2/2/22 18:29  | 2/2/22  | TEAF | Ecofin Sustainable & Social Impact Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 15.18 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/2/22 18:27  | 2/2/22  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 27.84 | 0 | 0 | 6 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/2/22 18:22  | 2/2/22  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 26.43 | 0 | 0 | 4 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/2/22 18:19  | 2/2/22  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 14.57 | 0 | 0 | 2 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/2/22 18:17  | 2/2/22  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 34.82 | 0 | 0 | 5 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/2/22 18:13  | 2/2/22  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 31.05 | 0 | 0 | 1 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/26/22 17:30  | 1/26/22  | TEAF | Ecofin Sustainable & Social Impact Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 14.81 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/26/22 17:28  | 1/26/22  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 26.07 | 0 | 0 | 6 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/26/22 17:26  | 1/26/22  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 26.16 | 0 | 0 | 4 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/26/22 17:24  | 1/26/22  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 14.16 | 0 | 0 | 3 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/26/22 17:21  | 1/26/22  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 33.61 | 0 | 0 | 5 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/26/22 17:19  | 1/26/22  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 29.96 | 0 | 0 | 1 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/25/22 16:40  | 1/24/22  | TEAF | Ecofin Sustainable & Social Impact Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P.m | 3 | 14.57 | 0 | 0 | 3 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/25/22 16:38  | 1/24/22  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P.m | 5 | 24.74 | 0 | 0 | 14 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/25/22 16:35  | 1/24/22  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P.m | 5 | 24.80 | 0 | 0 | 8 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/25/22 16:32  | 1/24/22  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P.m | 3 | 13.64 | 0 | 0 | 5 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/25/22 16:30  | 1/24/22  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P.m | 6 | 31.25 | 0 | 0 | 11 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/25/22 16:28  | 1/24/22  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P.m | 6 | 28.23 | 0 | 0 | 1 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/24/22 15:12  | 1/21/22  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 25.39 | 0 | 0 | 8 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/24/22 15:10  | 1/21/22  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 25.22 | 0 | 0 | 4 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/24/22 15:07  | 1/21/22  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 14.09 | 0 | 0 | 3 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/24/22 15:03  | 1/21/22  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 32.34 | 0 | 0 | 6 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/24/22 15:01  | 1/21/22  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 29.25 | 0 | 0 | 1 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/24/22 14:56  | 1/21/22  | TEAF | Ecofin Sustainable & Social Impact Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 15.02 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/5/21 14:46  | 10/4/21  | TEAF | Ecofin Sustainable & Social Impact Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 13.96 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/5/21 14:42  | 10/4/21  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 22.78 | 0 | 0 | 8 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/5/21 14:39  | 10/4/21  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 24.55 | 0 | 0 | 4 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/5/21 14:34  | 10/4/21  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 29.82 | 0 | 0 | 6 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/5/21 14:28  | 10/4/21  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 13.33 | 0 | 0 | 3 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/5/21 14:26  | 10/4/21  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 28.06 | 0 | 0 | 1 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/21 17:17  | 8/12/21  | TEAF | Ecofin Sustainable & Social Impact Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 14.58 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/21 17:14  | 8/12/21  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 20.27 | 0 | 0 | 9 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/21 17:11  | 8/12/21  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 23.29 | 0 | 0 | 5 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/21 17:09  | 8/12/21  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 12.97 | 0 | 0 | 3 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/21 17:06  | 8/12/21  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 28.90 | 0 | 0 | 6 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/21 17:03  | 8/12/21  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 27.57 | 0 | 0 | 1 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/16/21 13:08  | 2/11/21  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 15.78 | 0 | 0 | 10 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/16/21 13:04  | 2/11/21  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 18.96 | 0 | 0 | 5 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/16/21 12:59  | 2/11/21  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 11.80 | 0 | 0 | 3 | 4 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/16/21 12:53  | 2/11/21  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 24.90 | 0 | 0 | 7 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/16/21 12:44  | 2/11/21  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 23.44 | 0 | 0 | 1 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/16/21 12:20  | 2/11/21  | TEAF | Tortoise Essential Assets Income Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 14.05 | 0 | 0 | 2 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/20/20 12:29  | 7/16/20  | TEAF | Tortoise Essential Assets Income Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 11.11 | 0 | 0 | 2 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/20/20 12:26  | 7/16/20  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 11.70 | 0 | 0 | 11 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/20/20 12:20  | 7/16/20  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 14.01 | 0 | 0 | 5 | 2 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/20/20 12:08  | 7/16/20  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 8.98 | 0 | 0 | 3 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/20/20 11:55  | 7/16/20  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 16.84 | 0 | 0 | 7 | 1 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/20/20 11:51  | 7/16/20  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 16.37 | 0 | 0 | 1 | 18 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/6/20 17:07  | 1/3/20  | TEAF | Tortoise Essential Assets Income Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 16.38 | 0 | 0 | 2 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/6/20 17:05  | 1/3/20  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 0 | 4.36 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/6/20 16:47  | 1/3/20  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 13.02 | 0 | 0 | 1 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/6/20 16:45  | 1/3/20  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 11.09 | 0 | 0 | 1 | 14 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/6/20 16:43  | 1/3/20  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 17.00 | 0 | 0 | 3 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/6/20 16:38  | 1/3/20  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 18.30 | 0 | 0 | 0 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/19 09:46  | 10/9/19  | TEAF | Tortoise Essential Assets Income Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 16.54 | 0 | 0 | 2 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/19 09:43  | 10/9/19  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 0 | 3.77 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/19 09:40  | 10/9/19  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 12.51 | 0 | 0 | 1 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/19 09:37  | 10/9/19  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 17.84 | 0 | 0 | 3 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/19 09:35  | 10/9/19  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 11.56 | 0 | 0 | 1 | 14 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/19 09:32  | 10/9/19  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 19.18 | 0 | 0 | 0 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/19 17:23  | 8/12/19  | TEAF | Tortoise Essential Assets Income Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 15.93 | 0 | 0 | 2 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/19 17:06  | 8/12/19  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 0 | 4.29 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/19 16:58  | 8/12/19  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 12.72 | 0 | 0 | 1 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/19 16:53  | 8/12/19  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 12.19 | 0 | 0 | 1 | 14 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/19 16:46  | 8/12/19  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 17.49 | 0 | 0 | 3 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/12/19 16:33  | 8/12/19  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 21.12 | 0 | 0 | 0 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/31/19 12:53  | 5/31/19  | TEAF | Tortoise Essential Assets Income Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 20 | 18.25 | 0 | 1 | 22 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/8/19 09:09  | 4/5/19  | TEAF | Tortoise Essential Assets Income Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 20.12 | 0 | 0 | 2 | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/8/19 09:06  | 4/5/19  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 8.50 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/8/19 09:04  | 4/5/19  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 15.36 | 0 | 0 | 1 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/8/19 09:01  | 4/5/19  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 14.26 | 0 | 0 | 1 | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/8/19 08:58  | 4/5/19  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 18.89 | 0 | 0 | 3 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/8/19 08:55  | 4/5/19  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 23.79 | 0 | 0 | 0 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/28/19 19:55  | 3/27/19  | TEAF | Tortoise Essential Assets Income Term Fund |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | MEMBER,  | P | 100 | 20.00 | 0 | 5 | New | 5 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/11/19 16:02  | 1/11/19  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 8.52 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/11/19 16:01  | 1/11/19  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 14.59 | 0 | 0 | 1 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/11/19 15:59  | 1/11/19  | NTG | Tortoise Midstream Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 13.72 | 0 | 0 | 1 | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/11/19 15:55  | 1/11/19  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 18.18 | 0 | 0 | 4 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/11/19 15:53  | 1/11/19  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 23.21 | 0 | 0 | 0 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/9/18 17:25  | 11/8/18  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 10.65 | 0 | 0 | 2 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/9/18 17:17  | 11/8/18  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 15.72 | 0 | 0 | 1 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/9/18 17:10  | 11/8/18  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 18.20 | 0 | 0 | 4 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/9/18 17:03  | 11/8/18  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 14.95 | 0 | 0 | 1 | 13 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/9/18 16:38  | 11/8/18  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 25.11 | 0 | 0 | 0 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/6/18 12:18  | 7/6/18  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 26.51 | 0 | 0 | 0 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/6/18 12:15  | 7/6/18  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 12.64 | 0 | 0 | 2 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/6/18 12:14  | 7/6/18  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 18.93 | 0 | 0 | 4 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/6/18 12:11  | 7/6/18  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 17.14 | 0 | 0 | 1 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/11/17 17:55  | 7/10/17  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 13.25 | 0 | 0 | 2 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/11/17 17:52  | 7/10/17  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 19.02 | 0 | 0 | 1 | 7 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/11/17 17:50  | 7/10/17  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 18.88 | 0 | 0 | 2 | 6 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/11/17 17:42  | 7/10/17  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 20.54 | 0 | 0 | 4 | 3 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/11/17 17:40  | 7/10/17  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 29.73 | 0 | 0 | 0 | 70 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/12/17 14:48  | 4/12/17  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 16.64 | 1 | 0 | 2 | 7 | D | -1 | 53 | 9 | 2 | 0 | 9 | 1 | 1 | 0 | -5 | -5 |  |  |  | 
4/12/17 14:43  | 4/12/17  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 21.75 | 1 | 0 | 1 | 7 | D | -10 | 53 | 6 | 4 | 0 | 7 | 3 | 1 | 0 | -1 | -2 |  |  |  | 
4/12/17 14:30  | 4/12/17  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 20.55 | 2 | 0 | 2 | 6 | D | 1 | 40 | 9 | 10 | 0 | 5 | -1 | -1 | 0 | -4 | -3 |  |  |  | 
4/12/17 14:16  | 4/12/17  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P.a | 4 | 35.06 | 5 | 0 | 0 | 70 | D | -1 | 53 | 20 | 16 | 3 | 9 | 1 | 2 | -1 | -3 | -3 |  |  |  | 
4/12/17 13:49  | 4/12/17  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 23.09 | 0 | 0 | 4 | 3 | D | -1 | 40 | 9 | 6 | 2 | 6 | 5 | 4 | 0 | -1 | -2 |  |  |  | 
4/12/17 13:43  | 4/12/17  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 4 | 35.06 | 5 | 0 | 0 | 71 | D | -1 | 53 | 20 | 16 | 3 | 9 | 1 | 2 | -1 | -3 | -3 |  |  |  | 
1/5/17 18:16  | 1/5/17  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 31.57 | 5 | 0 | 0 | 70 | D | -14 | 25 | 10 | 9 | -1 | 4 | 2 | 3 | 2 | 0 | 10 | 11 |  |  | 
1/5/17 18:15  | 1/5/17  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 22.33 | 1 | 0 | 4 | 3 | D | 4 | 46 | 20 | 4 | 6 | 4 | -2 | 1 | 1 | 0 | 6 | 1 |  |  | 
1/5/17 18:13  | 1/5/17  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 19.37 | 3 | 0 | 2 | 6 | D | -15 | 24 | 12 | 1 | 0 | 3 | 2 | 2 | 1 | 0 | 10 | 8 |  |  | 
1/5/17 18:11  | 1/5/17  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 21.96 | 1 | 0 | 1 | 7 | D | -10 | 66 | 24 | 8 | 2 | -1 | -1 | 2 | 0 | -2 | 1 | -2 |  |  | 
