6/16/21 16:13  | 6/15/21  | CADE | Cadence Bancorporation | DE | Financ | NtBnk | National Commercial Banks | Shapiro Marc J | TX | D |  | P | 131 | 21.40 | 0 | 6 | 2 | 330 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/28/20 17:23  | 1/27/20  | CADE | Cadence Bancorporation | DE | Financ | NtBnk | National Commercial Banks | Shapiro Marc J | TX | D |  | P | 403 | 16.13 | 0 | 25 | 7 | 377 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/5/18 16:19  | 4/19/17  | CADE | Cadence Bancorporation | DE | Financ | NtBnk | National Commercial Banks | Shapiro Marc J | TX | H | Senior A | P.a | 0 | 0.00 | 0 | 25 | New | 25 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/19/17 18:06  | 4/19/17  | CADE | Cadence Bancorporation | DE | Financ | NtBnk | National Commercial Banks | Shapiro Marc J | TX | H | Senior A | P | 0 | 0.00 | 0 | 40 | New | 40 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/1/15 10:26  | 5/29/15  | WRI | Weingarten Realty Investors /tx/ | TX | RlEst | REIT | Real Estate Investment Trusts | Shapiro Marc J | TX | D |  | P | 679 | 33.95 | 24 | 20 | 22 | 113 | D | 15 | 12 | -4 | -6 | -1 | -1 | -2 | 0 | 2 | -2 | -2 | -3 | 5 | 16 | 
7/22/14 15:07  | 7/18/14  | MXF | Mexico Fund Inc |  | Fund | CEF | Closed-End Funds | Shapiro Marc J | TX | D |  | P | 561 | 28.06 | 1 | 20 | 34 | 79 | M | 35 | 2 | 1 | 10 | 2 | 2 | -1 | 0 | 0 | 2 | 0 | -7 | -21 | -19 | 
12/21/12 12:58  | 12/20/12  | MXF | Mexico Fund Inc |  | Fund | CEF | Closed-End Funds | Shapiro Marc J | TX | D |  | P | 286 | 28.65 | 1 | 10 | 68 | 25 | D | 28 | 43 | 28 | 9 | 5 | 3 | 2 | 1 | 1 | 0 | 17 | 29 | 0 | 17 | 
8/19/11 11:39  | 8/17/11  | KMB | Kimberly Clark Corp | DE | BizSv | Paper | Converted Paper & Paperboard  | Shapiro Marc J | TX | D |  | M.d | 662 | 50.49 | 33 | 13 | 131 | 23 | D | 21 | 6 | 3 | -3 | -2 | 0 | 2 | -1 | 0 | 3 | 8 | 8 | 11 | 33 | 
1/26/10 09:57  | 1/25/10  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | M.d | 179 | 29.76 | 0 | 6 | 67 | 15 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/26/10 09:57  | 1/25/10  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | S.d | -596 | 99.29 | 0 | -6 | -29 | 15 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/29/09 15:09  | 7/28/09  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | M.d | 177 | 29.51 | 0 | 6 | 37 | 22 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/29/09 15:09  | 7/28/09  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | S.d | -465 | 77.51 | 0 | -6 | -21 | 22 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/08 14:31  | 11/24/08  | WRI | Weingarten Realty Investors /tx/ | TX | RlEst | REIT | Real Estate Investment Trusts | Shapiro Marc J | TX | D |  | P | 138 | 11.50 | 33 | 12 | 19 | 76 | D | -70 | -60 | -63 | -59 | -53 | -40 | -30 | -1 | 6 | 3 | 69 | -6 | 33 | 68 | 
6/2/08 15:48  | 5/30/08  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | M.d | 73 | 24.35 | 0 | 3 | 8 | 42 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/2/08 15:48  | 5/30/08  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | S.d | -336 | 112.00 | 0 | -3 | -7 | 42 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/9/08 09:40  | 5/8/08  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | M.d | 105 | 35.13 | 0 | 3 | 18 | 19 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/9/08 09:40  | 5/8/08  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | S.d | -308 | 102.50 | 0 | -3 | -13 | 19 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/30/08 13:55  | 4/28/08  | KMB | Kimberly Clark Corp | DE | BizSv | Paper | Converted Paper & Paperboard  | Shapiro Marc J | TX | D |  | P | 577 | 64.08 | 33 | 9 | 900 | 10 | D | 15 | -7 | -8 | -2 | -1 | 1 | 1 | 0 | 0 | 1 | 1 | -9 | -12 | -19 | 
11/27/07 11:47  | 11/26/07  | WRI | Weingarten Realty Investors /tx/ | TX | RlEst | REIT | Real Estate Investment Trusts | Shapiro Marc J | TX | D |  | P | 351 | 35.08 | 33 | 10 | 19 | 62 | D | -2 | -25 | -25 | -11 | -21 | -6 | -7 | -3 | 1 | 3 | -1 | -3 | 7 | -60 | 
9/14/07 15:03  | 9/12/07  | MXF | Mexico Fund Inc |  | Fund | CEF | Closed-End Funds | Shapiro Marc J | TX | D |  | P | 249 | 40.80 | 3 | 6 | 104 | 12 | D | 86 | 39 | 7 | -3 | -3 | 2 | 1 | 4 | 0 | 2 | 9 | 1 | -7 | -18 | 
8/1/07 11:31  | 7/31/07  | WRI | Weingarten Realty Investors /tx/ | TX | RlEst | REIT | Real Estate Investment Trusts | Shapiro Marc J | TX | D |  | P | 373 | 37.28 | 33 | 10 | 24 | 52 | D | 2 | -5 | -25 | -23 | -14 | -10 | -9 | -3 | 2 | 7 | 8 | 4 | -9 | -11 | 
5/9/07 16:45  | 5/9/07  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | M.d | 100 | 33.24 | 0 | 3 | 21 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/9/07 16:45  | 5/9/07  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | S.d | -274 | 91.36 | 0 | -3 | -15 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/24/06 12:44  | 5/22/06  | MXF | Mexico Fund Inc |  | Fund | CEF | Closed-End Funds | Shapiro Marc J | DC | D |  | P | 90 | 29.99 | 1 | 3 | 300 | 4 |  |  |  |  |  |  |  |  |  | 1 | -2 | -5 | 11 | 28 | 51 | 
3/31/06 13:16  | 3/29/06  | MXF | Mexico Fund Inc |  | Fund | CEF | Closed-End Funds | Shapiro Marc J | DC | D |  | P | 30 | 29.89 | 1 | 1 | New | 1 |  |  |  |  |  |  |  |  |  | 3 | 4 | 10 | 1 | 14 | 49 | 
2/21/06 19:45  | 2/17/06  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | M.d | 156 | 25.97 | 0 | 6 | 82 | 13 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/21/06 19:45  | 2/17/06  | BNI | Burlington Northern Santa Fe Corp | DE | Trans | Railrd | Railroads, Line-Haul Operatin | Shapiro Marc J | TX | D |  | S.d | -482 | 80.41 | 0 | -6 | -31 | 13 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/29/04 16:35  | 4/28/04  | WRI | Weingarten Realty Investors /tx/ | TX | RlEst | REIT | Real Estate Investment Trusts | Shapiro Marc J | TX | D |  | P | 437 | 29.15 | 15 | 15 | 70 | 37 | M | 42 | 14 | 4 | -7 | -13 | -6 | -1 | 2 | 0 | 2 | 7 | 7 | 27 | 30 | 
12/31/03 11:49  | 12/29/03  | WRI | Weingarten Realty Investors /tx/ | TX | RlEst | REIT | Real Estate Investment Trusts | Shapiro Marc J | TX | D |  | P | 1 | 44.96 | 6 | 0 | 0 | 18 | D | 57 | 28 | 10 | 1 | 0 | -1 | -1 | -1 | -1 | 1 | 6 | 17 | 8 | 42 | 
7/31/03 14:46  | 7/30/03  | JPM | J P Morgan Chase & Co | DE | Financ | NtBnk | National Commercial Banks | Shapiro Marc J | NY | O | Vice CB | M.d | 641 | 14.38 | 33 | 45 | 6 | 794 | D | -10 | 49 | 53 | 21 | 1 | 0 | 2 | -1 | 0 | -6 | -3 | 2 | 14 | 10 |