6	15.42	1	0	5	8	D	8	-1	-15	-3	1	-4	-1	0	0	-1	3	3	10	7
8/10/12 13:57	7/25/12	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P.a	3	15.42	1	0	6	3	D	8	-1	-15	-3	1	-4	-1	0	0	-1	3	3	10	7
8/10/12 13:56	7/25/12	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P.a	3	15.42	1	0	3	6	D	8	-1	-15	-3	1	-4	-1	0	0	-1	3	3	10	7
8/10/12 13:55	7/25/12	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P.a	3	15.42	1	0	3	8	D	8	-1	-15	-3	1	-4	-1	0	0	-1	3	3	10	7
7/27/12 12:14	7/25/12	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	6	15.42	1	0	16	3	D	10	-12	-5	-9	4	0	-4	-1	1	-3	-1	1	9	-1
7/27/12 12:14	7/25/12	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	15.42	1	0	6	7	D	10	-12	-5	-9	4	0	-4	-1	1	-3	-1	1	9	-1
7/27/12 12:13	7/25/12	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	15.42	1	0	8	3	D	10	-12	-5	-9	4	0	-4	-1	1	-3	-1	1	9	-1
7/27/12 12:13	7/25/12	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	15.42	1	0	4	6	D	10	-12	-5	-9	4	0	-4	-1	1	-3	-1	1	9	-1
7/27/12 12:12	7/25/12	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	15.42	1	0	3	6	D	10	-12	-5	-9	4	0	-4	-1	1	-3	-1	1	9	-1
12/29/11 11:52	12/27/11	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	6	15.58	1	0	18	3	D	21	-17	-20	9	-7	1	4	4	-2	-1	11	25	3	8
12/29/11 11:52	12/27/11	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	15.58	1	0	8	3	D	21	-17	-20	9	-7	1	4	4	-2	-1	11	25	3	8
12/29/11 11:51	12/27/11	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	15.58	1	0	7	6	D	21	-17	-20	9	-7	1	4	4	-2	-1	11	25	3	8
12/29/11 11:51	12/27/11	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	15.58	1	0	4	5	D	21	-17	-20	9	-7	1	4	4	-2	-1	11	25	3	8
12/29/11 11:50	12/27/11	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	15.58	1	0	3	6	D	21	-17	-20	9	-7	1	4	4	-2	-1	11	25	3	8
7/27/11 13:37	7/25/11	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	18.97	1	0	6	5	D	69	28	7	-3	-1	-2	-3	-1	-3	-5	-10	-17	-10	-14
7/26/11 15:28	7/25/11	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	18.97	1	0	8	2	D	66	28	7	-2	0	-1	-2	-1	0	-3	-11	-20	-11	-14
7/26/11 15:20	7/25/11	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	18.97	1	0	9	2	D	66	28	7	-2	0	-1	-2	-1	0	-3	-11	-20	-11	-14
7/26/11 14:54	7/25/11	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	18.97	1	0	4	4	D	66	28	7	-2	0	-1	-2	-1	0	-3	-11	-20	-11	-14
7/26/11 14:46	7/25/11	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P.a	3	18.97	1	0	3	5	D	66	28	7	-2	0	-1	-2	-1	0	-3	-11	-20	-11	-14
7/26/11 14:31	7/25/11	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	41.03	1	0	3	3	D	66	28	7	-2	0	-1	-2	-1	0	-3	-11	-20	-11	-14
12/29/10 15:55	12/29/10	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	21.42	2	0	6	5	D	180	40	40	3	-2	-3	-8	-2	3	2	-1	8	6	-17
12/29/10 15:41	12/29/10	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	21.42	2	0	4	4	D	180	40	40	3	-2	-3	-8	-2	3	2	-1	8	6	-17
12/29/10 15:26	12/29/10	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	21.42	2	0	3	5	D	180	40	40	3	-2	-3	-8	-2	3	2	-1	8	6	-17
12/29/10 13:26	12/29/10	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	21.42	2	0	9	2	D	180	40	40	3	-2	-3	-8	-2	3	2	-1	8	6	-17
12/29/10 13:18	12/29/10	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	21.42	2	0	8	2	D	180	40	40	3	-2	-3	-8	-2	3	2	-1	8	6	-17
7/29/10 14:21	7/26/10	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P.a	6	18.97	1	0	8	4	D	37	33	12	8	9	7	6	1	0	3	4	21	23	26
7/29/10 14:15	7/26/10	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P.a	3	18.97	1	0	3	5	D	37	33	12	8	9	7	6	1	0	3	4	21	23	26
7/29/10 14:09	7/26/10	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P.a	3	18.97	1	0	4	4	D	37	33	12	8	9	7	6	1	0	3	4	21	23	26
7/29/10 13:59	7/26/10	ETF	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P.a	3	18.97	0	0	3	5	D	-8	6	8	3	7	5	4	1	0	2	-1	13	12	14
7/28/10 18:50	7/26/10	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	18.97	1	0	8	4	D	39	32	10	9	11	10	9	2	0	2	4	23	21	29
7/28/10 18:09	7/26/10	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	18.97	1	0	4	4	D	39	32	10	9	11	10	9	2	0	2	4	23	21	29
7/28/10 18:08	7/26/10	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	18.97	1	0	11	2	D	39	32	10	9	11	10	9	2	0	2	4	23	21	29
7/28/10 17:35	7/26/10	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P.a	3	18.97	1	0	10	2	D	39	32	10	9	11	10	9	2	0	2	4	23	21	29
7/28/10 17:23	7/26/10	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	18.97	1	0	3	5	D	39	32	10	9	11	10	9	2	0	2	4	23	21	29
12/29/09 18:34	12/28/09	CH	Fund	CEF	Closed-End Funds	Cattano James	PA	D		P	3	17.70	0	0	4	4	D	0	100	23	13	5	5	0	0	1	4	0	2	0	40
12/29/09 18:27	12/28/09	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	PA	D		P	3	17.70	0	0	5	3	D	0	100	23	13	5	5	0	0	1	4	0	2	0	40
12/29/09 18:21	12/28/09	CH	Fund	CEF	Closed-End Funds	Torino Martin	PA	D		P	3	17.70	0	0	12	2	D	0	100	23	13	5	5	0	0	1	4	0	2	0	40
12/29/09 18:13	12/28/09	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	17.70	0	0	14	1	D	0	100	23	13	5	5	0	0	1	4	0	2	0	40
12/29/09 17:53	12/28/09	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	PA	D		P	6	17.70	0	0	9	4	D	0	100	23	13	5	5	0	0	1	4	0	2	0	40
7/30/09 16:20	7/28/09	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	16.89	0	0	18	1	D	-6	0	45	33	7	3	-5	-5	1	3	-1	5	17	32
7/30/09 16:10	7/28/09	CH	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	3	16.89	0	0	14	1	D	-6	0	45	33	7	3	-5	-5	1	3	-1	5	17	32
7/30/09 15:58	7/28/09	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	6	16.89	0	0	11	4	D	-6	0	45	33	7	3	-5	-5	3	6	2	8	20	35
7/30/09 15:21	7/28/09	CH	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	3	16.89	0	0	4	5	D	-6	0	45	33	7	3	-5	-5	3	6	2	8	20	35
7/30/09 15:09	7/28/09	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB,	P	3	16.89	0	0	5	4	D	-6	0	45	33	7	3	-5	-5	3	6	2	8	20	35
1/6/09 15:38	12/30/08	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	6	10.96	0	1	20	3										3	4	13	11	52	94
1/6/09 15:02	12/30/08	CH	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	3	10.96	0	0	30	1										3	4	13	11	52	94
1/6/09 13:49	12/30/08	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	10.96	0	0	40	1										3	4	13	11	52	94
1/6/09 11:30	12/30/08	CH	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	3	10.96	0	0	6	4										3	4	13	11	52	94
1/6/09 10:00	12/30/08	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P.a	3	10.96	0	0	8	4	D	-26	-43	-31	-13	13	20	11	5	5	4	13	11	52	94
1/6/09 08:46	12/30/08	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	3	10.96	0	0	8	4	D	-26	-43	-31	-13	13	20	11	5	5	4	13	11	52	94
7/30/08 10:37	7/25/08	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	6	19.24	0	0	14	3	D	47	-6	-16	-9	-6	6	7	3	-1	-2	-9	-47	-31	0
7/30/08 09:01	7/25/08	CH	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	3	19.24	0	0	4	4	D	47	-6	-16	-9	-6	6	7	3	-1	-2	-9	-47	-31	0
7/30/08 07:21	7/25/08	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	3	19.24	0	0	5	3	D	47	-6	-16	-9	-6	6	7	3	-1	-2	-9	-47	-31	0
7/29/08 15:53	7/25/08	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	19.24	0	0	30	1	D	45	-7	-12	-11	-6	5	5	2	1	0	-8	-46	-31	3
7/29/08 14:25	7/25/08	CH	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	3	19.24	0	0	21	1	D	45	-7	-12	-11	-6	5	5	2	1	0	-8	-46	-31	3
12/28/07 16:21	12/26/07	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	3	21.13	1	0	5	3	D	44	37	2	9	17	-1	8	2	5	-8	-3	-11	-20	-52
12/28/07 15:08	12/26/07	CH	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	3	21.13	1	0	4	4	D	44	37	2	9	17	-1	8	2	2	-6	-1	-9	-18	-50
12/28/07 13:48	12/26/07	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	3	21.13	1	0	7	2	D	44	37	2	9	17	-1	8	2	2	-6	-1	-9	-18	-50
12/28/07 12:30	12/26/07	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	21.13	1	0	38	0	D	44	37	2	9	17	-1	8	2	2	-6	-1	-9	-18	-50
12/28/07 11:33	12/26/07	CH	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	3	21.13	1	0	24	1	D	44	37	2	9	17	-1	8	2	2	-6	-1	-9	-18	-50
7/27/07 16:38	7/25/07	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	3	21.89	1	0	7	2	D	75	55	18	8	-13	-15	-8	-8	0	-1	-1	5	3	-8
7/27/07 15:24	7/25/07	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	3	21.89	1	0	59	0	D	75	55	18	8	-13	-15	-8	-8	0	-1	-1	5	3	-8
7/27/07 14:17	7/27/07	CH	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	3	21.89	1	0	31	1	D	75	55	18	8	-13	-15	-8	-8	0	-1	-1	5	3	-8
7/27/07 13:13	7/25/07	CH	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	3	21.89	1	0	4	3	D	75	55	18	8	-13	-15	-8	-8	0	-1	-1	5	3	-8
7/27/07 10:49	7/25/07	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	3	21.89	1	0	5	3	D	75	55	18	8	-13	-15	-8	-8	0	-1	-1	5	3	-8
12/29/06 16:41	12/27/06	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P.a	5	17.03	1	0	22	2	D	68	7	23	14	0	0	1	1	0	-1	2	5	40	46
12/29/06 15:50	12/27/06	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	5	17.03	1	0	22	2	D	68	7	23	14	0	0	1	1	-1	-2	1	5	40	46
12/29/06 14:35	12/27/06	CH	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	4	17.03	1	0	New	0	D	68	7	23	14	0	0	1	1	-1	-2	1	5	40	46
12/29/06 14:14	12/27/06	CH	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	5	17.03	1	0	310	0	D	68	7	23	14	0	0	1	1	-1	-2	1	5	40	46
12/29/06 12:46	12/27/06	CH	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	5	17.03	1	0	10	3	D	68	7	23	14	0	0	1	1	-1	-2	1	5	40	46
12/29/06 09:57	12/27/06	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	5	17.03	1	0	13	3	D	68	7	23	14	0	0	1	1	-1	-2	1	5	40	46
12/29/05 18:26	12/27/05	CH	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	1	17.58	1	0	369	0	D	84	57	49	17	22	14	8	0	1	7	-13	1	-16	4
12/29/05 18:08	12/27/05	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	16	17.58	1	1	258	1	D	84	57	49	17	22	14	8	0	1	7	-13	1	-16	4
12/29/05 17:29	12/27/05	CH	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		P	1	17.58	1	0	3	3	D	84	57	49	17	22	14	8	0	1	7	-13	1	-16	4
12/29/05 17:18	12/27/05	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Nominati	P	1	17.58	1	0	3	2	D	84	57	49	17	22	14	8	0	1	7	-13	1	-16	4
12/29/05 15:49	12/27/05	CH	Fund	CEF	Closed-End Funds	Cattano James	CT	DH	Audit Co	P	1	17.58	1	0	3	2	D	84	57	49	17	22	14	8	0	2	10	-10	3	-13	7
9/1/05 11:04	8/30/05	CH	Fund	CEF	Closed-End Funds	Plump Steven B	NY	OH	CEO	P	10	17.25	1	1	New	1	D	98	48	17	22	10	-2	3	0	4	2	10	12	33	21
7/27/05 18:42	7/25/05	CH	Fund	CEF	Closed-End Funds	Torino Martin	C1	D		P	0	16.18	0	0	New	0	D	108	57	23	17	13	10	9	4	0	2	5	14	27	10
7/27/05 18:03	7/25/05	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	1	16.18	0	0	30	0	D	108	57	23	17	13	10	9	4	0	2	5	14	27	10
7/27/05 17:28	7/25/05	CH	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		P	1	16.18	0	0	3	3	D	108	57	23	17	13	10	9	4	0	2	5	14	27	10
7/27/05 16:17	7/25/05	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Nominati	P	1	16.18	0	0	4	2	D	108	57	23	17	13	10	9	4	0	2	5	14	27	10
7/27/05 15:48	7/25/05	CH	Fund	CEF	Closed-End Funds	Cattano James	CT	DH	Audit Co	P	1	16.18	0	0	4	2	D	108	57	23	17	13	10	9	4	0	3	6	15	28	11
12/29/04 17:21	12/27/04	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	1	13.72	1	0	62	0	D	127	16	32	13	9	1	4	1	0	1	-4	0	8	65
12/29/04 17:00	12/27/04	CH	Fund	CEF	Closed-End Funds	Priest William W	NY	D		P	1	13.72	1	0	27	0	D	127	16	32	13	9	1	4	1	0	1	-4	0	8	65
12/29/04 16:00	12/27/04	CH	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		P	1	13.72	1	0	4	2	D	127	16	32	13	9	1	4	1	0	1	-4	0	8	65
12/29/04 15:22	12/27/04	CH	Fund	CEF	Closed-End Funds	Cattano James	CT	DH	Audit Co	P	1	13.72	1	0	5	2	D	127	16	32	13	9	1	4	1	2	4	-2	3	10	68
12/29/04 13:01	12/27/04	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Nominati	P	1	13.72	1	0	4	2	D	127	16	32	13	9	1	4	1	2	4	-2	3	10	68
7/28/04 17:52	7/26/04	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	1	12.63	0	0	219	0	D	84	33	-15	1	8	2	-2	-2	1	-1	9	14	28	57
7/28/04 17:26	7/26/04	CH	Fund	CEF	Closed-End Funds	Priest William W	NY	D		P	1	12.63	0	0	44	0	D	84	33	-15	1	8	2	-2	-2	1	-1	9	14	28	57
7/28/04 16:10	7/26/04	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	D		P	1	12.63	0	0	5	2	D	84	33	-15	1	8	2	-2	-2	1	-1	9	14	28	57
7/28/04 15:38	7/26/04	CH	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		P	1	12.63	0	0	4	2	D	84	33	-15	1	8	2	-2	-2	0	-1	9	13	27	57
7/28/04 14:07	7/26/04	CH	Fund	CEF	Closed-End Funds	Cattano James	CT	DH	Audit Co	P	1	12.63	0	0	6	2	D	84	33	-15	1	8	2	-2	-2	0	-1	9	13	27	57
12/30/03 15:47	12/26/03	CH	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	1	13.76	0	0	New	0	D	74	100	67	27	8	6	11	3	1	1	-7	-11	-14	17
12/30/03 14:59	12/26/03	CH	Fund	CEF	Closed-End Funds	Priest William W	NY	D		P	1	13.76	0	0	68	0	D	74	100	67	27	8	6	11	3	1	1	-7	-11	-14	17
12/30/03 14:08	12/26/03	CH	Fund	CEF	Closed-End Funds	Landau Ambassador George	FL	D		P	1	13.76	0	0	4	2	D	74	100	67	27	8	6	11	3	1	1	-7	-11	-14	17
12/30/03 13:23	12/26/03	CH	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	D		P	1	13.76	0	0	5	2	D	74	100	67	27	8	6	11	3	1	1	-7	-11	-14	17
12/30/03 13:00	12/26/03	CH	Fund	CEF	Closed-End Funds	Cattano James	CT	DH	Audit Co	P	1	13.76	0	0	6	2	D	74	100	67	27	8	6	11	3	1	1	-7	-11	-14	17

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

TC

Stat

Stk

Ins

Fil

+d

+w

+m

+q

+h

+y

avg

Filing Date

T Date

Ticker

Sector

Ind

Industry

Owner

oSt

Rel

Title

T

TVal

Price

L

Qty

oc

Own

H

r2y

r1y

r6m

r3m

r6w

r3w

r7d

r3d

f1d

f1w

f1m

f3m

f6m

f1y