1/5/17 18:10  | 1/5/17  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 16.68 | 1 | 0 | 2 | 6 | D | 14 | 70 | 21 | 10 | 5 | 4 | 2 | 2 | 1 | 2 | 0 | 2 |  |  | 
10/5/16 15:41  | 10/5/16  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 19.77 | 2 | 0 | 2 | 6 | D | -18 | 19 | 28 | 10 | -2 | 3 | -1 | -1 | 0 | -1 | -9 | 1 | 9 |  | 
10/5/16 15:40  | 10/5/16  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 21.94 | 0 | 0 | 4 | 3 | D | -6 | 18 | 34 | 15 | 2 | 3 | -1 | -2 | 0 | 0 | -5 | 4 | 5 |  | 
10/5/16 15:38  | 10/5/16  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 15.96 | 1 | 0 | 2 | 6 | D | -18 | 31 | 50 | 10 | -1 | 2 | 3 | 0 | 1 | 1 | -5 | 10 | 11 |  | 
10/5/16 15:36  | 10/5/16  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 21.02 | 1 | 0 | 1 | 7 | D | -28 | 15 | 53 | 15 | 3 | 4 | 1 | -1 | 0 | 1 | -7 | 8 | 6 |  | 
10/5/16 15:35  | 10/5/16  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 29.96 | 3 | 0 | 0 | 71 | D | -28 | 11 | 29 | 1 | -7 | 3 | -3 | -2 | 1 | 3 | -6 | 9 | 20 |  | 
7/5/16 12:10  | 7/5/16  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 14.75 | 1 | 0 | 2 | 6 | D | -34 | -2 | 44 | 41 | 13 | 7 | 3 | 3 | -2 | -1 | -4 | 9 | 16 |  | 
7/5/16 12:08  | 7/5/16  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 18.26 | 2 | 0 | 1 | 7 | D | -37 | -19 | 36 | 35 | 6 | 4 | 1 | 3 | -1 | 0 | -4 | 16 | 20 |  | 
7/5/16 12:07  | 7/5/16  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 18.18 | 3 | 0 | 2 | 5 | D | -27 | -3 | 13 | 20 | 3 | 3 | 1 | 4 | -1 | -1 | -2 | 10 | 7 |  | 
7/5/16 12:05  | 7/5/16  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 19.35 | 1 | 0 | 4 | 2 | D | -16 | -10 | 22 | 19 | 4 | 4 | 1 | 1 | 0 | 0 | 1 | 16 | 17 |  | 
7/5/16 12:04  | 7/5/16  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 30.01 | 6 | 0 | 0 | 70 | D | -28 | -8 | 16 | 32 | 4 | 7 | 1 | 3 | -1 | 0 | -3 | 2 | 4 |  | 
4/4/16 18:11  | 4/4/16  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 14.08 | 1 | 0 | 1 | 7 | D | -42 | -44 | -14 | 10 | 28 | 2 | -4 | 3 | -2 | 3 | 22 | 34 | 54 | 61 | 
4/4/16 18:09  | 4/4/16  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 16.90 | 0 | 0 | 4 | 2 | D | -18 | -29 | -4 | 8 | 18 | 7 | 1 | 1 | -1 | 3 | 12 | 18 | 36 | 39 | 
4/4/16 18:08  | 4/4/16  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 15.82 | 4 | 0 | 2 | 5 | D | -29 | -26 | -6 | 4 | 13 | -2 | -1 | 2 | -2 | 1 | 12 | 18 | 30 | 42 | 
4/4/16 18:06  | 4/4/16  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 23.75 | 6 | 0 | 0 | 70 | D | -40 | -38 | -6 | -4 | 8 | -3 | -2 | 4 | -2 | 4 | 22 | 32 | 33 | 58 | 
4/4/16 18:05  | 4/4/16  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 10.96 | 1 | 0 | 2 | 6 | D | -45 | -36 | -3 | 7 | 20 | 1 | -3 | 1 | -1 | 5 | 19 | 40 | 52 | 67 | 
1/6/16 15:54  | 1/6/16  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 10.71 | 2 | 0 | 2 | 6 | D | -46 | -33 | -33 | -15 | -12 | 7 | 0 | 3 | -5 | -17 | -8 | 3 | 40 | 70 | 
1/6/16 15:52  | 1/6/16  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 1 | 13.94 | 2 | 0 | 1 | 7 | D | -41 | -46 | -40 | -26 | -17 | 16 | 1 | 7 | -5 | -19 | -10 | 0 | 34 | 66 | 
1/6/16 15:50  | 1/6/16  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 16.37 | 12 | 0 | 2 | 5 | D | -27 | -31 | -16 | -3 | 9 | 28 | 2 | 8 | -6 | -16 | -10 | -5 | 11 | 24 | 
1/6/16 15:48  | 1/6/16  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 2 | 16.32 | 1 | 0 | 5 | 2 | D | -21 | -29 | -28 | -16 | -7 | 11 | -2 | 2 | -3 | -8 | -9 | 4 | 22 | 46 | 
1/6/16 15:44  | 1/6/16  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | DH | Member o | P | 3 | 26.76 | 21 | 0 | 0 | 70 | D | -35 | -31 | -21 | -3 | 4 | 25 | 0 | 8 | -5 | -16 | -12 | -11 | 13 | 25 | 
9/29/15 19:50  | 9/28/15  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 18.68 | 2 | 0 | 1 | 7 | D | -24 | -43 | -33 | -26 | -20 | -15 | -12 | -5 | 3 | 14 | 9 | -18 | -13 | 27 | 
9/29/15 19:48  | 9/28/15  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 1 | 12.55 | 1 | 0 | 2 | 6 | D | -40 | -45 | -33 | -29 | -17 | -13 | -10 | -4 | 2 | 12 | 11 | -8 | -1 | 39 | 
