TC | 
Stat | 
Stk | 
Ins | 
Fil | 
+d | 
+w | 
+m | 
+q | 
+h | 
+y | 
avg | 
				
|---|---|---|---|---|---|---|---|---|---|---|---|
| P | %ret | 2 | 1 | 10 | 1 | 2 | 5 | 13 | 17 | 27 | 11 | 
| P | %wins | 70 | 80 | 80 | 90 | 70 | 80 | 78 | 
Filing Date | 
					T Date | 
					Ticker | 
					Issuer | Inc | 					Sector | 
					Ind | Industry |  
						Owner | 
						oSt | 
						Rel | 
						Title | 
					 
					T | 
					TVal | 
					Price | 
					L | 
					Qty | 
					oc | 
					Own | 
					H | 
					r2y | 
					r1y | 
					r6m | 
					r3m | 
					r6w | 
					r3w | 
					r7d | 
					r3d | 
					f1d | 
					f1w | 
					f1m | 
					f3m | 
					f6m | 
					f1y | 
				
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
12/19/13 17:04  | 12/18/13  | OXLC | Oxford Lane Capital Corp. | Fund | CEF | Closed-End Funds | Conroy Patrick | CT | O | CFO,CCO, | P.m | 153 | 17.00 | 1 | 9 | 29 | 40 | D | 65 | 24 | 15 | 14 | 10 | 4 | 3 | -1 | 0 | 2 | 4 | 2 | 7 | 2 | |
11/18/13 17:14  | 11/18/13  | OXLC | Oxford Lane Capital Corp. | Fund | CEF | Closed-End Funds | Conroy Patrick | CT | O | CFO,CCO, | P | 225 | 22.50 | 0 | 10 | New | 10 | D | 54 | 20 | -3 | 3 | 7 | 2 | 1 | 2 | -1 | 0 | 10 | 22 | 14 | 19 | |
12/21/11 17:46  | 12/21/11  | TICC | Ticc Capital Corp. | Fund | CEF | Closed-End Funds | Conroy Patrick | CT | O | CFO,CCO, | P | 85 | 8.50 | 2 | 10 | 22 | 55 | D | 86 | -10 | -6 | 7 | -2 | 0 | -3 | 2 | 2 | 2 | 13 | 18 | 15 | 31 | |
3/22/11 17:05  | 3/22/11  | OXLC | Oxford Lane Capital Corp. | Fund | CEF | Closed-End Funds | Conroy Patrick | CT | O | CFO,CCO, | P | 87 | 17.45 | 0 | 5 | New | 5 | D | -10 | -7 | -5 | -2 | -1 | 1 | 7 | 10 | -10 | 4 | |||||
5/13/10 20:14  | 5/13/10  | TICC | Ticc Capital Corp. | Fund | CEF | Closed-End Funds | Conroy Patrick | CT | O | CFO,CCO, | P | 40 | 8.00 | 1 | 5 | 14 | 42 | D | 51 | 122 | 52 | 38 | 22 | 14 | 10 | 8 | -1 | -2 | -2 | 10 | 43 | 43 | |
5/12/10 19:19  | 5/12/10  | TICC | Ticc Capital Corp. | Fund | CEF | Closed-End Funds | Conroy Patrick | CT | O | CFO,CCO, | P | 40 | 7.97 | 1 | 5 | 16 | 37 | D | 54 | 115 | 52 | 35 | 17 | 11 | 10 | 6 | 2 | 1 | 0 | 17 | 47 | 47 | |
3/24/10 09:29  | 3/22/10  | TICC | Ticc Capital Corp. | Fund | CEF | Closed-End Funds | Conroy Patrick | CT | O | CFO,CCO, | P.m | 42 | 6.81 | 1 | 6 | 24 | 31 | D | 19 | 141 | 41 | 26 | 20 | 17 | 2 | 2 | 0 | -3 | 2 | 17 | 53 | 61 | |
11/13/08 14:53  | 11/12/08  | TICC | Ticc Capital Corp. | Fund | CEF | Closed-End Funds | Conroy Patrick | CT | O | CFO,CCO, | P | 30 | 3.01 | 0 | 10 | 83 | 22 | D | -75 | -65 | -53 | -46 | -36 | -7 | -18 | -12 | 4 | 6 | 4 | 36 | 43 | 115 | |
6/24/08 15:45  | 6/23/08  | TICC | Ticc Capital Corp. | Fund | CEF | Closed-End Funds | Conroy Patrick | CT | O | CFO,COO, | P | 40 | 5.02 | 2 | 8 | 236 | 11 | D | -50 | -61 | -36 | -27 | -23 | -15 | -9 | -4 | 0 | 4 | -2 | 4 | -36 | -6 | |
8/16/07 10:14  | 8/15/07  | TICC | Technology Investment Capital Corp | Fund | CEF | Closed-End Funds | Conroy Patrick | CT | O | CFO,COO, | P | 10 | 12.02 | 3 | 1 | 55 | 2 | D | -8 | -7 | -27 | -27 | -26 | -16 | -11 | -10 | 1 | 13 | 9 | -9 | -3 | -42 | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |