10/7/09 16:56  | 10/5/09  | EQS | Equus Total Return, Inc. |  | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | D |  | S | -671 | 3.26 | 0 | -206 | -58 | 152 | I | -52 | -42 | 40 | 12 | -4 | -5 | -4 | 1 | 1 | 7 | 10 | 7 | -3 | -28 | 
8/4/09 15:45  | 8/3/09  | EQS | Equus Total Return, Inc. |  | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T |  | S | -1,781 | 3.35 | 0 | -532 | -60 | 357 | I | -54 | -49 | -21 | 38 | 3 | 20 | 4 | 7 | 0 | -1 | -3 | 6 | 1 | -30 | 
5/4/09 16:46  | 4/24/09  | EQS | Equus Total Return, Inc. |  | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T |  | S.a | -81 | 3.69 | 0 | -22 | -1 | 1,793 | I | -69 | -62 | -52 | -45 | -25 | 2 | 7 | 1 | 2 | 2 | 10 | 33 | 48 | 32 | 
5/1/09 14:30  | 4/24/09  | EQS | Equus Total Return, Inc. |  | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T |  | S.a | -81 | 3.69 | 0 | -22 | -1 | 1,791 | I | -68 | -61 | -51 | -43 | -26 | 5 | 12 | 0 | -2 | 1 | 8 | 35 | 46 | 30 | 
4/28/09 12:40  | 4/24/09  | EQS | Equus Total Return, Inc. |  | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T |  | S | -81 | 3.69 | 0 | -22 | -1 | 1,747 | I | -68 | -62 | -52 | -41 | -21 | -6 | 6 | 9 | -3 | 1 | 9 | 36 | 59 | 33 | 
8/6/08 12:31  | 8/1/08  | EQS | Equus Total Return, Inc. |  | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T |  | S | -3,014 | 7.11 | 0 | -424 | -33 | 849 | I | 16 | -6 | 26 | 7 | 3 | 6 | 4 | 3 | -1 | 2 | 4 | -14 | -36 | -50 | 
10/2/07 11:46  | 9/27/07  | EQS | Equus Total Return, Inc. |  | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T |  | S.a | -1,468 | 7.74 | 0 | -190 | -13 | 1,273 | I | 25 | 9 | -11 | -10 | 4 | -1 | 1 | 1 | 1 | -2 | -14 | -16 | -8 | -12 | 
10/1/07 12:28  | 9/27/07  | EQS | Equus Total Return, Inc. |  | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T |  | S | -2,147,484 | 1,266,360 | 0 | -190 | -13 | 1,273 | D | 25 | 8 | -10 | -13 | 7 | -2 | -1 | -1 | 1 | 0 | -12 | -17 | -8 | -9 | 
2/24/06 13:40  | 2/23/06  | EQS | Equus II Inc |  | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T |  | P | 2,230 | 7.08 | 0 | 315 | 27 | 1,463 | B |  |  |  |  |  |  |  |  | 0 | 1 | 1 | -1 | -3 | 19 | 
1/4/06 17:47  | 12/30/05  | EQS | Equus II Inc |  | Fund | CEF | Closed-End Funds | Moore, Clayton & Co., Inc. | UT | T |  | P | 6,601 | 9.90 | 0 | 667 | 60 | 1,778 | B |  |  |  |  |  |  |  |  | -1 | 0 | 6 | 12 | 4 | 25 |