9/29/15 19:47  | 9/28/15  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 18.85 | 0 | 0 | 5 | 2 | D | -9 | -25 | -28 | -18 | -18 | -10 | -7 | -7 | 3 | 10 | 9 | -6 | -2 | 31 | 
9/29/15 19:46  | 9/28/15  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 18.03 | 5 | 0 | 2 | 5 | D | -24 | -33 | -23 | -13 | -11 | -12 | -13 | -7 | 3 | 2 | -7 | -9 | -5 | 19 | 
9/29/15 19:44  | 9/28/15  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 29.51 | 8 | 0 | 0 | 70 | D | -30 | -34 | -27 | -17 | -16 | -14 | -10 | -6 | 2 | 10 | 2 | -2 | -6 | 21 | 
8/17/15 15:28  | 8/17/15  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 20 | 23.48 | 2 | 1 | 14 | 7 | D | -10 | -29 | -19 | -19 | -7 | 1 | 7 | 5 | 1 | -8 | -12 | -22 | -50 | -6 | 
8/17/15 15:23  | 8/17/15  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 20 | 15.84 | 2 | 1 | 27 | 6 | D | -25 | -37 | -24 | -24 | -10 | -9 | 2 | 2 | 0 | -11 | -11 | -11 | -36 | 17 | 
8/17/15 15:19  | 8/17/15  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 20 | 23.54 | 0 | 1 | 71 | 2 | D | 6 | -10 | -8 | -16 | 0 | -1 | 1 | 3 | 0 | -7 | -14 | -21 | -38 | -4 | 
8/17/15 15:13  | 8/17/15  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 21 | 20.65 | 6 | 1 | 25 | 5 | D | -18 | -26 | -18 | -16 | -1 | 3 | 7 | 4 | -1 | -6 | -4 | -19 | -30 | 6 | 
8/17/15 15:08  | 8/17/15  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 21 | 35.35 | 10 | 1 | 1 | 70 | D | -11 | -23 | -19 | -20 | -2 | 2 | 7 | 6 | 2 | -4 | -6 | -19 | -36 | 0 | 
7/2/15 10:47  | 7/1/15  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 17.97 | 1 | 0 | 2 | 5 | D | -14 | -32 | -2 | -8 | -10 | -7 | -4 | -3 | -2 | -1 | -7 | -28 | -35 | -4 | 
7/2/15 10:44  | 7/1/15  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 25.54 | 2 | 0 | 2 | 6 | D | -1 | -24 | -15 | -10 | -11 | -5 | -4 | -4 | 0 | -1 | -7 | -28 | -44 | -18 | 
7/2/15 10:37  | 7/1/15  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 21.24 | 4 | 0 | 3 | 4 | D | -20 | -26 | -21 | -12 | -15 | -9 | -6 | -4 | 1 | 2 | 0 | -10 | -19 | -2 | 
7/2/15 10:35  | 7/1/15  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 23.59 | 0 | 0 | 9 | 1 | D | 8 | -8 | -6 | -9 | -16 | -9 | -6 | -3 | 1 | 2 | 3 | -18 | -27 | -9 | 
7/2/15 10:29  | 7/1/15  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 4 | 36.51 | 7 | 0 | 0 | 69 | D | -15 | -22 | -15 | -13 | -14 | -9 | -7 | -4 | 1 | 1 | -2 | -24 | -26 | -7 | 
4/8/15 12:38  | 4/7/15  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 26.59 | 0 | 0 | 10 | 1 | D | 19 | 18 | 3 | 9 | 2 | 4 | 1 | 2 | 0 | 3 | 3 | -9 | -22 | -32 | 
4/8/15 12:37  | 4/7/15  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 20.86 | 1 | 0 | 2 | 5 | D | -1 | -11 | -10 | 14 | -2 | 7 | 5 | 4 | -2 | 3 | 1 | -12 | -30 | -39 | 
4/8/15 12:35  | 4/7/15  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 28.89 | 1 | 0 | 2 | 6 | D | 15 | 4 | -13 | 1 | -1 | 6 | 2 | 2 | -1 | 0 | 0 | -10 | -28 | -46 | 
4/8/15 12:34  | 4/7/15  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 24.65 | 4 | 0 | 3 | 4 | D | -1 | -1 | -10 | -7 | -5 | 6 | 4 | 3 | -1 | -1 | 1 | -12 | -24 | -29 | 
4/8/15 12:32  | 4/7/15  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 4 | 42.72 | 7 | 0 | 0 | 69 | D | 4 | -2 | -8 | 1 | -2 | 3 | 3 | 2 | -1 | -1 | 3 | -13 | -29 | -39 | 
1/28/15 16:25  | 1/27/15  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 25.72 | 1 | 0 | 11 | 1 | D | 12 | 13 | -3 | -1 | 6 | 3 | 3 | 0 | 0 | 3 | 3 | 12 | -2 | -38 | 
1/28/15 16:22  | 1/27/15  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 19.95 | 3 | 0 | 2 | 5 | D | -4 | -11 | -25 | -13 | 14 | 8 | 6 | -1 | 0 | 9 | 13 | 12 | -7 | -45 | 
1/28/15 16:19  | 1/27/15  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 28.31 | 2 | 0 | 2 | 6 | D | 20 | 9 | -17 | -13 | 5 | 0 | 4 | 1 | 0 | 5 | 6 | 8 | -13 | -52 | 
1/28/15 16:17  | 1/27/15  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 26.47 | 3 | 0 | 3 | 4 | D | 11 | 3 | -8 | -6 | 2 | -1 | 2 | 0 | 0 | 2 | 1 | -1 | -17 | -40 | 
