CIK - Credit Suisse Asset Management Income Fund, Inc. - Insider Stock Trading

TC	Stat	Stk	Ins	Fil	+d	+w	+m	+q	+h	+y	avg
P	%ret	1	8	127	0	1	1	2	5	9	3
P	%wins				76	73	68	76	69	68	72
S	%ret	1	2	7	-0	-0	3	1	4	13	3
S	%wins				100	43	43	29	43	0	43

Filing Date	T Date	Ticker	Sector	Ind	Industry	Owner	oSt	Rel	Title	T	TVal	Price	L	Qty	oc	Own	H	r2y	r1y	r6m	r3m	r6w	r3w	r7d	r3d	f1d	f1w	f1m	f3m	f6m	f1y
1/21/25 13:36	1/21/25	CIK	Fund	CEF	Closed-End Funds	Defelice Laura A	NY	DH	Chair of	P	119	2.92	0	41	614	47	D
1/6/25 10:13	1/3/25	CIK	Fund	CEF	Closed-End Funds	Gerber Charles	NY	D		P.a	25	2.90	0	9	New	9	D
1/3/25 16:29	1/3/25	CIK	Fund	CEF	Closed-End Funds	Gerber Charles	NY	D		P	17	2.01	0	9	New	9	D
1/10/24 10:01	1/9/24	CIK	Fund	CEF	Closed-End Funds	Defelice Laura A	NY	DO	Chair of	P	4	3.02	0	1	25	7	D
1/9/24 09:49	1/8/24	CIK	Fund	CEF	Closed-End Funds	Defelice Laura A	NY	DO	Chair of	P	16	3.03	0	5	New	5	D
5/19/21 15:34	5/17/21	CIK	Fund	CEF	Closed-End Funds	Flannery Thomas J.	NY	O	Chief In	S.m	-294	3.52	0	-84	-100	0	D
1/4/19 17:23	1/4/19	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	S	-527	2.82	0	-187	-33	374	D
4/24/18 13:32	4/20/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	18	3.22	0	6	1	561	D
4/20/18 08:43	4/19/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	150	3.25	0	46	9	555	D
4/19/18 10:05	4/18/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	150	3.25	0	46	10	509	D
4/5/18 08:24	4/4/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	45	3.27	0	14	3	463	D
4/5/18 08:12	3/23/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	90	3.21	0	28	7	449	D
4/4/18 08:00	4/3/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	117	3.26	0	36	9	421	D
4/3/18 08:26	4/2/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	116	3.23	0	36	10	385	D
4/2/18 14:37	3/29/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	105	3.22	0	33	10	349	D
3/29/18 07:51	3/28/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	76	3.19	0	24	8	317	D
3/28/18 08:27	3/27/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	105	3.21	0	33	12	293	D
3/27/18 08:36	3/26/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	104	3.19	0	33	14	261	D
3/23/18 11:13	3/22/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	90	3.22	0	28	14	228	D
3/22/18 10:35	3/21/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	61	3.21	0	19	10	200	D
3/21/18 08:43	3/20/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	91	3.25	0	28	18	181	D
3/20/18 07:18	3/19/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	20	3.24	0	6	4	153	D
3/19/18 13:09	3/16/18	CIK	Fund	CEF	Closed-End Funds	Csam Americas Holding Corp.	NY	H	Affiliat	P	86	3.24	0	27	22	147	D
12/28/17 10:52	12/26/17	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB,	P	4	3.58	0	1	2	70	D
12/28/17 10:21	12/26/17	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	9	3.58	0	3	4	69	D
12/28/17 09:50	12/26/17	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	DH	Audit Co	P	4	3.58	0	1	3	42	D
12/28/17 09:05	12/26/17	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.58	0	1	22	7	D
8/30/17 11:26	8/28/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-54	3.34	0	-16	0	5,191	I
8/28/17 11:50	8/24/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-42	3.34	0	-13	0	5,207	I
8/24/17 10:50	8/22/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-470	3.34	0	-141	-3	5,220	I
