5/9/25 16:21  | 5/8/25  | HTGC | Hercules Capital, Inc. |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | P | 31 | 17.49 | 0 | 2 | 2 | 113 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/24/24 17:00  | 6/18/24  | HTGC | Hercules Capital, Inc. |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | M.adm | 245 | 16.34 | 0 | 15 | 16 | 112 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/24/24 17:00  | 6/18/24  | HTGC | Hercules Capital, Inc. |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | S.adm | -295 | 19.68 | 0 | -15 | -12 | 112 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/21/24 17:32  | 6/18/24  | HTGC | Hercules Capital, Inc. |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | M.dm | 245 | 16.34 | 0 | 15 |  | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/21/24 17:32  | 6/18/24  | HTGC | Hercules Capital, Inc. |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | S.dm | -295 | 19.68 | 0 | -15 | -78 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/5/21 16:16  | 5/4/21  | HTGC | Hercules Capital, Inc. |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | S | -350 | 17.50 | 0 | -20 | -16 | 107 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/3/21 17:42  | 3/1/21  | HTGC | Hercules Capital, Inc. |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | M | 53 | 10.60 | 0 | 5 | 4 | 127 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/22/15 16:03  | 5/20/15  | CTCT | Constant Contact, Inc. | DE | BizSv | Ads | Direct Mail Advertising Servi | Badavas Robert P | MA | D |  | M.d | 0 | 0.00 | 19 | 4 | 26 | 21 | D | 81 | -4 | -20 | -35 | -31 | 0 | 0 | 1 | -1 | 0 | 10 | -13 | 16 |  | 
11/13/14 16:25  | 11/11/14  | CTCT | Constant Contact, Inc. | DE | BizSv | Ads | Direct Mail Advertising Servi | Badavas Robert P | MA | D |  | M.d | 69 | 6.89 | 11 | 10 |  | 7 | D | 195 | 25 | 28 | 6 | 28 | 20 | -1 | 0 | 0 | -4 | -2 | 23 | -21 | -8 | 
11/13/14 16:25  | 11/11/14  | CTCT | Constant Contact, Inc. | DE | BizSv | Ads | Direct Mail Advertising Servi | Badavas Robert P | MA | D |  | S.d | -354 | 35.38 | 11 | -10 | -61 | 7 | D | 195 | 25 | 28 | 6 | 28 | 20 | -1 | 0 | 0 | -4 | -2 | 23 | -21 | -8 | 
9/18/13 21:50  | 9/16/13  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | M | 329 | 10.96 | 6 | 30 | 30 | 131 | D | 92 | 43 | 28 | 13 | 4 | 3 | 1 | 1 | 0 | 1 | 1 | 12 | 1 | 9 | 
8/7/13 17:07  | 8/6/13  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | P | 73 | 14.63 | 6 | 5 | 4 | 123 | D | 83 | 42 | 24 | 14 | 9 | 4 | 5 | 4 | 1 | 3 | 3 | 8 | 11 | 23 | 
6/1/12 13:51  | 6/1/12  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | P | 104 | 10.40 | 4 | 10 | 10 | 112 | D | 37 | 9 | 24 | 4 | -2 | -3 | 2 | 0 | -1 | 2 | 7 | 10 | 7 | 39 | 
9/12/11 16:22  | 9/9/11  | CTCT | Constant Contact, Inc. | DE | BizSv | Ads | Direct Mail Advertising Servi | Badavas Robert P | MA | D |  | P | 42 | 16.76 | 9 | 3 | 63 | 7 | I | -18 | -11 | -45 | -29 | -13 | -4 | -14 | -5 | 8 | 15 | 10 | 46 | 77 | 26 | 
8/11/11 10:28  | 8/10/11  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | P | 44 | 8.70 | 4 | 5 | 5 | 97 | D | 9 | -7 | -18 | -18 | -18 | -19 | -12 | -9 | 6 | 10 | 7 | 16 | 31 |  | 
6/15/11 17:02  | 6/15/11  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | P.m | 52 | 10.49 | 3 | 5 | 6 | 88 | I | 58 | 24 | 6 | 1 | 1 | 1 | 2 | -1 | 0 | 0 | 1 | -9 | -7 |  | 
11/23/10 15:46  | 11/22/10  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | P | 20 | 10.00 | 3 | 2 | 3 | 75 | D | 157 | 8 | 18 | 10 | 1 | -3 | -2 | -1 | -1 | -1 | 6 | 7 | 8 | -2 | 
6/29/10 14:41  | 6/29/10  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | CA | D |  | P | 45 | 9.07 | 2 | 5 | 8 | 68 | D | 33 | 28 | -6 | -10 | 0 | 7 | 4 | 5 | -5 | -1 | 10 | 6 | 13 | 20 | 
3/2/09 16:44  | 2/26/09  | CTCT | Constant Contact, Inc. | DE | BizSv | Ads | Direct Mail Advertising Servi | Badavas Robert P | MA | D |  | P | 14 | 13.52 | 3 | 1 | 33 | 4 | B |  |  |  |  |  |  |  |  | -3 | -1 | 4 | 30 | 57 | 40 | 
2/19/09 17:13  | 2/18/09  | CTCT | Constant Contact, Inc. | DE | BizSv | Ads | Direct Mail Advertising Servi | Badavas Robert P | MA | D |  | P | 15 | 14.78 | 3 | 1 | 50 | 3 | B |  |  |  |  |  |  |  |  | 0 | -10 | 1 | 6 | 41 | 29 | 
6/11/08 14:49  | 6/10/08  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 20 | 10.06 | 3 | 2 | 6 | 33 | I | 2 | -18 | -8 | -11 | 3 | 0 | -3 | -2 | -2 | 2 | -15 | 0 | -20 | 1 | 
5/16/08 12:21  | 5/15/08  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P.m | 10 | 10.10 | 4 | 1 | 3 | 31 | I | 1 | -22 | -10 | -12 | -4 | 3 | -2 | 1 | -1 | 3 | 4 | 8 | -33 | 0 | 
5/15/08 15:38  | 5/14/08  | CTCT | Constant Contact, Inc. | DE | BizSv | Ads | Direct Mail Advertising Servi | Badavas Robert P | MA | D |  | P | 32 | 15.98 | 3 | 2 | New | 2 | I |  |  | -29 | -15 | -1 | -3 | -9 | -4 | -1 | 0 | 25 | 14 | -23 | 0 | 
3/13/08 17:52  | 3/13/08  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 11 | 11.46 | 3 | 1 | 4 | 28 | I | 20 | -3 | 3 | 0 | 6 | -3 | 0 | -2 | -1 | -1 | -8 | -12 | -8 | -60 | 
11/19/07 18:10  | 11/19/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 23 | 11.63 | 2 | 2 | 9 | 25 | D | 27 | -4 | -14 | -1 | -9 | -7 | -1 | -2 | -2 | -2 | -1 | 6 | -8 | -40 | 
8/20/07 09:46  | 8/17/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 12 | 12.20 | 4 | 1 | 2 | 43 | I | 5 | 12 | -9 | -11 | -9 | 1 | -4 | -2 | -1 | 1 | 4 | -1 | 3 | -5 | 
8/9/07 17:19  | 8/8/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 13 | 13.12 | 4 | 1 | 5 | 21 | D | 10 | 17 | -6 | -8 | -1 | -2 | 6 | 11 | -1 | -3 | -8 | -3 | -5 | -23 | 
6/11/07 11:19  | 6/8/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 8 | 13.44 | 3 | 1 | 4 | 16 | I |  | 24 | 2 | 2 | -2 | -5 | -5 | 0 | 1 | 1 | 1 | -9 | -9 | -18 | 
6/8/07 12:56  | 6/7/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 26 | 13.54 | 3 | 2 | 7 | 31 | M |  | 23 | 3 | 2 | 0 | -5 | -3 | -3 | 0 | 0 | 2 | -8 | -9 | -17 | 
3/14/07 17:21  | 3/14/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 13 | 13.09 | 1 | 1 | 9 | 12 | D |  | 23 | 15 | -5 | -6 | -7 | -6 | -4 | 2 | 2 | 6 | 5 | -5 | -2 | 
3/5/07 16:50  | 3/5/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 13 | 13.41 | 1 | 1 | 10 | 11 | D |  | 37 | 22 | 4 | 1 | 3 | -1 | 1 | 3 | 1 | 2 | 9 | -7 | -5 | 
2/14/07 09:42  | 2/13/07  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 14 | 13.97 | 1 | 1 | 11 | 10 | D |  | 39 | 21 | 4 | -2 | -1 | -1 | 0 | 2 | 3 | -3 | 6 | -5 | -2 | 
11/21/06 13:03  | 11/21/06  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 14 | 13.50 | 1 | 1 | 16 | 7 | D |  | 32 | 16 | 15 | 3 | -1 | 0 | 0 | 1 | 1 | 2 | 8 | 10 | -7 | 
11/3/06 14:22  | 10/31/06  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 14 | 13.85 | 1 | 1 | 19 | 6 | D |  | 23 | 14 | 14 | 10 | 4 | -1 | -2 | 0 | 1 | 3 | 7 | 11 | 0 | 
