| TC | Stat | Stk | Ins | Fil | +d | +w | +m | +q | +h | +y | avg | 
|---|
| Filing Date | T Date | Ticker | Issuer | Inc | Sector | Ind | Industry | Owner | oSt | Rel | Title | T | TVal | Price | L | Qty | oc | Own | H | r2y | r1y | r6m | r3m | r6w | r3w | r7d | r3d | f1d | f1w | f1m | f3m | f6m | f1y | 
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 10/5/09 13:57 | 10/2/09 | UCMT | Universal Capital Management, Inc. | Fund | CEF | Closed-End Funds | Oberosler Robert G | DE | O | P | P | 2 | 0.4333 | 0 | 5 | 1 | 409 | D | |||||||||||||||
| 9/24/09 14:31 | 9/23/09 | UCMT | Universal Capital Management, Inc. | Fund | CEF | Closed-End Funds | Oberosler Robert G | DE | O | P | P | 0 | 0.3900 | 0 | 1 | 0 | 405 | D | |||||||||||||||
| 8/27/09 14:33 | 8/25/09 | UCMT | Universal Capital Management, Inc. | Fund | CEF | Closed-End Funds | Oberosler Robert G | DE | O | P | P | 0 | 0.3300 | 0 | 1 | 0 | 404 | D | |||||||||||||||
| 8/18/09 13:49 | 8/14/09 | UCMT | Universal Capital Management, Inc. | Fund | CEF | Closed-End Funds | Oberosler Robert G | DE | O | P | P | 0 | 0.4200 | 0 | 1 | 0 | 403 | D | |||||||||||||||
| 2/27/09 17:02 | 2/25/09 | UCMT | Universal Capital Management, Inc. | Fund | CEF | Closed-End Funds | Oberosler Robert G | DE | O | P | M.d | 75 | 0.2000 | 0 | 375 | 999% | 402 | 
| D | Derivative transaction in filing (usually option exercise) | 
| M | Multiple transactions in filing; earliest reported transaction date and weighted average transaction price | 
| A | Amended filing | 
| E | Error detected in filing | 
| S - Sale | Sale of securities on an exchange or to another person | 
| S - Sale+OE | Sale of securities on an exchange or to another person (after option exercise) | 
| F - Tax | Payment of exercise price or tax liability using portion of securities received from the company | 
| P - Purchase | Purchase of securities on an exchange or from another person |