8/22/17 15:00	8/21/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-35	3.33	0	-11	0	5,361	I
8/18/17 11:42	8/16/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-216	3.35	0	-65	-1	5,371	I
8/16/17 11:28	8/15/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-160	3.34	0	-48	-1	5,436	I
8/14/17 12:41	8/10/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-9	3.34	0	-3	0	5,484	I
8/10/17 12:12	8/8/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-72	3.36	0	-21	0	5,487	I
8/8/17 12:42	8/4/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-160	3.40	0	-47	-1	5,508	I
8/3/17 16:42	8/1/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-568	3.40	0	-167	-3	5,555	I
8/2/17 14:21	7/31/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-184	3.40	0	-54	-1	5,722	I
7/31/17 12:56	7/26/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-330	3.40	0	-97	-2	5,776	I
7/27/17 10:10	7/25/17	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB,	P	4	3.59	0	1	2	69	D
7/27/17 09:38	7/25/17	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	9	3.59	0	3	4	64	D
7/27/17 09:03	7/25/17	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	DO	Audit Co	P	4	3.59	0	1	3	40	D
7/27/17 08:30	7/25/17	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.59	0	1	28	6	D
7/26/17 13:24	7/24/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S.m	-122	3.43	0	-36	-1	5,873	I
7/24/17 16:11	7/20/17	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		S	-125	3.43	0	-37	-1	5,909	I
12/29/16 11:43	12/27/16	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DO	Audit Co	P	5	3.48	0	1	10	14	D	16	24	13	3	6	3	1	0	0	3	5	6
12/29/16 11:13	12/27/16	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	9	3.48	0	3	5	59	D	16	24	13	3	6	3	1	0	0	3	5	6
12/29/16 10:32	12/27/16	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P	5	3.48	0	1	4	37	D	16	24	13	3	6	3	1	0	0	3	5	6
12/29/16 09:32	12/27/16	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB,	P	5	3.48	0	1	2	67	D	16	24	13	3	6	3	1	0	0	3	5	6
12/29/16 08:58	12/27/16	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	5	3.48	0	1	44	4	D	16	24	13	3	6	3	1	0	0	3	5	6
11/16/16 11:59	11/14/16	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	106	2.93	0	36	1	5,945	I	7	17	8	0	-2	-3	-1	2	1	4	4	12
9/22/16 15:10	9/21/16	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		S	-25	3.06	0	-8	-75	3	D	6	17	15	7	2	-1	-1	1	0	2	0	4	12
7/27/16 11:06	7/25/16	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DO	Audit Co	P	4	3.33	0	1	12	13	D	-1	11	17	7	3	3	1	0	0	1	3	5	13
7/27/16 10:39	7/25/16	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB	P	4	3.33	0	1	2	66	D	-1	11	17	7	3	3	1	0	0	1	3	5	13
7/27/16 10:00	7/25/16	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	9	3.33	0	3	5	54	D	-1	11	17	7	3	3	1	0	0	1	3	5	13
7/27/16 09:26	7/25/16	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P	4	3.33	0	1	4	34	D	-1	11	17	7	3	3	1	0	0	1	3	5	13
7/27/16 08:53	7/25/16	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.33	0	1	14	11	D	-1	11	17	7	3	3	1	0	0	1	3	5	13
4/8/16 13:39	4/6/16	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	5	2.81	0	2	0	5,909	I	-9	-5	4	4	6	0	2	0	1	2	4	8	16	28
4/4/16 15:38	4/1/16	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	980	2.83	1	346	6	5,907	I	-8	-4	5	4	7	1	1	2	-1	0	4	6	16	27
3/29/16 12:41	3/28/16	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	52	2.77	1	19	0	5,561	I	-8	-6	0	1	8	1	-1	-1	0	1	5	8	17	30
3/22/16 13:41	3/18/16	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P.m	502	2.82	1	178	3	5,542	I	-7	-4	3	2	7	4	2	0	0	-1	3	7	13	26
3/15/16 16:58	3/14/16	CIK	Fund	CEF	Closed-End Funds	Saba Capital Management, L.P.	NY	T		P	139	2.78	1	50	1	5,364	I	-9	-6	1	2	4	3	2	1	1	1	3	10	18	27
12/30/15 09:53	12/28/15	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DO	Audit Co	P	4	3.20	1	1	4	39	D	-9	-6	-8	2	0	2	0	-1	0	-1	-2	5	10	24
12/30/15 09:22	12/28/15	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB	P	9	3.20	1	3	5	65	D	-9	-6	-8	2	0	2	0	-1	0	-1	-2	5	10	24
12/30/15 08:42	12/28/15	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	9	3.20	1	3	6	49	D	-9	-6	-8	2	0	2	0	-1	0	-1	-2	5	10	24
12/30/15 08:23	12/28/15	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P	4	3.20	1	1	5	31	D	-9	-6	-8	2	0	2	0	-1	0	-1	-2	5	10	24
12/30/15 07:39	12/28/15	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.20	1	1	18	9	D	-9	-6	-8	2	0	2	0	-1	0	-1	-2	5	10	24
12/8/15 10:19	10/29/15	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		S.a	-25	2.90	0	-9	-53	8	D	-6	-7	-7	0	-2	1	-1	0	-2	-4	-1	-1	12	19
11/3/15 08:51	10/29/15	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		S	-25	2.90	1	-9	-58	6	D	-6	-8	-6	-1	3	2	0	1	0	-3	-2	-6	3	14
8/20/15 14:26	7/27/15	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB,	P.a	9	3.56	0	3	4	60	D	-3	-11	-4	-7	-4	-2	-1	0	-1	-2	-2	-1	-5	15
7/29/15 10:05	7/27/15	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DO	Audit Co	P	5	3.56	0	1	3	38	D	-7	-10	-3	-6	-5	-4	-3	-1	0	2	-3	0	-7	10
7/29/15 09:41	7/27/15	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB,	P	9	3.56	0	3	5	50	D	-7	-10	-3	-6	-5	-4	-3	-1	0	2	-3	0	-7	10
7/29/15 09:21	7/27/15	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	9	3.56	0	3	6	47	D	-7	-10	-3	-6	-5	-4	-3	-1	0	2	-3	0	-7	10
7/29/15 08:54	7/27/15	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P	5	3.56	0	1	5	28	D	-7	-10	-3	-6	-5	-4	-3	-1	0	2	-3	0	-7	10
7/29/15 08:34	7/27/15	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	5	3.56	0	1	9	15	D	-7	-10	-3	-6	-5	-4	-3	-1	0	2	-3	0	-7	10
6/16/15 15:00	6/11/15	CIK	Fund	CEF	Closed-End Funds	Flannery Thomas J.	NY	O	Chief In	P	107	3.19	0	34	67	84	D	-1	-4	3	0	-1	-1	-1	-1	0	0	-2	-7	-11	2
2/25/15 11:01	2/24/15	CIK	Fund	CEF	Closed-End Funds	Flannery Thomas J.	NY	O	Chief In	P	166	3.32	1	50	New	50	D	-6	-1	-3	0	3	3	2	4	-1	-1	-2	0	-11	-11
12/30/14 12:59	12/26/14	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Audit Co	P	5	3.62	1	1	4	36	D	-6	-3	-8	-3	-3	0	2	-1	0	0	0	1	3	-6
12/30/14 11:20	12/26/14	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB	P	9	3.62	1	2	6	44	D	-6	-3	-8	-3	-3	0	2	-1	0	0	0	1	3	-6
12/30/14 10:49	12/26/14	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	9	3.62	1	2	6	42	D	-6	-3	-8	-3	-3	0	2	-1	0	0	0	1	3	-6
12/30/14 10:14	12/26/14	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P	5	3.62	1	1	5	26	D	-6	-3	-8	-3	-3	0	2	-1	0	0	0	1	3	-6
12/30/14 09:43	12/26/14	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	5	3.62	1	1	11	13	D	-6	-3	-8	-3	-3	0	2	-1	0	0	0	1	3	-6
7/29/14 13:33	7/25/14	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Audit Co	P	5	3.86	0	1	4	35	D	8	4	5	1	2	0	1	0	0	-1	-1	-3	-8	-10
7/29/14 13:05	7/25/14	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB	P	17	3.86	0	4	12	40	D	8	4	5	1	2	0	1	0	0	-1	-1	-3	-8	-10
7/29/14 11:20	7/25/14	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	15	3.86	0	4	11	39	D	8	4	5	1	2	0	1	0	0	-1	-1	-3	-8	-10
7/29/14 10:30	7/25/14	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P	8	3.86	0	2	10	24	D	8	4	5	1	2	0	1	0	0	-1	-1	-3	-8	-10
7/29/14 09:57	7/25/14	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	6	3.86	0	2	17	11	D	8	4	5	1	2	0	1	0	0	-1	-1	-3	-8	-10
12/30/13 13:16	12/26/13	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Audit Co	P	5	3.84	1	1	4	33	D	15	-3	-2	1	0	2	3	0	-1	-1	0	2	5	-3
12/30/13 12:42	12/26/13	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB,	P	14	3.84	1	4	12	36	D	15	-3	-2	1	0	2	3	0	-1	-1	0	2	5	-3
12/30/13 11:41	12/26/13	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	13	3.84	1	3	10	35	D	15	-3	-2	1	0	2	3	0	-1	-1	0	2	5	-3
12/30/13 10:56	12/26/13	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P	7	3.84	1	2	9	22	D	15	-3	-2	1	0	2	3	0	-1	-1	0	2	5	-3
12/30/13 09:55	12/26/13	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	6	3.84	1	1	16	10	D	15	-3	-2	1	0	2	3	0	-1	-1	0	2	5	-3
7/30/13 17:41	7/25/13	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Audit Co	P	4	3.81	1	1	3	32	D	14	2	-6	-9	0	2	-1	-2	0	-2	-5	-1	-1	4
7/30/13 16:47	7/25/13	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB,	P	8	3.81	1	2	7	32	D	14	2	-6	-9	0	2	-1	-2	0	-2	-5	-1	-1	4
7/30/13 15:53	7/25/13	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	8	3.81	1	2	7	32	D	14	2	-6	-9	0	2	-1	-2	1	-1	-5	0	0	5
7/30/13 14:03	7/25/13	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P	4	3.81	1	1	5	20	D	14	2	-6	-9	0	2	-1	-2	1	-1	-5	0	0	5
7/30/13 11:21	7/25/13	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.81	1	1	13	9	D	14	2	-6	-9	0	2	-1	-2	1	-1	-5	0	0	5
12/28/12 12:23	12/26/12	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Audit Co	P	4	3.80	0	1	4	29	D	34	19	8	2	5	0	0	-1	1	2	3	5	-1	-3
12/28/12 11:41	12/26/12	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB	P.a	8	3.80	0	2	8	28	D	34	19	8	2	5	0	0	-1	1	2	3	5	-1	-3
12/28/12 11:11	12/26/12	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB	P	8	3.80	0	2	1	183	D	34	19	8	2	5	0	0	-1	1	2	3	5	-1	-3
12/28/12 10:11	12/26/12	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	8	3.80	0	2	8	28	D	34	19	8	2	5	0	0	-1	1	2	3	5	-1	-3
12/28/12 09:29	12/26/12	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P	4	3.80	0	1	6	18	D	34	19	8	2	5	0	0	-1	1	2	3	5	-1	-3
12/28/12 08:15	12/26/12	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.80	0	1	16	8	D	34	19	8	2	5	0	0	-1	1	2	3	5	-1	-3
7/27/12 12:26	7/25/12	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB	P.a	8	3.70	0	2	7	35	D	27	14	7	3	6	-1	2	-1	0	1	1	5	10	4
7/27/12 12:08	7/25/12	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	DOH	CB	P	8	3.70	0	2	1	180	D	27	14	7	3	6	-1	2	-1	0	1	1	5	10	4
7/27/12 11:30	7/25/12	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	8	3.70	0	2	9	25	D	27	14	7	3	6	-1	2	-1	0	1	1	5	10	4
7/27/12 11:11	7/25/12	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P.a	4	3.70	0	1	7	17	D	27	14	7	3	6	-1	2	-1	0	1	1	5	10	4
7/27/12 10:26	7/25/12	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	D		P	4	3.70	0	1	7	16	D	27	14	7	3	6	-1	2	-1	0	1	1	5	10	4
7/27/12 09:48	7/25/12	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Audit Co	P	4	3.70	0	1	4	28	D	27	14	7	3	6	-1	2	-1	0	1	1	5	10	4
7/27/12 09:10	7/25/12	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.70	0	1	20	6	D	27	14	7	3	6	-1	2	-1	0	1	1	5	10	4
12/29/11 11:35	12/27/11	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	7	3.59	0	2	7	31	D	31	12	-2	5	3	2	1	1	0	0	5	4	10	19
12/29/11 10:55	12/27/11	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	7	3.59	0	2	10	22	D	31	12	-2	5	3	2	1	1	0	0	5	4	10	19
12/29/11 10:40	12/27/11	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P.a	4	3.59	0	1	4	26	D	31	12	-2	5	3	2	1	1	0	0	5	4	10	19
12/29/11 10:02	12/27/11	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	DH	Audit Co	P	4	3.59	0	1	7	15	D	31	12	-2	5	3	2	1	1	0	0	5	4	10	19
12/29/11 09:24	12/27/11	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.59	0	1	24	5	D	31	12	-2	5	3	2	1	1	0	0	5	4	10	19
12/27/11 10:00	12/23/11	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		S	-33	3.67	0	-9	-72	4	D	31	12	-3	5	2	1	1	1	0	1	5	5	10	19
7/27/11 13:46	7/25/11	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	7	3.79	1	2	7	28	D	53	16	12	6	3	-2	0	0	-3	-3	-8	-4	4	12
7/27/11 11:51	7/25/11	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	7	3.79	1	2	11	20	D	53	16	12	6	3	-2	0	0	-3	-3	-8	-4	4	12
7/27/11 11:22	7/25/11	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	DH	Audit Co	P	4	3.79	1	1	8	13	D	53	16	12	6	3	-2	0	0	-3	-3	-8	-4	4	12
7/27/11 10:56	7/25/11	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.79	1	1	8	13	D	53	16	12	6	3	-2	0	0	-3	-3	-8	-4	4	12
7/27/11 10:28	7/25/11	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	4	3.79	1	1	4	25	D	53	16	12	6	3	-2	0	0	-3	-3	-8	-4	4	12
1/4/11 13:46	12/27/10	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	7	3.72	1	2	8	25	D	83	14	9	0	-2	4	-1	-1	0	0	4	5	15	13
1/4/11 13:08	12/27/10	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	4	3.72	1	1	4	24	D	83	14	9	0	-2	4	-1	-1	0	0	4	5	15	13
1/4/11 12:33	12/27/10	CIK	Fund	CEF	Closed-End Funds	Cattano James	NY	DH	Audit Co	P	4	3.72	1	1	9	12	D	83	14	9	0	-2	4	-1	-1	0	0	4	5	15	13
1/4/11 11:19	12/27/10	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	NY	D		P	7	3.72	1	2	13	17	D	83	14	9	0	-2	4	-1	-1	0	0	4	5	15	13
1/3/11 15:10	12/27/10	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.72	1	1	9	11	D	92	17	8	-1	-1	3	1	1	-1	-2	2	5	14	11
7/28/10 11:21	7/26/10	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	7	3.60	1	2	10	22	D	48	33	14	1	9	5	1	1	1	2	0	5	3	16
7/28/10 10:41	7/26/10	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	7	3.60	1	2	16	15	D	48	33	14	1	9	5	1	1	1	2	0	5	3	16
7/28/10 10:01	7/26/10	CIK	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	4	3.60	1	1	11	10	D	48	33	14	1	9	5	1	1	1	2	0	5	3	16
7/28/10 09:19	7/26/10	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	4	3.60	1	1	5	23	D	48	33	14	1	9	5	1	1	1	2	0	5	3	16
7/28/10 08:30	7/26/10	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.60	1	1	11	10	D	48	33	14	1	9	5	1	1	1	2	0	5	3	16
12/30/09 13:49	12/28/09	CIK	Fund	CEF	Closed-End Funds	Cattano James	FL	DH	Audit Co	P	4	3.55	0	1	13	9	D	23	73	24	7	7	4	2	1	-1	1	-1	10	8	17
12/30/09 13:22	12/28/09	DHY	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	D		P	4	3.55	0	1	9	12	D	22	138	39	12	6	5	4	0	-1	6	-5	5	4	9
12/30/09 12:42	12/28/09	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	7	3.55	0	2	11	20	D	23	73	24	7	7	4	2	1	-1	1	-1	10	8	17
