4/13/21 19:00  | 4/9/21  | SSSS | Suro Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | H | Owner | S.m | -1,964 | 15.51 | 0 | -127 | -6 | 1,991 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/7/21 19:35  | 4/5/21  | SSSS | Suro Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | S.m | -7,513 | 14.77 | 0 | -509 | -19 | 2,118 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/2/21 19:05  | 3/31/21  | SSSS | Suro Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | S.m | -3,331 | 13.49 | 0 | -247 | -9 | 2,626 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/26/21 18:55  | 3/24/21  | SSSS | Suro Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | S.m | -720 | 14.28 | 0 | -50 | -2 | 2,873 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
7/2/20 17:53  | 6/30/20  | SSSS | Suro Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 108 | 9.03 | 0 | 12 | 0 | 2,924 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/30/20 16:08  | 6/26/20  | SSSS | Suro Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 629 | 8.90 | 0 | 71 | 2 | 2,912 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/26/20 15:33  | 6/25/20  | SSSS | Suro Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 141 | 8.80 | 0 | 16 | 1 | 2,841 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/25/20 12:34  | 6/23/20  | SSSS | Suro Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 1,109 | 8.60 | 0 | 129 | 5 | 2,825 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/5/20 17:18  | 6/4/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 227 | 6.49 | 0 | 35 | 1 | 2,696 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/4/20 14:07  | 6/2/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 538 | 6.33 | 0 | 85 | 3 | 2,661 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
6/2/20 11:42  | 5/29/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 383 | 6.38 | 0 | 60 | 2 | 2,576 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/28/20 16:10  | 5/27/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 160 | 6.39 | 0 | 25 | 1 | 2,516 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/21/20 16:37  | 5/19/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 31 | 6.21 | 0 | 5 | 0 | 2,491 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
5/18/20 16:33  | 5/15/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 154 | 6.14 | 0 | 25 | 1 | 2,486 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/13/20 16:42  | 4/9/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 29 | 6.00 | 0 | 5 | 0 | 2,461 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/10/20 15:16  | 4/8/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 568 | 5.96 | 0 | 95 | 4 | 2,456 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
4/7/20 11:08  | 4/3/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 289 | 5.77 | 0 | 50 | 2 | 2,361 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/31/20 09:11  | 3/27/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 166 | 5.54 | 0 | 30 | 1 | 2,311 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/25/20 16:31  | 3/24/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 221 | 4.42 | 0 | 50 | 2 | 2,281 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/24/20 16:55  | 3/20/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 355 | 4.17 | 0 | 85 | 4 | 2,231 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/17/20 15:22  | 3/13/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 387 | 5.15 | 0 | 75 | 4 | 2,146 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/13/20 16:22  | 3/11/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 548 | 6.02 | 0 | 91 | 5 | 2,071 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/11/20 16:13  | 3/9/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 197 | 5.80 | 0 | 34 | 2 | 1,980 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/9/20 16:22  | 3/5/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 596 | 6.62 | 0 | 90 | 5 | 1,946 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
3/2/20 15:24  | 2/28/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P | 116 | 5.81 | 0 | 20 | 1 | 1,856 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/27/20 16:24  | 2/25/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 465 | 6.20 | 0 | 75 | 4 | 1,836 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  | 
2/14/20 12:55  | 1/2/20  | SSSS | Sutter Rock Capital Corp. |  | Fund | CEF | Closed-End Funds | Birch Robert S. | NY | T |  | P.m | 1,642 | 6.81 | 0 | 241 | 16 | 1,761 | D |  |  |  |  |  |  |  |  |  |  |  |  |  |  |