12/1/25 21:27 | 11/25/25 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S | 0 | 14.50 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
12/1/25 21:24 | 11/25/25 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S | 0 | 12.73 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
12/1/25 15:03 | 11/25/25 | MMD | Nyli Mackay Definedterm Muni Opportunities Fund | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S | 0 | 14.92 | 0 | 0 | -100 | 0 | D | | | | | | | | | | | | | | |
11/24/25 20:15 | 11/20/25 | RFMZ | Rivernorth Flexible Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S | -129 | 12.79 | 0 | -10 | -100 | 0 | D | | | | | | | | | | | | | | |
11/24/25 20:14 | 11/20/25 | RMMZ | Rivernorth Managed Duration Municipal Income Fund Ii, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S | -151 | 14.98 | 0 | -10 | -100 | 0 | D | | | | | | | | | | | | | | |
11/21/25 15:29 | 11/20/25 | MMD | Nyli Mackay Definedterm Muni Opportunities Fund | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S | -178 | 14.84 | 0 | -12 | -100 | 0 | D | | | | | | | | | | | | | | |
7/6/21 18:01 | 7/6/21 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S | -76 | 23.93 | 0 | -3 | -100 | 0 | D | | | | | | | | | | | | | | |
6/24/21 19:05 | 6/22/21 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S.m | -178 | 23.23 | 0 | -8 | -100 | 0 | D | | | | | | | | | | | | | | |
6/24/21 19:03 | 6/22/21 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S.m | -92 | 23.94 | 0 | -4 | -55 | 3 | D | | | | | | | | | | | | | | |
6/21/21 17:04 | 6/17/21 | RFM | Rivernorth Flexible Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S | -71 | 24.00 | 0 | -3 | -29 | 7 | D | | | | | | | | | | | | | | |
6/17/21 19:13 | 6/16/21 | RMI | Rivernorth Opportunistic Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S.m | -171 | 23.30 | 0 | -7 | -49 | 8 | D | | | | | | | | | | | | | | |
6/17/21 19:04 | 6/15/21 | RMM | Rivernorth Managed Duration Municipal Income Fund, Inc. | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S.m | -322 | 20.31 | 0 | -16 | -100 | 0 | D | | | | | | | | | | | | | | |
5/11/21 09:59 | 5/7/21 | MMD | Mainstay Mackay Definedterm Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S.m | -224 | 22.90 | 0 | -10 | -100 | 0 | D | | | | | | | | | | | | | | |
1/17/20 12:02 | 1/15/20 | MMD | Mainstay Mackay Definedterm Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S | -45 | 21.90 | 0 | -2 | -18 | 9 | D | | | | | | | | | | | | | | |
12/7/18 13:18 | 12/6/18 | MMD | Mainstay Mackay Definedterm Municipal Opportunities Fund | | Fund | CEF | Closed-End Funds | Dimella Robert A | NY | H | Portfoli | S | -99 | 20.03 | 0 | -5 | -45 | 6 | D | | | | | | | | | | | | | | |
7/13/05 14:52 | 7/12/05 | MUH | Muniholdings Fund II Inc /nj/ | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | Portfoli | S | -32 | 15.47 | 0 | -2 | -100 | 0 | D | 27 | 24 | 11 | 10 | 6 | 3 | 2 | 1 | 0 | -3 | -2 | -1 | -2 | -5 |
7/12/05 13:50 | 7/11/05 | MHD | Muniholdings Fund Inc | | Fund | CEF | Closed-End Funds | Dimella Robert A | | O | Portfoli | S | -31 | 17.14 | 0 | -2 | -100 | 0 | D | 30 | 23 | 10 | 11 | 5 | 3 | 2 | 1 | 0 | -3 | -2 | -2 | 0 | -1 |