1/28/15 16:15  | 1/27/15  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 4 | 43.49 | 9 | 0 | 0 | 69 | D | 11 | 8 | -8 | -6 | 5 | 2 | 5 | 0 | 1 | 5 | 4 | 4 | -14 | -44 | 
10/31/14 17:16  | 10/30/14  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 23.15 | 3 | 0 | 2 | 5 | D | 10 | -1 | -7 | -12 | -10 | 4 | -1 | 2 | 0 | -2 | -6 | -11 | -5 | -33 | 
10/31/14 17:13  | 10/30/14  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 27.80 | 0 | 0 | 11 | 1 | D | 21 | 18 | 6 | 0 | -2 | 3 | 1 | 1 | 0 | -2 | -4 | -2 | 8 | -18 | 
10/31/14 17:10  | 8/15/14  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | S.m | 0 | 34.71 | 1 | 0 | 0 | 6 | M | 48 | 22 | 11 | 0 | -4 | 8 | 5 | 1 | -2 | -4 | -8 | -14 | -9 | -37 | 
10/31/14 17:10  | 10/30/14  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 33.74 | 1 | 0 | 2 | 6 | M | 48 | 22 | 11 | 0 | -4 | 8 | 5 | 1 | -2 | -4 | -8 | -14 | -9 | -37 | 
10/31/14 17:08  | 8/15/14  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | S.m | 0 | 47.88 | 8 | 0 | 0 | 72 | M | 23 | 1 | -1 | 2 | -3 | 5 | 0 | -1 | 0 | -2 | -2 | -4 | -1 | -29 | 
10/31/14 17:08  | 10/30/14  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 5 | 46.29 | 8 | 0 | 0 | 72 | M | 23 | 1 | -1 | 2 | -3 | 5 | 0 | -1 | 0 | -2 | -2 | -4 | -1 | -29 | 
10/31/14 17:06  | 8/15/14  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | S.m | 0 | 29.20 | 4 | 0 | 0 | 5 | M | 23 | 9 | 6 | 3 | -2 | 9 | 0 | 0 | 0 | -1 | 0 | -6 | -8 | -31 | 
10/31/14 17:06  | 10/30/14  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 3 | 28.65 | 4 | 0 | 2 | 5 | M | 23 | 9 | 6 | 3 | -2 | 9 | 0 | 0 | 0 | -1 | 0 | -6 | -8 | -31 | 
7/31/12 13:23  | 7/31/12  | NDP | Tortoise Energy Independence Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 113 | 25.00 | 10 | 5 | New | 5 | M |  |  |  |  |  |  |  |  | 0 | 2 | 0 | -2 | -1 | 3 | 
12/19/11 14:53  | 12/19/11  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 11 | 22.55 | 2 | 1 | 11 | 5 | D |  |  |  |  | -9 | -9 | -5 | -3 | 0 | 1 | 8 | 11 | 6 | 13 | 
10/28/11 14:42  | 10/27/11  | TTP | Tortoise Pipeline & Energy Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 115 | 25.00 | 33 | 5 | New | 5 | M |  |  |  |  |  |  |  |  | 0 | 0 | 0 | -1 | 1 | 7 | 
7/26/11 12:01  | 7/26/11  | TTO | Tortoise Capital Resources Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 9 | 8.59 | 0 | 1 | 4 | 27 | D | 64 | 64 | 21 | 1 | 9 | 0 | -3 | 0 | -1 | 2 | -4 | -12 | -1 |  | 
6/16/11 14:21  | 6/16/11  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 12 | 24.99 | 4 | 1 | 16 | 4 | D |  |  | 5 | 1 | -4 | 0 | -1 | 0 | 0 | 1 | 3 | -2 | 4 | 7 | 
2/18/11 09:16  | 2/17/11  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 13 | 25.17 | 6 | 1 | 19 | 3 | D |  |  | 4 | 7 | 5 | 4 | 2 | 1 | 0 | 0 | 0 | 3 | -1 | 11 | 
11/19/10 11:30  | 11/19/10  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 24 | 24.38 | 4 | 1 | 63 | 3 | D |  |  |  | -1 | 0 | 1 | 0 | 1 | 0 | 0 | -3 | 5 | 8 | 8 | 
8/2/10 11:21  | 7/30/10  | NTG | Tortoise Mlp Fund, Inc. |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 40 | 25.00 | 6 | 2 | 160 | 3 | M |  |  |  |  |  |  |  |  | 0 | 0 | 0 | -2 | 0 | 5 | 
12/4/09 13:51  | 12/4/09  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 4 | 19.30 | 1 | 0 | 22 | 1 | D |  |  |  | -2 | 2 | 0 | 1 | 0 | 1 | 3 | 7 | 15 | 13 | 31 | 
9/25/09 15:47  | 9/25/09  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 4 | 18.89 | 1 | 0 | 29 | 1 | D |  |  |  |  | -5 | -5 | 0 | -3 | 0 | -2 | 0 | 8 | 16 | 29 | 
7/30/09 16:01  | 7/29/09  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P.a | 14 | 20.00 | 8 | 1 | New | 1 | M |  |  |  |  |  |  |  |  | 0 | 0 | 0 | -5 | 2 | 15 | 
7/29/09 12:39  | 7/29/09  | TPZ | Tortoise Power & Energy Infrastructure Fund Inc |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 14 | 20.00 | 0 | 1 | 700 | 1 | M |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/20/08 14:24  | 8/20/08  | TYN | Tortoise North American Energy Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 10 | 20.73 | 0 | 1 | 12 | 5 | D | 2 | -6 | -10 | -16 | -8 | 3 | 1 | 1 | 1 | 3 | -17 | -46 | -37 | -1 | 