12/30/09 12:27	12/28/09	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	4	3.55	0	1	5	21	D	23	73	24	7	7	4	2	1	-1	1	-1	10	8	17
12/30/09 11:58	12/28/09	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.55	0	1	14	8	D	23	73	24	7	7	4	2	1	-1	1	-1	10	8	17
7/29/09 11:50	7/27/09	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	7	3.17	0	2	15	17	D	1	10	28	24	5	5	1	-2	2	7	8	12	16	34
7/29/09 11:20	7/27/09	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	DH	Audit Co	P	4	3.17	0	1	12	11	D	1	10	28	24	5	5	1	-2	2	7	8	12	16	34
7/29/09 10:49	7/27/09	CIK	Fund	CEF	Closed-End Funds	Cattano James	FL	D		P	4	3.17	0	1	18	8	D	1	10	28	24	5	5	1	-2	2	7	8	12	16	34
7/29/09 10:17	7/27/09	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.17	0	1	19	7										4	7	8	12	16	34
7/29/09 09:46	7/27/09	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	4	3.17	0	1	6	20	D	1	10	28	24	5	5	1	-2	2	7	8	12	16	34
1/6/09 15:58	12/26/08	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	7	2.50	0	3	26	14										3	3	4	-3	28	58
1/6/09 14:04	12/26/08	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	DH	Audit Co	P	4	2.50	0	1	19	9										3	3	4	-3	28	58
1/6/09 11:53	12/26/08	CIK	Fund	CEF	Closed-End Funds	Cattano James	FL	D		P	4	2.50	0	1	33	6										3	3	4	-3	28	58
1/6/09 11:00	12/26/08	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	2.50	0	1	36	5										3	3	4	-3	28	58
1/6/09 09:06	12/26/08	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	4	2.50	0	1	9	18	D	-31	-23	-18	-2	40	29	14	12	1	3	4	-3	28	58
7/30/08 11:00	7/25/08	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	7	3.70	0	2	22	11	D	-1	-6	-6	-7	-6	2	3	1	-1	-2	-2	-29	-16	10
7/30/08 09:18	7/25/08	CIK	Fund	CEF	Closed-End Funds	Cattano James	FL	D		P	4	3.70	0	1	31	4	D	-1	-6	-6	-7	-6	2	3	1	-1	-2	-2	-29	-16	10
7/30/08 07:41	7/25/08	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	4	3.70	0	1	6	16	D	-1	-6	-6	-7	-6	2	3	1	-1	-2	-2	-29	-16	10
7/29/08 17:14	7/25/08	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	DH	Audit Co	P	4	3.70	0	1	15	7	D	-3	-8	-8	-7	-7	-2	1	-1	-1	-2	-3	-28	-16	8
7/29/08 15:13	7/25/08	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	4	3.70	0	1	35	4	D	-3	-8	-8	-7	-7	-2	1	-1	2	0	0	-26	-14	10
12/28/07 15:51	12/26/07	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB	P	3	3.56	0	1	6	15	D	18	-9	-13	-6	1	1	3	4	-1	1	3	-3	-1	-31
12/28/07 14:31	12/26/07	CIK	Fund	CEF	Closed-End Funds	Cattano James	FL	D		P	3	3.56	0	1	46	3	D	18	-9	-13	-6	1	1	3	4	-1	1	3	-3	-1	-31
12/28/07 13:14	12/26/07	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	3	3.56	0	1	12	8	D	18	-9	-13	-6	1	1	3	4	-1	1	3	-3	-1	-31
12/28/07 12:10	12/26/07	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	DH	Audit Co	P	3	3.56	0	1	18	6	D	18	-9	-13	-6	1	1	3	4	-1	1	3	-3	-1	-31
12/28/07 11:19	12/26/07	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	3	3.56	0	1	55	3	D	18	-9	-13	-6	1	1	3	4	-1	1	3	-3	-1	-31
7/27/07 16:12	7/25/07	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	3	3.87	1	1	13	7	D	-4	3	-14	-13	-13	-13	-9	-5	0	2	0	0	-5	-8
7/27/07 14:50	7/25/07	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	DH	Audit Co	P	3	3.87	1	1	21	5	D	-4	3	-14	-13	-13	-13	-9	-5	2	4	2	2	-3	-6
7/27/07 12:46	7/25/07	CIK	Fund	CEF	Closed-End Funds	Cattano James	FL	D		P	3	3.87	1	1	79	2	D	-4	3	-14	-13	-13	-13	-9	-5	2	4	2	2	-3	-6
