12/18/23 21:24  | 12/15/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S | -48 | 24.33 | 0 | -2 | -2 | 113 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/15/23 17:21  | 12/13/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -1,112 | 23.26 | 0 | -48 | -19 | 207 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/13/23 20:29  | 12/11/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -191 | 24.34 | 0 | -8 | -3 | 255 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/8/23 18:41  | 12/6/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -335 | 23.63 | 0 | -14 | -5 | 263 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/6/23 17:33  | 12/1/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -239 | 24.00 | 0 | -10 | -3 | 277 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/5/23 13:03  | 11/29/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -301 | 23.43 | 0 | -13 | -4 | 287 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/29/23 16:01  | 11/27/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S | 0 | 23.01 | 0 | 0 | 0 | 150 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/22/23 12:19  | 11/20/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S | -263 | 23.63 | 0 | -11 | -4 | 302 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/15/23 08:28  | 3/24/23  | MONIX | Monachil Credit Income Fund |  | Fund | CEF | Closed-End Funds | Anholt Investments Ltd. | D0 | T |  | P | 6,000 | 10.15 | 0 | 591 | 235 | 843 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/10/23 18:02  | 10/5/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.m | 150 | 18.12 | 0 | 8 | 0 | 7,999 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
10/4/23 18:18  | 10/3/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.m | 864 | 18.12 | 0 | 48 | 1 | 7,991 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/23/23 16:03  | 3/20/23  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P | 91 | 17.97 | 0 | 5 | 0 | 7,943 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
8/11/22 15:42  | 8/10/22  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S | -3,483 | 23.71 | 0 | -147 | -2 | 7,938 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/22/21 16:01  | 3/18/21  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S | -634 | 24.04 | 0 | -26 | 0 | 8,265 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/16/21 16:00  | 3/11/21  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -322 | 24.01 | 0 | -13 | 0 | 8,291 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/12/21 10:07  | 3/9/21  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -702 | 24.06 | 0 | -29 | 0 | 8,305 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/9/21 16:01  | 3/5/21  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -529 | 24.08 | 0 | -22 | 0 | 8,334 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/19/21 16:01  | 1/14/21  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -838 | 21.19 | 0 | -40 | 0 | 8,356 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
1/14/21 16:36  | 1/12/21  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -1,292 | 21.37 | 0 | -60 | -1 | 8,395 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/3/20 16:03  | 12/1/20  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S | -626 | 19.54 | 0 | -32 | 0 | 8,456 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/1/20 16:02  | 11/25/20  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -817 | 19.55 | 0 | -42 | 0 | 8,488 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
11/25/20 16:02  | 11/23/20  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | S.m | -662 | 19.58 | 0 | -34 | 0 | 8,530 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/15/20 16:01  | 5/13/20  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.m | 1,991 | 15.18 | 0 | 131 | 2 | 8,563 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/20/20 16:42  | 3/18/20  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P | 867 | 15.60 | 0 | 56 | 22 | 313 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/17/20 16:03  | 3/13/20  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.m | 1,044 | 15.52 | 0 | 67 | 1 | 8,432 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/13/20 16:05  | 3/11/20  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.m | 3,924 | 16.06 | 0 | 244 | 3 | 8,365 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/18/18 16:33  | 12/17/18  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P | 108 | 18.94 | 0 | 6 | 2 | 258 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/17/18 19:18  | 12/13/18  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.m | 1,224 | 14.67 | 0 | 83 | 1 | 8,373 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/13/18 16:51  | 12/11/18  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.m | 487 | 18.40 | 0 | 26 | 13 | 236 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/11/18 16:42  | 12/6/18  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.m | 481 | 18.17 | 0 | 26 | 14 | 210 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/15/18 12:03  | 5/11/18  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P | 481 | 22.36 | 0 | 22 | 13 | 184 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/11/18 15:46  | 5/9/18  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.m | 1,380 | 22.25 | 0 | 62 | 62 | 162 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/11/18 15:45  | 5/7/18  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.am | 4,056 | 18.28 | 0 | 222 | 3 | 8,153 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/9/18 15:59  | 5/7/18  | CODI | Compass Diversified Holdings | DE | Hshld | Furn | Household Furniture | Anholt Investments Ltd. | D0 | T |  | P.m | 4,148 | 18.44 | 0 | 225 | 3 | 8,156 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/24/15 17:19  | 3/24/15  | HRZN | Horizon Technology Finance Corp |  | Fund | CEF | Closed-End Funds | Anholt Investments Ltd. | D0 | T |  | S | -5,301 | 13.95 | 1 | -380 | -30 | 891 | I | 16 | 20 | 4 | 1 | 1 | -1 | -2 | -3 | -1 | 1 | 3 | -4 | -24 | -6 | 
8/26/11 18:21  | 8/24/11  | CODI | Compass Diversified Holdings | DE | BizSv | Staff | Help Supply Services | Anholt Investments Ltd. | D0 | T |  | P | 19,688 | 12.50 | 6 | 1,575 | 25 | 7,931 | I | 48 | -3 | -18 | -17 | -25 | -11 | -1 | 5 | 6 | 2 | -4 | -9 | 24 | 25 | 
11/4/10 20:23  | 11/3/10  | HRZN | Horizon Technology Finance Corp |  | Fund | CEF | Closed-End Funds | Anholt Investments Ltd. | D0 | T |  | S | -21,440 | 16.00 | 14 | -1,340 | -52 | 1,258 | D |  |  |  |  |  |  |  | -2 | -1 | -8 | -4 | 8 | 8 | 4 | 
4/22/10 17:59  | 4/13/10  | CODI | Compass Diversified Holdings | DE | BizSv | Staff | Help Supply Services | Compass Group Investments, Ltd. | D0 | T |  | S.m | -19,054 | 14.38 | 7 | -1,325 | -17 | 6,356 | I | 54 | 88 | 32 | 22 | 9 | 0 | -5 | 3 | 2 | -2 | -10 | -6 | 18 | 8 | 
4/2/08 17:49  | 3/31/08  | CODI | Compass Diversified Holdings | DE | BizSv | Staff | Help Supply Services | Compass Group Investments, Inc. | D0 | T |  | P | 8,364 | 12.75 | 2 | 656 | 9 | 7,681 | I |  | -14 | -13 | -9 | -4 | 10 | 3 | 11 | -1 | -2 | -6 | -12 | 4 | -25 | 
5/8/07 12:41  | 5/8/07  | CODI | Compass Diversified Trust | DE | BizSv | Staff | Help Supply Services | Compass Group Investments, Inc. | C5 | T |  | P | 30,000 | 16.00 | 4 | 1,875 | 26 | 9,225 | D |  |  | 1 | -9 | -6 | -4 | 1 | 1 | 0 | 0 | 6 | -5 | 0 | -14 | 
8/16/05 12:11  | 8/15/05  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Compass Group Investments, Inc. | C5 | T |  | S | -4,500 | 14.00 | 0 | -321 | -20 | 1,282 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/29/05 17:18  | 7/27/05  | PCAP | Patriot Capital Funding, Inc. |  | Fund | CEF | Closed-End Funds | Compass Group Investments, Inc. | C5 | T |  | S | -30,000 | 14.00 | 0 | -2,143 | -56 | 1,705 | I |  |  |  |  |  |  |  |  |  |  |  |  |  |  |