8/15/08 14:07  | 8/14/08  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 15 | 29.29 | 2 | 1 | 1 | 36 | D | 12 | -14 | -7 | -5 | 5 | 9 | 0 | 0 | 1 | 4 | -5 | -34 | -20 | 2 | 
8/15/08 14:03  | 8/14/08  | TYY | Tortoise Energy Capital Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 11 | 22.34 | 1 | 1 | 4 | 14 | D | 7 | -16 | -14 | -11 | -6 | -6 | 2 | 0 | -1 | 5 | -4 | -35 | -21 | 2 | 
11/26/07 18:22  | 11/21/07  | TTO | Tortoise Capital Resources Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 6 | 12.01 | 0 | 1 | 2 | 25 | D |  |  | -28 | -11 | -10 | -10 | -5 | 0 | 0 | -2 | 4 | 4 | 9 | -56 | 
11/26/07 18:18  | 11/21/07  | TYN | Tortoise North American Energy Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 22.72 | 0 | 0 | 2 | 5 | M | 2 | 15 | -11 | -2 | -7 | -10 | -7 | -4 | -1 | 2 | 3 | 6 | 15 | -61 | 
11/26/07 18:13  | 11/21/07  | TYY | Tortoise Energy Capital Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 2 | 23.95 | 1 | 0 | 1 | 13 | M | 20 | 0 | -15 | -18 | -14 | -8 | -3 | -3 | 1 | 6 | 3 | 12 | 10 | -59 | 
11/26/07 18:09  | 6/4/07  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P.m | 21 | 38.96 | 2 | 1 | 2 | 35 | M | 27 | 0 | -17 | -16 | -6 | -4 | -1 | -2 | 1 | 5 | 3 | 8 | 8 | -55 | 
8/21/07 10:54  | 8/20/07  | TTO | Tortoise Capital Resources Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 14 | 14.02 | 1 | 1 | 4 | 24 | D |  |  | -5 | -22 | -17 | -11 | -7 | -1 | 0 | 1 | 8 | -5 | -7 | -9 | 
2/6/07 17:34  | 2/2/07  | TTO | Tortoise Capital Resources Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 266 | 15.00 | 28 | 18 | 334 | 23 | M |  |  |  |  |  |  |  |  | 1 | -1 | -3 | 17 | -3 | -11 | 
11/27/06 14:40  | 11/22/06  | TYN | Tortoise North American Energy Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 21 | 20.93 | 1 | 1 | 36 | 4 | D |  | -9 | 3 | -7 | -3 | 7 | 9 | 2 | 1 | 3 | 3 | 8 | 27 | 10 | 
11/27/06 14:39  | 11/22/06  | TYN | Tortoise North American Energy Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 21 | 20.93 | 1 | 1 | 36 | 4 | D |  | -9 | 3 | -7 | -3 | 7 | 9 | 2 | 1 | 3 | 3 | 8 | 27 | 10 | 
8/15/06 11:11  | 3/2/06  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P.m | 81 | 29.66 | 2 | 3 | 10 | 31 | M | 36 | -2 | 6 | 3 | 4 | -1 | -2 | 0 | 0 | 1 | 6 | 12 | 28 | 31 | 
3/10/06 14:47  | 12/1/05  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P.m | 24 | 28.28 | 1 | 1 | 3 | 28 | B |  |  |  |  |  |  |  |  | 1 | 0 | -2 | 6 | 12 | 38 | 
3/10/06 14:44  | 3/8/06  | TYY | Tortoise Energy Capital Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 11 | 22.73 | 1 | 1 | 5 | 11 | B |  |  |  |  |  |  |  |  | 0 | 1 | 0 | 0 | 12 | 39 | 
10/28/05 17:08  | 10/26/05  | TYN | Tortoise North American Energy Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 15 | 25.00 | 0 | 1 | 29 | 3 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/25/05 16:27  | 10/20/05  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P.a | 28 | 28.20 | 1 | 1 | 4 | 26 | D |  | 23 | 1 | -8 | -8 | -4 | 0 | 2 | 1 | 1 | 1 | 3 | 0 | 19 | 
10/24/05 16:59  | 12/2/04  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P.m | 28,207 | 28.20 | 1 | 1,000 |  | 26 | D |  | 20 | -2 | -9 | -9 | -9 | -2 | 1 | 1 | 5 | 3 | 5 | 1 | 19 | 
5/31/05 17:29  | 5/26/05  | TYY | Tortoise Energy Capital Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 18 | 25.00 | 6 | 1 | 7 | 11 | M |  |  |  |  |  |  |  |  | 1 | 1 | 1 | 3 | -6 | -4 | 
12/22/04 17:04  | 12/22/04  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 250 | 27.35 | 2 | 9 | 63 | 24 | D |  |  | 24 | 5 | 5 | -1 | -1 | -2 | 0 | 0 | 3 | 9 | 14 | 6 | 
8/18/04 12:21  | 8/16/04  | TGY | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 90 | 24.77 | 0 | 4 | 34 | 15 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/26/04 17:15  | 2/24/04  | TYG | Tortoise Energy Infrastructure Corp |  | Fund | CEF | Closed-End Funds | Birzer H Kevin | KS | D |  | P | 115 | 25.00 | 17 | 5 | 35 | 18 | M |  |  |  |  |  |  |  |  | 1 | 1 | -3 | -6 | -2 | 23 |