3/25/20 19:27  | 3/24/20  | AFT | Apollo Senior Floating Rate Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P | P | 10 | 9.95 | 0 | 1 | 13 | 9 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/25/20 19:18  | 3/24/20  | AIF | Apollo Tactical Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P | P | 10 | 9.75 | 0 | 1 | 13 | 9 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/27/18 14:54  | 12/27/18  | AFT | Apollo Senior Floating Rate Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P | P | 20 | 13.64 | 0 | 2 | 23 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
12/27/18 14:47  | 12/27/18  | AIF | Apollo Tactical Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P | P | 21 | 14.23 | 0 | 2 | 23 | 8 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
9/18/15 12:15  | 9/16/15  | AFT | Apollo Senior Floating Rate Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 16 | 15.79 | 2 | 1 | 19 | 6 | D | 2 | -1 | -5 | -11 | -10 | -5 | -5 | 1 | 1 | 0 | -2 | -4 | 0 | 12 | 
9/20/13 14:00  | 9/19/13  | AFT | Apollo Senior Floating Rate Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 18 | 18.10 | 1 | 1 | 27 | 5 | D | 28 | 1 | -6 | -3 | -2 | -2 | -1 | 0 | 0 | -1 | -1 | 0 | 5 | 3 | 
9/4/13 16:21  | 9/3/13  | AIF | Apollo Tactical Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 17 | 16.85 | 1 | 1 | 21 | 6 | D |  |  | -13 | -4 | -3 | -2 | 1 | 1 | 1 | 1 | 0 | 3 | 11 | 14 | 
5/31/13 14:38  | 5/30/13  | AIF | Apollo Tactical Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 27 | 18.09 | 1 | 2 | 46 | 5 | D |  |  |  | -9 | -4 | -6 | -4 | -4 | 0 | -1 | 0 | -6 | -1 | 8 | 
5/30/13 13:49  | 5/29/13  | AIF | Apollo Tactical Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 18 | 18.32 | 1 | 1 | 44 | 3 | D |  |  |  | -7 | -1 | -4 | -2 | -1 | -2 | -4 | -3 | -7 | -4 | 6 | 
5/7/13 12:55  | 5/3/13  | AIF | Apollo Tactical Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P.m | 19 | 18.99 | 1 | 1 | 80 | 2 | D |  |  |  |  | -5 | -1 | 3 | 1 | 2 | 3 | -5 | -8 | -5 | 3 | 
3/4/13 17:17  | 2/25/13  | AIF | Apollo Tactical Income Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 25 | 20.00 | 4 | 1 | New | 1 | D |  |  |  |  |  |  |  | 0 | 0 | 0 | 0 | -9 | -14 | -4 | 
12/19/11 12:34  | 12/15/11  | AFT | Apollo Senior Floating Rate Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 8 | 15.77 | 1 | 1 | 16 | 4 | D |  |  | -13 | -2 | -5 | 0 | -3 | -2 | -1 | 1 | 8 | 16 | 16 | 30 | 
10/5/11 13:05  | 10/4/11  | AFT | Apollo Senior Floating Rate Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 5 | 15.01 | 1 | 0 | 10 | 3 | D |  |  | -23 | -19 | -5 | -6 | -6 | -5 | 0 | 3 | 12 | 10 | 26 | 42 | 
10/4/11 12:54  | 10/3/11  | AFT | Apollo Senior Floating Rate Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 5 | 15.35 | 1 | 0 | 12 | 3 | D |  |  | -21 | -19 | -1 | -5 | -4 | -2 | -2 | 2 | 10 | 8 | 24 | 40 | 
7/28/11 20:35  | 7/28/11  | AFT | Apollo Senior Floating Rate Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 6 | 18.03 | 1 | 0 | 16 | 3 | D |  |  |  | -8 | -3 | -7 | -4 | -4 | 0 | 0 | -8 | -9 | 0 | 10 | 
6/17/11 14:59  | 6/15/11  | AFT | Apollo Senior Floating Rate Fund Inc. |  | Fund | CEF | Closed-End Funds | Moroney Joseph A. | NY | O | P,CIO | P | 24 | 18.96 | 1 | 1 | 125 | 2 | D |  |  |  | -6 | -4 | -3 | -3 | -2 | 0 | -1 | 1 | -12 | -12 | 0 |