7/27/07 11:59	7/25/07	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	NY	D		P	3	3.87	1	1	113	2	D	-4	3	-14	-13	-13	-13	-9	-5	2	4	2	2	-3	-6
7/27/07 10:14	7/25/07	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	Chair of	P	3	3.87	1	1	6	14	D	-4	3	-14	-13	-13	-13	-9	-5	2	4	2	2	-3	-6
12/29/06 16:17	12/27/06	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	3	4.32	1	1	12	7	D	19	30	15	6	2	1	2	3	-1	1	3	0	2	-11
12/29/06 15:06	12/27/06	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	DH	Audit Co	P	3	4.32	1	1	22	4	D	19	30	15	6	2	1	2	3	1	1	3	1	3	-11
12/29/06 13:08	12/27/06	CIK	Fund	CEF	Closed-End Funds	Cattano James	FL	D		P	3	4.32	1	1	234	1	D	19	30	15	6	2	1	2	3	1	1	3	1	3	-11
12/29/06 12:05	12/27/06	CIK	Fund	CEF	Closed-End Funds	Bovarnick Terry Fires	PA	D		P	3	4.32	1	1	New	1	D	19	30	15	6	2	1	2	3	1	1	3	1	3	-11
12/29/06 11:46	12/27/06	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	Chairm o	P	3	4.32	1	1	6	13	D	19	30	15	6	2	1	2	3	1	1	3	1	3	-11
7/27/06 20:12	7/25/06	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	3	4.06	0	1	15	6	D	13	-4	7	5	1	2	1	1	2	1	3	9	16	5
7/27/06 19:09	7/25/06	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	DH	Audit Co	P	3	4.06	0	1	31	3	D	13	-4	7	5	1	2	1	1	2	1	3	9	16	5
7/27/06 17:01	7/25/06	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DOH	CB and	P	3	4.06	0	1	7	12	D	13	-4	7	5	1	2	1	1	2	1	3	9	16	5
7/27/06 15:33	7/25/06	CIK	Fund	CEF	Closed-End Funds	Cattano James	CT	D		P	1	4.06	0	0	New	0	D	13	-4	7	5	1	2	1	1	0	1	3	9	16	5
6/8/06 09:23	6/6/06	CIK	Fund	CEF	Closed-End Funds	Plump Steven B	NY	OH	CEO	P	8	4.04	1	2	67	5										0	0	-1	6	14	19
5/30/06 13:53	5/26/06	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Chairman	P	8	3.94	0	2	21	12	D	14	-3	11	1	5	1	3	0	0	4	1	4	16	24
12/19/05 14:21	12/15/05	CIK	Fund	CEF	Closed-End Funds	Plump Steven B	NY	OH	CEO	P	2	3.65	1	1	20	3	D	-3	-10	-16	-14	-4	-3	-1	0	-1	0	7	13	15	30
12/1/05 16:39	11/29/05	CIK	Fund	CEF	Closed-End Funds	Rappaport Steven N	NY	D		P	19	3.79	0	5	New	5	D	0	-10	-14	-11	-1	-1	-1	0	0	-3	-2	11	14	30
9/1/05 11:08	8/30/05	CIK	Fund	CEF	Closed-End Funds	Plump Steven B	NY	OH	CEO	P	11	4.35	1	3	New	3	D	21	6	-1	-3	-4	-2	-2	0	0	0	-4	-11	-1	4
8/30/05 12:20	8/29/05	CIK	Fund	CEF	Closed-End Funds	Arzac Enrique R	NY	DH	Nominati	P	15	4.32	1	4	57	10	D	25	7	-2	-4	-6	-2	-2	0	1	1	-2	-10	-1	3
12/29/03 12:21	12/26/03	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	DH	Audit Co	S	-31	4.50	1	-7	-73	3	D	12	28	2	9	1	1	0	-1	0	1	5	3	-4	9
12/29/03 12:14	12/23/03	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	DH	Audit Co	S.am	-175	4.50	1	-39	-81	9	D	12	28	2	9	1	1	0	-1	0	1	5	3	-4	9
12/24/03 14:45	12/23/03	CIK	Fund	CEF	Closed-End Funds	Fox Lawrence Joseph	PA	DH	Audit Co	S.m	-239	4.51	0	-53	-85	9	D	13	30	2	8	4	0	0	-1	0	0	6	1	-4	8

D	Derivative transaction in filing (usually option exercise)
M	Multiple transactions in filing; earliest reported transaction date and weighted average transaction price
A	Amended filing
E	Error detected in filing

S - Sale	Sale of securities on an exchange or to another person
S - Sale+OE	Sale of securities on an exchange or to another person (after option exercise)
F - Tax	Payment of exercise price or tax liability using portion of securities received from the company
P - Purchase	Purchase of securities on an exchange or from another person

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