9/14/06 16:39  | 9/7/06  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | M.ad | 798 | 14.37 | 0 | 56 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/14/06 16:39  | 9/7/06  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | S.ad | -1,538 | 27.72 | 0 | -56 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/14/06 12:46  | 9/13/06  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 12 | 12.00 | 0 | 1 | 44 | 3 | D |  | 6 | 12 | 8 | 4 | 5 | 5 | 5 | 0 | -1 | 5 | 13 | 13 | 7 | 
9/12/06 15:46  | 9/8/06  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | M.d | 721 | 18.25 | 0 | 40 | New | 40 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/12/06 13:02  | 9/11/06  | HTGC | Hercules Technology Growth Capital Inc |  | Fund | CEF | Closed-End Funds | Badavas Robert P | MA | D |  | P | 12 | 11.88 | 0 | 1 | 80 | 2 | D |  | 2 | 7 | 3 | 0 | 0 | 1 | 0 | 1 | 3 | 12 | 18 | 14 | 10 | 
9/12/06 10:24  | 9/7/06  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | M.d | 798 | 14.37 | 0 | 56 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/12/06 10:24  | 9/7/06  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | S.d | -1,525 | 27.72 | 0 | -55 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/28/04 11:24  | 10/26/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | M.dm | 428 | 9.27 | 0 | 46 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/28/04 11:24  | 10/26/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | S.dm | -924 | 20.00 | 0 | -46 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/26/04 10:26  | 10/25/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | M.d | 225 | 6.21 | 0 | 36 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/26/04 10:26  | 10/25/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | S.d | -726 | 20.02 | 0 | -36 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/30/04 10:46  | 7/29/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | M.d | 93 | 6.18 | 0 | 15 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/30/04 10:46  | 7/29/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | S.d | -270 | 18.00 | 0 | -15 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/26/04 15:23  | 5/25/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | M.d | 185 | 6.15 | 0 | 30 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/26/04 15:23  | 5/25/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | S.d | -540 | 18.00 | 0 | -30 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/28/04 16:48  | 4/27/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | M.d | 62 | 6.15 | 0 | 10 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/28/04 16:48  | 4/27/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | S.d | -175 | 17.46 | 0 | -10 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/13/04 18:38  | 2/9/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | M.dm | 62 | 6.15 | 0 | 10 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/13/04 18:38  | 2/9/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | S.dm | -170 | 17.00 | 0 | -10 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/9/04 17:41  | 2/6/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | M.d | 62 | 6.15 | 0 | 10 |  | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/9/04 17:41  | 2/6/04  | RSAS | Rsa Security Inc/de/ | DE | Tech | Hardw | Computer Peripheral Equipment | Badavas Robert P | MA | D |  | S.d | -160 | 16.00 | 0 | -10 | -100 | 0 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |